1. Introduction
“Nontuberculous mycobacteria” (NTM) is a term that groups more than 190 species of mycobacteria, only some of which cause disease in humans [
1]. Pulmonary localization of nontuberculous mycobacteria causes disease in predisposed individuals, with an insidious onset and nonspecific respiratory symptoms [
1].
Current guidelines for the diagnosis of nontuberculous mycobacterial lung disease (NTM-LD or PD) require that clinical, radiological, and microbiological criteria be met [
2,
3]. The microbiological criterion requires positive culture results on at least two separate sputum specimens or from a single bronchial lavage or washings [
2]. The American Thoracic Society/Infectious Diseases Society of America (ATS/IDSA) guidelines recommend collecting three sputum samples on different days [
3], while the British Thoracic Society (BTS) guidelines require at least two sputum samples collected on separate days in every suspected case of pulmonary mycobacteriosis [
4,
5,
6,
7].
Spontaneous sputum (SS) and induced sputum (IS) are respiratory samples produced by patients with cough. They originate from the entire respiratory tract and do not originate exclusively from lung lesions. Sputum induction is an effective way to obtain a valid respiratory sample, already validated for the diagnosis of tuberculosis [
8,
9], which is safe, not expensive, and non-invasive.
With fibrobronchoscopy (FBS), bronchoalveolar lavage (BAL) is obtained by selective aspiration and saline washing of the lower respiratory tract, and it can be directed to specific parts of the lungs based on chest computed tomography. BAL facilitates the diagnosis of NTM-PD, since many patients, more often elderly or those affected by nodular non-excavated forms, are not able to produce valid respiratory samples for microbiological examination [
2,
7,
10]. In clinical practice, spontaneous sputum, IS, and BAL are requested in sequence, because if one fails, the other may allow the diagnosis, as occurs for tuberculosis.
Several studies have reported that BAL cultures are more sensitive than sputum culture for the diagnosis of NTM-PD [
11,
12,
13,
14], but they have not focused on the diagnostic yield of IS. Finally, to date, no study has systematically compared the efficacy of molecular biology techniques and mycobacterial culture on IS and BAL in the diagnosis of pulmonary mycobacteriosis. This study therefore aims to evaluate the diagnostic yield of IS and BAL in NTM-PD in daily clinical practice.
3. Results
Characteristics of the 98 NTM-PD patients who underwent both IS and BAL are shown in
Table 1. The median age was 68 years (IQR 62–76.25). Of the 98 patients in the study, 35 were men and 63 women (
p = 0.005), without a clear association with comorbidities, immunosuppression, and age. We can hypothesize that we probably selected patients with difficulty in spontaneous expectorating (
Figure 1), who could correspond at least in part to the description of Lady Windermere syndrome (recurrent in the literature), with a selective pressure in favor of women in our group.
New cases of NTM-PD accounted for 85% (83/98). Patients with comorbidities comprised 91% (89/98) of the sample. Total comorbidities were 168 (168/98; 1.7 per patient). The most frequent comorbidities were COPD/bronchiectasis (52/98; 53%); hypertension and other cardiovascular conditions (42/98; 43%); neoplasms (19/98; 19%); GERD (18/98; 18%); liver disease (8); diabetes (6); renal failure (5); autoimmune disease (3); and hypothyroidism (3). Seventeen patients were classified as immunosuppressed due to the comorbidities and the therapies they were undergoing (
Table 1 and
Table 2).
Patients with a nodular bronchiectatic radiological pattern represented 66% of the sample, with a female predominance (75%), while those with a fibro-cavitary radiological pattern represented 34%, with no significant gender difference (
Table 2).
The culture results for NTM species were as follows:
M. avium 32% (31/98),
M. chimaera 30% (29/98),
M. intracellulare 21% (21/98),
M. abscessus spp. 5% (5/98),
M. kansasii 5% (5/98),
M. xenopi 4% (4/98),
M. fortuitum 2% (2/98), and
M. scrofulaceum 1% (1/98) (
Table 1). Among the patients, 83% (81/98) were culture-positive for
Mycobacterium avium complex (MAC):
M. avium,
M.
intracellulare, and
M. chimaera (
Table 1 and
Table 2). Compared to
M. avium and
M. intracellulare, the infections from
M. chimaera seemed to be more frequently recurrent (10 recurrence vs. 19 new cases compared to 5 recurrences vs. 47 new cases (
p = 0.006), showing a statistically significant difference (
Table 1).
