Mussels can easily attach to any surface, including hydrophilic and hydrophobic ones. The key composition of adhesion proteins for mussels is dopamine [
33,
34], which has been demonstrated to be an effective bio-inspired building block for surface coating. For example, dopamine can be coated by simple dipping in an aqueous solution on a variety of polymeric substrates, such as hydrophobic polysulfone (PSf), polytetrafluoroethylene (PTFE) and polydimethylsiloxane (PDMS) [
34]. Coated layer thickness increased with increasing immersion time and can be up to 50 nm after a 24-h immersion [
6,
34]. The dopamine coating significantly increased the hydrophilicity of substrates, and therefore, dopamine has emerged as an attractive platform to modify the membrane surface to enhance antifouling properties [
1,
35].
2.3.1. PDA Structure
While dopamine is believed to be oxidized by oxygen in the air and then forms PDA, which easily adheres to substrates, the detailed mechanism and the structure of PDA are still under debate. Freeman and colleagues propose that dopamine is first oxidized by oxygen to form dopaquinone and then 5,6-dihydroxyindoline (DHI), as shown in
Figure 6 [
36]. This proposed model is based on the Raper–Mason model developed to explain the oxidation and polymerization of tyrosine (which has similar structure to dopamine) to form melanins (i.e., polyphenolic molecules) [
36].
There are two main theories for the self-polymerization of DHI to PDA, covalent linkages and non-covalent linkages [
1,
36,
37]. In the first model, DHI forms new covalent bonds between heterocycles of varying oxidation state due to nucleophilic-electrophilic interactions [
1,
36,
38,
39]. In the second model (as shown in
Figure 6), PDA is formed through the non-covalent bonds, such as charge transfer, π-stacking, and hydrogen bonding between monomers, which are evidenced by solid state nuclear magnetic resonance (NMR) and electron paramagnetic resonance (EPR) spectroscopy, powder X-ray diffraction and Fourier transfer infrared (FTIR) spectroscopy [
36,
37]. Hydrogen atoms linked to the carbocyclic core confirm the non-covalent linkages between monomers, which was also observed for other materials with similar molecular architectures, such as quinhydrones, supramolecular polymers, proteins, etc. [
36,
37]. Both models predict that a robust and stable PDA aggregates on substrates, while the non-covalent bond model is more consistent with the chemistry for similar molecular architectures [
1].
2.3.2. PDA Coating on Membrane Surface for Water Purification
With good hydrophilicity, great adhesion to a variety of polymers and facile coating using aqueous solutions, dopamine has been widely explored to enhance the surface hydrophilicity of membranes, aiming to reduce fouling [
6,
32,
40,
41,
42,
43,
44]. For example, PDA has been successfully coated on MF, UF and RO membranes when special procedures were developed to ensure the exposure of the membrane surface to oxygen during the coating [
6,
32,
45]. The PDA coating decreased the water contact angle or increased the surface hydrophilicity for all membranes, and the thickness of the PDA layer increased with the coating time, as shown in
Figure 7. Water permeance decreased with increasing coating time, which is ascribed to the added transport resistance and decreased pore size and porosity due to the PDA coating [
6]. The PDA coating was demonstrated to decrease the adhesion of BSA and oil emulsions. Moreover, due to the simplicity in operation, the PDA coating was scaled up for industrial spiral-wound modules containing UF membranes and evaluated for wastewater treatment [
32,
41,
42]. Besides flat sheet membranes, the PDA coating was also successfully applied to hollow fiber membranes by solution dipping [
46].
The effect of PDA coating on the pore size in UF membranes has been examined. For example, when a PSf UF membrane, with molecular weight cutoff (MWCO) of 20 kDa, was coated by dopamine for 75 min, the pore size decreased to that of unmodified PS-10 with MWCO of 10 kDa [
47]. When a polyethersulfone (PES) membrane (PES-20), with MWCO of 20 kDa, was coated for 5 min and 30 min, the pore size became equivalent to that of PES-10 and PES-5, respectively. When the membranes with a similar pore size were tested with wastewater containing oil/water emulsion in a constant permeate flux crossflow system, the PDA-coated membranes demonstrated lower transmembrane pressure than the unmodified ones, indicating the enhanced antifouling properties by PDA coating [
47,
48].
The pH value of the dopamine solution is critical to obtain good PDA coating [
40]. For example, RO membranes showed essentially the same water permeance when coated using a dopamine solution with a pH of 5 and much lower permeance when coated using solutions with a pH of 8 and 11 due to the thicker PDA layer [
40]. This behavior is ascribed to the requirement of an alkaline condition for dopamine to polymerize [
49]. Nevertheless, the modified membranes under all pH values exhibited enhanced antifouling properties, as the long-term water flux was higher than the uncoated analogs in an oil/water crossflow filtration test [
40].
