Research on Bearing Remaining Useful Life Prediction Method Based on Double Bidirectional Long Short-Term Memory
Abstract
:1. Introduction
2. Vibration Signal Processing Methods
2.1. Signal Denoising Processing Methods
2.2. Multi-Domain Feature Extraction and Sensitive Feature Selection
2.2.1. Multi-Domain Feature Extraction
2.2.2. Sensitive Feature Selection
2.2.3. The Fusion of Sensitive Features
- (1)
- The sample matrix X, composed of feature vectors and b dimensions, is as follows [33]:
- (2)
- Implement the mapping of X into the high–dimensional space , samples in the input space are transformed via Φ, denoted as , and become sample points within the high-dimensional feature space , where , satisfying the centrality condition [33]:The covariance matrix in is given by C [35]:
- (3)
- Calculate the eigenvalues and eigenvectors of the covariance matrix C. The eigenvectors thus obtained represent the principal component directions of the original sample space in the feature space [33]:
- (4)
- Define the matrix, , the normalized feature vector is represented as vg, (vg, vg) = 1, the expression for the f-th principal component S of the original sample is [33]:
- (5)
- (6)
- is an eigenvalue of matrix , the first l eigenvalues, whose contribution rates satisfy the following formula, are selected as principal components [33]:
3. Remaining Useful Life Prediction Algorithm Based on Double Bidirectional Long Short-Term Memory
3.1. The Determination of Failure Thresholds
3.2. Principle of Double Bidirectional Long Short-Term Memory (DBiLSTM)
3.3. The Principle of Attention Mechanism Network
3.4. RUL Prediction Model
3.4.1. RUL Prediction Network Model Process
3.4.2. Bayesian Optimization for Hyperparameters
- (1)
- The objective search formula is designed as:
- (2)
- Bayesian optimization models the objective function through a Gaussian process, with the assumption that:
- (3)
- Given the observed data (where represents the number of samples in the test set, and ii = 1,2, …, ), the posterior distribution remains a Gaussian process, with its mean and variance given by:
- (4)
- An acquisition function is used to select the next evaluation point. The main formula is:Expected Improvement:Upper Confidence Bound:
4. Experimental Validation and Result Analysis
4.1. Processing of Experimental Data
4.1.1. Result of Experimental Data Denoising
4.1.2. Sensitive Feature Selection Results
4.1.3. Feature Fusion and Failure Threshold
4.2. RUL Prediction Process and Result Analysis
4.2.1. RUL Prediction Process
4.2.2. Prediction Result Analysis
4.2.3. Validation of the Generalization Ability of the Prediction Model
5. Conclusions
- (1)
- After wavelet threshold denoising, the RMSE (Root Mean Square Error), RMS (Root Mean Square), and MAE (Mean Absolute Error) values of the signal are 0.0153, 0.123, and 0.00008, respectively. These values are all smaller than PSO-VMD method, which proves that this method has a strong denoising effect. The signal free from noise can provide a data foundation for bearing feature extraction and remaining life prediction. Different features exhibit varying degrees of sensitivity to bearing degradation, and not all features are rich in degradation information. By comprehensively evaluating the sensitivity of each bearing signal feature based on monotonicity, trend, predictability, and robustness, the optimal features that are more sensitive to bearing degradation can be screened out, and redundant signal features can be eliminated.
- (2)
- The failure threshold is an important parameter in bearing performance evaluation, marking the starting point where a bearing transitions from a normal state to a faulty state, and influencing the prediction of the bearing’s RUL. The failure times detected using the 3σ threshold method for the PHM dataset are 1330 min, 673 min, and 323 min, and this method detects the failure time of the bearing earlier than the comparative methods, and it can detect bearing failure earlier than the comparative method. Early detection of bearing failure time provides staff with sufficient time to formulate safety measures, thereby avoiding missed detections.
- (3)
- When establishing a network model that combines a Double-way Bidirectional Long Short-Term Memory network with an attention mechanism for predicting the RUL of bearings, when tested with the datasets Bearing1-3, Bearing2-6, and Bearing3-3 from PHM2012, the p-values between the prediction results of the proposed RUL method and those of the BiGRU prediction method are 0.0188, 0.0012, and 0.0234, respectively; the p-values between the prediction results of the proposed RUL method and those of the CNN-LSTM prediction method are also 0.0188, 0.0012, and 0.0234, respectively, with p < 0.05. When tested with the datasets Bearing1-3, Bearing2-5, and Bearing3-5 from XJTU-SY, the p-values between the prediction results of the proposed RUL method and those of the BiGRU prediction method are 0.0196, 0.0012, and 0.0241, respectively; the p-values between the prediction results of the proposed RUL method and those of the CNN-LSTM prediction method are 0.0001, 0.0083, and 0.0327, respectively, with p < 0.05. The prediction results from both datasets can demonstrate significant differences between the proposed method and the comparative methods. Therefore, the RUL prediction performance of the proposed method is higher. Moreover, the prediction curves for both datasets fall within the 95% confidence interval, which demonstrates the reliability of the prediction results obtained using the proposed model.
