3.1. Aging of the Sol
The developed sol, as described in
Section 2.1, represents a stable dispersion of colloidal amorphous particles in an alcoholic solvent (composed of methanol and propanol). The sol particles may interact by van der Waals forces or hydrogen bonds leading to their agglomeration and as a result higher viscosity of the sol that affects sol coatability and the morphology of the final coatings [
19,
20]. As the layer uniformity is one of the crucial parameters required for recording of HOEs with sustainable performance, the optimal age of the sol for achieving uniform layers needs to be identified. In this study, the aging effect of the sol is systematically investigated in terms of the size and homogeneity of the sol particles and viscosity of the sol.
Characterisation of the size of nanoparticles composing the sol with age up to 30 days was carried out by means of DLS analysis. A monomodal distribution curve with a peak of intensity of approximately 4.5 nm was obtained for the sol immediately after completing the synthesis (
Figure 2a). An increase of the average nanoparticle size was observed with time, reaching 10.7 and 13.5 nm after 15 and 30 days, respectively (
Figure 2b). To define the dispersion of nanoparticles, the full width at half maximum of the size distribution (
Figure 2a) was calculated. This was found to be 4.2, 23.3, and 30.3 nm for the sol with the age of 0, 15, and 30 days, respectively. These data demonstrate that one of the main effects of sol aging was agglomeration of particles and higher dispersion of nanoparticle population.
Simultaneously with DLS analysis, the dynamic viscosity of the sol was measured in order to identify the limit period when the sol could produce uniform thick layers. Dynamic viscosity was determined by means of an AND Viscometer (SV-10). As expected, growth in nanoparticle size caused the substantial increase of dynamic viscosity from 85 to 250 mPa s within 30 days (
Figure 2c). Experimental results showed that the sol with dynamic viscosity of up to 250 mPa s, corresponding to an age of up to 30 days, was suitable for coating. The layer homogeneity and thickness was then investigated by imaging a cross-section of samples via SEM. SEM images were recorded by means of a Hitachi SU-70 SEM using an accelerating voltage of 5 keV. Three measurements were done at different points to evaluate the thickness uniformity. It was found that layers prepared with sol aged up to 7 days had homogenous coatings with thicknesses of 88.8 ± 0.5 μm (
Figure 2d). More aged sol led to non-uniformity of the coating, with thickness variation reaching up to 15 μm within the glass slide area. Thus, it was proposed that the sol age of up to 7 days could be considered as the optimum for obtaining layers with uniform thickness. The effect of the sol age on the holographic recording capability was also investigated and the results are presented in the section below.
3.2. Effect of the Sol Age on Holographic Recording Capability
The effect of the sol age on the holographic recording capability was investigated by recording volume phase transmission gratings. Two batches containing ten layers (118 ± 3 μm thickness) were prepared using the sol with ages of 0 and 7 days at the time of exposure. To analyse the grating formation in PHSG and estimate its photosensitivity, diffraction efficiency growth curves were monitored in real time during exposure.
Figure 3a gives a representative example of the growth curves for two layers with the same thickness (118 μm) but prepared using the sol with different ages (0 and 7 days). The typical diffraction efficiency growth started after 8 s of exposure. This 8 s period was attributed to the oxygen inhibition inherent to photoinduced polymerisation of methacrylates [
21]. After 35 s exposure, the diffraction efficiencies of 23 and 18% were achieved in layers prepared using the sol with age of 0 and 7 days, respectively (
Figure 3a).
Photosensitivity (S) was defined as the ratio between the square root of the diffraction efficiency and the product of the total recording intensity (I), exposure time (t), and the visibility (V) [
22]:
where visibility was defined as
where R is the ratio of the recording beam intensities. In the current experimental conditions, the holographic recording was performed using two beams with equal intensity which provided R = 1. As a result, photosensitivity of layers prepared using the sol with ages of 0 and 7 days was found to be 8 × 10
−4 and 7 × 10
−4 mJ
−1 cm
2, respectively. Thus, an approximate 14% decrease of photosensitivity was observed within 7 days and, hence, the longer exposure was needed to achieve the required diffraction efficiency. Photosensitivity is directly linked to the polymerisation rate, which is highly dependent on the capability of the photoinitiator to produce free radicals [
16]. Therefore, the observed photosensitivity decrease could be explained by photodegradation of a photoinitiator that might lead to the loss of the photochemical reactivity of the formulation as previously reported for similar hybrid material [
23].
