1. Introduction
Neutrinos and antineutrinos are the most elusive and mysterious elementary particles in contemporary physics. We begin our paper with a brief review of the properties of these particles. Neutrinos are always observed to have left-handed helicity (the spin angular momentum is directed opposite to the linear momentum), while antineutrinos always have right-handed helicity (the spin angular momentum is directed parallel to the linear momentum). The precise nature of the difference between a neutrino and an antineutrino is unresolved. A real distinction exists if the neutrino and the antineutrino are spin ½ “Dirac fermions.” In this case, the neutrino and antineutrino are different particles, described by different quantum fields. However, these two particles may also be spin ½ “Majorana fermions,” described by the same quantum field. In this case, neutrinos and antineutrinos are the same particles with different helicities, analogous to left and right-circularly polarized photons.
There are three different flavors (i.e., types) of neutrinos and antineutrinos: electron, muon, and tau. The most abundant in the Universe are, probably, the relic neutrinos, which decoupled from the other fundamental particles about 1 s after the Big Bang. The relic neutrinos are expected to contain all three flavors in approximately equal proportion [
1]. Currently, the energies of these relic neutrinos are insufficient for their direct detection. However, the relic neutrinos influence the spatial fluctuations of the cosmic microwave background, and this influence was detected [
2].
Nuclear reactors generate large numbers of electron antineutrinos. The fission of heavy nuclei, e.g.,
235U, produces neutron-rich daughter nuclei, which undergo beta decay:
Here, Z is the atomic number of the parent nucleus and e
− and
are the electron and the electron antineutrino. This reaction shows that, inside the nucleus, a neutron decays into a proton while radiating an electron and an electron antineutrino. On a more fundamental level, inside the neutron, a down quark (d) with negative electric charge (−1/3)e transforms into an up quark (u) with positive charge (2/3)e while radiating a W
− boson of charge (−e). The W
− boson mediates the weak interaction. It decays by emitting an electron and an electron antineutrino. Due to such beta decays, about 4.5% of the fission energy released in nuclear reactors is radiated away as electron antineutrinos [
3]. First observed in the 1950s, these antineutrinos are now detected routinely. The maximum energy of an antineutrino radiated by nuclear reactors is about 10 MeV. Radioactive isotopes present in the Earth, e.g.,
238U, also produce electron antineutrinos in beta decay processes [
4].
Collisions between cosmic rays (typically protons) and atoms in the atmosphere generate atmospheric neutrinos and antineutrinos of both electron and muon flavors, with a wide range of energies up to at least 200 TeV [
5]. The process of generation is the following. Byproducts of such collisions, e.g., positively charged pions, decay into positively charged antimuons μ
+ and muon neutrinos ν
μ:
A positively charged pion, or pi meson, has zero spin and consists of an up quark (u) of charge (2/3)e and a down antiquark
of charge (1/3)e: π
+ = u
. In the same way, a negatively charged antipion π
−, which consists of an up antiquark and a down quark, decays into a negatively charged muon μ
− and a muon antineutrino
. A muon decays into an electron, a muon neutrino, and an electron antineutrino, while an antimuon decays into a positron (antielectron), an electron neutrino, and a muon antineutrino:
A typical particle accelerator may produce a beam of muon neutrinos and antineutrinos with energies in the range from MeV to GeV [
6]. For example, if an accelerated proton beam hits a stationary target, positively charged pions π
+ are produced and can be separated from other particles. Then, the positively charged pions decay in flight into antimuons μ
+ and muon neutrinos, as shown in Formula (2). At the Large Hadron Collider (LHC), neutrinos and antineutrinos of all flavors with energies in the TeV region were detected in the ForwArd Search ExpeRiment (FASER) [
7]. In the LHC, two counter-propagating beams of protons collide, producing other hadrons (particles composed of quarks and antiquarks) which decay, producing neutrinos and antineutrinos, similar to the processes shown in Formulas (2) and (3).
The largest source of neutrinos near the Earth’s surface is the core of the Sun [
8]. The nuclear reaction generating the overwhelming majority of solar neutrinos is the fusion of two protons into a deuteron
2H, which contains one proton and one neutron. This reaction generates a positron and an electron neutrino:
The energy of the solar neutrinos produced by this reaction (“pp neutrinos”) is relatively small (below 420 keV), but other nuclear reactions occurring in the core of the Sun produce neutrinos of energy up to 18 MeV [
8]. Neutrinos and antineutrinos with energies below 100 MeV are also generated during the core collapse of massive stars [
9]. In the process of the collapse, protons and electrons fuse, forming neutrons while radiating electron neutrinos. Also, the initial temperature of the collapsed core is very high (about 10
11 K), and thermal energy is converted into neutrinos through pair production of neutrinos and antineutrinos of all flavors.
