Next Article in Journal
Interplay Between Depression and Inflammatory Bowel Disease: Shared Pathogenetic Mechanisms and Reciprocal Therapeutic Impacts—A Comprehensive Review
Previous Article in Journal
Early Positive Fluid Balance Associates with Increased Mortality in Neurological Critically Ill Patients: A 10-Year Cohort Study
Previous Article in Special Issue
Body Composition Changes in Hospitalized Patients with Community-Acquired Pneumonia
 
 
Font Type:
Arial Georgia Verdana
Font Size:
Aa Aa Aa
Line Spacing:
Column Width:
Background:
Article

Postoperative Recovery of Balance Function in Lumbar Spinal Stenosis: A 12-Month Longitudinal Study Using the Brief BESTest and Its Association with Patient-Reported Outcomes

by
Tomoyoshi Sakaguchi
1,
Masato Tanaka
2,*,
Shinya Arataki
2,
Tadashi Komatsubara
2,
Akiyoshi Miyamoto
2,
Mandar Borde
2,
Umarani Arvind
2,
Kazuhiko Takamatsu
1,
Yosuke Yasuda
1,
Adrian Doană-Prodan
1 and
Kaoruko Ishihara
1
1
Department of Rehabilitation, Okayama Rosai Hospital, 1-10-25 Chikko Midorimachi, Minami-ku, Okayama 702-8055, Japan
2
Department of Orthopaedic Surgery, Okayama Rosai Hospital, Okayama 702-8055, Japan
*
Author to whom correspondence should be addressed.
J. Clin. Med. 2025, 14(15), 5520; https://doi.org/10.3390/jcm14155520
Submission received: 3 July 2025 / Revised: 28 July 2025 / Accepted: 30 July 2025 / Published: 5 August 2025

Abstract

Study Design: Prospective observational study. Background: Lumbar spinal stenosis (LSS) impairs balance and gait function, increasing fall risk and limiting quality of life. Although postoperative recovery of balance is clinically important, longitudinal data using multidimensional balance assessments are limited. Methods: A prospective cohort study was conducted in 101 patients (mean age 74.9 ± 6.9 years) undergoing surgery for LSS. The Brief Balance Evaluation Systems Test (Brief BESTest), Oswestry Disability Index (ODI), Modified Falls Efficacy Scale (MFES), Zurich Claudication Questionnaire (ZCQ), and Visual Analog Scales (VAS) for pain/numbness were evaluated preoperatively and at 6 and 12 months postoperatively. Changes over time and correlations between Brief BESTest and PROMs were analyzed. Results: The total Brief BESTest score significantly improved from 13.3 ± 5.3 preoperatively to 16.1 ± 5.1 at 6 months and 16.0 ± 5.1 at 12 months (p < 0.01). Subdomains including Anticipatory Adjustments, Postural Responses, Sensory Orientation, and Stability in Gait improved significantly, while Stability Limits did not. At 12 months postoperatively, ODI decreased by 19.1%, ZCQ symptom and function scores improved by 0.8 and 0.9 points, respectively, and VAS scores improved by 17.1 mm for low back pain, 26.5 mm for lower limb pain, and 19.5 mm for numbness, all showing marked improvements from baseline. MFES also increased significantly postoperatively. The Brief BESTest score correlated significantly with MFES and ZCQ-PFS at baseline, and with ODI, ZCQ, and VAS scores at 12 months. Conclusions: Balance ability in LSS patients improved after surgery, as measured by the Brief BESTest, with clinically meaningful changes maintained for 12 months. Improvements in balance were significantly associated with reductions in pain, disability, and fear of falling, suggesting the Brief BESTest is a comprehensive indicator of postoperative recovery.

1. Introduction

Lumbar spinal stenosis (LSS) is a degenerative condition based on the compression of neural elements due to age-related changes, which include hypertrophy of the facet joints, thickening of the ligaments, and the intervertebral discs bulging [1]. This condition leads to symptoms including lower limb pain, numbness, and neurogenic intermittent claudication, and is recognized as a significant cause of mobility impairment in the elderly population [2]. Patients with LSS often experience gait disturbances due to sensory deficits in the lower limbs and impaired balance function, which increases the risk of falls and contributes to a decrease in independence in activities of daily living (ADL) [3]. Several studies have demonstrated that balance function is correlated with patient-reported outcomes, including the Oswestry Disability Index (ODI) and Visual Analog Scales (VAS) for leg and back pain, as well as numbness [4,5]. In particular, lower balance performance has been associated with greater disability and pain, highlighting the clinical significance of incorporating balance assessment into patient outcome evaluations. These findings support the notion that balance dysfunction is not only a biomechanical issue but also an important determinant of quality of life in LSS patients. Therefore, assessing balance function is essential in evaluating treatment outcomes in patients with LSS.
Traditionally, balance assessment in LSS patients has relied on simple functional tests such as the Timed Up and Go (TUG) test and One-Leg Standing (OLS) test [6]. However, these tools assess balance from a unidimensional perspective and don’t fully represent the intricate nature of postural control [7]. Furthermore, previous studies using accelerometry during gait or center of pressure (COP) measurements have reported improvements in dynamic and static balance from 6 to 12 months after surgery in patients with LSS [8,9]. However, these assessments evaluate particular aspects of balance and may not reflect broader dimensions such as postural responses, anticipatory adjustments, and sensory integration.
Recently, the Balance Evaluation Systems Test (BESTest) was developed to provide a comprehensive assessment of balance function [10]. The BESTest is unique in that it structurally evaluates balance across six domains: (1) biomechanical constraints, (2) stability limits, (3) anticipatory postural adjustments, (4) postural responses, (5) sensory orientation, and (6) stability in gait. Its usefulness has been demonstrated in both neurological and musculoskeletal populations [11,12]. A shortened version, the Brief BESTest, was later introduced to facilitate clinical use. Despite taking only about eight minutes to administer, it allows for a multidimensional assessment of balance, making it highly practical in clinical settings [13].
Therefore, this study aimed to comprehensively assess longitudinal changes in balance function using the Brief BESTest in patients with LSS from preoperative status to 12 months after surgery, and to clarify the relationship between balance performance and patient-reported outcome measures (PROMs) at each time point.

