1. Introduction
Railways have played an important role in the modern world. Currently, the railway is advancing from the information era to the intelligent era. The intelligent railways can realize comprehensive sensing, ubiquitous interconnection, and integrated processing of railway equipment, infrastructure, and environmental information [
1].
Railway-dedicated communication systems serve as the backbone of modern rail transport, enabling real-time communication between trains, operators, and control centers while ensuring the safety, reliability, and efficiency of train operations. Thus, the robust and efficient communication system has become increasingly critical [
2,
3].
In recent years, the new communication services are emerging continuously, including train operation control, train condition monitoring, video surveillance, and intelligent dispatching. Existing GSM-R, as a narrowband communication system, fails to meet the requirements of such intelligent railway services [
4,
5]. Additionally, with the gradual decommissioning of the GSM public network, GSM-R is also confronting the risk of industrial chain disruption. The Future Railway Mobile Communication System (FRMCS) [
6,
7], proposed by the International Union of Railways (UIC), serves as a key enabler for the evolution of future railway communication systems.
Endowed with ultra-low latency, high capacity, support for the massive Internet of Things (IoT), and high security, fifth-generation (5G) communication has emerged as the most promising candidate technology for next-generation railway dedicated communication, and thus attracted more and more attention [
8,
9].
The European Union (EU) has launched the 5GRAIL project to advance the application of 5G technology in railway scenarios [
10]. Additionally, NTT DOCOMO and East Japan Railway Company have verified the stable operation of typical 5G communication capabilities in railway environments, while the Korea Railroad Research Institute (KRRI) has conducted tests on 5G-based autonomous train control technology. China has proposed the development of the dedicated mobile communication network for high-speed railways based on public-network 5G technology, i.e., 5G-R [
11].
The faults occurring in the railway-dedicated mobile communication network may result in operation speed reduction and even complete train stoppages, severely impacting the safety and efficiency of train operations [
12,
13].
The Network Management System (NMS) enables network engineers to perform several key operations for the core network and bearer network, including performance monitoring, performance analysis, device detection, and alert notifications [
14,
15,
16,
17].
It has been estimated that over 70% of all service degradations are due to issues in the Radio Access Network (RAN), including faults in power amplifiers, suboptimal antenna alignment, poor RF connections, and drift of the local oscillator frequency. These degradations have a critical impact, including lack of connectivity, dropped calls, and slow transmission speeds.
Currently, the primary method for detecting such failures primarily relies on the comprehensive inspection train (CIT). Equipped with specialized inspection systems—including those for track, contact line, communication networks, and signaling systems—CIT perform regular assessments of the high-speed rail infrastructure to identify potential safety hazards and defects [
18,
19,
20,
21,
22,
23].
Typical examples of CIT include the Manned Ground Vehicle (MGV) operated by the French National Railway Company (SNCF); the “Archimede” high-speed comprehensive inspection train developed by Meridional Meccanica (MER MEC) in Italy; the “East-i” inspection train utilized in Japan; and China’s new-generation CIT450 high-speed comprehensive inspection train [
24].
However, the CIT exhibits the following limitations:
- (1)
Due to the high operation cost and limited quantity of CITs, the detection cycles are relatively long (typically 10–15 days), making it difficult to achieve real-time monitoring of the high-speed railway wireless communication network.
- (2)
Comprehensive track inspection vehicles lack the capability to detect faults in on-board terminals, including malfunctions in on-board antennas and RF feeder lines. The CIT is incapable of detecting faults in the on-board terminal, such as malfunctions in on-board antennas and RF feeder lines.
To address this issue, we propose a condition monitoring perception system for 5G-R RAN and on-board terminal to ensure communication reliability. Generalized channel characteristics are extracted from the received Demodulation Reference Signals (DM-RSs), including key parameters such as field strength, multipath delay, and frequency offset.
As opposed to the traditional channel—defined as the radio signal transmission from the transmitting to the receiving antenna [
25,
26,
27]—the generalized channel encompasses the entire chain from the modulator output, through the RF transmitter (including the power amplifier), transmitting antenna, wireless propagation, and receiving antenna, to the demodulator input. Consequently, the characteristics of the generalized channel reflect not only the radio propagation but also the properties of the transmitting and receiving modules and equipment.
