Nerve Transfers and Adjunct Procedures for Restoration of Shoulder External Rotation in Obstetrical Brachial Plexus Palsy: Long-Term Outcomes and Review of the Literature
Abstract
1. Introduction
2. Materials and Methods
- Age > 9 months at the time of surgery
- Late presentation without indication for primary nerve repair
- Upper trunk palsy with atypical or incomplete functional recovery during early infancy
- Minimum postoperative follow-up of 2 years
- SAN to SSN transfer with subscapularis release (n 33, 58.9%)
- SAN to SSN transfer with coracohumeral release (n 10, 17.9%)
- Isolated SAN to SSN transfer (n 7, 12.5%)
- Multiple nerve transfers (n 6, 10.7%)
3. Results
4. Discussion
- Spinatus muscle atrophy is reversible, with almost complete recovery of muscle mass at two years postoperatively, as shown in MRI follow-up.
- Results were poorer when SAN to SSN transfer was part of primary graft reconstruction in six patients (mean age 5 months), possibly due to the young age and the negative impact of extensive plexus grafting on clinical recovery [20].
Limitations of the Study
- Retrospective Design: The analysis was retrospective, which may introduce selection bias and limit the ability to establish causal relationships.
- The absence of a non-surgical or alternative-surgical comparator group: the lack of a comparator group can limit causal attribution. However, our goal was to report outcomes of SAN→SSN transfer as a standard, widely accepted approach in late-presenting OBPP. We agree that future prospective studies with comparator groups would better clarify its relative efficacy.
- No formal statistical comparisons (e.g., p-values or confidence intervals) between subgroups: We acknowledge the limited statistical power due to small subgroup sizes. Our primary aim was to assess longitudinal functional improvement in the overall cohort. Subgroup analyses by age, surgical technique, and type of palsy (Table 4, Table 5, Table 6 and Table 7) were performed, but no statistically significant differences emerged.
- Procedural heterogeneity: the inclusion of multiple surgical techniques can introduce potential confounding factors. However, our cohort reflects real-world surgical practice, where soft tissue releases are tailored to each patient’s presentation. Despite procedural differences, no statistically significant outcome variation was observed among subgroups (Table 5), though we acknowledge the limited size of some groups.
- Lack of Advanced Imaging: CT or MRI scans were not performed to evaluate the grade of glenohumeral dysplasia (GHD) before and after nerve transfer and soft tissue procedures, potentially affecting the accuracy of anatomical assessment. Limitations of the Mallet Score: The Mallet scoring system does not allow for precise evaluation of isolated external rotation recovery, which may shadow some functional improvements following intervention. We selected it due to its ease of application in pediatric population and its value in assessing overall shoulder function, although future studies could benefit from incorporating more granular outcome measures.
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