2. Materials and Methods

This was a prospective cohort study conducted at a single institution. The study was approved by the Ethics Committee of Okayama Rosai Hospital (approval number: 328; approval date: 31 May 2022). All patients agreed to participate after being fully informed and signing a consent form after receiving a detailed explanation of the study’s purpose and procedures. Between June 2022 and April 2023, a total of 120 patients who underwent spinal surgery for LSS were screened for eligibility. The inclusion criteria were: (1) age ≥ 60 years; (2) decompression or fusion surgery for LSS; (3) ability to walk more than 10 m; and (4) ability to provide informed consent. The exclusion criteria were: (1) myelopathy; (2) advanced osteoarthritis of the hip or knee; (3) a history of neurologic, pulmonary, cardiac diseases, or dementia; (4) patients with severe deformity; and (5) insufficient data. Based on these criteria, 101 patients were included in the final analysis (Figure 1).
The Brief BESTest was administered by physical therapists preoperatively and at 6 months and 12 months postoperatively. Other outcome measures, including the Oswestry Disability Index (ODI), the Modified Falls Efficacy Scale (MFES), the Zurich Claudication Questionnaire (ZCQ), and pain assessments using the Visual Analog Scale (VAS) for lumbago, leg pain, and numbness, were collected preoperatively and at 6 and 12 months postoperatively via self-administered questionnaires.

2.1. Patient and Surgical Factors

Patient factors included age, sex, and body mass index (BMI). Surgical factors included the type of surgical procedure, the number of operated intervertebral levels, the specific surgical levels (e.g., L1/2 to L5/S1), operative time, and intraoperative blood loss.

2.2. Brief Balance Evaluation Systems Test (BESTest)

Balance performance was evaluated using the Brief Balance Evaluation Systems Test (Brief BESTest), a shortened version of the original BESTest [10]. The Brief BESTest consists of 6 sections (biomechanical constraints, stability limits, anticipatory postural adjustments, postural responses, sensory orientation, and stability in gait), with a total of 8 items scored on a 4-point ordinal scale (0–3). The total score ranges from 0 to 24, with higher scores indicating better balance function [13] (Table 1, Figure 2).

2.3. Oswestry Disability Index (ODI)

The Oswestry Disability Index (ODI) was used to assess the severity of disability related to low back pain [15]. The questionnaire includes 10 sections covering daily activities such as personal care, lifting, walking, and social life. Each section is measured on a scale from 0 to 5, with total scores converted to a percentage ranging from 0% (no disability) to 100% (maximum disability). Higher scores reflect greater functional impairment.

2.4. Modified Falls Efficacy Scale (MFES)

Fear of falling in daily life was assessed using the Modified Falls Efficacy Scale (MFES), which evaluates an individual’s confidence in performing 14 common indoor and outdoor activities without falling [16]. Each item is rated on a scale from 0 (not confident at all) to 10 (completely confident), and the mean score is used for analysis. A lower score indicates reduced confidence in maintaining balance during activities.

2.5. Zurich Claudication Questionnaire (ZCQ)

The Zurich Claudication Questionnaire (ZCQ), a disease-specific instrument for lumbar spinal stenosis, was used to assess symptom severity, physical performance, and patient satisfaction [17]. It comprises three domains: the Symptom Severity Scale (SSS, comprising seven items), the Physical Function Scale (PFS, comprising five items), and the Satisfaction Scale (SFS, comprising six items). Each item is measured on a scale from 1 (best) to 5 (worst) for SSS and PFS, and from 1 (most satisfied) to 4 (least satisfied) for SFS. Domain scores are calculated as the mean of item scores in each section. Higher SSS and PFS scores indicate more severe symptoms and functional limitation, while lower SFS scores reflect greater satisfaction with treatment.

2.6. Pain Assessment

Pain was assessed using the Visual Analog Scale (VAS), with scores ranging from 0 to 100 mm, where 0 indicates “no pain or symptoms” and 100 indicates “worst imaginable pain or symptoms.” Three specific symptom categories were evaluated: low back pain (LBP), lower limb pain (LLP), and lower limb numbness (LLN), including the buttocks and legs. Patients were instructed to mark the intensity of each symptom on a 100 mm horizontal line, and the distance from the left end to the mark was measured in millimeters to determine the VAS score for each symptom.

2.7. Statistical Analysis

Changes over time (from preoperative to 12 months postoperative) in the total Brief BESTest score, individual domain scores of the Brief BESTest, ODI, MFES, ZCQ, and VAS were compared using the Friedman test. Post hoc pairwise comparisons were performed with Bonferroni correction. Spearman’s rank correlation coefficients were calculated to assess the relationships between the Brief BESTest and ODI, MFES, ZCQ, and VAS at each time point. Statistical analyses were conducted using EZR (version 1.61, Saitama Medical Center, Jichi Medical University), which is a graphical user interface for R [18]. Spearman’s correlation coefficients (ρ) were interpreted as follows: 0.1 to <0.4 as weak, 0.4 to <0.7 as moderate, 0.7 to <0.9 as strong, and ≥0.9 as very strong [19]. A p-value of less than 0.05 was considered statistically significant.