An intriguing property of the different neutrino flavors is that each flavor , where α denotes a flavor (α = e, μ, τ), is a superposition of at least three “neutrino mass states,” which for simplicity we denote as , , and . The mass states are the states with definite rest mass values, labeled m1, m2, and m3. A major consequence of this property is the phenomenon of neutrino oscillations. During flight through free space, a neutrino of one flavor may transform into another flavor. For example, the muon neutrino produced in a pion decay may transform in flight into an electron or a tau neutrino. In order to understand neutrino oscillations, it is instructive to consider an analogy with electron spin precession.
Consider a neutral atom in an electronic ground S-state with a single unpaired electron (e.g., lithium) passing through a Stern-Gerlach apparatus, which measures the x-component of the atomic spin. After passing through the Stern-Gerlach apparatus, the electron spin of the atom points either in the positive or negative x-direction. We can call these two states the (+x) flavor (
+
state) and (−x) flavor (
-
state). Suppose that after passing through the Stern-Gerlach apparatus, the spin has the (+x) flavor. Let the atom then propagate through a region where a magnetic field points in the negative z-direction. (We choose the negative z-direction for the magnetic field because in the ground state, the electron spin points opposite to the magnetic field.) In the magnetic field, the “energy states”
and
have definite values of energy, corresponding to the (+z) and (−z) spin directions. The original spin flavor (+x) is then a superposition of the two energy states:
When the atom experiences the magnetic field, its spin state
must change because the flavor state
+
is not a stationary energy state:
Here, ω = γeB is the frequency of the Larmor precession, which is equal to the transition frequency between the electron spin states and , γe is the electron gyromagnetic ratio, and B is the magnitude of the magnetic field. If one uses a second Stern-Gerlach device to measure the flavor of the spin at a distance (d) from the first apparatus, the probability to obtain the (+x) flavor will be P+ = cos2(ωd/2v), where v is the speed of the atom, and the time t in expression (6) equals d/v. Correspondingly, the probability to observe the (−x) flavor P− = sin2(ωd/2v). The phase difference ωt between the two energy states increases with distance d, and the two probabilities oscillate. For example, with ωd/2v = π/4, the probability to observe the (−x) spin flavor is P− = P+ = ½, and for, ωd/2v = π/2, we have P+ = 0, P− = 1, i.e., the +x flavor changes to the −x flavor.
Just as happens in the case of an electron spin propagating in a magnetic field, when neutrinos propagate in free space, the phase differences between the mass states change, which is detectable as a change in the neutrino flavor. However, unlike the oscillations of the “spin flavor,” in the case of neutrino oscillations, we have not two, but three mass states with definite values of rest energy m
kc
2, where k = 1, 2, 3. The important consequence of neutrino oscillations is that they represent a significant deviation from the Standard Model of particle physics [
10]. In the Standard Model, neutrinos have zero rest mass (like a photon) and all propagate with the speed of light.
Mathematically, the neutrino flavor states are expressed in terms of the mass states using the 3 × 3 lepton mixing matrix U
αk [
11]:
In this and the following expressions, the sum is taken over the mass index k = 1, 2, 3. If a neutrino is created in the flavor state
, the probability of observing it in a flavor state
is given by the expression:
Here, d is the distance from the neutrino source, and E is the total relativistic neutrino energy. Note that Equation (8) was derived assuming the ultra-relativistic limit: mkc2 << E.
Neutrino oscillation experiments reliably indicate three mass states. Analysis of the available cosmological data provides the following bounds on the sum of the masses of these states: 60 meV < (m
1 + m
2 + m
3)c
2 < 110 meV [
12]. These bounds are, however, cosmological model-dependent. The measurement of the absolute value of the neutrino and antineutrino masses is a notoriously complicated problem. The most advanced Karlsruhe Tritium Neutrino (KATRIN) experiment measures the energy distribution of electrons emitted in the process of tritium beta decay. The latest report gives an upper limit for the electron antineutrino rest energy of 450 meV [
13]. Note that there are two possible arrangements for the values of the mass states: (1) m
1 < m
2 < m
3 (normal ordering), and (2) m
3 < m
1 < m
2 (inverted ordering). Current experiments cannot determine which ordering is correct. For the normal ordering, the rest energy squared differences are found to be (m
22 − m
12)c
4 = 7.4 × 10
−5 (eV)
2 and (m
32 − m
12)c
4 = 2.5 × 10
−3 (eV)
2 [
14]. For the inverted ordering, the first difference remains the same, while the second one changes to (m
22 − m
32)c
4 = 2.5 × 10
−3 (eV)
