Biocompatibility and Safety of Orthodontic Clear Aligners and Thermoplastic Retainers: A Systematic In Vitro Review (2015–2025)
Abstract
1. Introduction
2. Materials and Methods
2.1. Protocol and Reporting
2.2. Eligibility Criteria
2.3. Information Sources and Search Strategy
2.4. Study Selection
2.5. Data Extraction
- Material, device type, and post-processing steps (for example, washing, light source and energy, exposure time, atmosphere, and any thermal post-cure);
- Extraction medium, surface-area-to-volume ratio (SA/V), temperature, time, and any wear or agitation;
- Cell models and endpoints for cytotoxicity and endocrine activity, including readout normalization and acceptance thresholds;
- Analytical platform for chemistry (for example, high-performance liquid chromatography [HPLC], liquid chromatography–mass spectrometry [LC–MS or LC–MS/MS], gas chromatography–mass spectrometry [GC–MS]), target analytes, and analytical sensitivity (limit of detection [LOD], limit of quantification [LOQ]).
- For particle tests, wear rig, load, cycle count, dispersion method, size-measurement method (microscopy vs. micro-FTIR [μFTIR]/Raman), and environmental blanks.
2.6. Quality Assessment and Risk of Bias
2.7. Synthesis Methods
2.8. Certainty of Evidence and Summary of Findings
3. Results
3.1. Overall Results
3.2. Cell Models
3.3. Extraction Conditions
3.4. Biological Endpoints and Outcomes
3.5. Post-Processing and Handling Effects
3.6. Chemical and Particle Leaching
3.7. Overall Findings, Risk of Bias, and Certainty
4. Discussion
4.1. Future Directions
4.2. Limitations
4.3. Limitations of the Included Studies
4.3.1. Methodological Issues
4.3.2. Biological Issues
4.3.3. Analytical Issues
4.3.4. Reporting Issues
4.4. Limitations of the Review Process
4.5. Bottom Line for Practice and Research
5. Conclusions
Supplementary Materials
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| CA | Clear orthodontic aligners |
| VFR | Vacuum-formed thermoplastic retainers |
| PET-G | Polyethylene terephthalate glycol |
| BPA | Bisphenol A |
| HGF | Human gingival fibroblasts |
| Ca9-22 | Human oral epithelial cell line Ca9-22 |
| MCF-7 | Estrogen-responsive human breast cancer cell line MCF-7 |
| MDA-MB-231 | Human breast cancer cell line MDA-MB-231 |
| MTT | Methylthiazolyldiphenyl-tetrazolium bromide assay |
| XTT | 2,3-bis-5-2H-tetrazolium assay |
| CCK-8 | Cell Counting Kit-8 |
| E-Screen | Estrogenicity screening assay |
| AlamarBlue | A resazurin-based fluorescent cell-viability assay |
| Live/Dead | Live/dead viability/cytotoxicity staining kit |
| NR | Not reported |
| NA | Not applicable |
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| Study (Ref) | Material/Device | Key Process Conditions | Extraction Medium/Temp/Time | SA/V Reported? | Cytotoxicity (Summary) | Endocrine Activity | Chemical Release |
|---|---|---|---|---|---|---|---|
| Campobasso 2023 [12] | Directly printed aligners (3D-printed resin) | Thermoforming: NA; Post-curing: Different post-curing procedures (duration/energy); Washing/Cleaning: NR; Atmosphere: NR | Culture medium; 37 °C; 24–72 h | NR | Short/insufficient post-curing reduced viability; optimized/longer post-curing restored non-cytotoxic range (≥70%) | Not assessed | Not assessed |
| Bleilöb 2025 [22] | Directly printed aligners (thickness series) | Thermoforming: NA; Post-curing: Nitrogen-assisted 20 min; Washing/Cleaning: NR; Atmosphere: Nitrogen | Saliva and other media; 37 °C; 24–72 h | Reported | Viability ≥70% across thicknesses with optimized curing | Not assessed | Not assessed |
| Martina 2019 [28] | Thermoformed thermoplastics (aligner sheets) | Thermoforming: Yes (vs non-thermoformed); Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Medium NR; ~37 °C; 24–96 h (typical) | NR | ≥70–90% typical; dips ~65–70% under harsher extracts | Not assessed | Not assessed |
| Marsh 2022 [29] | Multilayer polyurethane films (3 brands) | Thermoforming: NR; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Culture medium; 37 °C; up to 21 days | Partial | Non-cytotoxic to slight; viability often ≥80% | Not assessed | Not assessed |