3. Results

3.1. Patient and Surgical Factors

A total of 101 patients were included in the analysis. The mean age was 74.9 ± 6.9 years, and 60 patients (59.4%) were male. The mean body mass index (BMI) was 24.6 ± 3.4 kg/m2. Regarding surgical procedures, 64 patients underwent decompression surgery, while 37 underwent fusion surgery. The number of surgical segments was one in 65 patients and two or more in 36 patients (Table 2).

3.2. Changes in Brief BESTest

Compared to the preoperative score of 13.3 ± 5.3, the total Brief BESTest score significantly increased to 16.1 ± 5.1 at 6 months postoperatively (p < 0.01) and remained significantly higher at 12 months (16.0 ± 5.1, p < 0.01). For the individual domains, the biomechanical constraints domain improved significantly from 1.3 ± 1.1 at baseline to 1.6 ± 1.1 at 6 months (p < 0.01) and was still significantly higher at 12 months (1.6 ± 1.2, p < 0.05). No significant changes were observed in the stability limits domain, which remained at 2.1 ± 0.5 preoperatively and postoperatively.
The score for anticipatory postural adjustments significantly improved from 3.5 ± 2.1 preoperatively to 4.6 ± 1.6 at 6 months postoperatively (p < 0.01), and remained significantly higher at 12 months (4.4 ± 1.8, p < 0.05 compared to baseline). Postural responses also showed a significant improvement, increasing from 2.8 ± 1.7 preoperatively to 3.4 ± 1.7 at 6 months (p < 0.01) and remaining significantly elevated at 12 months (3.2 ± 1.8, p < 0.05). The sensory orientation domain did not show a significant difference at 6 months but did show a significant improvement from 1.6 ± 1.0 preoperatively to 2.0 ± 1.0 at 12 months (p < 0.01). The stability in gait domain significantly increased from 2.1 ± 1.0 to 2.7 ± 0.6 at 6 months and remained at 2.7 ± 0.5 at 12 months (p < 0.01 for both time points compared to baseline) (Table 3).

3.3. Changes in ODI

The Oswestry Disability Index (ODI) showed a significant decrease from 42.2 ± 15.9% preoperatively to 19.9 ± 17.6% at 6 months and 23.1 ± 17.5% at 12 months postoperatively (both p < 0.01) (Table 3).

3.4. Changes in MFES

The MFES significantly increased from 97.8 ± 32.6 points preoperatively to 115.6 ± 28.8 at 6 months and 115.9 ± 27.1 at 12 months postoperatively (both p < 0.01) (Table 3).

3.5. Changes in ZCQ

The Zurich Claudication Questionnaire (ZCQ) Symptom Severity Scale (SSS) score improved significantly from 3.1 ± 0.5 to 2.2 ± 0.7 at 6 months and 2.3 ± 1.3 at 12 months postoperatively (both p < 0.01). The Physical Function Scale (PFS) also improved from 2.7 ± 0.6 preoperatively to 1.8 ± 0.6 at both 6 and 12 months (p < 0.01). The Satisfaction Scale (SFS) at 12 months was 2.0 ± 0.8, with a mild but statistically significant improvement from 6 months (1.8 ± 0.6, p < 0.05). All time point outcomes for ZCQ are shown in Table 3.

3.6. Changes in Pain and Numbness

LBP VAS scores significantly decreased from 36.3 ± 30.1 mm preoperatively to 17.5 ± 23.1 mm at 6 months and 19.2 ± 23.6 mm at 12 months (both p < 0.01). LLP VAS also showed a significant reduction to 21.9 ± 26.6 mm at 6 months and 24.0 ± 29.2 mm at 12 months compared to the preoperative value of 50.5 ± 30.1 mm (both p < 0.01). Similarly, LLN VAS significantly improved from 45.3 ± 33.2 mm preoperatively to 18.7 ± 26.3 mm at 6 months and 25.8 ± 32.3 mm at 12 months (both p < 0.01).

3.7. Correlation Between Brief BESTest and Patient-Reported Outcome Measures

At the preoperative time point, the Brief BESTest total score was significantly correlated with the MFES (ρ = 0.439, p < 0.001) and the ZCQ Physical Function Scale (PFS) (ρ = −0.419, p < 0.001). No significant correlations were found with ODI, ZCQ Symptom Severity Scale (SSS), or any VAS scores. At 6 months postoperatively, the Brief BESTest score remained significantly correlated with MFES (ρ = 0.409, p < 0.001). Significant negative correlations were also observed with ZCQ SSS (ρ = −0.346, p = 0.014), ZCQ PFS (ρ = −0.313, p = 0.025), ZCQ Satisfaction Scale (SFS) (ρ = −0.409, p = 0.004), and LBP VAS (ρ = −0.299, p = 0.010). Correlations with ODI, LLP VAS, and LLN VAS were not statistically significant.
At 12 months postoperatively, significant correlations were again found between the Brief BESTest and MFES (ρ = 0.451, p < 0.001), ODI (ρ = −0.442, p = 0.027), ZCQ SSS (ρ = −0.481, p < 0.001), ZCQ PFS (ρ = −0.295, p = 0.013), and ZCQ SFS (ρ = −0.299, p = 0.013). In addition, the Brief BESTest score showed significant negative correlations with LBP VAS (ρ = −0.331, p < 0.001), LLP VAS (ρ = −0.275, p = 0.006), and LLN VAS (ρ = −0.206, p = 0.042).
All time point correlations between the Brief BESTest and Patient-Reported Outcomes are shown in Table 4.