2. In any case, these data imply that the mass states have a maximum rest energy greater than 50 meV.
A non-zero neutrino mass poses serious challenges for the theory of neutrinos. First of all, for massless particles, the helicity, i.e., the spin component relative to the particle’s momentum, is equivalent to chirality, which is a fundamental property associated with the asymmetry between a quantum field and its mirror image [
15]. For a massive particle, which moves with a speed less than the speed of light, the helicity depends on the reference frame, while the chirality does not depend on the reference frame. The weak interaction generates Dirac neutrinos and antineutrinos of definite chirality: left-handed Dirac neutrinos and right-handed Dirac antineutrinos. In principle, for a massive neutrino, the weak interaction may produce neutrinos with left-handed chirality but right-handed helicity. Nevertheless, for ultra-relativistic neutrinos (the rest energy is much smaller than the total relativistic energy), the probability of this event is negligible. When a neutrino with non-zero mass moves in a free space, its helicity does not change. However, the chirality of a freely moving neutrino with non-zero mass is not conserved, and so may change. Thus, a neutrino with left-handed chirality and left-handed helicity, while moving through free space, may transform into a neutrino with right-handed chirality and left-handed helicity. Again, the probability of this transformation is negligible for ultra-relativistic neutrinos. In conclusion, for ultra-relativistic neutrinos and antineutrinos, one can safely ignore the fundamental difference between chirality and helicity.
Various extensions of the Standard Model of particle physics predict the existence of additional flavors of right-handed “sterile neutrinos” and left-handed “sterile antineutrinos”, which do not participate in the weak interaction [
16,
17,
18]. While difficult to estimate, the rest masses of sterile neutrinos are expected to be much greater than the masses of the mass states (m
1, m
2, and m
3) whose superpositions form the “active neutrinos”, i.e., the electron, muon, and tau neutrinos. If neutrinos are Majorana fermions, then in nuclear beta decays, the active Majorana neutrinos with left-handed chirality could be generated with a small admixture of sterile neutrinos with right-handed chirality.
The search for sterile neutrinos is an important area of research. Experiments with the Los Alamos Liquid Scintillator Detector (LSND) and the Mini Booster Neutrino Experiment (MiniBooNE) indicated the existence of sterile neutrinos with rest energy about 1 eV, but these results were not confirmed by other experiments [
19]. The well-known cosmic X-ray line radiation, with energy of approximately 3.5 keV, was found to be consistent with dark matter sterile neutrinos of 7 keV rest energy [
20]. The constraints on sterile neutrinos with rest energy in the MeV–GeV range are discussed, for example, in ref. [
21].
In our paper, we consider the search for sterile neutrinos with rest energy in the approximate range 100–400 keV, using electron capture beta decay. In electron capture beta decay, an atomic nucleus of atomic number Z and electric charge Ze absorbs an electron from one of the atomic S-orbitals, transforming into a nucleus of atomic number (Z−1) and radiating an electron neutrino:
This means that a proton in the nucleus absorbs an electron, transforms into a neutron, and radiates an electron neutrino. On a more fundamental level, due to the weak interaction, an up quark in the proton absorbs an electron and transforms into a down quark while radiating an electron neutrino. It has been suggested that the electron neutrino radiated in this process may have a small admixture of a sterile neutrino [
22]. Indeed, assume that the mass of the sterile neutrino is smaller than the nuclear decay energy released in the capture process (i.e., the “Q value”). Also, assume that the change in the recoil energy, associated with the radiation of a sterile rather than an active electron neutrino, is much greater than the measurement uncertainty of the recoil energy. Under these conditions, we may detect the emission of a massive sterile neutrino. Even if the amplitude of the sterile neutrino in the original wave function is very small, there will be a finite probability that the atom radiates a heavy sterile neutrino. In this case, the recoil energy of the daughter atom will be smaller than that in the case of radiation of an electron neutrino. In ref. [
22], the authors reported a search for sterile neutrinos of rest energy from 370 keV to 640 keV using the electron capture beta decay
37Ar →
37Cl. In this decay, the atomic number Z changes from 18 to 17. The recoil energies of the daughter
37Cl atoms were measured in the region of 3.6 eV to 7.6 eV. Electron capture beta decays
7Be →
7Li, and
131Cs →
131Xe were identified as the best candidates for the search for sterile neutrinos [
23]. In particular,
7Be is the lightest atom that decays by electron capture. The daughter
7Li atom has a relatively large recoil energy, which is very important in the search for a sterile neutrino.