High-speed trains operate on fixed tracks, and at each specific location, signal propagation does not change drastically, i.e., channel characteristics exhibit high regularity. However, when equipment faults occur, it will lead to severe deterioration of the channel. Taking the received field strength as an example, when an equipment fault happens, the received field strength may decrease by several decibels (dB) or even dozens of dB, while the measurement error is much lower (not exceeding 0.2 dB, as shown in
Section 6). Therefore, through the comparative analysis of generalized channel characteristics extracted from the received signal and pre-stored generalized channel characteristics under normal conditions, the developed monitoring system is capable of distinguishing equipment faults of the radio access network (RAN) in 5G-R networks from signal propagation changes in system self-errors.
In this paper, a real-time condition monitoring system for the 5G network based on the Radio Frequency System on Chip (RFSoC) is developed. This system supports the Sub-6 GHz frequency band, a 1 GHz bandwidth, and 8 receiving antennas, and can not only meet the requirements of the current 5G dedicated mobile communication networks and public networks, but also cater to the development needs of future networks. Experimental results demonstrate that the developed system exhibits high measurement accuracy and strong application adaptability. Compared with the existing CIT-based method, the proposed method exhibits the following advantages:
- (1)
The system indeed requires complex signal processing, including radio frequency (RF) sampling, control-channel decoding, and channel characteristic extraction. However, the system only comprises a receiver; most of the processing procedures are fully implemented via software algorithms, and can be integrated into on-board terminals in the future. The system has a simple structure and low cost, and can be deployed on in-service high-speed trains, thereby enabling long-term real-time monitoring of the high-speed railway wireless network.
- (2)
The system not only monitors the RAN but also the on-board terminals of high-speed trains.
- (3)
The system reuses the on-board antenna and RF feeder, so the measurement results are more consistent with the actual situation.
The reminder of this paper is organized as follows:
Section 2 introduces the system model and reference signals.
Section 3 proposes the network metrics extraction method.
Section 4 presents the details of system design and implementation of the RFSoC-based network monitoring system.
Section 5 presents the experimental results. Finally,
Section 6 provides the concluding remarks.
2. Framework
2.1. System Architecture
The system model of the 5G network monitoring system proposed in the paper is shown in
Figure 1.
The 5G network monitoring system is installed on a high-speed train. The 5G signals received by the on-board antenna array are split into two parts by the RF coupler: one part is used for the normal communication of the on-board 5G terminal, and the other part is input into the 5G network monitoring system.
In the system, the core board samples and processes RF signals to obtain the In-phase/Quadrature (I/Q). This data is then transmitted to the host computer for data analysis, where network performance metrics are extracted to realize the monitoring of the 5G network status.
2.2. Reference Signals
In the 5G system, the Primary Synchronization Signal (PSS), Secondary Synchronization Signal (SSS), and Demodulation Reference Signals (DM-RSs) are known to the receiver. Thus, the basic principle of the proposed method is to obtain the network by comparing the received signals and transmitted signals mentioned above [
28].
PSS provides coarse synchronization regarding frequency and timing, and SSS offers fine synchronization, and works with PSS to create the Physical Cell ID (PCI), that is PCI = 3 × NID1 + NID2.
In 5G NR, the combination of SS and Physical Broadcast Channel (PBCH) is known as Synchronization Signal and PBCH block, which plays a crucial role in cell search and mobility.
As shown in
Figure 1, SSB is mapped to 20 RBs (i.e., 240 subcarriers) in the frequency domain and 4 OFDM symbols in the time domain. And PSS occupies 127 subcarriers sequentially from subcarrier 56 to 182 in the OFDM symbol 0, and SSS also occupies 127 subcarriers in the OFDM symbol 2.
PBCH spans OFDM symbols 1 and 3 (subcarrier 0–239) and parts of OFDM symbol 2 (subcarrier 0–47 and 192–239). DM-RS is a special type of reference signal used to estimate the channel for demodulation, and widely present in various important physical channels, such as the downlink PBCH, PDCCH, and PDSCH.
As shown in
Figure 2, the DM-RS for PBCH is mapped to OFDM symbol 1 and 3 with its subcarrier number ranging from
to
, and mapped to OFDM symbol 2 with its subcarrier number ranging from
to
, and
to
, where the variable
v is calculated as a function of the physical cell ID modulo 4.
PSS and SSS only occupy 127 consecutive subcarriers in the middle of the SSB in the frequency domain, and the frequency domain coverage is narrow. Therefore, it is impossible to evaluate the channel very finely. Although the DM-RS signal only occupies 1/4 of the subcarriers in the PBCH (60 subcarriers in symbols 1 and 3, and 24 subcarriers in symbol 2), due to its comb-like characteristics, it has a wider distribution in the entire frequency domain, so it has better estimation accuracy. Therefore, this paper selects the DM-RS signal for channel estimation.