- (4)
- When compared with the BiGRU (Bidirectional Gated Recurrent Neural Network) method and the CNN-LSTM (Hybrid Model of Convolutional Neural Network and LSTM Network) method, the proposed prediction model, when validated using the PHM2012 dataset and the XJTU-SY dataset, yielded smaller RMSE and MAE values in the prediction results (Table 8 and Table 10) than the other two comparative methods. Although the other two methods could also predict RUL results, the RUL curves exhibited greater fluctuations. Generally speaking, smaller RMSE and MAE values indicate better model performance. The R2 value of the proposed prediction model is closer to 1, and the model’s fitting ability is also superior to that of the comparative methods. Therefore, the proposed model further enhances the performance of RUL prediction. Additionally, this also demonstrates that the proposed prediction model is less influenced by data variations and possesses strong generalization capabilities and practicality.
- (5)
- The proposed method performs well under different operating conditions and across various datasets; therefore the proposed method demonstrates higher effectiveness in predicting RUL. By employing this method for RUL prediction, potential bearing failures can be detected in a timely manner, providing sufficient time to prompt bearing repairs. It guides personnel in formulating comprehensive maintenance strategies, thereby preventing further deterioration of faults that could lead to equipment shutdown or damage, and reducing economic losses caused by fault-induced downtime.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Serial Number | Name | Feature Expression |
---|---|---|
1 | Mean | |
2 | Standard Deviation | |
3 | Variance | |
4 | Skewness | |
5 | Mean Square Root Value | |
6 | Root Mean Square Value | |
7 | Kurtosis | |
8 | Waveform | |
9 | Kurtosis | |
10 | Skewness | |
11 | Peak | |
12 | Mean Amplitude in Frequency Domain | |
13 | Root Mean Square Frequency |
Conditions | Training Set | Testing Set |
---|---|---|
Condition 1 | Bearing 1-1~Bearing 1-2 | Bearing 1-3 |
Condition 2 | Bearing 2-1~Bearing 2-2 | Bearing 2-6 |
Condition 3 | Bearing 3-1~Bearing 3-2 | Bearing 3-5 |
Evaluation Method | PSO-VMD | Wavelet Soft Thresholding |
---|---|---|
RMSE | 0.0153 | 0.032 |
RMS | 0.123 | 0.179 |
MAE | 0.00008 | 0.000012 |
Feature | Monotonieity | Trendability | Prognosability | Robustness | J |
---|---|---|---|---|---|
p1 | 0.020 | 0.003 | 0.323 | 0.417 | 0.07 |
p2 | 0.075 | 0.324 | 0.454 | 0.955 | 0.27 |
p3 | 0.018 | 0.008 | 0.240 | 0.462 | 0.07 |
p4 | 0.020 | 0.022 | 0.567 | 0.831 | 0.13 |
p5 | 0.034 | 0.230 | 0.460 | 0.858 | 0.21 |
p6 | 0.075 | 0.318 | 0.454 | 0.955 | 0.27 |
p7 | 0.019 | 0.013 | 0.656 | 0.864 | 0.13 |
p8 | 0.021 | 0.028 | 0.621 | 0.983 | 0.15 |
p9 | 0.015 | 0.012 | 0.644 | 0.853 | 0.13 |
p10 | 0.017 | 0.007 | 0.642 | 0.850 | 0.13 |
p11 | 0.063 | 0.241 | 0.247 | 0.913 | 0.22 |
p12 | 0.175 | 0.018 | 0.499 | 0.916 | 0.21 |
p13 | 0.162 | 0.463 | 0.553 | 0.915 | 0.36 |
p14 | 0.211 | 0.091 | 0.400 | 0.896 | 0.25 |
p15 | 0.162 | 0.576 | 0.925 | 0.905 | 0.42 |
p16 | 0.166 | 0.033 | 0.525 | 0.896 | 0.21 |
p17 | 0.047 | 0.025 | 0.553 | 0.894 | 0.15 |
p18 | 0.170 | 0.040 | 0.400 | 0.887 | 0.21 |
p19 | 0.109 | 0.027 | 0.522 | 0.886 | 0.18 |
p20 | 0.023 | 0.043 | 0.151 | 0.886 | 0.12 |
p21 | 0.174 | 0.116 | 0.254 | 0.967 | 0.24 |