- Nikolaou, S.; Peterson, E.; Kim, A.; Wylie, C.; Cornwall, R. Impaired growth of denervated muscle contributes to contracture formation following neonatal brachial plexus injury. J. Bone Joint Surg. Am. 2011, 93, 461–470. [Google Scholar] [CrossRef]
- Nikolaou, S.; Liangjun, H.; Tuttle, L.J.; Weekley, H.; Christopher, W.; Lieber, R.L.; Cornwall, R. Contribution of denervated muscle to contractures after neonatal brachial plexus injury: Not just muscle fibrosis. Muscle Nerve 2014, 49, 398–404. [Google Scholar] [CrossRef]
- Goh, Q.; Cornwall, R. Scientific advances in the understanding of contracture pathogenesis in Brachial Plexus Birth Injury. J. Pediatr. Orthop. Soc. N. Am. 2020, 2, 129. [Google Scholar] [CrossRef]
- Hogendoorn, S.; van Overvest, K.L.; Watt, I.; Duijsens, A.H.; Nelissen, R.G. Structural changes in muscle and glenohumeral joint deformity in neonatal brachial plexus palsy. J. Bone Joint Surg. Am. 2010, 92, 935–942. [Google Scholar] [CrossRef] [PubMed]
- Hoeksma, A.F.; Ter Steeg, A.M.; Dijkstra, P.; Nelissen, R.G.; Beelen, A.; de Jong, B.A. Shoulder contracture and osseous deformity in obstetrical brachial plexus injuries. J. Bone Joint Surg. Am. 2003, 85, 316–322. [Google Scholar] [CrossRef]
- Pearl, M.L.; Batech, M.; van de Bunt, F. Humeral Retroversion in Children with Shoulder Internal Rotation Contractures Secondary to Upper-Trunk Neonatal Brachial Plexus Palsy. J. Bone Joint Surg. Am. 2016, 98, 1988–1995. [Google Scholar] [CrossRef]
- van de Bunt, F.; Pearl, M.L.; van Essen, T.; van der Sluijs, J.A. Humeral retroversion and shoulder muscle changes in infants with internal rotation contractures following brachial plexus birth palsy. World J. Orthop. 2018, 9, 292–299. [Google Scholar] [CrossRef]
- Pöyhiä, T.H.; Nietosvaara, Y.A.; Remes, V.M.; Kirjavainen, M.O.; Peltonen, J.I.; Lamminen, A.E. MRI of rotator cuff muscle atrophy in relation to glenohumeral joint incongruence in brachial plexus birth injury. Pediatr. Radiol. 2005, 35, 402–409. [Google Scholar] [CrossRef]
- Friedman, R.J.; Hawthorne, K.B.; Genez, B.M. The use of computerized tomography in the measurement of glenoid version. J. Bone Joint Surg. Am. 1992, 74, 1032–1037. [Google Scholar] [CrossRef]
- Waters, P.M.; Smith, G.R.; Jaramillo, D. Glenohumeral deformity secondary to brachial plexus birth palsy. J. Bone Joint Surg. Am. 1998, 80, 668–677. [Google Scholar] [CrossRef]
- Gilbert, A.; Tassin, J. Reparation chirurgicale du plexus brachial dans la paralyssie obstetricale. Chirurgie 1984, 110, 70. [Google Scholar]
- Al-Qattan, M.M. The outcome of Erb’s palsy when the decision to operate is made at 4 months of age. Plast. Reconstr. Surg. 2000, 106, 1461–1465. [Google Scholar] [CrossRef] [PubMed]
- Waters, P. Comparison of the natural history, the outcome of microsurgical repair, and the outcome of operative reconstruction in brachial plexus birth palsy. J. Bone Joint Surg. Am. 1999, 81, 649–659. [Google Scholar] [CrossRef] [PubMed]
- Sénès, F.M.; Catena, N.; Sénès, J. Nerve transfer in delayed obstetrical palsy repair. J. Brachial Plex. Peripher. Nerve Inj. 2015, 10, e2–e14. [Google Scholar] [CrossRef]