4. Discussion

Patients with lumbar spinal stenosis (LSS) often experience impaired balance and an increased risk of falls due to reduced lumbar motion [20,21]. These functional limitations can negatively affect postural control and mobility, making balance assessment and rehabilitation essential components of postoperative management in this population. The Balance Evaluation Systems Test (BESTest) is a comprehensive clinical tool designed to assess multiple domains of balance control and is associated with fall risk in various patient populations [7,22]. Shorter versions of the BESTest, such as the Mini-BESTest and Brief BESTest, have been developed to facilitate clinical application with reduced administration time while maintaining multidimensional balance assessment capability [13]. Among these, the Brief BESTest offers a particularly efficient assessment format, making it suitable for use in busy clinical settings. Recent studies have demonstrated associations between balance ability, as assessed using the Mini-BESTest, and gait ability in patients with LSS [23]. However, to date, no studies have examined postoperative changes in balance performance using the Brief BESTest in patients with LSS. The present study is the first to evaluate postoperative changes in balance ability using the Brief BESTest in patients with LSS and to investigate its relationships with patient-reported outcome measures (PROMs), including the Oswestry Disability Index (ODI), Modified Falls Efficacy Scale (MFES), Zurich Claudication Questionnaire (ZCQ), and Visual Analog Scales (VAS) for pain and numbness.
In this study, significant improvements in the Brief BESTest were observed at both 6 and 12 months postoperatively compared to preoperative scores. Notably, the increase in total scores suggests a comprehensive enhancement of balance function, indicating that surgical intervention can help restore multifaceted balance abilities in individuals with LSS. Domain-specific analyses revealed that improvements in biomechanical constraints and anticipatory postural adjustments may reflect enhanced muscle strength and joint range of motion, likely attributable to the effects of postoperative rehabilitation. These two domains are known to involve the function of the hip abductor muscles [24]. Since the most frequently affected level in LSS is L4/5, and previous studies have reported reduced gluteus medius strength in such cases [25], it is reasonable to consider that postoperative improvements in gluteus medius function contributed to gains in these balance components. Postural responses improved bilaterally after surgery in this study, suggesting a recovery of the ability to maintain postural control in response to external perturbations. This result may be due to the surgical improvement of lower limb pain and numbness.
Sensory orientation was not improved at 6 months; however, it improved at 12 months postoperatively. This domain needs to improve for a longer time compared with other domains, which includes tasks such as standing on an unstable foam surface with eyes closed—an act that heavily relies on proprioceptive input [26]. Previous research has indicated that proprioception may improve following LSS surgery [27], and our results support this, suggesting that recovery of proprioceptive function may occur more gradually compared to other balance domains. In particular, the test item for stability in gait is the Timed Up and Go (TUG) test, which showed improvement across all time points. The TUG is a reliable and valid measure of functional mobility and is associated with locomotor dysfunction in patients with degenerative spinal disorders [28,29]. In contrast, no significant change was observed in the stability limits domain, which is assessed using the Functional Reach Test (FRT). Previous studies have shown that FRT scores are lower in patients with LSS than in healthy individuals and are associated with spinal dysfunction and quality of life [30]. FRT performance is also known to be influenced by spinal flexibility [31]. In the present study, the majority of cases underwent decompression surgery, or one-level surgical fixation, which may have minimized the impact of surgery on spinal flexibility.
Halvarsson et al. developed a specific progressive balance training program incorporating dual- and multi-task exercises based on the six systems of the BESTest for older adults [32]. These exercises may also contribute to improving balance performance in patients with LSS, given the similarities in age-related balance impairments. Hence, future interventional studies are warranted to investigate the effectiveness of such system-based balance training programs specifically tailored for the LSS population.
Concerning PROMs, significant improvements were observed in ODI, MFES, ZCQ, and VAS scores at both 6 and 12 months postoperatively, confirming symptom relief and functional recovery. At 12 months, the average changes from baseline were 19.1% for ODI, 0.8 points for ZCQ SSS, 0.9 points for ZCQ PFS, 17.1 mm for LBP, 26.5 mm for LLP, and 19.5 mm for LLN. These changes exceeded the minimal clinically important differences previously reported for each PROM [33,34], indicating clinically meaningful improvement. Importantly, to our knowledge, this is the first study to longitudinally assess fall-related self-efficacy using the MFES in patients with lumbar spinal stenosis. Our findings suggest that spine surgery contributes not only to physical recovery but also to psychological aspects such as confidence in avoiding falls, which is particularly relevant in an aging population. In terms of treatment satisfaction, the ZCQ SFS scores were 1.8 at 6 months and 2.0 at 12 months, indicating high levels of postoperative satisfaction. A score of ≤2.5 on the SFS is generally considered the threshold for treatment satisfaction [35].
Correlations between the Brief BESTest and PROMs revealed significant associations preoperatively with MFES and ZCQ-PFS. At 6 and 12 months postoperatively, stronger and broader correlations were identified, particularly at 12 months, where significant correlations were noted with ODI, ZCQ SSS, PFS, SFS, and all VAS subscales (LBP, LLP, LLN). These findings suggest that the Brief BESTest is not merely a balance assessment tool, but may also reflect broader aspects of patients’ physical function, symptoms, and satisfaction after surgery. Notably, Thornes et al. reported that four domains of the Mini-BESTest—anticipatory postural adjustments, postural responses, sensory orientation, and stability in gait—were closely associated with ZCQ PFS scores [23], which is consistent with our findings. Therefore, improving balance function after surgery may contribute to enhanced health-related quality of life and patient satisfaction in individuals with LSS.
The MFES was significantly correlated with the Brief BESTest at all time points from preoperative to 12 months, suggesting that improvements in balance ability may enhance fall-related self-efficacy. This highlights the possibility that balance recovery contributes not only to physical but also to psychological aspects of postoperative rehabilitation.
This study has several limitations. First, although this was a prospective study, it was conducted at a single institution with a limited sample size, which may affect the generalizability of the findings. Second, the follow-up period of this study is relatively short. Third, while balance function was assessed using the Brief BESTest, we did not evaluate objective outcomes such as fall incidence or physical activity levels.

