1. Introduction
Hypoxic-ischemic encephalopathy (HIE) is a significant cause of neonatal morbidity and mortality globally, with an incidence of 1 to 8 cases per 1000 live births, rising to over 10 per 1000 live births in low- and middle-income countries (LMICs), due to limited access to perinatal and neonatal care [
1,
2,
3]. This high incidence substantially burdens healthcare systems and affected families, particularly in resource-limited settings. The extent and the nature of brain injuries caused by HIE depend on the severity and duration of ischemic episodes, with acute cases impacting critical brain areas, such as the deep perirolandic nuclei and hippocampal regions, and prolonged or partial ischemia affecting cerebral intervascular basins [
4,
5,
6]. Moderate or intermittent hypoxia often results in mixed injury patterns, affecting nuclei and the cortex along with intervascular regions [
7,
8]. These variations underscore the complexity of HIE and highlight the need for timely, targeted therapeutic interventions [
9].
Therapeutic hypothermia has become the standard intervention for neonates with HIE, reducing brain damage by lowering metabolic rates and inhibiting neuronal apoptosis [
10,
11]. Hypothermia is thought to provide neuroprotection by mitigating the effects of reactive oxygen species (ROS) and pro-inflammatory mediators, critical contributors to HIE pathophysiology [
5,
12,
13]. In neonates, this treatment involves reducing the body temperature to 33.5 ± 0.5 °C, typically applied through whole-body cooling, which has become the standard method, as selective head cooling is no longer widely used. Studies have shown no significant differences in efficacy between whole-body and head cooling, and selective cooling devices have primarily been discontinued. Whole-body cooling offers a uniform approach and is generally applied in specialized neonatal intensive care units (NICUs) [
14].
While therapeutic hypothermia remains the most widely accepted treatment, other pharmacologic and experimental interventions for HIE are currently under investigation. For example, studies are exploring the neuroprotective potential of xanthines, xenon gas, and stem cell therapies, with initial findings indicating promising effects on reducing neural damage. Erythropoietin (EPO), once considered a promising neuroprotective agent, is no longer recommended, based on recent evidence [
15]. These alternative treatments, while not yet achieving the same level of clinical acceptance as hypothermia, provide a broader context for therapeutic strategies in HIE and may inform future approaches, particularly as adjuncts to hypothermia or in settings where hypothermia is not feasible [
15].
Despite the established benefits of therapeutic hypothermia, access remains limited in LMICs, including countries in Latin America, leading to disparities in clinical outcomes [
8]. Studies conducted in these settings highlight the logistical and infrastructural challenges that prevent the widespread implementation of hypothermia therapy, which may affect the generalizability of results obtained from studies in high-income countries. However, the HELIX trial offers essential insights into therapeutic hypothermia (TH) application in low- and middle-income countries (LMICs). Conducted in an LMIC setting, the HELIX study examined the efficacy of TH, ultimately finding no significant benefit. For instance, Serrano-Tabares et al. [
16] explored outcomes in Colombian patients with HIE who received hypothermia, noting regional differences in organic behavior and the challenges of consistent therapy, due to limited resources [
16]. Additionally, Gutierrez et al. [
17] investigated the correlation between ammonium levels and HIE severity, suggesting that hypothermia’s effects may vary under LMIC conditions, further illustrating the complexity of translating high-income therapeutic protocols to resource-limited settings [
17]. These findings underscore the need for tailored approaches to therapeutic hypothermia in LMICs, where access and implementation barriers may impact the effectiveness of this intervention and limit the generalizability of standard protocols.
Most studies on therapeutic hypothermia have focused on primary outcomes, such as mortality and disability. However, there remains a significant gap in knowledge regarding the specific impact of hypothermia on brain volumetric changes and neurodevelopmental outcomes. Conventional MRI findings often appear normal in some neonates treated with hypothermia. Nevertheless, these patients may still experience adverse outcomes, including behavioral disorders and learning difficulties that hypothermia therapy does not seem to mitigate. This raises the question of whether subtle volumetric differences, undetectable on standard imaging, could help explain these outcomes. Identifying such volumetric markers could provide insights into why specific neurodevelopmental sequelae persist despite hypothermia and help refine therapeutic strategies [
18,
19]. Addressing this knowledge gap is critical to refining therapeutic approaches for neonates with HIE and understanding the broader neuroprotective potential of hypothermia.
