Folklore and Sociolinguistics
Abstract
:1. Introduction
2. A Mid-Century Crossroads of Ideas
3. Selected Points of Departure
- Semiotics. The semiotics of Ferdinand de Saussure is a convenient starting point—his insistence, already noted, that speech is the proper object of study; that langue, the social side of language, and parole, its individual realization, are intertwined but distinguishable; that we should attempt to understand specific moments in time in the context of all their active variables; and that each sound or phrase acquires meaning through its placement in a larger scheme. This set of ideas forms the foundation for the structuralist movement that sweeps through the humanities in the mid-twentieth century, and also for the development of modern linguistics; it is influential as well in folklore studies, tying into a synchronic focus that arises to complement the longstanding diachronic orientation in our field.
- Roman Jakobson’s poetics. Jakobson, the Russian folklorist, literary scholar, and linguist, offers through his poetics another important point of departure. Jakobson, in association with his colleagues in the Prague Circle of Linguistics (Garvin 1964), provides a scheme for identifying the core factors and functions of human communication with special attention to its artistic or aesthetic components. Jakobson’s thesis on the poetic function of language, highlighting the patterning of linguistic resources in speech production, tallies well with the folklorist’s dedication to aesthetics and becomes a foundation for formal analysis in folkloristic treatments of verbal art performances. This formulation, locating poetic elaboration in the sequential patterning of like elements, reads as follows: “the poetic function projects the principle of equivalence from the axis of selection into the axis of combination” ((Jakobson 1960, p. 358), Italics in original).
- Oral-formulaic theory. Equally iconic for folklorists is Albert Lord’s definition of the formula in South Slavic oral epic performance. In Lord’s The Singer of Tales (1960) we encounter the verbal artist who can tailor a performance to the mood of the audience, extending passages that are being well received and curtailing the less effective ones. Lord’s model of composition during performance, wherein the performer improvises on the basis of a set of traditional resources, proves to be formative in subsequent folkloristic theorizing on performance. At the heart of his discussion is the formula, the building block of oral-formulaic composition, delineated by Lord as follows: “an expression that is regularly used, under the same metrical conditions, to express a particular essential idea” (Lord 1960, p. 4). Even if oral epic stands apart as a distinctive poetic genre, Lord’s discussion of verbal improvisation, shaped by contextual factors and guided by acquired skills within a generic system, proves to be revelatory and applicable to performance in many, perhaps all, expressive genres (McDowell 1972).
- William Labov’s sociolinguistics. Labov’s study of the social stratification of language and his work with inner city black youth in Philadelphia begin in sociolinguistics but venture into folkloristics as he takes up narrative and verbal dueling as loci for his research. Labov’s quest for a method to map phonological variation takes him to narrative performance as a space where the intrusive impact of speaker self-correction is likely to be less active. In particular, stories with a gripping thematic, such as accounts of brushes with mortality, will evade this tendency to produce “correct” speech and hence reveal the speaker’s normal speech patterns. This excursion into narrative leads Labov, initially in partnership with Joshua Waletzky and later on his own, to formulate a definition and componential model of narrative that have proved to be quite influential among folklorists (Labov and Waletzky 1967; Labov 2013). In his efforts to document the verbal skills of Philadelphia teenagers, Labov develops a trenchant analysis of the ritual insult tradition known variously as sounding and playing the dozens. On the basis of ample ethnographic field data, Labov (1972) demonstrates that the young men he studies are skilled in speech production when encountered on their own cultural turf. Labov (1972, pp. 343–44) offers a model for sounding that has been well received by folklorists: he proposes that one sound leads to another, creating a game-like interplay, and that the key to containing the potential aggravation in these insults, that is, to keeping the insults ritual rather than actual, is to sustain the appropriate symbolic distance, meaning that references to actual vulnerabilities must be avoided. In these contributions, Labov brings the formalistic rigor of linguistics to bear on the materials of folklore study, offering valuable insights while preserving the vitality of the source material.