5. Conclusions

This study is the first to longitudinally evaluate postoperative changes in balance ability using the Brief BESTest in patients with LSS. Significant improvements were observed in the total score, as well as in specific domains, including biomechanical constraints, anticipatory postural adjustments, postural responses, and stability in gait, all of which showed improvement 6 months after surgery. In contrast, sensory orientation showed delayed recovery, with significant improvement observed only at 12 months. These findings suggest that while most aspects of balance function recover relatively quickly following surgical intervention and rehabilitation, proprioceptive-related balance function may require a longer recovery period. The Brief BESTest proved to be a clinically useful tool for capturing these domain-specific recovery patterns, supporting its use for comprehensive postoperative assessment and guiding targeted balance rehabilitation in patients with LSS.

Author Contributions

Conceptualization, M.T.; Data curation, T.S., M.T., S.A., T.K., A.M., M.B., U.A., K.T., Y.Y., A.D.-P. and K.I.; Methodology: A.M., K.T. and K.I.; Data Curation, A.M., M.B., U.A., K.T., Y.Y., A.D.-P. and K.I.; Writing—Original Draft Preparation, T.S.; Writing—Review and Editing, S.A., T.K., M.B. and U.A.; Investigation: Y.Y. and A.D.-P. All authors have read and agreed to the published version of the manuscript.

Funding

This research was supported by research funds from the Japan Organization of Occupational Health and Safety (JPJOHAS2025FH25).

Institutional Review Board Statement

This study was conducted following the guidelines of the Declaration of Helsinki and was approved by the Institutional Review Board at Okayama Rosai Hospital (approval number: 328; approval date: 31 May 2022).

Informed Consent Statement

Informed consent was obtained from all subjects involved in the study. Written informed consent has been obtained from the patients to publish this paper.

Data Availability Statement

The data presented in this study are available on request from the corresponding author due to ethical reasons.

Conflicts of Interest

The authors declare no conflicts of interest. The funders had no role in the design of the study, in the collection, analysis, or interpretation of data, in the writing of the manuscript, or in the decision to publish the results.