Advances in neuroimaging, particularly magnetic resonance imaging (MRI), have enabled detailed assessments of brain structure following hypoxic events [
20,
21]. Tools like Infant FreeSurfer allow for automated, precise quantification of brain morphometric measures specifically adapted to the unique challenges of infant imaging, such as smaller regions of interest, motion artifacts, and varying contrast due to ongoing myelination and maturation processes. These tools address the gap in infant imaging capabilities by offering robust segmentation and surface extraction designed for infants aged 0–2 years, enabling accurate comparisons of cortical features like volume, thickness, surface area, and curvature [
22]. Such capabilities are particularly valuable as atypical cortical morphometry has been linked to neuropsychiatric and developmental disorders, highlighting the need for advanced imaging tools in neonatal brain studies. Combined with machine learning algorithms that enhance segmentation accuracy and volumetric assessments, these methods provide a comprehensive picture of brain recovery, making them particularly suitable for studying neonatal brain development after HIE [
8].
This study aimed to quantitatively evaluate the effects of therapeutic hypothermia on brain structure volumes in neonates with perinatal asphyxia and to explore its implications for neurodevelopmental outcomes. We hypothesize that therapeutic hypothermia leads to region-specific neuroprotective effects, resulting in significant volumetric differences in gray matter, white matter, and hippocampal regions, which may correlate with improved neurodevelopmental outcomes. By assessing quantitative volumetric changes in these key brain structures and examining their associations with neurodevelopmental outcomes, this study sought to provide new insights into hypothermia’s potential neuroprotective benefits. Advanced MRI analyses with Infant FreeSurfer, machine learning techniques, and genetic evaluations were used to compare treated neonates to a control group without hypothermia treatment, focusing on quantitative structural and developmental outcomes. These findings aim to contribute to optimizing treatment protocols for neonates with HIE and improving their long-term quality of life.
2. Materials and Methods
A prospective cohort study involving term neonates with perinatal asphyxia. Two groups were formed: the exposed group consisted of patients from a specialized healthcare center (HPT) that adhered to clinical practice guidelines for therapeutic hypothermia in neonates with perinatal asphyxia, with the protocol detailed in
Section 2.2. The unexposed group consisted of patients from another healthcare facility (CF) where clinical guidelines for therapeutic hypothermia were not implemented and, therefore, they received standard clinical care at the attending physician’s discretion for each individual case. MRI was performed at a time point close to the perinatal insult and again at two years post-event. Clinical data such as complications, birth characteristics, and maternal history were collected and used as control variables in the analysis.
2.1. Participants
Prospective cohort study of 34 asphyxiated newborns, with 12 receiving hypothermia treatment and 22 not receiving it. These newborns were admitted to two neonatal intensive care units in the central region of Colombia from January 2015 to December 2023. The two healthcare centers involved in this study followed standardized national criteria for diagnosing hypoxic-ischemic encephalopathy (HIE). This consistency in case selection aimed to ensure uniformity across the study cohort, minimizing the potential for center-specific variations. Due to this uniform adherence to HIE diagnostic criteria, data points such as Sarnat scores and pH values were not individually collected. The newborns were selected according to the criteria for HIE indicated by the American College of Obstetricians and Gynecologists, such as (a) umbilical cord arterial pH less than 7, (b) Apgar score between 0 and 5 for longer than 5 min; (c) neurological manifestations, such as seizures, coma, or hypotonia; and (d) multisystem organ dysfunction (e.g., cardiovascular, gastrointestinal, hematological, pulmonary, or renal system). In addition, the severity of its manifestation/neurological damage was evaluated according to the modified SARNAT scale (i.e., clinical staging of HIE), MRI assessment, and Bayley Scale III.