The diffraction efficiency was measured again 24 h after recording and an increase up to 81.5% (0-day) and 77.5% (7-days) was observed (
Figure 3b). This indicated that further enhancement of the diffraction efficiency occurred during a dark process. It was found that the level of enhancement of the diffraction efficiency depended on the initial diffraction efficiency achieved after exposure and followed the same trend for samples prepared using sol of 0 and 7 days (
Figure 3c). Normalized diffraction efficiency calculated as the ratio of the diffraction efficiency measured 24 h after recording and immediately after recording was used to estimate the diffraction efficiency enhancement level (
Figure 3d). As seen from
Figure 3d, the gratings with initial diffraction efficiency of about 10% achieved after exposure showed diffraction efficiency enhancement up to 6-fold, which corresponded to about 60% diffraction efficiency measured 24 h after exposure. Three days after exposure, the diffraction efficiency was measured again, and no further increase of the diffraction efficiency was noticed for all samples. Thus, the dark process is supposed to be completed within 24 h after exposure. The mechanism of this significant dark process was investigated further and results are presented in
Section 3.3.
3.3. Holographic Grating Formation
The fundamental motivation for investigation of the grating formation process is to obtain predictable diffraction efficiency and to control holographic recording capability by modifying the composition. As a result, this allows the development of HOEs with customisable specification and the addition of practical advantage in terms of their sustainable performance.
In order to identify mechanisms contributing to the grating formation in PHSG, diffraction efficiency was monitored during holographic recording (exposure) and after recording (dark process when laser is off). This approach allowed studying the impact of both physicochemical reactions and physicochemical processes on the refractive index modulation formation during exposure and dark processes.
Volume phase transmission gratings were recorded using the set-up presented in
Figure 1. Layers with thickness of 118 ± 3 μm were prepared using the sol with the age of 0-day as described in
Section 2.3.
Figure 4a shows the typical real-time diffraction efficiency growth curves of gratings obtained using exposure times of 25, 30, and 35 s. As seen from
Figure 4a, during exposure the growth curves for 25, 30, and 35 s recording time had the same trend and diffraction efficiencies of 14.7, 20.1, and 25.2% were reached, respectively. At this stage, the key photochemical reaction is likely to be the photopolymerisation of the methacrylate groups (MAPTMS and MAA), leading to the formation of rigidly structured nanoparticle-based species in the bright fringe areas resulting in the creation of a diffraction grating [
14].
Previous research on grating formation in Class I materials shows that diffusion of photoinitiator molecules and monomers due to the concentration gradient between bright and dark regions created during exposure also plays a part in grating formation [
15]. These materials represent diffusing host-guest systems where the contribution of diffusion to the final diffraction efficiency is significant. The PHSG described here is a Class II material and, thus, has a principally different structure that may affect diffusion in the volume of the material.
The sol-gel process employed for PHSG development (as described in
Section 2.1) enables the fabrication of nanoparticles from small hybrid molecules. In this process, all small molecules reacted via hydrolysis and condensation reactions to form oligomeric microporous silicate–based nanoparticle systems, as demonstrated by Si-NMR spectroscopy in closely related material systems [
24]. Therefore, as a result of thermal curing, the PHSG can be represented as an interconnected network of microporous hybrid silicate and zirconium oxide nanoparticles, where photoinitiator molecules would be able to diffuse and further enable photoreaction processes. Thus, during exposure, photopolymerisation is expected to be the main contributor to the grating formation. Diffusion of photoinitiator may also contribute to some extent but previous work has shown that these diffusion effects are likely to be limited due to low permeability of the material [
14]. The systematic study, involving the recording of structures with largely different spatial frequencies, of the diffusion effects in PHSG will be the scope of future research.
After exposure, the diffraction efficiency was monitored for 25 min in dark and its increase up to 78.2, 79.5, and 79.1% was observed for gratings with the exposure of 25, 30, and 35 s, respectively (
Figure 4b). These results showed that the final diffraction efficiency of gratings recorded on the layers with same thickness did not depend, in this instance, on the initial exposure. This is evidence that once grating growth is in progress, the influence of processes unrelated to the exposing interference pattern is significant. These ‘dark’ processes become the dominant grating growth process and continue for about 24 h leading to the increase of the diffraction efficiency (
Figure 3c). After 24 h, no further increase of the diffraction efficiency is observed and, as shown previously in [
14], its stability has been confirmed for 27 months.
To identify the origin of the dark process, FTIR spectra (obtained using a Perkin Elmer GX instrument) of the PHSG layers before and after exposure were compared (
Figure 4c). This approach allows mimicking of the dark and bright fringe areas of the grating and analysing changes induces by exposure. For this experiment, the layers were exposed to a uniform 532 nm wavelength beam with the intensity of 40 mW cm
−2 for 20 s. FTIR spectra were obtained before exposure and 2 min and 24 h after exposure (
Figure 4c). It can be seen that following the exposure, the siloxane (900, 1030, and 1100 cm
−1) and silicon-zirconium oxide (930 cm
−1) bands constituting the inorganic network of the hybrid sol-gel material are increased, confirming the enhancement of the condensation of the material. This can only be explained by the occurrence of polycondensation reactions between the residual unreacted silanol and zirconium hydroxide groups, forming more condensed and robust inorganic chemical bonds. Interestingly, this pure inorganic polycondensation process has been enabled by the radical organic polymerisation reactions, which increased proximity between the inorganic reactive sites. Therefore, the dominant effect on the grating formation during the dark process is proposed to be the inorganic polycondensation process which causes an increase of the density in bright fringe areas, leading to the higher refractive index contrast and as a result the diffraction efficiency enhancement.
