1. Introduction
Noise is an important environmental issue affecting a large part of the European population. Prolonged exposition to noise may affect health [
1,
2,
3,
4,
5,
6,
7] or cause annoyance [
8,
9,
10] and sleep disturbances [
11]. Among different noise sources, road noise is one of the most impactful. In Europe, the Environmental Noise Directive (END) [
12] prescribes the periodical noise mapping of main road infrastructures to monitor citizen’s exposure to noise, while the member states themselves have enacted laws to set noise emission limits for infrastructures. Thus, road noise emission reduction is an important research topic.
The sound emitted from the vehicles come from the following three different sources: engine and mechanical noise; aerodynamic noise; and rolling noise, on which this work focused. Indeed, rolling noise is the most important for speeds over 40 km/h concerning lightweight vehicles and for speeds over 60 km/h concerning trucks and other heavy vehicles [
13]. Rolling noise is generated by the interaction between the tire and the road pavement, and it is affected by several noise generation, amplification, and modification mechanisms. In particular, the pavement characteristics are the most interesting because they can be defined in the design phase by technicians, while tire properties vary from vehicle to vehicle, leading to the average behavior. For this, the European Commission recently issued a regulation setting the minimum requirement in terms of noise for road paving within public procurement [
14]. So an understanding of the parameters involved in rolling noise is crucial. Over the years, those relationships have been investigated; however, a complete and comprehensive understanding of all the involved parameters, especially with regard to pavement stiffness, is yet to be achieved.
Dynamic stiffness (DS) is an important parameter for road pavement resistance to stress, but it is also correlated with rolling noise [
15]. The stiffness of a material is a measure of its resistance to elastic deformation and is defined as the ratio of the applied force to the resulting displacement. Considering a sample with surface
and thickness
l, the stiffness
s can be defined as follows:
where
is the thickness variation produced by the force
F. The stiffness is also linked to the elastic modulus so that the following stands:
where
E is the elastic or Young modulus, defined as the ratio between stress
and axial strain
:
Stiffness influences impact noise generation mechanisms and the transmission of vibrations between the road surface and the tire [
16]. In the last two decades, several scientific and independent research projects have reported evidence that lower DS can reduce TRN [
15,
16,
17,
18,
19,
20,
21,
22,
23,
24,
25].
A very similar quantity to DS is the mechanical impedance (MI), defined as the ratio between force and velocity. MI is correlated with the elasticity of the pavement and its energy dissipation capability, and it was seen that it has an effect on noise emission between 600 and 1600 Hz [
26,
27]. Regardless of the number of works reporting the effect of DS and MI on TRN, all those results are not yet supported by a universally accepted and validated theoretical model. To validate a DS-TRN model, a large amount of reliable pavement DS measurements is needed, but at the moment, this is limited. The reasons are mainly the absence of a standardized methodology and the technical difficulties related to the measurement itself.
The pavement stiffness measures can be classified into static or dynamic stiffness measurements. The static or quasi-static stiffness measure is well-consolidated technique [
28] and is related to the stimulation of the sample at very low frequencies (less than 25 Hz [
29]). In contrast, the dynamic stiffness (DS) measure is related to the frequency response of the pavement at higher frequencies (typically around the range of interest of rolling noise), and its technique is yet to be perfected, both in situ and in the laboratory.
In the last decade, several articles were published trying to adapt preexisting measurement techniques to pavements [
30] or to develop novel techniques or novel indicators [
18]. One of the most widely adopted methods is that indicated in ISO 9052-1:1989 [
31] for measuring the stiffness of resilient materials, which are characterized by lower levels of DS compared to pavements. The measurement technique proposed by the standard is called resonant, as it is based on the mass–spring system. The test sample acts as a spring while the role of the mass is performed by a metallic plate; thus, by knowing the resonance frequency of the system, it is possible to derive the stiffness of the sample.
Subsequently, studies have been conducted using a measurement technique called non-resonant [
32], which can be seen as a sub-case of resonant measurements where the ratio between the sample’s stiffness and the weight of the load plate is big. In this regime, by stimulating the sample with a force and measuring its response in terms of displacement, it is possible to derive the stiffness of the material. The stiffness’s frequency response is obtained by stimulating the specimen at multiple frequencies. Using samples of elastomeric material, it has been experimentally demonstrated that this method is equivalent to the resonant one [
33]. Furthermore, due to the fact that it does not require the installation of a loading mass, the non-resonant method is more practical.