During the diagnostic workup, NTM culture of induced sputum was positive in 67 out of 153 samples (44%) (
Table 3). In the same period, all 98 patients underwent BAL, whose cultures were positive in 93 out of 98 patients (95%). BAL culture has shown a higher diagnostic yield than IS (
p < 0.001) (
Table 3 and
Table 4).
Respiratory samples were also examined by PCR for NTM in real time: 47 in 139 IS samples (34%) and 48 in 64 BAL samples (75%) were positive (
Table 3). The diagnostic yield of PCR on BAL was confirmed to be better than on induced sputum also in this case (
p < 0.001).
We divided the 98 patients into two groups according to the type of radiologically confirmed lung lesions: 65 (66%) had nodular bronchiectatic form while 33 (34%) had a fibro-cavitary form (
Table 2). In
Table 5, results of microbiological examinations are arranged following the radiological presentation of patients.
Only 30% of IS (30/99 samples) from patients with a nodular bronchiectatic radiological pattern was culture positive, while 95% (62/65) had a positive culture for NTM on BAL (
p < 0.001). Among patients with fibro-cavitary radiological patterns, 65% of the IS examined (35/54) was culture-positive for NTM, while 94% of BAL (31/33) was culture positive (
p = 0.002) (
Table 4). The data show that the diagnostic yield of IS culture was higher in the fibro-cavitary pattern than in the nodular bronchiectatic pattern (65% versus 30%;
p < 0.001). BAL culture was positive for NTM in 94% of patients with a fibro-cavitary pattern and in 95% of those with a nodular bronchiectatic pattern, without a statistically significant difference (
p = 0.836) (
Table 4).
The analysis of PCR results on BAL and IS is reported in
Table 6. Twenty-four of the 91 IS from nodular bronchiectasis lung disease (26%) were positive by PCR, while we found 26 positive BAL out of the 34 tested by PCR (76%), with a statistically positive difference between the two types of respiratory specimens (
p < 0.001). In fibrocavitary forms, 23/48 (48%) IS samples were PCR positive, and 22/30 (73%) of the tested BAL were positive, with a significant difference (
p = 0.031) (
Table 6).
Our data show that the diagnostic yield of IS PCR was higher in the fibro-cavitary pattern than in the nodular bronchiectatic pattern (48% versus 26%;
p = 0.009). BAL PCR was positive for NTM in 76% of patients with nodular bronchiectatic pattern and in 73% of those with a fibro-cavitary pattern, without a statistically significant difference (
p = 0.785) (
Table 6).
We compared the efficacy of culture and PCR in detecting NTM in induced sputum and BAL samples and found that induced sputum culture was positive in 67/153 (44%) compared to 47/139 (34%) positive with PCR (
p = 0.0810). With BAL, this difference was statistically significant: 93/98 (95%) positive by culture compared to 48/64 (75%) positive by PCR,
p < 0.001 (95%CI 9.1% to 32.2%) (
Table 7).
4. Discussion
The incidence of NTM lung disease is constantly increasing and constitutes a source of growing concern for public health, as the disease overall affects immunosuppressed people, people affected by pre-existing lung-predisposing disease and conditions, or elderly subjects suffering from different comorbidities [
17]. Diagnosis and treatment of NTM-PD are challenging for several reasons [
18]. Identification of mycobacteria and their subtypes is crucial for the choice of a specific treatment [
19], but not all microbiology laboratories can cultivate and differentiate atypical mycobacteria, and not all healthcare facilities have clinical experience and skills to follow patients affected by NTM during the treatment period.
The application of the diagnostic criteria for NTM-PD according to the current guidelines, proposed by the American Thoracic Society (ATS), the Infectious Diseases Society of America (IDSA), and British Thoracic Society (BTS), include clinical, radiological, and microbiological components [
2,
3,
4]. In the microbiological criterion, spontaneous sputum, induced sputum, bronchial washings, bronchoalveolar lavage specimens, and transbronchial biopsies are all mentioned for the diagnosis of NTM lung disease.