2.2. Therapeutic Hypothermia Procedure in Newborns with HIE
Therapeutic hypothermia is a standard treatment for full-term newborns diagnosed with hypoxic-ischemic encephalopathy (HIE), to reduce the risk of brain injury. This procedure involves lowering the baby’s core body temperature to help decrease the metabolic demands of the brain cells and to limit the extent of neuronal damage caused by lack of oxygen [
11]. Therapeutic hypothermia can be administered through whole-body cooling or selective head cooling. During whole-body cooling, the baby’s temperature is lowered to 33.5 ± 0.5 °C, using specialized cooling blankets or devices. With selective head cooling, the temperature is maintained at 34.5 ± 0.5 °C, using a cooling cap placed over the baby’s head, which allows for targeted temperature control while keeping the rest of the body closer to normal temperature levels [
23].
The cooling process typically starts within six hours of birth, to maximize the neuroprotective effects. The target temperature is maintained for 72 h, followed by a gradual rewarming phase, usually at 0.5 °C per hour, until the baby’s temperature reaches 36.5 °C. Close monitoring of vital signs, including heart rate, respiratory function, and electrolyte levels, is essential throughout the procedure, to manage potential side effects, such as bradycardia and electrolyte imbalances. Therapeutic hypothermia aims to slow down the cascade of biochemical processes that lead to cell death, including reducing apoptosis and inflammatory responses. It ultimately offers a neuroprotective effect in newborns affected by HIE. While it has shown efficacy in improving survival rates and reducing long-term neurological impairments, its successful application depends on precise temperature control and careful patient monitoring by trained healthcare providers [
24].
2.3. Neurodevelopmental Assessment
Neurodevelopmental outcomes were assessed longitudinally, using the Bayley Scales of Infant and Toddler Development, Third Edition (Bayley-III), a standardized tool widely used to evaluate the developmental functioning of infants and toddlers [
25]. The Bayley-III assesses three core domains: cognitive (i.e., problem-solving abilities and understanding of basic concepts), motor (i.e., fine and gross motor skills), and language skills (i.e., receptive and expressive language abilities).
Evaluations were conducted at 18 and 24 months, representing the minimum follow-up intervals recommended for a comprehensive Bayley assessment. These time points are ideal for capturing key neurodevelopmental milestones, allowing for a reliable and standardized evaluation of cognitive, motor, and language outcomes. Trained neuropsychologists conducted all the assessments, to ensure the consistency and reliability of the results. The scores from each domain were analyzed to determine any significant differences between the neonates who received hypothermia therapy and those who did not, with adjustments made for potential confounding variables such as gestational age and severity of HIE.
2.4. Genetic Analysis
To determine whether the clinical phenotype of each patient could be associated with genetic alterations potentially acting as a masker for hypoxic-ischemic encephalopathy (HIE), we conducted next-generation sequencing (NGS) on a panel of genes related to neurotransmitters for 34 patients. Additionally, microarray comparative genomic hybridization (CGH) was performed on ten patients exhibiting phenotypic alterations or neurological compromise, to identify DNA copy number imbalances, including deletions and duplications, and to conduct whole exome sequencing. Blood samples were collected from all patients between 2017 and 2024 at Comfamiliar Risaralda and processed by GENCEL PHARMA COL in Bogotá. The DNA amplification and bioinformatic analyses were carried out by an external laboratory, ensuring the objectivity and impartiality of the study. The authors were not involved in the sequencing or variant identification processes. Variants identified through these analyses were classified into two categories, providing a clear understanding of the findings: (i) pathogenic variants (PVs), and (ii) variants of unknown significance (VUSs).