DM-RS is distributed on three downlink physical channels: Physical Downlink Shared Channel (PDSCH), PBCH, and Physical Downlink Control Channel (PDCCH). PDSCH is the main downlink data-bearing channel in 5G, which is used to transmit user data and upper-layer signaling, occupying most of the subcarriers and Orthogonal Frequency Division Multiplexing (OFDM) symbols in the downlink signal, and the filling density of DM-RS in it is relatively high, occupying a larger bandwidth. Therefore, this paper uses the DM-RS in PDSCH for channel estimation.
The DM-RS in PDSCH is generated by the following recursive formula:
where
is a pseudo-random sequence (Gold sequence).
The pseudo-random sequence generator shall be initialized with
where
l is the OFDM symbol number within the slot,
is the slot number within a frame,
is the number of OFDM symbol number within the slot,
is scrambling identity range from 0 to 65,535, If the scrambling ID is not set,
defaults to the cell ID
,
is given by the DM-RS sequence initialization field.
In the time domain, DM-RS does not occupy all the OFDM symbols of PDSCH, but occupies certain OFDM symbols; in the frequency domain, the DM-RS signal is inserted into the determined subcarriers in a comb-like form in PDSCH.
Since the DM-RS signal is known to the receiver, channel estimation can be performed by comparing the locally generated DM-RS signal with the received DM-RS signal, determining the frequency-domain response on the subcarriers where the DM-RS is located, obtaining the channel impulse response (CIR) through Inverse Fast Fourier Transform (IFFT), and then extracting network metrics such as the covered field strength, multipath, and frequency offset, to achieve the monitoring of the 5G wireless network in high speed railway.
Furthermore, unlike the 5G mobile communication systems deployed in public networks, the 5G-R system bears core services, including train operation control, real-time train status monitoring, and on-board train video surveillance. These services are required to maintain continuous online availability throughout the entire train operation process. Consequently, real-time monitoring based on PDSCH DM-RS is reliable.
3. Network Metrics
- (1)
Covered Field Strength
Field strength—i.e., the received signal strength (RSS)—is one of the most important parameters for wireless networks. Insufficient coverage field strength may lead to poor transmission reliability. And unfavorable coverage field strength at cell edges constitutes a primary cause of handover failure. Accordingly, the proposed system facilitates accurate monitoring of coverage field strength, thereby enhancing transmission reliability and mitigating handover failure [
29,
30].
When wireless network failures occur—such as power amplifier faults, antenna faults, and poor RF feeder connections in base stations or on-board equipment—the coverage field strength may decrease by several decibels (dB) or even dozens of dB.
- (2)
Multipath
In radio propagation, radio signals are not only transmitted via line-of-sight, but also through multiple other mechanisms (e.g., reflection, diffraction, and scattering) owing to the presence of obstacles and scatterers in the propagation environment. Notably, the multipath components of distinct propagation mechanisms exhibit different delays and powers [
31,
32].
To improve transmission performance and extend coverage range, 5G systems typically rely on directional antennas or antenna arrays to form narrow beams. When the beams in base stations or on-board terminals deflect or are blocked by obstacles, it causes changes in multipath, including the number of multipaths, delay and power and fading distribution of each path.
- (3)
Frequency Offset
Local oscillator frequency drift in the base station and Doppler shift induced by the high-speed movement of trains will both give rise to frequency offset, and such frequency offset will significantly degrade the transmission performance of 5G communication systems [
33,
34]. Furthermore, the train operation speed generally remains constant at a specific position; for instance, the speed is zero when the train is stopped at a station, and reaches a maximum of 350 km/h when operating on the mainline. Therefore, the Doppler effect is basically deterministic. Thus, it is feasible to distinguish oscillator drift from the Doppler effect.
4. Network Metrics Extraction Based on DM-RS
The diagram of the network metrics extraction based on DM-RS signals is shown in
Figure 3 and introduced below.
4.1. Direct RF Sampling
In a traditional heterodyne receiver, the RF signal is generally down-converted to a lower intermediate frequency (IF) or baseband by one or more stages, then Analog-to-Digital Conversion is performed, followed by subsequent digital processing. As shown in
Figure 4, the RF front end of the heterodyne receiver consists of a bandpass filter, low-noise amplifier, mixer, and local oscillator (LO).
However, non-ideal characteristics of RF analog devices in the RF front, such as phase noise, LO leakage, spurs, and harmonics, will affect the measurement accuracy. To improve the accuracy of channel characteristic measurement, this paper adopts a scheme of direct RF sampling [
35,
36]. As shown in
Figure 5, a direct RF sampling receiver consists of just a low-noise amplifier, the filters, and the Analog-to-Digital Converter (ADC), and directly samples the RF signal. The direct RF sampling receiver is much simpler, thus minimizes the impact of the non-ideal characteristics of RF devices on the measurement accuracy.