References

  1. Abdou, A.; Kades, S.; Masri-zada, T.; Asim, S.; Bany-Mohammed, M.; Agrawal, D.K. Lumbar Spinal Stenosis: Pathophysiology, Biomechanics, and Innovations in Diagnosis and Management. J. Spine Res. Surg. 2025, 7, 1–17. [Google Scholar] [CrossRef]
  2. Steurer, J.; Nydegger, A.; Held, U.; Brunner, F.; Hodler, J.; Porchet, F.; Min, K.; Mannion, A.F.; Michel, B. LumbSten Research Collaboration LumbSten: The lumbar spinal stenosis outcome study. BMC Musculoskelet. Disord. 2010, 11, 254. [Google Scholar] [CrossRef]
  3. Kim, H.-J.; Chun, H.-J.; Han, C.-D.; Moon, S.-H.; Kang, K.-T.; Kim, H.-S.; Park, J.-O.; Moon, E.-S.; Kim, B.-R.; Sohn, J.-S.; et al. The risk assessment of a fall in patients with lumbar spinal stenosis. Spine 2011, 36, E588–E592. [Google Scholar] [CrossRef]
  4. Gautschi, O.P.; Joswig, H.; Corniola, M.V.; Smoll, N.R.; Schaller, K.; Hildebrandt, G.; Stienen, M.N. Pre- and postoperative correlation of patient-reported outcome measures with standardized Timed Up and Go (TUG) test results in lumbar degenerative disc disease. Acta Neurochir. 2016, 158, 1875–1881. [Google Scholar] [CrossRef] [PubMed]
  5. Uysal, İ.; Özden, F.; Tümtürk, İ.; Şimşek, M. Does physical performance demonstrate patient-reported outcomes after lumbar spine surgery? BMC Musculoskelet. Disord. 2024, 25, 1000. [Google Scholar] [CrossRef] [PubMed]
  6. Lin, S.-I.; Lin, R.-M. Disability and walking capacity in patients with lumbar spinal stenosis: Association with sensorimotor function, balance, and functional performance. J. Orthop. Sports Phys. Ther. 2005, 35, 220–226. [Google Scholar] [CrossRef] [PubMed]
  7. Magnani, P.E.; Porto, J.M.; Genovez, M.B.; Zanellato, N.F.G.; Alvarenga, I.C.; Dos Santos, P.F.; de Abreu, D.C.C. What is the best clinical assessment tool for identification of adults aged ≥80 years at high risk of falls? Physiotherapy 2021, 110, 63–69. [Google Scholar] [CrossRef]
  8. Papadakis, N.C.; Christakis, D.G.; Tzagarakis, G.N.; Chlouverakis, G.I.; Kampanis, N.A.; Stergiopoulos, K.N.; Katonis, P.G. Gait variability measurements in lumbar spinal stenosis patients: Part B. Preoperative versus postoperative gait variability. Physiol. Meas. 2009, 30, 1187–1195. [Google Scholar] [CrossRef]
  9. Wong, W.-J.; Lai, D.-M.; Wang, S.-F.; Wang, J.-L.; Hsu, W.-L. Changes of balance control in individuals with lumbar degenerative spine disease after lumbar surgery: A longitudinal study. Spine J. 2019, 19, 1210–1220. [Google Scholar] [CrossRef]
  10. Horak, F.B.; Wrisley, D.M.; Frank, J. The Balance Evaluation Systems Test (BESTest) to differentiate balance deficits. Phys. Ther. 2009, 89, 484–498. [Google Scholar] [CrossRef]
  11. Chan, A.C.M.; Pang, M.Y.C.; Ouyang, H.; Jehu, D.A.M. Minimal Clinically Important Difference of Four Commonly Used Balance Assessment Tools in Individuals after Total Knee Arthroplasty: A Prospective Cohort Study. PM R 2020, 12, 238–245. [Google Scholar] [CrossRef] [PubMed]
  12. Miyata, K.; Kondo, Y.; Bando, K.; Hara, T.; Takahashi, Y. Structural Validity of the Mini-Balance Evaluation Systems Test in Individuals With Spinocerebellar Ataxia: A Rasch Analysis Study. Arch. Phys. Med. Rehabil. 2024, 105, 742–749. [Google Scholar] [CrossRef] [PubMed]
  13. Padgett, P.K.; Jacobs, J.V.; Kasser, S.L. Is the BESTest at its best? A suggested brief version based on interrater reliability, validity, internal consistency, and theoretical construct. Phys. Ther. 2012, 92, 1197–1207. [Google Scholar] [CrossRef] [PubMed]
  14. Sakaguchi, T.; Heyder, A.; Tanaka, M.; Uotani, K.; Omori, T.; Kodama, Y.; Takamatsu, K.; Yasuda, Y.; Sugyo, A.; Takeda, M.; et al. Rehabilitation to Improve Outcomes after Cervical Spine Surgery: Narrative Review. J. Clin. Med. 2024, 13, 5363. [Google Scholar] [CrossRef]
  15. Fujiwara, A.; Kobayashi, N.; Saiki, K.; Kitagawa, T.; Tamai, K.; Saotome, K. Association of the Japanese Orthopaedic Association score with the Oswestry Disability Index, Roland-Morris Disability Questionnaire, and short-form 36. Spine 2003, 28, 1601–1607. [Google Scholar] [CrossRef]
  16. Hill, K.D.; Schwarz, J.A.; Kalogeropoulos, A.J.; Gibson, S.J. Fear of falling revisited. Arch. Phys. Med. Rehabil. 1996, 77, 1025–1029. [Google Scholar] [CrossRef]
  17. Stucki, G.; Daltroy, L.; Liang, M.H.; Lipson, S.J.; Fossel, A.H.; Katz, J.N. Measurement properties of a self-administered outcome measure in lumbar spinal stenosis. Spine 1996, 21, 796–803. [Google Scholar] [CrossRef]
  18. Kanda, Y. Investigation of the freely available easy-to-use software “EZR” for medical statistics. Bone Marrow Transplant. 2013, 48, 452–458. [Google Scholar] [CrossRef]
  19. Schober, P.; Boer, C.; Schwarte, L.A. Correlation Coefficients: Appropriate Use and Interpretation. Anesth. Analg. 2018, 126, 1763–1768. [Google Scholar] [CrossRef]
  20. Güneş, M.; Apaydın, A.S.; Keski̇n, N.K. Investigation of lumbar multifidus muscle, pain, and fear of falling in patients with lumbar spinal stenosis with poor balance. Clin. Neurol. Neurosurg. 2024, 246, 108578. [Google Scholar] [CrossRef]
  21. Wada, T.; Kitsuda, Y.; Tanishima, S.; Osumi, M.; Takeda, C.; Osaki, M.; Nagashima, H. Association between lumbar spine kinematics and falls in patients with lumbar spinal stenosis: A cross-sectional study. Eur. Spine J. 2025, 34, 1562–1568. [Google Scholar] [CrossRef]
  22. Chiu, A.Y.Y.; Pang, M.Y.C. Assessment of Psychometric Properties of Various Balance Assessment Tools in Persons With Cervical Spondylotic Myelopathy. J. Orthop. Sports Phys. Ther. 2017, 47, 673–682. [Google Scholar] [CrossRef]
  23. Thornes, E.; Robinson, H.S.; Vøllestad, N.K. Dynamic balance in patients with degenerative lumbar spinal stenosis; a cross-sectional study. BMC Musculoskelet. Disord. 2018, 19, 192. [Google Scholar] [CrossRef]
  24. Nascimento, M.B.; Vilarinho, L.G.; Lobato, D.F.M.; Dionisio, V.C. Role of gluteus maximus and medius activation in the lower limb biomechanical control during functional single-leg Tasks: A systematic review. Knee 2023, 43, 163–175. [Google Scholar] [CrossRef] [PubMed]
  25. Chong, F.; Fan, W.; Liu, L.; Zhang, Y.; Lin, H.; Huang, B. Correlation Between Atrophy of the Gluteus Medius Muscle and Symptoms of Lumbar Spinal Stenosis. World Neurosurg. 2023, 172, e177–e184. [Google Scholar] [CrossRef] [PubMed]
  26. Pasma, J.H.; Engelhart, D.; Maier, A.B.; Schouten, A.C.; van der Kooij, H.; Meskers, C.G.M. Changes in sensory reweighting of proprioceptive information during standing balance with age and disease. J. Neurophysiol. 2015, 114, 3220–3233. [Google Scholar] [CrossRef] [PubMed]
  27. Kneis, S.; Bruetsch, V.; Dalin, D.; Hubbe, U.; Maurer, C. Altered postural timing and abnormally low use of proprioception in lumbar spinal stenosis pre- and post- surgical decompression. BMC Musculoskelet. Disord. 2019, 20, 183. [Google Scholar] [CrossRef]