Both of those techniques can be executed by two different instrumental chains for two different force signal generation. The simplest chain implies the usage of an impact hammer that allows for generating impulsive force signals (ISO 7626-5:2019 [
34]). The most complex one, already established as the standard measurement chain in the field of modal analysis, implies the usage of a dynamic exciter or mechanical shaker, also known as “shaker”, that can generate sinusoidal and pseudo-chaotic force signals ISO 7626-2:2015 [
35].
Earlier work applying these techniques to road pavements used an impulsive force. Following results that are not too encouraging, some authors introduced the use of the shaker, which by generating sinusoidal signals allows for a higher signal-to-noise ratio. Then, after a number of studies utilizing the shaker were carried out, some authors [
36] have successfully applied the non-resonant technique to road pavements and have proposed a model for the frequency response of DS. They, however, argue that the same results cannot be obtained using the instrumented hammer.
The shaker’s ability to perform the sinusoidal excitation of the sample allows is to reach high level of signal-to-noise ratio, very good stability, and good repeatability of the measurement. However, it presents some critical issues that make its usage not very practical for on-field measurements. First of all, it is expensive, difficult to transport, heavy, and requires a powerful and heavy amplifier. Secondly, to cover the desired spectrum of the DS, multiple measurements are needed or a sweep signal must be utilized, requiring a long time to execute the measurement. The alignment of the shaker is also time consuming.
On the other hand, the impact hammer generates impulses that, in theory, are capable of investigating a wide range of frequencies in one shot, and so, with far less time compared to the shaker. The hammer is also easier to transport, less expensive, and easier to use. Moreover, shaker and hammer measurements were proven to be equivalent for the measurement of DS for other types of materials [
37,
38], so the same should be possible for pavements. Thus, considering these arguments, effectively using the hammer in DS measurements, and being able to obtain comparable results with those of the shaker in terms of accuracy, is very attractive . Hopefully, a validated and accurate hammer methodology to measure pavement DS will finally allow us to produce the amount of DS measurements needed to understand the relationship between DS and TRN.
The present work aims to fine-tune the non-resonant method with the impact hammer to achieve similar reproducibility and accuracy to that obtained with the shaker [
36] and to provide a more easy-to-use and easy-to-setup method for determining the DS of pavements. To this end, the authors designed and 3D printed a low-cost device named Test Automation Device (TAD) to perform a semi-automatic measurement and to allow for better control of the impact. Using the TAD, the limits of the handheld usage of the hammer were identified and a best practice procedure for the non-resonant road pavement DS measurement was defined. The fine-tuned measurement chain was then used to correctly reproduce the predicted frequency response proposed in [
36], with
values very close to the unity for boot in situ pavements and pavement samples.
The in situ pavements tested and the sample used for the optimization process were developed under the LIFE E-VIA (Electric Vehicle noIse control by Assessment and optimization of tire/road interaction) project. The project aims to address road traffic noise pollution by focusing on a future perspective where electric and hybrid vehicles are a substantial part of the flow.
The other sample was provided by the LIFE NEREiDE project (Noise Efficiently Reduced by Recycled Pavement), which aims to define the guidelines and best practices for the design, building, and monitoring of pavements with high environmental sustainability.
In the
Section 2 and
Section 3 a description of the measurement principle and a brief literature review are provided. In
Section 4, the methodology and the designed mechanical device are described in depth.
Section 5 and
Section 6 describe the experimental setup and calibration. The results are then presented in
Section 7, including the in situ and in laboratory measurements. A discussion of the results is then provided in
Section 8.
2. Measurement of Dynamic Stiffness
As mentioned in
Section 1, DS measurement techniques can be divided into two types, resonant and non-resonant. The latter is the one used in the present work and can be viewed as a subcase of the resonant method.
The first approximation of the system of the resonant method is governed by Newton’s second law as follows:
where:
c is the damping rate of the spring, equivalent to the sample damping;
s is the spring constant, and is equivalent to the sample stiffness;
m is the mass, and corresponds to the mass of the loading plate;
In the hypothesis of harmonic forces (
), the displacement
x will be
, and switching to the frequency domain, we can obtain the frequency response function of the system (
FRF)
, which in this case corresponds to the compliance and is the reciprocal of the stiffness as follows:
The test consists of the identification of the resonant angular frequency
of the system which depends on the sample stiffness and for which the compliance is at a maximum as follows:
so that the stiffness
k can be obtained by reversing the formula. However, the sample stiffness generally depends on frequency; thus, the obtained value of stiffness is valid only in the proximity of
. Therefore, it is more correct to express stiffness as
, making explicit the frequency dependency. This implies that, to correctly evaluate the stiffness of the sample in the entire frequency range of interest, multiple measurements must be performed by varying the load plate’s mass
m.