- Speech act theory. Another resonant point of departure is the formulation of speech act theory, originating in the transformative thinking of the British ordinary language philosopher John Austin. In a series of lectures later published as How to Do Things with Words (1962), Austin shifts the focus of language inquiry from the truth value of communication to its appropriateness. The question, he argues, shouldn’t be, is this statement true or false, but rather, is this statement a felicitous execution of the speech act it purports to be? Underlying this shift of focus are the premises that language is a form of social action and that every utterance must be viewed as a speech act. Some utterances are speech acts on their surface: think “I promise you” or “I bet you.” Among these explicit speech acts are the performative ones, those that actually transform a situation, as in the priest or preacher stating “I now pronounce you man and wife” at the appropriate moment of a wedding ceremony. But even utterances that lack overt formulation as speech acts possess, according to Austin, an implicit speech act quality; hence, he who says, “It’s hot today” can be understood to be asserting that it is a hot day, and asserting is a form of speech action. On these premises Austin constructs an ambitious framework, featuring what he calls felicity conditions, that is, the details of speaker identity and intent and of utterance form that must obtain if the speech act is to be successfully realized, as well as a sequence of stages in the implementation of the speech act, through which it gathers locutionary force by virtue of the words spoken; illocutionary force by virtue of the intended effect of the utterance; and, finally, perlocutionary force, measured in the effect of the utterance on the addressee. It falls to J. L. Austin’s student, John Searle (1969), to flesh out Austin’s schematic formulation to create a fully operational paradigm, featuring the core concepts of speech act, speech event, and speech community, so productive for scholars engaged in the analysis of artistic verbal communication with roots in traditional genres (Finnegan 1969; Foster 1974; McDowell 1979; Rosaldo 1982; Yankah 1991).
- Dell Hymes’ signature contributions. It would be an understatement to characterize the work of Dell Hymes as a point of departure, since he effectively sets the agenda for doing systematic research on verbal forms of expression. Hymes brings his training in language and literature into contact with his mission to recuperate Native American verbal repertoires, resulting in two expansive projects that have helped shape contemporary folkloristic work. One of these projects takes form as the ethnography of speaking; the other is the formulation of an ethnopoetics aimed at recognizing and restoring marginalized expressive repertoires. Hymes is normally taken to be an anthropologist, but like Franz Boas, Roman Jakobson, William Bascom, Richard Bauman, and others referenced here, he is just as easily seen to be a folklorist—such is the intertwining of these academic projects and identities. Hymes’ systematic approach to verbal communication can be captured in his SPEAKING mnemonic, a robust checklist for tracking situational as well as formal features of a speech event (Hymes 1972). The ethnopoetics work seeks to recognize the literary value in storytelling and other verbal forms of Native and Indigenous peoples, in particular the Native peoples of Hymes’ beloved Oregon. Hymes’ articulation of what he calls “breakthrough into performance”, moments when a dispassionate account transitions into a dramatic replaying, has been particularly influential with folklorists (Hymes 1975b, 1981). There is no exaggeration in saying that these two projects, largely created and curated by Dell Hymes—the ethnography of speaking and ethnopoetics—have guided and inspired folkloristic work on verbal genres over the last five decades (Kroskrity and Webster 2015).
4. The Folkloristic Contribution
5. Performative Efficacy
6. Conclusions
Acknowledgments
Conflicts of Interest
References
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McDowell, J.H. Folklore and Sociolinguistics. Humanities 2018, 7, 9. https://doi.org/10.3390/h7010009
McDowell JH. Folklore and Sociolinguistics. Humanities. 2018; 7(1):9. https://doi.org/10.3390/h7010009
Chicago/Turabian StyleMcDowell, John Holmes. 2018. "Folklore and Sociolinguistics" Humanities 7, no. 1: 9. https://doi.org/10.3390/h7010009
APA StyleMcDowell, J. H. (2018). Folklore and Sociolinguistics. Humanities, 7(1), 9. https://doi.org/10.3390/h7010009