  28. Stienen, M.N.; Joswig, H.; Smoll, N.R.; Corniola, M.V.; Schaller, K.; Hildebrandt, G.; Gautschi, O.P. Influence of Body Mass Index on Subjective and Objective Measures of Pain, Functional Impairment, and Health-Related Quality of Life in Lumbar Degenerative Disc Disease. World Neurosurg. 2016, 96, 570–577.e1. [Google Scholar] [CrossRef]
  29. Gautschi, O.P.; Smoll, N.R.; Corniola, M.V.; Joswig, H.; Chau, I.; Hildebrandt, G.; Schaller, K.; Stienen, M.N. Validity and Reliability of a Measurement of Objective Functional Impairment in Lumbar Degenerative Disc Disease: The Timed Up and Go (TUG) Test. Neurosurgery 2016, 79, 270–278. [Google Scholar] [CrossRef]
  30. Park, S.; Han, H.S.; Kim, G.-U.; Kang, S.S.; Kim, H.-J.; Lee, M.; Park, S.H.; Choi, K.H.; Kim, S.-H.; Yeom, J.S. Relationships among Disability, Quality of Life, and Physical Fitness in Lumbar Spinal Stenosis: An Investigation of Elderly Korean Women. Asian Spine J. 2017, 11, 256–263. [Google Scholar] [CrossRef]
  31. Schenkman, M.; Morey, M.; Kuchibhatla, M. Spinal flexibility and balance control among community-dwelling adults with and without Parkinson’s disease. J. Gerontol. A Biol. Sci. Med. Sci. 2000, 55, M441–M445. [Google Scholar] [CrossRef]
  32. Halvarsson, A.; Dohrn, I.-M.; Ståhle, A. Taking balance training for older adults one step further: The rationale for and a description of a proven balance training programme. Clin. Rehabil. 2015, 29, 417–425. [Google Scholar] [CrossRef]
  33. Copay, A.G.; Glassman, S.D.; Subach, B.R.; Berven, S.; Schuler, T.C.; Carreon, L.Y. Minimum clinically important difference in lumbar spine surgery patients: A choice of methods using the Oswestry Disability Index, Medical Outcomes Study questionnaire Short Form 36, and pain scales. Spine J. 2008, 8, 968–974. [Google Scholar] [CrossRef]
  34. Fukushima, M.; Oka, H.; Oshima, Y.; Yuzawa, Y.; Matsudaira, K.; Tanaka, S.; Inanami, H. Evaluation of the Minimum Clinically Important Differences of the Zurich Claudication Questionnaire in Patients With Lumbar Spinal Stenosis. Clin. Spine Surg. 2020, 33, E499–E503. [Google Scholar] [CrossRef]
  35. Stucki, G.; Liang, M.H.; Fossel, A.H.; Katz, J.N. Relative responsiveness of condition-specific and generic health status measures in degenerative lumbar spinal stenosis. J. Clin. Epidemiol. 1995, 48, 1369–1378. [Google Scholar] [CrossRef]
Figure 1. Patient selection flow diagram.
Figure 1. Patient selection flow diagram.
Jcm 14 05520 g001
Figure 2. Representative tasks of each domain in the Brief BESTest. (I). Hip/trunk lateral strength, (II). Functional reach forward, (III). Stand on one leg (left and right), (IV). Compensatory stepping correction, lateral (left and right), (V). Stance on foam, eyes closed, (VI). Timed “Get Up and Go” test.
Figure 2. Representative tasks of each domain in the Brief BESTest. (I). Hip/trunk lateral strength, (II). Functional reach forward, (III). Stand on one leg (left and right), (IV). Compensatory stepping correction, lateral (left and right), (V). Stance on foam, eyes closed, (VI). Timed “Get Up and Go” test.
Jcm 14 05520 g002
Table 1. Domains and items of the Brief BESTest [14].
Table 1. Domains and items of the Brief BESTest [14].
Domain No.Domain NameTask Description
(I)Biomechanical constraintsHip/trunk lateral strength
(II)Stability limitsFunctional reach forward
(III)Anticipatory postural adjustmentsStand on one leg (left and right)
(IV)Postural responsesCompensatory stepping correction, lateral
(left and right)
(V)Sensory orientationStance on foam, eyes closed
(VI)Stability in gaitTimed “Get Up and Go” test
Table 2. Patient demographics.
Table 2. Patient demographics.
Mean ± SD; n
Age (years)74.9 ± 6.9
Sex
Male60
Female41
Body Mass Index (kg/m2)24.6 ± 3.4
Surgical Type
Decompression64
Fusion37
Surgical segment
165
≥236
Surgical levels
L1/22
L2/38
L3/433
L4/579
L5/S14
Operative time (min)112.7 ± 45.9
Blood loss (mL)120.8 ± 121.4
Data are presented as mean ± standard deviation (SD). “n” indicates the number of participants.
Table 3. Changes in balance and patient-reported outcomes over time.
Table 3. Changes in balance and patient-reported outcomes over time.
Pre-Op6 M Post-Op12 M Post-Op
Brief BESTest (Total Score)13.3 ± 5.316.1 ± 5.1 **16.0 ± 5.1 **
I. Biomechanical constraints (pt)1.3 ± 1.11.6 ± 1.1 **1.6 ± 1.2 *
II. Stability limits (pt)2.1 ± 0.52.1 ± 0.42.1 ± 0.4
III. Anticipatory postural adjustments (pt)3.5 ± 2.14.6 ± 1.6 **4.4 ± 1.8 *
IV. Postural responses (pt)2.8 ± 1.73.4 ± 1.7 **3.2 ± 1.8 *
V. Sensory orientation (pt)1.6 ± 1.01.9 ± 1.12.0 ± 1.0 **
VI. Stability in gait (pt) 2.1 ± 1.02.7 ± 0.6 **2.7 ± 0.5 **
LBP VAS (0–100)36.3 ± 30.117.5 ± 23.1 **19.2 ± 23.6 **
LLP VAS (0–100)50.5 ± 30.121.9 ± 26.6 **24.0 ± 29.2 **
LLN VAS (0–100)45.3 ± 33.218.7 ± 26.3 **25.8 ± 32.3 **
MFES (pt)97.8 ± 32.6115.6 ± 28.8 **115.9 ± 27.1 **
ODI (%)42.2 ± 15.919.9 ± 17.6 **23.1 ± 17.5 **
ZCQ SSS (pt)3.1 ± 0.52.2 ± 0.7 **2.3 ± 1.3 **
ZCQ PFS (pt)2.7 ± 0.61.8 ± 0.6 **1.8 ± 0.6 **
ZCQ SFS (pt)NA1.8 ± 0.62.0 ± 0.8
Data are presented as mean ± standard deviation (SD). * p < 0.05, ** p < 0.01 compared with preoperative value. Abbreviations: ODI, Oswestry Disability Index; MFES, Modified Falls Efficacy Scale; ZCQ, Zurich Claudication Questionnaire; SSS, Symptom Severity Scale; PFS, Physical Function Scale; SFS, Satisfaction Scale; VAS, Visual Analog Scale; LBP, low back pain; LLP, lower limb pain; LLN, lower limb numbness; 6 M, 6 months; 12 M, 12 months; Post-Op, postoperative; pt, point; NA, not assessed.
Table 4. Spearman’s rank correlation coefficients between the Brief BESTest and patient-reported outcome measures at preoperative, 6-month, and 12-month.
Table 4. Spearman’s rank correlation coefficients between the Brief BESTest and patient-reported outcome measures at preoperative, 6-month, and 12-month.
Time Point Outcome MeasureSpearman’s ρp-Value
Preoperative MFES0.439<0.001
ODI−0.3010.163
ZCQ SSS−0.1720.153
ZCQ PFS−0.419<0.001
LBP VAS−0.0120.906
LLP VAS−0.1410.172
LLN VAS0.0130.902
6 months postoperativelyMFES0.409<0.001
ODI−0.3360.126
ZCQ SSS−0.3460.014
ZCQ PFS−0.3130.025
ZCQ SFS−0.4090.004
LBP VAS−0.2990.010
LLP VAS−0.2020.086
LLN VAS−0.2280.053
12 months postoperatively MFES0.451<0.001
ODI−0.4420.027
ZCQ SSS−0.481<0.001
ZCQ PFS−0.2950.013
ZCQ SFS−0.2990.013
LBP VAS−0.331<0.001
LLP VAS−0.2750.006
LLN VAS−0.2060.042
Abbreviations: ODI, Oswestry Disability Index; MFES, Modified Falls Efficacy Scale; ZCQ, Zurich Claudication Questionnaire; SSS, Symptom Severity Scale; PFS, Physical Function Scale; SFS, Satisfaction Scale; VAS, Visual Analog Scale; LBP, low back pain; LLP, lower limb pain; LLN, lower limb numbness.
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.