The monitoring system directly samples the received RF signal
r(
t) that has experienced wireless channel transmission at the low-pass Nyquist sampling frequency,
where
is the sampling interval, and
,
is the RF signal sampling rate. According to the Nyquist-Shannon sampling theorem, to recover the original signal
without distortion, it must satisfy
, where
is the highest frequency of the signal, and
is also called Nyquist rate.
However, the RF signals are typically bandpass signals. If sampled at the Nyquist rate, it will require ultra-high ADC sampling rate, and the existing ADC is difficult to meet the requirements.
In the actual design and implementation, undersampling technology is adopted. By using the aliasing phenomenon, the target signal is deliberately folded into the first Nyquist zone so as to sample the high-frequency bandpass signal with a lower sampling frequency, greatly saving the system complexity, cost, and power consumption. In our design, the sampling rate GSa/s.
4.2. Digital Down Conversion
The digital down conversion (DDC) is to convert the RF digital signal from the center frequency to a low-frequency or baseband signal for subsequent processing. DDC usually includes two steps, digital mixing and low-pass filtering.
The signal after down-conversion can be expressed as
where
is the local oscillator signal. At the output of digital mixer, a low-pass filter is used to filter high-frequency components.
4.3. Decimation
In order to reduce the sample rate and processing complexity, the signal after digital down-conversion is decimated. The decimated signal is
where
D is the decimation factor, and is related to the measurement bandwidth. For example, in our design,
, when the measurement bandwidth is 100 MHz. That is, after decimation, the sampling rate is reduced to 122.88 MSa/s. And an anti-aliasing digital filter precedes the decimation to prevent aliasing from occurring, due to the lower sampling rate.
4.4. Restore I/Q Sequence
In the digital processing board, the sampling data is temporarily stored in the Dynamic Double Rate 4 (DDR4) Random Access Memory (RAM) through the Peripheral Component Interconnect express (PCIe) interface. The host computer reads the sampling data from the RAM and restores I/Q sequences of each ADC channel.
4.5. Downsampling and Group Delay Compensator
To flexibly adjust the system’s measurement bandwidth without adjustment to core board configurations, when the measurement bandwidth is relatively small, downsampling can be performed on the I/Q sequence in the host computer by software. This further reduces the sampling rate and lowers the system complexity. For instance, when the sampling rate of the core board is 122.88 MSa/s, the sampling rate can be reduced to 15.36 MSa/s through 8× downsampling, which is adequate to meet the measurement requirement for 10 MHz bandwidth.
To avoid aliasing during downsampling, anti-aliasing filtering needs to be performed in advance. Additionally, group delay compensation is also required to compensate for the group delay caused by the anti-aliasing filtering.
4.6. Time-Domain Synchronization
As shown in Equation (
1), the DM-RS is generated based on the Gold sequence and exhibits superior auto-correlation and cross-correlation properties. Accordingly, time-domain synchronization is achieved via correlation computations, thereby determining the starting position of the OFDM symbol within the received signal.
For simplicity, without consideration of noise, the time-domain sequence of a received OFDM symbol can be expressed as
where
N is the number of OFDM subcarriers,
and
represent the signal and frequency response on the
m-th subcarriers, respectively.
In the PDCCH, DM-RS only occupies a portion of its subcarriers, while most of the remaining subcarriers carry data symbols. Since the monitoring system only knows the value of the DM-RS but not the values of the data symbols, zeros are filled in the positions of these subcarriers in this design, shown in
Figure 6.
Therefore, the time-domain sequence of a locally generated OFDM symbol (referred to as the reference signal sequence) can be expressed as
where
is the set of the subcarriers occupied by DM-RS. Prior to the completion of synchronization, the monitoring system is unable to ascertain the starting position of an OFDM symbol.
The sliding cross-correlation value between the locally generated reference signal
and the received signal
r can be expressed as
Without loss of generality, it can be assumed that when
n = 0, the locally generated reference signal
achieves synchronization with the received signal
r, and the cross-correlation value is calculated as
Due to the orthogonality between subcarriers,
Due to the superior auto-correlation and cross-correlation properties of the DM-RS, cross-correlation value .
Clearly,
is close to the Dirac Delta function, which is confirmed by the measured data presented in
Figure 7.