The non-resonant method can be seen as the resonant method in the limit of resonant frequency much higher than the frequency range of interest (
5),
(or
(
).
In those conditions, the modulus of the DS can be expressed in terms of force and acceleration as follows:
In contrast with the resonant method, there is no technical standard for non-resonant measurements to refer to, but the absence of the loading plate makes the method more practical and allows for it to also be applied to in situ pavements.
3. Literature Review
In
Table 1, a synthetic summary of the techniques and the instruments utilized by various authors from the literature is reported. As it can be seen, there is not a pronounced preference to one technique or instrument, but the most recent articles seem to prefer the utilization of a mechanical shaker instead of hammer. Furthermore, the non-resonant technique is the most used.
The first article to the authors’ knowledge that reports measurements of the DS of road pavements is [
39]. In this work, the dynamic stiffness of four specimens of SMA pavements was tested by adapting the ISO 9052-1:1989 [
31] to perform comparisons between results from static measurements based on EN 12697-26:2018 [
28] and between results from the CPX measurements performed on the corresponding in situ paving of the same pavements. The tested pavements are differentiated by their maximum grain sizes (11 mm or 16 mm) and by the presence of crumb rubber. The frequency range of analysis for DS measurement is below 500 Hz. For three of four specimens, the results appear to indicate a correlation between the static and the dynamic results, but for the forth one (11 mm with no crumb rubber), the DS is below expectation. The CPX results were tested on a test track to evaluate noise emission from SMA 16 mm and SMA 11 mm, but the authors do not indicate if crumb rubber is present or not in the mixture. The results seem to confirm a lower emission from the 11 mm samples that resulted in lower DS, but the anomalous result of the 11 mm with no crumb rubber raises doubts about the results.
In a following work [
32], the authors performs DS measurements in resonant and non-resonant configurations by mean of a mechanical shaker. The specimens tested are described in
Table 2, where the corresponding values of the DS, derived by the authors by multiplying the resonant results presented in [
32] using the sample area, are also presented. The value was calculated to allow for a direct comparison between the results of the two configurations. In comparing the values, we must keep in mind that the author’s analysis of the spectrum was limited to 500 Hz because at this frequency, there was a resonance that seemed to invalidate the measurement for higher frequencies. As we can observe, there is no agreement between the results for the softer materials (PU and EPS) as the values obtained with the two techniques are of different orders of magnitude.
This result would be in disagreement with what was obtained by [
33], which found substantial equivalence between the two methods. A better agreement seems to be obtained for the remaining samples; however, the authors do not provide estimates of the uncertainty, so it is not possible to make a judgment on the merits of this method.
A subsequent paper [
36] has refined the application of the non-resonant method to road pavements and has applied it to in situ pavements. The data provided by the authors on the tested pavements are shown in
Table 3. The authors extend the analysis up to 4 kHz, obtaining the same resonance evidenced in their previous works [
32,
42] and by other authors [
18]. To bypass the resonance problem, the authors propose the following model for the DS:
where
is the minimum stiffness;
is the maximum stiffness;
is the median frequency between A1 and A2;
is the envelope frequency width.
As it can be seen from [
36], the results exhibit substantial agreement with the model.
In [
44], the first application of the mechanically controlled hammer to road pavements is presented together with a preliminary study. The authors, after testing the effect of different configurations of hammer tips, bitumen mixtures (with and without crumb rubber content), and force application in the MI spectrum, were not able to reproduce similar results to those obtained with the shaker in [
36].
4. Methods and the Representation of Results
To provide better control over the hammer impact and to prevent the hopping effect, a test automation device (TAD) was designed and 3D printed. The designed device is depicted in
Figure 1, in the configuration for in situ measurements. The device consists of a main structure, a sleeve for attaching the hammer, a support structure, a counter-reaction spring, and a force regulator.