2.5. Brain Volume Analysis
The study used magnetic resonance imaging (MRI) with a 1.5T Siemens Heltenier system to assess brain volume. In Colombia, access to higher-resolution 3T MRI scanners is limited, as only a few hospital centers are equipped with this technology. Consequently, the 1.5T scanner was selected based on accessibility and standard imaging practices within our region. High-resolution T1-weighted images were obtained using a 3D magnetization-prepared rapid gradient-echo (MPRAGE) protocol. The acquisition parameters were as follows: repetition time = 2400 ms, echo time = 3.5 ms, inversion time = 1000 ms, flip angle = 10°, field of view = 256 × 256 mm, acquisition matrix = 320 × 320, 192 slices, and resolution = 1.0 × 1.0 × 1.0 mm. MRI images were collected between 2 and 3 years of age, to assess brain structure development post-treatment. All clinical team and imaging analysts were blinded to group allocation, to reduce potential bias in clinical evaluations and MRI analyses.
Preprocessing of the images included quality control, motion correction, and spatial normalization to a Montreal Neurological Institute (MNI) template. Cortical parcellation was carried out using the “infant FreeSurfer” framework, explicitly designed for processing infant brain images. This framework facilitates precise segmentation and measurement of cortical and subcortical structures, addressing specific challenges in infant brain imaging, such as smaller regions of interest and variable contrast properties due to ongoing myelination [
22].
A senior neuroradiologist labeled all the MRI volumes regarding the brain injury, in terms of location and severity. Data analysis was focused on total brain volume, total white matter volume (WMV), gray matter volume (GMV), and specific sub-cortical regions of interest derived from the parcellation process such as basal ganglia and hippocampus. This detailed approach allowed us to gain a comprehensive understanding of the brain’s structure and function.
2.6. Statistical Analysis
An exploratory and descriptive data analysis was conducted, to examine the distribution of the calculated brain volumes. Given the non-normal distribution and positively skewed nature of the brain volume variables, this analysis identified a generalized linear model (GLM) with a gamma link function as the most appropriate approach for detecting differences between groups. Confounders were selected based on an extensive literature review identifying variables known to influence brain volume outcomes. Relevant factors, such as genetic mutations, were included due to their documented associations with brain development and volumetric variations. This selection aimed to control for potential confounding effects, enhancing the model’s capacity to accurately assess the relationship between hypothermia exposure and brain volumetric outcomes.
The model adjusted for confounders, including the presence or absence of genetic mutations, age at the time of MRI, birth characteristics, and delivery complications. The results are presented as regression coefficients, effect sizes, corresponding confidence intervals, and p-values. Welch’s t-tests, which do not assume equal variances, were also applied for group comparisons. Additionally, a Pearson correlation matrix was generated to assess the strength and direction of these relationships. All statistical analyses were performed using R software (version 4.2), with a significance level set at .
4. Discussion
The study included 34 newborns. Among the prenatal characteristics, pre-eclampsia was observed in of the mothers in the non-hypothermia group. At the same time, no cases were reported in the hypothermia group (p = 0.5), suggesting no significant association between pre-eclampsia and the application of hypothermia therapy. Although individual data on Sarnat scores and pH levels were not collected, both centers adhered to standardized national criteria for the diagnosis of HIE. This uniform approach minimized potential biases related to center-specific variations in case definition and selection.
Volumetric assessments of the brain, particularly in neonatal populations, provide crucial insights into the potential long-term neurological outcomes following perinatal events such as hypoxic-ischemic encephalopathy (HIE). Our study’s findings on the effects of therapeutic hypothermia on brain volumes in neonates with perinatal asphyxia are of significant importance. Brain volumes, measured through techniques like MRI, allow for the quantification of gray and white matter, which is integral to understanding the effects of HIE and therapeutic interventions like hypothermia. Clinically, larger brain volumes have been associated with better neurodevelopmental outcomes, while reductions in volume often correlate with cognitive and motor impairments [
4].