- Raimondi, P.L.; Lara, A.M.I.; Saporiti, E. Cap 23. Palliative surgery: Shoulder paralysis. In Brachial Plexus Injuries; Gilbert, A., Ed.; Martin Dunitz: London, UK, 2001. [Google Scholar]
- Birch, R.; Chen, L. The medial rotation contracture of the shoulder in obstetrical brachial plexus palsy. J. Bone Joint Surg. 1996, 73B (Suppl. S1), 68. [Google Scholar]
- Sarac, C.; Hogendoorn, S.; Nelissen, R.G.H.H. A new surgical technique for internal shoulder contractures secondary to obstetrical brachial plexus injury: An anterior coraco-humeral ligament release. J. Brachial Plex. Peripher. Nerve Inj. 2019, 14, e35–e38. [Google Scholar]
- Abid, A.; Kany, J.; Accadbled, F.; Darodes, P.; Knorr, G.; Sales de Gauzy, J.; Cahuzac, J.P. Arthroscopic anterior capsular release in medial contracture of the shoulder secondary to brachial plexus birth palsy. Preliminary results. Rev. Chir. Orthop. Reparatrice Appar. Mot. 2008, 94, 643–648. [Google Scholar] [CrossRef]
- Breton, A.; Mainard, L.; De Gaspéri, M.; Barbary, S.; Maurice, E.; Dautel, G. Arthroscopic release of shoulder contracture secondary to obstetric brachial plexus palsy: Retrospective study of 18 children with an average follow-up of 4.5 years. Orthop. Traumatol. Surg. Res. 2012, 98, 638–644. [Google Scholar] [CrossRef]
- van Ouwerkerk, W.J.; Uitdehaag, B.M.; Strijers, R.L.; Frans, N.; Holl, K.; Fellner, F.A.; Vandertop, W.P. Accessory nerve to suprascapular nerve transfer to restore shoulder exorotation in otherwise spontaneously recovered obstetric brachial plexus lesions. Neurosurgery 2006, 59, 858–867, discussion 867–869. [Google Scholar] [CrossRef]
- Daly, M.C.; Bauer, A.S.; Lynch, H.; Bae, D.S.; Waters, P.M. Outcomes of Late Microsurgical Nerve Reconstruction for Brachial Plexus Birth Injury. Treatment and Outcomes of Brachial Plexus Birth Injury (TOBI) Study Group. J. Hand Surg. Am. 2020, 45, 555.e1–555.e9. [Google Scholar] [CrossRef]
- Grossman, J.A.; DiTaranto, P.; Yaylali, I.; Alfonso, I.; Ramos, L.E.; Price, A.E. Shoulder function following late neurolysis and bypass grafting for upper brachial plexus birth injuries. J. Hand Surg. Br. 2004, 29, 356–358. [Google Scholar] [CrossRef]
- Ruchelsman, D.E.; Ramos, L.E.; Alfonso, I.; Price, A.E.; Grossman, A.; Grossman, J.A. Outcome following spinal accessory to suprascapular (spinoscapular) nerve transfer in infants with brachial plexus birth injuries. Hand 2010, 5, 190–194. [Google Scholar] [CrossRef] [PubMed]
- El-Gammal, T.A.; El-Sayed, A.; Kotb, M.M.; Saleh, W.R.; Ragheb, Y.F.; el-Refai, O. Delayed selective neurotization for restoration of elbow and hand functions in late presenting obstetrical brachial plexus palsy. J. Reconstr. Microsurg. 2014, 30, 271–274. [Google Scholar] [CrossRef] [PubMed]
- Al-Qattan, M.M.; Al-Kharfy, T.M. Median nerve to biceps nerve transfer to restore elbow flexion in obstetric brachial plexus palsy. Biomed. Res. Int. 2014, 2014, 854084. [Google Scholar] [CrossRef] [PubMed]
- Ladak, A.; Morhart, M.; O’Grady, K.; Wong, J.N.; Chan, K.M.; Watt, M.J.; Olson, J.L. Distal nerve transfers are effective in treating patients with upper trunk obstetrical brachial plexus injuries: An early experience. Plast. Reconstr. Surg. 2013, 132, 985e–992e. [Google Scholar] [CrossRef]