Bearings | 3σ (Failure Points (min)) | RMS (Failure Points (min)) | Actual Operating (min) |
---|---|---|---|
1-3 | 1330 | 1414 | 2311 |
2-6 | 673 | 688 | 701 |
3-3 | 323 | 328 | 434 |
Model | Layer Name | Detailed Description |
---|---|---|
Prosed method | BiLSTM1, BiLSTM2, Fully connected layer, Regression layer | Number of hidden layer neurons: BiLSTM1 = 93, BiLSTM2 = 93; Fully connected layer: layer1 = 40, layer2 = 25, Output vector dimension:1; Learning rate: 0.0098; Batch size: 64; Number of iterations: 2000; Dropout rate: 0.147; Activation function: Relu. Regression layer = 1 |
BiGRU | GRU, Fully connected layer, Regression layer | Number of hidden layer neurons: 240; Fully connected layer: 40; Output vector dimension: 1; Learning rate: 0.001; Batch size: 64; Number of iterations: 2000; Dropout rate: 0.15; Activation function: Relu. Regression layer = 1 |
CNN-LSTM | 1DConv1, 1DConv1, LSTM, Fully connected layer, Regression layer | Number of hidden layer neurons: 128; Fully connected layer: layer1 = 40, layer2 = 25; Output vector dimension: 1; Pooling = {1*2}, Learning rate: 0.001; Batch size: 64; Number of iterations: 2000; Dropout rate: 0.015; Activation function: Relu. Regression layer = 1 |
Bearings | The Proposed Method vs. BIGRU p-Value | The Proposed Method vs. CNN-LSTM. p-Value |
---|---|---|
1-3 | p1-3 = 0.0188 | p1-3 = 0.0001 |
2-6 | p2-6 = 0.0012 | p2-6 = 0.0082 |
3-3 | p1-3 = 0.0234 | p3-3 = 0.0329 |
Model | Bearings | RMSE | MAE | R2 |
---|---|---|---|---|
1_3 | 0.1033 | 0.0729 | 0.8920 | |
Prosed method | 2_6 | 0.1316 | 0.0975 | 0.9725 |
3_3 | 0.0406 | 0.0296 | 0.9802 | |
1_3 | 0.0503 | 0.4354 | 0.8298 | |
BiGRU | 2_6 | 0.1368 | 0.1803 | 0.7753 |
3_3 | 0.0532 | 0.0422 | 0.9660 | |
1_3 | 0.0503 | 0.1733 | 0.8821 | |
CNN-LSTM | 2_6 | 0.2216 | 0.1004 | 0.4372 |
3_3 | 0.0554 | 0.0429 | 0.9632 |
Bearings | The Proposed Method vs. BIGRU p-Value | The Proposed Method vs. CNN-LSTM. p-Value |
---|---|---|
1-3 | p1-3 = 0.0196 | p1-3 = 0.0001 |
2-6 | p2-5 = 0.0012 | p2-5 = 0.0083 |
3-3 | p3-5 = 0.0241 | p3-5 = 0.0327 |
Model | Bearings | RMSE | MAE | R2 |
---|---|---|---|---|
1_3 | 0.0682 | 0.0741 | 0.8743 | |
Prosed method | 2_5 | 0.0811 | 0.0591 | 0.9211 |
3_5 | 0.0866 | 0.0533 | 0.9100 | |
1_3 | 0.0881 | 0.0567 | 0.8298 | |
BiGRU | 2_5 | 0.0917 | 0.0763 | 0.9090 |
3_5 | 0.0899 | 0.0422 | 0.8570 | |
1_3 | 0.1255 | 0.0907 | 0.8538 | |
CNN-LSTM | 2_5 | 0.1666 | 0.0914 | 0.8863 |
3_5 | 0.2166 | 0.4836 | 0.8782 |
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Zou, Y.; Sun, W.; Wang, H.; Xu, T.; Wang, B. Research on Bearing Remaining Useful Life Prediction Method Based on Double Bidirectional Long Short-Term Memory. Appl. Sci. 2025, 15, 4441. https://doi.org/10.3390/app15084441
Zou Y, Sun W, Wang H, Xu T, Wang B. Research on Bearing Remaining Useful Life Prediction Method Based on Double Bidirectional Long Short-Term Memory. Applied Sciences. 2025; 15(8):4441. https://doi.org/10.3390/app15084441
Chicago/Turabian StyleZou, Yi, Wenlei Sun, Hongwei Wang, Tiantian Xu, and Bingkai Wang. 2025. "Research on Bearing Remaining Useful Life Prediction Method Based on Double Bidirectional Long Short-Term Memory" Applied Sciences 15, no. 8: 4441. https://doi.org/10.3390/app15084441
APA StyleZou, Y., Sun, W., Wang, H., Xu, T., & Wang, B. (2025). Research on Bearing Remaining Useful Life Prediction Method Based on Double Bidirectional Long Short-Term Memory. Applied Sciences, 15(8), 4441. https://doi.org/10.3390/app15084441