Certainly, these criteria aid the clinician, but the particularities of some NTM species, the variability of radiological patterns, and the difficulty in obtaining valid respiratory samples in some patients sometimes make the application of the microbiological criterion difficult, with consequent possible delay in diagnosis.
In the 98 NTM-PD patients evaluated in this study, who underwent a diagnostic workup that included both IS and BAL, the diagnostic yield of mycobacterial culture was 44% for IS and 95% for BAL (p < 0.001). This difference was statistically significant when comparing the diagnostic yield of IS and BAL culture in patients with fibro-cavitary form (p < 0.05) and even more in patients with nodular bronchiectatic form (p < 0.001).
Holt and colleagues (2020) [
20] compared the diagnostic yield of spontaneous sputum with induced sputum in 93 unselected patients suspected of NTM-PD. They found concordance of culture results between spontaneous sputum and induced sputum (81% versus 78%;
p = 0.86).
Sputum induction is a non-invasive, cost-effective procedure suitable for the outpatient clinical setting, which in many cases solves the need to obtain an adequate respiratory sample for cytological and microbiological examinations [
8,
9,
15].
However, discordant data on the diagnostic power of IS and BAL for NTM-PD diagnosis are reported in the literature [
2,
3]. Several studies have highlighted the high diagnostic yield of bronchoscopy for NTM-PD, ranging from 57.8% to 93.8% [
10,
12]. In some small studies, BAL fluid cultures have been reported to be more sensitive than spontaneously expectorated sputum cultures to diagnose nodular bronchiectatic NTM disease [
11,
13,
14]. However, in another study, Ikedo Y. concluded that the yield of sputum culture and BAL culture was equivalent [
19]. In the meta-analysis by Luo et al. [
9], it is stated that in smear-negative tuberculosis patients, sputum induction and FBS show similar diagnostic power. However, the diagnostic yield of a sputum specimen for tuberculosis, which requires only a positive culture, does not automatically apply to NTM-PD, as the diagnosis of NTM-PD requires at least two positive sputum cultures together with the assessment of clinical and radiological criteria [
2,
3].
Real-time PCR testing for NTM-DNA was positive in 34% of IS samples and 75% of BAL samples (p < 0.001), with a lower performance than culture, especially in BAL samples, but its advantage is that results are available rapidly. It allows rapid confirmation in highly suspected cases, allowing treatment to be started pending culture and species identification.
In his retrospective study, Michael R. Holt stated that performing cultures of three induced sputum samples collected on separate days can increase the diagnostic power of the method in patients with NTM-PD, resulting in a culture positivity on IS of 78% [
20]. Urabe et al. [
6] retrospectively reported the increase in culture positivity of 16.5% with the third spontaneous sputum, allowing the diagnosis of NTM-PD in 23/139 patients. Furthermore, the most relevant guidelines [
2,
3,
4] support the previous statement that sputum culture is usually sufficient for diagnosis in patients with NTM-PD in its fibro-cavitary form, if they can expectorate.
However, in our study, BAL culture was essential in making the diagnosis of NTM-PD in 47/98 patients: in 38 out of 65 cases (58%) with nodular bronchiectatic presentation and in 9 out of 33 cases (27%) with fibro-cavitary form (
Table 5).
Bronchoscopy is a relatively safe method with rare complications. Since its introduction in 1960, published complication rates range from 0.1% to 11%, with mortality generally between 0 and 0.1% [
21,
22]. BAL is a minimally invasive technique with a low complication rate (0–2.3%) and no associated mortality. Major complications can occur in patients with severe lungs or heart disease [
16].
In centers where it is possible to use a bronchoscopy-dedicated room with adequately trained staff, BAL is a safe and effective diagnostic tool, even if it has higher costs than spontaneous or induced sputum.
This study has several limitations, including its retrospective design; small sample size; the inclusion of only patients diagnosed with NTM-PD; and the exclusion of 21 patients with two or more positive SS/IS cultures who did not undergo BAL, as well as 13 patients who underwent BAL but not IS. Nevertheless, the patients underwent thorough study and evaluation using multiple diagnostic methods simultaneously.