- Abdelmaksoud, I.M.; Ahmad, M.H.; Semaya, A.E.; Ahmed, A.R. The Effect of Distal Transfer of the Spinal Accessory Nerve to the Suprascapular Nerve on the Shoulder Reanimation in Spontaneously Partially Recovered Obstetric Brachial Plexus Lesion. Ann. Plast. Surg. 2020, 85, 402–406. [Google Scholar] [CrossRef]
- Schaakxs, D.; Bahm, J.; Sellhaus, B.; Weis, J. Clinical and neuropathological study about the neurotization of the suprascapular nerve in obstetric brachial plexus lesions. J. Brachial Plex. Peripher. Nerve Inj. 2009, 4, 15. [Google Scholar] [CrossRef]
- Galano, G.J.; Bigliani, L.U.; Ahmad, C.S.; Levine, W.N. Surgical treatment of winged scapula. Clin. Orthop. Relat. Res. 2008, 466, 652–660. [Google Scholar] [CrossRef]
- Garcon, C.; Abdelnour, H.; Jeandel, C.; Louahem, D.; Laffont, I.; Cottalorda, J.; Lambert, K.; Coulet, B.; Delpont, M. Change in shoulder external rotation strength and motion after lower trapezius transfer to the infraspinatus in children with obstetric brachial plexus palsy. Int. Orthop. 2021, 45, 3163–3170. [Google Scholar] [CrossRef]
| Demographics and Clinical Data | N (%) |
|---|---|
| Gender, Males | 37 (66.1) |
| Side, Right | 31 (55.4) |
| Palsy C5–C6 | 36 (64.3) |
| Palsy C5–C6–C7 | 20 (35.7) |
| Surgical Group | N (%) |
| Group I—SAN + SSN + SC release | 33 (58.9) |
| Group II—SAN + SSN + CO release | 10 (17.9) |
| Group III—SAN + SSN only | 7 (12.5) |
| Group IV—Multiple nerve transfers | 6 (10.7) |
| Mallet Score | Pre-op | 6 mo | 1 yr | 2 yr | 3 yr | 5 yr | 7 yr | 10 yr | Final |
|---|---|---|---|---|---|---|---|---|---|
| Score 1 | 3 (5.4%) | – | – | – | – | – | – | – | – |
| Score 2 | 53 (94.6%) | 8 (15.1%) | 3 (5.7%) | 2 (4.0%) | 1 (2.4%) | – | – | – | – |
| Score 3 | – | 44 (83%) | 20 (37.7%) | 16 (32%) | 11 (26.2%) | 6 (18.8%) | 4 (22.2%) | 3 (23.1%) | 2 (20%) |
| Score 4 | – | 1 (1.9%) | 27 (50.9%) | 26 (52%) | 19 (45.2%) | 15 (46.9%) | 7 (38.9%) | 5 (38.5%) | 6 (60%) |
| Score 5 | – | – | 3 (5.7%) | 6 (12%) | 11 (26.2%) | 11 (34.4%) | 7 (38.9%) | 5 (38.5%) | 2 (20%) |
| Comparison | N | Pre-op (Mean ± SD) | Post-op (Mean ± SD) | p-Value |
|---|---|---|---|---|
| Pre-op vs. 6 months | 53 | 1.96 ± 0.19 | 2.87 ± 0.39 | <0.0001 |
| Pre-op vs. 1 year | 53 | 1.96 ± 0.19 | 3.57 ± 0.69 | <0.0001 |
| Pre-op vs. 2 years | 50 | 1.96 ± 0.20 | 3.72 ± 0.73 | <0.0001 |
| Pre-op vs. 3 years | 42 | 1.98 ± 0.15 | 3.95 ± 0.79 | <0.0001 |
| Pre-op vs. 5 years | 32 | 1.97 ± 0.18 | 4.16 ± 0.72 | <0.0001 |
| Pre-op vs. 7 years | 18 | 2.00 ± 0.00 | 4.17 ± 0.79 | <0.0001 |
| Pre-op vs. 10 years | 13 | 2.00 ± 0.00 | 4.15 ± 0.80 | 0.001 |
| Pre-op vs. Final | 10 | 1.90 ± 0.32 | 4.00 ± 0.67 | 0.004 |
| Time Point | ≤18 Months (Mean ± SD) | >18 Months (Mean ± SD) | p-Value |
|---|---|---|---|
| Pre-op | 1.89 ± 0.32 | 2.00 ± 0.00 | 0.07 |
| 6 months | 2.96 ± 0.39 | 2.81 ± 0.40 | 0.33 |
| 1 year | 3.54 ± 0.71 | 3.59 ± 0.69 | 0.90 |
| 2 years | 3.67 ± 0.70 | 3.77 ± 0.76 | 0.64 |
| 3 years | 3.84 ± 0.76 | 4.04 ± 0.82 | 0.34 |
| 5 years | 4.00 ± 0.73 | 4.31 ± 0.70 | 0.27 |
| 7 years | 3.86 ± 0.90 | 4.36 ± 0.67 | 0.25 |
| 10 years | 4.00 ± 0.82 | 4.33 ± 0.82 | 0.53 |