| Lo 2024 [30] | PETG, PET, TPU (thermoformed vs. non-thermoformed) | Thermoforming: Yes (vs non-thermoformed); Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | ISO-like; ~37 °C; 14-day extracts | Reported | Thermoformed PETG reduced viability; PET/TPU mostly ≥70% | Not assessed | Not assessed |
| Alhendi 2022 [31] | Commercial aligner systems (thermoformed) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | 0.9% saline; 37 °C; 30 days; dilutions 5–20% v/v | NR | Concentration-dependent; ≥70% at lower concentrations | Not assessed | Not assessed |
| Pratsinis 2022 [32] | Prototype directly printed aligner resin | Thermoforming: NA; Post-curing: NR; Washing/Cleaning: NR; Atmosphere: NR | Water; 37 °C; 24–72 h | Reported | Non-cytotoxic in MTT; ROS negative | E-Screen negative | Not assessed |
| Bor 2025 [33] | Printed resins used for aligners | Thermoforming: NA; Post-curing: Multiple protocols; atmosphere NR; Washing/Cleaning: NR; Atmosphere: NR | ISO-like extracts; 24–72 h; includes 24 h undiluted test | Reported | 24 h undiluted ~75–80% with recovery by 48–72 h | Not assessed | Not assessed |
| Nemec 2020 [26] | SmartTrack surface (direct contact) | Thermoforming: NR; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Direct contact; 2–7 days | NA (surface model) | Attachment with slower proliferation; small IL-8 increase | Not assessed | Not assessed |
| Nemec 2021 [27] | SmartTrack surface (primary oral keratinocytes) | Thermoforming: NR; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Direct contact; 2 and 7 days | NA (surface model) | Proliferation lag vs. TCP; barrier/adhesion genes shifted | Not assessed | Not assessed |
| Ravi 2025 [34] | PETG with ZnO-nanoparticle coating | Thermoforming: NR; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Direct contact and extract timepoints | NR | Slight cytotoxicity at 7–14 days vs. uncoated PETG | Not assessed | Not reported |
| Katras 2021 [35] | Thermoformed aligners (multi-media) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Saliva-like, ethanol, gastric-like; plateau ~10 days | NR | Not assessed | Not assessed | BPA low ng/mL in saliva/gastric; higher in ethanol |
| Iodice 2024 [36] | Direct-printed aligners (post-cure time comparison) | Thermoforming: NA; Post-curing: Short vs. longer cure; Washing/Cleaning: NR; Atmosphere: NR | Saliva or culture medium; 37 °C; 24–72 h | Partial | Longer cure reduced cytotoxicity | Not assessed | Not assessed |
| Willi 2023 [37] | Direct-printed aligner resin | Thermoforming: NA; Post-curing: Post-cure studied; Washing/Cleaning: NR; Atmosphere: NR | Water; calibrated LC–MS/MS; timepoints NR | Reported (calibration + LOD/LOQ) | Not assessed | Not assessed | BPA ND; UDMA 29–96 µg/L (mean ~51 µg/L) with process dependence |
| Al Naqbi 2018 [38] | Vivera retainers (thermoformed) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Physiologic media; standard timepoints | NR | Non-cytotoxic | E-Screen negative | Not assessed |
| El Idrissi 2020 [39] | Thermoformed aligners (brand NR) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Artificial saliva; 24–168 h; LOQ stated | Partial | Not assessed | Not assessed | BPA trace; cumulative <1 µg per aligner |
| Özkan 2023 [40] | Multiple brands (polyurethane multilayers, etc.) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | 0.9% saline; 37 °C; 8 weeks; 0.1 g/mL | Reported (calibration + LOD/LOQ) | Not assessed | Not assessed | Brand differences for BPA/BPS; BPF similar |
| Avan 2025 [41] | Thermoplastic appliances (3 brands) | Thermoforming: Yes; Post-curing: NA; Washing/Cleaning: NR; Atmosphere: NA | Beverages; 1 h; LOD 0.06 µg/L; LOQ 0.10 µg/L | Reported | Not assessed | Not assessed | BPA not detected for all three brands |