2.3.3. PDA as a Bio-Glue to Coat the Second Layer on Membranes
While strongly adhering to substrates, PDA behaves as a versatile immobilization platform to covalently anchor a second layer, which can be a self-assembled monolayer or grafted polymer chains with superior hydrophilicity [
34]. The catechols in PDA can react with thiol or amine groups through Michael addition and Schiff base reactions [
34,
50]. For example, thiol-terminated methoxy-poly(ethylene glycol) (mPEG-SH) can be coated on top of PDA, and the mPEG-SH coating decreases the cell adhesion, demonstrating the enhanced antifouling properties [
34]. The PDA layer can also be used to anchor zwitterionic materials to enhance surface hydrophilicity, which will be discussed in
Section 2.4.
As shown in
Figure 7, the PDA-coated surfaces can be grafted with PEG-NH
2 to further improve antifouling properties in membranes [
32]. The grafted PEG layer decreased the BSA adhesion and water permeance due to the additional mass transfer layer. On the other hand, when tested with an oil/water emulsion using a constant pressure crossflow system, the long-term water flux in the PDA-
g-PEG-modified MF and UF membranes was higher than that in the uncoated ones. For NF and RO membranes, the flux of PDA-
g-PEG-modified membranes remained constant [
32]. The membranes were also applied to short-term batch tests of protein and bacteria adhesion, and the modified membranes showed less adhesion of proteins and bacteria than the unmodified ones [
41]. However, in the long-term biofouling testing, the modified membranes did not exhibit any improvement in antifouling properties [
41]. This trend had also been shown for NF and RO membranes [
51], presumably because the surface modification cannot fully prevent biofilm formation in the long run. Thus, periodical membrane cleaning was still needed. The PDA-
g-PEG coating may reduce the frequency of the membrane cleaning and, thus, lower operating costs.
The surface modification using PDA-
g-PEG was also scaled up for commercial spiral-wound modules containing UF and RO membranes, which were installed in a pilot skid to treat produed water from hydraulic fracturing operation [
42]. The PDA-
g-PEG-modified UF membrane modules showed improved flux and decreased transmembrane pressure compared with the unmodified ones. On the other hand, the coated RO modules did not show higher water permeance than the unmodified ones, presumably due to the cleaner feed stream for the RO membrane system than the UF membrane system. However, the modified RO modules demonstrated higher salt rejection than the unmodified ones, presumably due to the caulking of minor defects in the RO membranes [
42].
PDA can also be used to graft amine-containing materials such as poly(ethyleneimine) (PEI) on top of the PDA layer. For example, NF membranes with a positive surface charge were modified using PDA-
g-PEI [
52]. The modified membranes exhibited a stable water flux and rejection rate of methylene blue over a long-term test for wastewater treatment [
52].
As another example, the PDA coating can be exploited to anchor nanoparticles on the membrane surface [
53]. For example, TiO
2 nanoparticles were anchored to PDA through the interactions with free hydroxyl groups in PDA. Introducing the hydrophilic TiO
2 nanoparticles on the membrane surface increased surface hydrophilicity without decreasing pure water flux [
53].
2.3.4. Dopamine-Like Materials
There exist other catecholamines with structures similar to PDA, such as 3,4-dihydroxyphenylalanine (DOPA), which also demonstrate good stability and durability of coatings [
36]. As shown in
Figure 8, DOPA contains a pendant carboxylic acid moiety to enhance adhesion on substrates [
54]. Surface modifications using poly(DOPA) with more hydrogen bonding units than PDA can result in a more stable layer with greater resistance to chemical degradation than PDA [
37]. For example, both PEG and DOPA were used to coat TiO
2 substrates, which significantly decreased the adsorption of serum proteins, indicating the excellent enhancement of antifouling behaviors [
55].
As a PDA-like compound, 3-(3,4-dihydroxyphenyl)-
l-alanine (
l-DOPA, as shown in
Figure 8) was utilized to modify the surface of a RO membrane [
56]. Since
l-DOPA comprises both carboxyl (with a negative charge) and amine (with a positive charge) functional groups, it is regarded as a zwitterionic material [
56]. Water contact angles decreased from ~55° to ~28° after 4 h of
l-DOPA coating. The modified RO membranes exhibited much lower BSA adsorption than the unmodified ones. Interestingly, the
l-DOPA coating also enhanced water permeance, due to the improved surface hydrophilicity, and retained the high salt rejection rate.
Natural amino acids with structures similar to dopamine have also been explored.
Figure 8 shows three representative amino acids, such as lysine, glycine and serine. Polyacrylonitrile (PAN) UF membranes functionalized with carboxylic acid groups were grafted with these amino acids on the surface [
57]. The amino groups reacted with carboxylic acid groups and thus attached to the membrane surface, which was confirmed by the X-ray photoelectron spectroscopy (XPS) study. Though the amino acid modification did not decrease water contact angles, the lysine-grafted membranes showed decreased adsorption of BSA and lysozyme in the static exposure experiments. In a crossflow system test with BSA solutions, the lysine-grafted membranes showed stable water flux, indicating negligible fouling.
Despite the extensive work on the PDA coating for membrane applications, there are few studies exploring dopamine-like structures with better hydrophilicity, stronger adhesion capability to substrates and more versatile reactions to anchor the second layer than the PDA, which would be useful to expand the platform of bio-glues for membrane applications.