| Final | 4.17 ± 0.75 | 3.75 ± 0.50 | 0.48 |
| Time Point | Group I (SAN + SSN + SC) | Group II (SAN + SSN + CO) | Group III (SAN + SSN Only) | Group IV (Multiple Transfers) |
|---|---|---|---|---|
| Pre-op | 1.97 ± 0.17 | 1.90 ± 0.32 | 1.86 ± 0.38 | 2.00 ± 0.00 |
| 6 months | 2.82 ± 0.46 | 3.00 ± 0.00 | 3.00 ± 0.00 | 2.83 ± 0.41 |
| 1 year | 3.52 ± 0.75 | 3.89 ± 0.60 | 3.40 ± 0.55 | 3.50 ± 0.55 |
| 2 years | 3.65 ± 0.75 | 3.88 ± 0.75 | 4.00 ± 1.00 | 3.67 ± 0.52 |
| 3 years | 3.88 ± 0.83 | 4.17 ± 0.75 | 4.40 ± 0.89 | 3.67 ± 0.52 |
| 5 years | 4.09 ± 0.73 | 4.50 ± 0.71 | 4.50 ± 1.00 | 4.00 ± 0.00 |
| 7 years | 4.07 ± 0.83 | – | 5.00 ± 0.00 | 4.00 ± 0.00 |
| 10 years | 4.00 ± 0.87 | – | 5.00 ± 0.00 | 4.00 ± 0.00 |
| Final | 4.00 ± 0.76 | – | – | 4.00 ± 0.00 |
| Time Point | C5–C6 (n = 36) Mean ± SD | C5–C6–C7 (n = 20) Mean ± SD | p-Value |
|---|---|---|---|
| Pre-op | 1.97 ± 0.17 | 1.90 ± 0.31 | 0.25 |
| 6 months | 2.91 ± 0.38 | 2.79 ± 0.42 | 0.29 |
| 1 year | 3.59 ± 0.70 | 3.53 ± 0.70 | 0.71 |
| 2 years | 3.78 ± 0.75 | 3.61 ± 0.70 | 0.48 |
| 3 years | 4.00 ± 0.86 | 3.85 ± 0.55 | 0.54 |
| 5 years | 4.24 ± 0.78 | 3.86 ± 0.38 | 0.21 |
| 7 years | 4.20 ± 0.86 | 4.00 ± 0.00 | 0.65 |
| 10 years | 4.18 ± 0.87 | 4.00 ± 0.00 | 0.77 |
| Final | 4.00 ± 0.71 | 4.00 ± 0.71 | 1.00 |
| Variable | No Palliative Surgery (n = 39) | Underwent Palliative Surgery (n = 17) | p-Value |
|---|---|---|---|
| Primary Nerve Transfer | |||
| SAN + Subscapularis (SC) | 21 (63.6%) | 12 (36.4%) | 0.55 |
| SAN + Coraco-Humeral (CO) | 8 (80.0%) | 2 (20.0%) | – |
| SAN only | 6 (85.7%) | 1 (14.3%) | – |
| SAN + Other Transfers | 4 (66.7%) | 2 (33.3%) | – |
| Palsy Type | |||
| C5–C6 | 25 (69.4%) | 11 (30.6%) | 1.00 |
| C5–C6–C7 | 14 (70.0%) | 6 (30.0%) | – |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
Share and Cite
Sénès, F.M.; Valore, A.; Arrigoni, C.; Calevo, M.G.; Catena, N. Nerve Transfers and Adjunct Procedures for Restoration of Shoulder External Rotation in Obstetrical Brachial Plexus Palsy: Long-Term Outcomes and Review of the Literature. J. Clin. Med. 2025, 14, 7415. https://doi.org/10.3390/jcm14207415
Sénès FM, Valore A, Arrigoni C, Calevo MG, Catena N. Nerve Transfers and Adjunct Procedures for Restoration of Shoulder External Rotation in Obstetrical Brachial Plexus Palsy: Long-Term Outcomes and Review of the Literature. Journal of Clinical Medicine. 2025; 14(20):7415. https://doi.org/10.3390/jcm14207415
Chicago/Turabian StyleSénès, Filippo M., Annalisa Valore, Chiara Arrigoni, Maria Grazia Calevo, and Nunzio Catena. 2025. "Nerve Transfers and Adjunct Procedures for Restoration of Shoulder External Rotation in Obstetrical Brachial Plexus Palsy: Long-Term Outcomes and Review of the Literature" Journal of Clinical Medicine 14, no. 20: 7415. https://doi.org/10.3390/jcm14207415
APA StyleSénès, F. M., Valore, A., Arrigoni, C., Calevo, M. G., & Catena, N. (2025). Nerve Transfers and Adjunct Procedures for Restoration of Shoulder External Rotation in Obstetrical Brachial Plexus Palsy: Long-Term Outcomes and Review of the Literature. Journal of Clinical Medicine, 14(20), 7415. https://doi.org/10.3390/jcm14207415