| No. | Study (Year) | Overall RoB | Exposure (Medium/Model) | SA/V Reported? | Positive Control (Type) | Endpoints (#) | Blinding Reported? | Calibration/Validation | Why This Judgement | Outcome Area and Certainty (Adapted GRADE) |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Al Naqbi 2018 [38] | Some concerns | Non-ISO extraction; endocrine + cytotoxic arms | No | Endocrine assay controls reported; no cytotoxic positive control | Multiple | Not reported | Not applicable | Extraction details incomplete and SA/V not stated. Endocrine arm well controlled. | Endocrine (Low); Cytotoxicity (Moderate—supportive single study) |
| 2 | Nemec 2020–2021 [26,27] | Some concerns | Direct-contact surface model | Not applicable | No positive control | Multiple | Not reported | Not applicable | Direct contact limits comparability; blinding not reported; gene-level signals lack protein confirmation. | Cytotoxicity/Surface response (Moderate—supportive direct-contact evidence) |
| 3 | Pratsinis 2022 [32] | Some concerns | Non-ISO water extract | No | Endocrine positive/negative controls; no cytotoxic positive control | Multiple | Not reported | Not applicable | Water extract and missing SA/V increase indirectness; endocrine panel well controlled. | Endocrine (Low); Cytotoxicity (Moderate—supportive) |
| 4 | Marsh 2022 [29] | Low | ISO-like DMEM extraction | Yes | Yes — 1% anionic detergent (cytotoxic positive control) | Single | Not reported | Not applicable | ISO-style extraction with clear controls and statistics; single assay keeps certainty modest but bias low. | Cytotoxicity (Moderate) |
| 5 | Alhendi 2022 (Angle) [31] | Some concerns | Non-ISO saline, month-long; dilution series | No | No positive control | Single | Not reported | Not applicable | Month-long saline extract with no SA/V; no positive control; reporting and replication clear. | Cytotoxicity (Moderate—supportive) |
| 6 | Katras 2021 [35] | Some concerns | Mixed media (saliva-like, ethanol, gastric-like) | No | Not applicable | Single | Stated | Yes | Calibrated LC–MS/MS but LOD/LOQ not explicit and SA/V missing; includes stress media. | Chemical release—BPA (Low) |
| 7 | El Idrissi 2020 [39] | Some concerns | Non-ISO saliva-like; targeted BPA | No | Not applicable | Single | Not reported | Yes | Sensitive BPA quant with low totals; no SA/V and no biology in the same study. | Chemical release—BPA (Low) |
| 8 | Özkan 2023 [40] | Some concerns | Non-ISO saline; long extraction | No | Not applicable | Single | Stated | Yes | Full LC–MS/MS validation (IS, LOD/LOQ); saline medium and minor unit inconsistency. | Chemical release—BPA/BPF/BPS (Low) |
| 9 | Willi 2023 [37] | Some concerns | Non-ISO water; printed resin | No | Not applicable | Single | Not reported | Yes | Water extract and missing SA/V; calibrated UDMA quant, BPA screen negative; descriptive stats. | Chemical release—UDMA (Very low, single study) |
| 10 | Campobasso 2023 [12] | Some concerns | Non-ISO DMEM; post-curing protocols | No | No positive control | Single | Not reported | Not applicable | SA/V missing and 121 °C sterilization may alter surfaces; clear between-protocol differences. | Cytotoxicity (Moderate—supportive) |
| 11 | Lo 2024 [30] | Some concerns | ISO-like DMEM; thermoformed vs. flat | Yes | No positive control | Single | Not reported | Not applicable | ISO mass-to-volume and stats good; alcohol disinfection could confound; no positive control. | Cytotoxicity (Moderate—supportive) |
| 12 | Iodice 2024 [36] | Some concerns | Saliva extracts and direct-contact; post-cure time | No | Positive control not reported | Single | Not reported | Not applicable | Saliva composition and SA/V not reported; limited public statistics; clear direction of effect. | Cytotoxicity (Moderate—supportive) |
| 13 | Bleilöb 2025 [22] | Some concerns | Saliva-like and culture medium; thickness series; nitrogen-assisted cure | No | No positive control | Multiple | Not reported | Not applicable | SA/V missing; saliva alone can suppress proliferation; otherwise well reported. | Cytotoxicity (Moderate—supportive) |
| 14 | Bor 2025 [33] | Low–Some concerns | ISO 6 cm2/mL; multiple post-process conditions | Yes | Yes—natural rubber latex (cytotoxic positive control) | Multiple | Not reported | Not applicable | Strong ISO design with XTT and RTCA and latex positive control; blinding not stated. | Cytotoxicity (Moderate) |