The hammer is attached to the structure by a sleeve, which is pivoted to the main structure so that it can rotate around a single axis. The main structure integrates a mechanism for impact force regulation, which essentially consists of an arc with an adjustable circumference that has the function of a hard stop, that is, a limit for the rotation of the hammer and sleeve. Its effect is to limit the maximum height at which the operator can lift the hammer and, thus, the resulting impact force. Indeed, the measurement is made by manually lifting the hammer to the angle allowed by the limit and letting it fall back on the impedance head. The counter-reaction spring is properly attached to the hammer and to the structure to provide the appropriate counter-reaction and prevent hopping after the initial impact.
As can be seen in
Figure 2, there are actually two impact angles, the angle between the axis of the hammer handle and the ground plane and the angle between the axis of the hammer head and the vertical axis. The control of those angles is achieved by adjusting the height of the main structure along the bracket and adjusting the rotation of the hammer in the sleeve seat.
A typical DS spectrum obtained with the hammer in combination with the TAD is reported in faded gray in
Figure 3. The figure presents the three spectra corresponding to three independent in situ measurement sessions on the same road surface point. In light blue, the medium 1/3 octave band spectrum of the three results is reported, while in orange, the sigmoidal model proposed by [
36] is shown. Below the 1 kHz band, there is a complete overlapping between the 1/3 spectrum, the model, and the three fine band spectra. For higher frequencies, the three fine band spectra are subjected to variation from the model, but they overlap themselves. Starting from 2500 Hz and above, the three spectra begin to be subjected to random oscillations which are not overlapping. Otherwise, the medium 1/3 octave band spectrum mitigates this behavior, exhibiting very good agreement with the model. Based on that evidence, the authors propose representing the DS spectrum results in 1/3 octave bands to enhance the readability of the results and to facilitate fitting with the sigmoidal model from the literature (Equation (
8)). The DS third-octave spectrum is obtained by averaging the spectra of three independent measurements performed on the same measurement point. The spectrum of each measurement is calculated from the narrow-band spectrum obtained from ten consecutive impacts following the ISO 7626-5:2015 [
34]. The error bars associated with the band’s value of the medium spectrum represent the standard deviation between the three original spectra.
8. Discussion
From the tests performed to find the critical aspect of the manual non-resonant technique for the DS measurement of pavements emerged that the use of the TAD provides much better results. The interesting parameters of the impact are basically three, the maximum force impressed, and the two angles of incidence with respect to the normal axes of the plane. However, in fields such as the modal analysis and measurement of soft materials according to ISO 9052-1:1989 [
31], these parameters do not affect the measure in a way that would invalidate the result.
Investigating the reasons for this difference, it was found that the most critical parameters are the impact angles. Indeed, the linearity test demonstrated that force does not influence the measured SD; therefore, the difficulties in impressing a consistent force by hand is not an issue. The results showed that the non-zero angles of impact occurring in the manual usage of the impact hammer could affect the DS spectrum, resulting in increased uncertainties that are arise while fitting the model. Indeed, with a bigger angle of incidence, the impedance head does not operate properly, as some of the energy is delivered along the orthogonal directions to the head axis. The TAD, by allowing the hammer to be leveled, ensures that it impacts the head surface at a small angle, which remains constant throughout the measurement session. In this way, the TAD maximizes the
and minimizes the confidence interval of the estimated value for the DS of the sample. More importantly, TAD allows us to obtain the DS spectra and the associated uncertainties in accordance with the model proposed in the literature [
36].
Regarding the sample fastening method, we tested the possibility of using concrete instead of plaster. In terms of linearity, concrete seems to perform better at and above, while plaster performs better for lower impressed forces.
Looking at the drying process monitoring results presented in
Figure 13, the plaster seems to yield better results in the investigated drying period (from day one to day three). When judging these results, one must considered that the drying performance of plaster and concrete varies considerably based on external temperature and humidity. Indeed, the plaster is advantaged with higher temperatures and lower humidity while the concrete dries faster in high humidity. Thus, the right choice of fastening material depends on the external conditions.
Concerning the hammer tip,
Figure 14a shows that negligible differences are present between rubber and nylon tips regardless of the difference indicated by the manufacturer and reported in
Table 6. However, the rubber tip was identified as the preferred one due to the lower level of uncertainties associated with the third-octave band’s values.