Share and Cite

MDPI and ACS Style

Sakaguchi, T.; Tanaka, M.; Arataki, S.; Komatsubara, T.; Miyamoto, A.; Borde, M.; Arvind, U.; Takamatsu, K.; Yasuda, Y.; Doană-Prodan, A.; et al. Postoperative Recovery of Balance Function in Lumbar Spinal Stenosis: A 12-Month Longitudinal Study Using the Brief BESTest and Its Association with Patient-Reported Outcomes. J. Clin. Med. 2025, 14, 5520. https://doi.org/10.3390/jcm14155520

AMA Style

Sakaguchi T, Tanaka M, Arataki S, Komatsubara T, Miyamoto A, Borde M, Arvind U, Takamatsu K, Yasuda Y, Doană-Prodan A, et al. Postoperative Recovery of Balance Function in Lumbar Spinal Stenosis: A 12-Month Longitudinal Study Using the Brief BESTest and Its Association with Patient-Reported Outcomes. Journal of Clinical Medicine. 2025; 14(15):5520. https://doi.org/10.3390/jcm14155520

Chicago/Turabian Style

Sakaguchi, Tomoyoshi, Masato Tanaka, Shinya Arataki, Tadashi Komatsubara, Akiyoshi Miyamoto, Mandar Borde, Umarani Arvind, Kazuhiko Takamatsu, Yosuke Yasuda, Adrian Doană-Prodan, and et al. 2025. "Postoperative Recovery of Balance Function in Lumbar Spinal Stenosis: A 12-Month Longitudinal Study Using the Brief BESTest and Its Association with Patient-Reported Outcomes" Journal of Clinical Medicine 14, no. 15: 5520. https://doi.org/10.3390/jcm14155520

APA Style

Sakaguchi, T., Tanaka, M., Arataki, S., Komatsubara, T., Miyamoto, A., Borde, M., Arvind, U., Takamatsu, K., Yasuda, Y., Doană-Prodan, A., & Ishihara, K. (2025). Postoperative Recovery of Balance Function in Lumbar Spinal Stenosis: A 12-Month Longitudinal Study Using the Brief BESTest and Its Association with Patient-Reported Outcomes. Journal of Clinical Medicine, 14(15), 5520. https://doi.org/10.3390/jcm14155520

Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.

Article Metrics

Back to TopTop