| 15 | Ravi 2025 [34] | Some concerns | Direct-contact; ZnO-NP coating | Not applicable | No positive control | Single | Not reported | Not applicable | Direct contact and 200 °C sputtering reduce clinical comparability; replication and statistics adequate. | Cytotoxicity (Moderate—supportive) |
| 16 | Avan 2025 [41] | Some concerns | Beverages 1 h at room temperature | No (mass only) | Not applicable | Single | Not reported | Yes | Short, room-temperature beverage exposure; strong LOD/LOQ and blanks; scope limited. | Chemical release—BPA (Low) |
| 17 | Martina 2019 [28] | Some concerns | Non-ISO DMEM; static extract | No | Positive control not reported | Single | Not reported | Not applicable | SA/V not stated and low mass-to-volume in abstract; clear ANOVA and numeric outcomes. | Cytotoxicity (Moderate—supportive) |
| Outcome | Evidence Base (Included In Vitro Studies) | Typical Test Conditions Behind the Finding | Main Finding (Direction/Magnitude) | Certainty (Adapted GRADE) | One-Sentence Rationale |
|---|---|---|---|---|---|
| Cytotoxicity | 12 studies: [12,22,26,27,28,29,30,31,32,33,34,36] | Extractions aligned with ISO 10993-5 at ~0.1 g/mL in Dulbecco’s Modified Eagle Medium (DMEM) or artificial saliva, 37 °C, 24 to 96 h; some extended soaks to 21 to 30 days; dose–response dilutions at 5 to 20% v/v in several studies. | Viability usually ≥80%; occasional dips to ~60 to 70% under harsher extractions or when post-curing of printed parts was insufficient. | Moderate | Consistent non-cytotoxic range under saliva-like conditions with a coherent process–response pattern; indirectness remains and several studies used single assays or incomplete process reporting. |
| Endocrine activity (E-Screen) | 2 studies: [32,38] | Extractions aligned with ISO 10993-5; MCF-7 (estrogen-receptor positive) and MDA-MB-231 (estrogen-receptor negative) proliferation assays. | No estrogen-receptor-mediated proliferation detected. | Low | Small evidence base and few labs, but both studies agree under physiologic extractions. |
| Chemical release (bisphenols, monomers) | 5 studies: [35,37,39,40,41] | Saliva-like or 0.9% saline media, ~0.1 g/mL, 37 °C, 24 h to 8 weeks; high-ethanol or gastric-like recipes used as stress tests. | In saliva-like media, BPA is low or not detected; brand-dependent differences for BPA/BPS at low levels; in a printed resin, UDMA appears in water at tens of µg/L with process-dependent variation. | Low | Consistent direction across chemistry studies but few studies, mixed media, and incomplete reporting of surface-area-to-volume ratio (SA/V) and limits of detection/quantification (LOD/LOQ) in some papers. |
| Particles/microplastics | 0 studies (eligible) | — | No eligible in vitro study paired particle measurements with a biological endpoint. | No eligible evidence | Wear and chewing simulations exist but sit outside the included dataset (mechanical only) and use diverse rigs without paired cell outcomes. |
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Kolenc, L.; Oblak, J.; Ovsenik, M.; Oblak, Č.; Ovsenik, R. Biocompatibility and Safety of Orthodontic Clear Aligners and Thermoplastic Retainers: A Systematic In Vitro Review (2015–2025). Appl. Sci. 2025, 15, 12494. https://doi.org/10.3390/app152312494
Kolenc L, Oblak J, Ovsenik M, Oblak Č, Ovsenik R. Biocompatibility and Safety of Orthodontic Clear Aligners and Thermoplastic Retainers: A Systematic In Vitro Review (2015–2025). Applied Sciences. 2025; 15(23):12494. https://doi.org/10.3390/app152312494
Chicago/Turabian StyleKolenc, Lea, Jan Oblak, Maja Ovsenik, Čedomir Oblak, and Rok Ovsenik. 2025. "Biocompatibility and Safety of Orthodontic Clear Aligners and Thermoplastic Retainers: A Systematic In Vitro Review (2015–2025)" Applied Sciences 15, no. 23: 12494. https://doi.org/10.3390/app152312494
APA StyleKolenc, L., Oblak, J., Ovsenik, M., Oblak, Č., & Ovsenik, R. (2025). Biocompatibility and Safety of Orthodontic Clear Aligners and Thermoplastic Retainers: A Systematic In Vitro Review (2015–2025). Applied Sciences, 15(23), 12494. https://doi.org/10.3390/app152312494