It is well established that HIE can significantly reduce brain volumes in untreated infants, particularly affecting critical structures like the basal ganglia and hippocampus [
20]. Studies have consistently demonstrated that infants with HIE who do not receive therapeutic intervention show marked reductions in the gray and white matter volumes, with adverse neurodevelopmental consequences [
26]. In comparing our findings with previous research, studies have shown varying results regarding the preservation of unaffected brain regions in neonates with HIE who undergo therapeutic hypothermia. For instance, Rivero-Arias et al. [
27] observed that therapeutic hypothermia had long-term neuroprotective effects, particularly in preserving brain volume and supporting neurodevelopmental outcomes, aligning with our findings of increased gray and white matter volumes in treated neonates. Similarly, Shankaran [
2] demonstrated that children who received hypothermia therapy showed better neurodevelopmental outcomes, with specific improvements in cognitive functions related to white matter integrity, which our study also highlights through the observed white matter volume preservation. These comparisons underscore the region-specific neuroprotective effects of therapeutic hypothermia and suggest that certain brain areas may inherently have higher resistance to hypoxic damage or benefit variably from the intervention [
24].
The lack of significant volumetric changes in some brain regions could be attributed to their differential vulnerability to hypoxic damage and varying responses to therapeutic hypothermia. Certain regions, such as the cerebellum and caudate nucleus, may inherently have a higher resistance to hypoxic conditions, possibly due to their specific metabolic profiles or blood supply [
8]. Additionally, these regions may not benefit as much from the neuroprotective mechanisms induced by therapeutic hypothermia, such as the reduction of apoptosis and inflammation [
5]. This selective protection could explain why structures like the hippocampus, which is highly susceptible to ischemic damage, show more pronounced preservation with hypothermia, whereas other regions remain unaffected.
Moreover, the more robust response observed in white matter volume compared to other structures may reflect the higher metabolic activity of white matter during early brain development. White matter is particularly vulnerable to oxidative stress and excitotoxicity during hypoxic events, leading to more severe damage in untreated cases of HIE [
4]. The observed increase in white matter volume in hypothermia-treated infants suggests that therapeutic hypothermia may play a role in reducing white matter injury by mitigating the effects of reactive oxygen species (ROS) and promoting myelin repair processes. These findings align with previous studies that emphasize the critical role of white matter integrity in supporting neurodevelopmental outcomes and highlight the importance of targeted neuroprotective strategies for preserving white matter during therapeutic interventions [
20].
Our study did not find statistically significant correlations between brain volumes and cognitive, language, or motor outcomes. However, moderate correlations were observed between cognitive function and white matter volume (
) and total brain volume (
). The lack of statistical significance may be attributed to the relatively small sample size and incomplete neurodevelopmental assessments for some participants early in the study [
7]. These findings suggest a need for larger cohorts and more extended follow-up periods to validate the potential association between brain volumes and neurodevelopment.
5. Conclusions
Our study contributes to the growing body of evidence supporting the neuroprotective effects of therapeutic hypothermia in neonates with perinatal asphyxia. Specifically, hypothermia-treated infants demonstrated increased volumes in key brain structures such as gray matter, white matter, and the hippocampus, which may translate into improved neurodevelopmental outcomes. However, the region-specific nature of these volumetric changes suggests that certain brain areas may be inherently more resilient to hypoxic damage or variably responsive to hypothermia, underscoring the need for further research to elucidate the mechanisms behind these differential effects.
These findings also highlight the value of advanced neuroimaging techniques, such as cortical parcellation, to identify subtle structural changes that may not be visible in conventional imaging. This approach holds promise for early identification of atypical volumetric patterns that could impact neurodevelopment, informing early interventions and contributing to refined clinical guidelines in neonatal care.
The study’s findings emphasize the need to address the practical limitations and resource constraints in implementing hypothermia treatment, especially in low- and middle-income countries, where logistical challenges in transferring patients to specialized centers may impact the effectiveness of this intervention. Additionally, while moderate associations between white matter volumes and neurodevelopmental outcomes suggest potential pathways for further investigation, longitudinal studies will be essential to assess the sustained effects of hypothermia on cognitive and memory functions, particularly about increased hippocampal volumes observed in treated neonates.
Finally, future research directions should explore the potential role of genetic markers related to inflammation, neuromuscular function, and metabolism, as these may influence the variability in neurodevelopmental outcomes among neonates treated with hypothermia. Investigating these markers alongside volumetric patterns across different pathologies could provide deeper insights into prognostic factors and optimize individualized treatment strategies, ultimately enhancing the quality of life for children affected by HIE.