This concept is further supported by the hardness testing data of polymerised layers as shown in
Figure 4d. In this experiment, layers were exposed to a uniform laser beam with the intensity of 40 mW cm
−2 for 20 to 160 s, to induce different extents of initial polymerisation. Hardness testing was then performed within 24 h to identify the changes in hardness caused by the dark process. As seen from
Figure 4d, after exposure the layers illuminated for 20 to 160 s showed oscillation number from 52 to 80, respectively. After 24 h, these layers reached similar robustness and the oscillation number was in the range from 82 to 89. This increase in hardness supports the hypothesis that the dark process occurring after recording can be attributed to further polycondensation, leading to lower pore diameters and microporosity [
25,
26].
3.4. Fixation of Holographic Grating by UV-Curing
In many instances, it may be preferable to prevent the effect of the dark process on the refractive index modulation and to fix the diffraction efficiency at the level obtained after exposure. The suitability of UV-curing for this purpose was studied. For this experiment, transmission gratings were recorded using exposure time of 15, 30, 45, and 60 s by means of the set-up presented in
Figure 1. The diffraction efficiency was monitored immediately after exposure and it was found to reach up 85% (60 s exposure time) in layers with thickness of about 120 μm. Then, the samples were exposed to UVA light by means of a Dymax UV-curing System (ECE Series) for 297 s with 29 mW cm
−2 intensity and the diffraction efficiency was measured again.
The effect of UV-curing was analysed by calculating the normalised diffraction efficiency as the ratio of the diffraction efficiency obtained after UV-curing and after exposure (
Figure 5a). As seen from
Figure 5a, the decrease of diffraction efficiency of 7 and 16% was obtained for gratings recorded with the exposure time of 30 and 15 s, respectively. Longer exposures (45 and 60 s) provided an increase of the diffraction efficiency for few percent and allowed fixing the diffraction efficiency at the level that was close to that achieved during holographic recording. For example, the grating with 85% diffraction efficiency measured after recoding had 87% after UV-curing.
The stability of the diffraction efficiency after UV-curing was verified by further monitoring the diffraction efficiency for 6 days. Bragg selectivity curves for the typical grating recorded using 30 s exposure time are presented in
Figure 5b. As seen from
Figure 5b, the diffraction efficiency decreases from 59% (obtained after recording) to 52% after UV-curing. Within 24 h, the diffraction efficiency enhanced just for few percent (up to 56%) and then remained unchanged. Thus, UV-curing was confirmed as an effective approach to prevent enhancement of the refractive index modulation observed during the subsequent dark process as described in
Section 3.3. Here, it should be noted that after UV-curing cracking of some layers with thickness above 100 μm was noticed. To avoid layer cracking, further optimisation of the layer preparation method is required which might include dilution of the sol with solvents. This will be the scope of future research.
3.5. Environmental Stability
In the current research, the impact of the environmental humidity and temperature on grating stability was investigated by monitoring the diffraction efficiency of transmission gratings at relative humidity up to 95% and temperature of 130 °C, respectively. For the humidity test, the sample was placed in a controlled environment chamber (Electro-tech system, Perkasie, PA, USA, model LV 202-E) as shown in
Figure 6a. Diffraction efficiency was measured before humidity exposure at ambient humidity of 50% and temperature of 21 °C (
Figure 6b). Then, the humidity level was increased to 70% and the temperature was kept constant at 21 ± 0.3 °C. After 60 min, the sample was removed from the chamber and its Bragg selectivity curve was measured by probing with a 633 nm laser at different incident angles. The same experiment was repeated at 95% RH. As seen from
Figure 6b, no changes in either the absolute value of the diffraction efficiency or the profile of the Bragg selectivity curve were observed. This confirms the insensitivity of the PHSG to humidity and broadens the range of its potential applications for the development of holographic optical elements with improved stability at different humidity levels.
For the thermal response test, the layers were coated on a flexible polycarbonate substrate (Bayer Makrofol DE1-1cc, 375 μm thick). The choice of the substrate was governed by the requirements for roll-to-roll manufacturing and integrated optical components considered as the most feasible approach for mass manufacturing of holographic optical components [
27]. The temperature resistance of the PHSG was investigated by monitoring the diffraction efficiency of transmission gratings before and after curing in the oven (Binder, model ED56) at 130 °C for 60 min (
Figure 6c). Both the diffraction efficiency and the profile of the Bragg selectivity curve were unchanged after exposure to 130 °C. In addition, no defects and cracks were observed on the layer (
Figure 6d) and the grating produced a highly efficient diffraction pattern (
Figure 6e). These experimental results confirm the resistance of PHSG to high temperature and the capability of holographic optical elements recorded on PHSG to withstand temperatures up to 130 °C.