In view of the results from the study on the samples fastening process, it must be underlined that the in-lab measurements are subjected to problems due to the curing time of the cement/plaster and to accidental detachment phenomena that can compromise the measurement. In the case of in situ measurements, the stabilization of the sample is not an issue, so the main criticalities are connected to any slopes in the pavement. When the road has a remarkable donkey saddle profile, non-zero impact angles can occur. In those cases, the correct alignment of the instrumentation is challenging, and more attention must be paid.
Regarding the impedance head, the presence of the threaded hole on top of the top face generate important variation in the spectrum and higher uncertainties, as shown in
Figure 15a. The installation of a metallic interface on top of the head is thus crucial in producing correct DS measurements.
Later, further DS measurements were performed on two other different test pavements, a pavement sample, and a in situ pavement. Those results showed good agreement with the DS model proposed by [
36]. Moreover, the absolute DS value and the associated standard deviation are comparable with those obtained by [
36] using the shaker. Achieving this low level of uncertainty is a remarkable result for the DS measurement of pavements with impulsive force application. To the knowledge of the authors, this is a novel result, never presented before in the literature.
9. Conclusions
The DS is an essential parameter for the characterization of pavements, not only in terms of durability but also in terms of noisiness. Indeed, different studies suggest a correlation between DS and the noisiness of pavements, suggesting a lower DS is connected to lower levels of TRN. However, the DS measurement is not straightforward because of the typically high level of pavement stiffness. Thus, the measurement technique requires a fine-tuning process. In the literature, the
shaker is considered to be the reference for those measurements, while the impact hammer is considered incapable of producing acceptable results due to the lower signal-to-noise ratio that is technically achievable. Indeed, using the shaker, some authors obtained good results with a non-resonant technique in measuring the DS of in situ and in-laboratory pavements, proposing a model for the DS spectrum [
36].
The present work had the aim of fine-tuning the impact hammer measurement technique for DS to obtain DS spectra analogous to those obtained in the literature with the shaker. For this purpose, a low-cost 3D-printed device named TAD was developed to allow for the better control of the force impressed and impact angles, allowing the identification of the parameters have the greatest impact on the quality of the results.
The system, successfully calibrated in the 100–1000 Hz range, was then able to evidence that the most critical aspect of the impact hammer measurements of pavement DS can be found in the manual usage of the hammer, highlighting the strong influence of the impact angles. Consequently, using the TAD, out work focused on optimizing the response detection, also studying the influence of the fastening process (for concrete and plaster), the hammer tip, the applied force, and the presence of asperity on the impact area. This process led to the definition of a final configuration of the system for in situ and in-laboratory measurements. In parallel with the hardware optimization process, the analysis of the results was also improved to bypass the criticality that emerged at high frequencies. In this way, it was possible to successfully perform the fit with the DS model proposed by [
36], which as a result, consistent with the literature, was not possible to be obtained by the manual use of the hammer. The developed system was then utilized to perform in situ and in-laboratory DS measurements on rubber-modified bitumen pavement. The results of those measurements confirmed the capability of the system to reproduce the predicted DS spectrum.
In the meantime, some criticalities of the in-laboratory measurements emerged in comparison with the in situ measurements. Indeed, the latter seems to exhibit a wider frequency range and lower oscillations in the spectrum, suggesting the greater reliability of the results. On the other hand, working on finite dimension specimens, in-laboratory measurements have the advantage of also being able to estimate the Young modulus of the sample.
The optimization work carried out paves the way for the usage of the impact hammer instead of the shaker, with undoubted advantages in terms of investment costs and the required time for perform the measurements. In the future, by using the hammer, it would be possible to carry out larger measurement campaigns to better investigate the dynamic stiffness of pavements.
Either way, while representing an important step forward for pavements’ DS measurements with an impact hammer, the present work has some aspects that may benefit from further investigations. For example, the achieved calibration, while consisting of a good starting point and whiel being a good candidate for in situ calibrations, is far from perfect. Indeed, the possibility of extending the calibration interval can be investigated in future studies.
Another aspect that will require future investigations is the direct comparison between the shaker and the TAD results in terms of accuracy and precision.
In future studies, using the developed system, the influence of different parameters on the DS of pavements could be investigated, including the bitumen content, the presence of crumb rubber, the granulometry, and others. For instance, in a forthcoming work, the results of a study on this matter will be presented. Those results will firstly highlight the effect of crumb rubber introduction on DS and secondly highlight the incidence of the crumb rubber introduction process on the level of DS.