Improvements in detector technology and the ability to implant radioisotopes directly into the detectors have triggered a resurgence of nuclear recoil experiments (see for example, [
24]). In ref. [
25], the authors used the Isotope Separator and Accelerator (ISAC) in Vancouver, Canada, to implant
7Be atoms into superconducting tunnel junction sensors (STJ). In an STJ, two superconductors are separated by a barrier, like in a Josephson junction. When a daughter
7Li atom deposits its recoil energy in the detector, electrons are excited above the small (about 1 meV) superconducting energy gap. The increase in current due to the excited electrons is proportional to the recoil energy. This technique allowed the authors of [
25] to carry out a search for sterile neutrinos with rest energy in the region of 100 keV to 850 keV.
In this paper, we report a comprehensive analysis of the two channels of 7Be electron capture beta decay. In the first (one-step) channel, the 7Be nucleus captures an electron and decays to the nuclear ground state of the daughter 7Li atom, radiating a neutrino. In the second (two-step) channel, the 7Be nucleus captures an electron and decays to the excited state of the 7Li nucleus, radiating a neutrino, and then the 7Li nucleus transfers to its ground state, radiating a γ-ray photon. For both channels, we find the recoil energy assuming radiation of a massive neutrino. We derive analytical expressions for the recoil energy and discuss opportunities for exploiting the two-step channel in searches for sterile neutrinos in electron capture beta decays.
2. Materials and Methods
We consider the electron capture beta decay
7Be →
7Li, illustrated in
Figure 1.
About 90% of 7Be nuclei decay to the nuclear ground state of 7Li (NGS-NGS), while about 10% decay into the nuclear excited state (NGS-NES) and then transition to the nuclear ground state, radiating a γ-ray photon (NES-NGS). We consider the recoil energies of the daughter 7Li atoms for these two channels.
First, we consider the one-step decay channel: an electron capture in a parent
7Be atom with a direct decay to the nuclear ground state of the daughter
7Li atom. The conceptually simplest situation occurs for an L-capture, i.e., the capture of an outer 2s-electron. After the capture of an outer L electron, the electronic system of the daughter atom will likely be in its ground state 1s
22s
1. After a K-capture, i.e., the capture of a 1s-electron, the nucleus transfers to its ground state, but the electronic system will likely be in the excited state 1s
12s
2. We focus on these two final electronic states and omit consideration of complicating background situations where the daughter is left in some higher excited state (shake-ups) or is ionized (shake-offs). In a shake-up, the sudden change in the nuclear charge in the process of nuclear decay causes the
7Li atom to transition to a higher excited state. In a shake-off, the sudden change in the nuclear charge causes ionization of the
7Li atom. These effects do not cause a noticeable change in the recoil energy of a daughter atom, as shown in recent experiments [
25,
26]. The K and L recoil spectra were resolved and the shake-up and shake-off contributions identified, allowing use of the results of our computations for both K- and L-captures.
To begin, we assume that a radioactive
7Be atom at rest absorbs an s-electron, radiating a neutrino. Let the rest mass of the daughter
7Li atom with the nucleus in the ground state be
, the rest mass of the emitted neutrino be
, the energy difference between the initial rest energy of the parent
7Be atom and the final rest energy of the daughter atom be
, the relativistic energy of the emitted neutrino be
, and the relativistic energy of the recoiling daughter atom be
. From energy conservation, we obtain
Let the magnitude of the neutrino momentum be
and the magnitude of the recoil momentum of the
7Li atom be
. Then the relativistic energies of a neutrino of rest mass
, and the daughter atom of rest mass
, are given by the expressions
From momentum conservation, the magnitude of the neutrino momentum equals the magnitude of the atomic recoil momentum: .
Secondly, we consider the two-step decay channel: the
7Be nucleus captures an s-electron, radiates a neutrino, and decays to the nuclear excited state of
7Li. Then, the
7Li nucleus promptly transfers to its ground state, radiating a
γ-ray photon. We assume that the lifetime of the nuclear excited state is much shorter than the measurement time of the recoil energy of the
7Li atom. After the neutrino radiation, the nucleus of the daughter
7Li atom will be in its excited state. The rest mass of the
7Li atom after neutrino radiation, we denote as
, the momentum
, and the relativistic energy
. The relation between the energy, rest mass, and momentum of the
7Li atom in the excited nuclear state is described by the relativistic expression
From energy conservation, we have,
and, from momentum conservation,
.
Following radiation of the γ-ray photon, the
7Li nucleus transfers to its ground state. For the
7Li atom, with its nucleus in the ground state, we use the same notations
and
as we did for the one-step channel. If we denote the momentum of the radiated photon as
, and its energy as
, then from energy conservation, we have
From momentum conservation, we obtain the vector equation,
Taking into consideration that
, we obtain from Equation (15):
Here is the angle between the directions of motion of the neutrino and the photon, such that corresponds to the case where the neutrino and the photon are emitted in the same direction. In the next section, based only on the conservation of energy and momentum, we obtain exact analytical expressions for the recoil energy of the daughter 7Li atom in both channels.