4.7. OFDM Demodulation
Following the determination of the OFDM symbol start point via time-domain synchronization, the soft decision result of OFDM demodulation is derived through the sequential execution of cyclic prefix removal, serial-to-parallel conversion, and FFT processing.
4.8. DM-RS Extraction
On the basis of the 5G frame structure and the restored resource grid, the received DM-RS are extracted from the corresponding subcarriers.
4.9. Channel Estimation
Based on the received DM-RS, the frequency domain response on the subcarrier where DM-RS is located, is calculated as follows:
where
and
are the values of the received and locally generated DM-RS on the
m-th subcarrier at time
t, respectively.
4.10. Frequency-Domain Interpolation
The DM-RS signals are distributed in the time-frequency domain in comb-like form, the frequency-domain responses obtained by Equation (
12) are on discrete subcarriers. In our design, the linear interpolation method is used to obtain the channel transfer function (CTF) over the entire bandwidth.
The interpolated value of the frequency-domain response on the
k-th subcarrier at time
t without DM-RS is
where
j and
i are the indices of two adjacent subcarriers within DM-RS, and
.
4.11. CIRs Obtain
Performing Inverse Fast Fourier Transform (IFFT) on the interpolated channel transfer function domain response results can generate the channel impulse response CIR at time
t, and the expression is
where
N is the number of OFDM subcarriers,
is the delay resolution, and
,
B is the system bandwidth.
4.12. Network Metrics Extraction
Based on the CIRs and I/Q data, the key network metrics—including covered field strength, multipath delay, and frequency offset—can be further extracted.
- (1)
Covered Field Strength
The instantaneous power of the received signal is calculated as
where
and
are the sampling values of the in-phase (I) and quadrature (Q) components of the received signal at time
k, and
R is the Characteristic Impedance,
.
Covered field strength is defined as the time expectation of the
,
- (2)
Multipath
For convenience in practical applications, typically only the multipath components with relatively higher power in the CIRs are retained as effective multipath components, whereas those with relatively low power (e.g., components whose power is more than 20 dB or 30 dB lower than that of the maximum-power component) are neglected.
The coefficient, delay and power of the effective multipath components can be, respectively, expressed as follows:
where
is the power threshold coefficient, and
is expectation in the time domain.
- (3)
Frequency Offset
The Doppler spectrum of the multipath component with the strongest power is obtain by FFT processing,
where
is the multipath component with the maximum power. And frequency Offset
is the maximum effective value of the Doppler spectrum.
5. System Design and Implementation
In this section, the design and implementation of the 5G network monitoring system are introduced.
The diagram of the system is shown in
Figure 8, and the system is composed of the core board and host computer. And the core board is consist of ADC, Field Programmable Gate Array (FPGA), clock module, power supply module IC, peripheral DDR4 RAM, and host computer, etc.
- (1)
ADC
According to the bandpass sampling theorem, the sampling rate of ADC must be greater than twice the signal bandwidth, that is,
B. Considering the influence of the roll-off, in fact, the sampling rate of ADC is generally greater than 2.4 B. The parameters of four ADC chips, AD9081 from Analog Devices Inc. (ADI) in Norwood, Massachusetts, United States, ADC12J4000 from Texas Instruments (TI) in Dallas, Texas, United States, and XCZU27DR and XCZU47DR from Xilinx in San Jose, California, United States, are compared in
Table 1. As shown in the table, XCZU47DR not only has 8 ADC channels, each with a 14-bit resolution and a sampling rate of up to 5 GS/s, but also integrates a high-performance FPGA. Using this chip not only saves costs, reduces the development difficulty, and reduces power consumption, but also realizes miniaturized design, with obvious advantages.
- (2)
FPGA
In the design, the built-in FPGA of the XCZU47DR device is employed to execute data processing tasks for the 8-channel ADC sampled signals, including digital down conversion (DDC), decimation, anti-aliasing digital filter, cascading, and format conversion.
- (3)
DDR4 RAM
In this design, the data processed by the FPGA is temporarily stored in the DDR4 RAM.
- (4)
Clock circuit
The clock module guarantees the synchronization of all on-circuit signals across the entire circuit, while timing constraints ensure that signals meet required deadlines for data propagation.
Given the multiple clocks with distinct frequency requirements in the system, the principle of minimizing the number of external high-frequency clocks is followed. Thus, a low-jitter and low-phase-noise reference clock signal in 19.2 MHz is obtained by a high-performance crystal oscillator and Phase Locked Loop (PLL) in the clock jitter eliminator.
Subsequently, through the built-in clock network in RFSoC XCZU47DR, frequency multiplication, frequency division, buffering, biasing and other processes are completed to obtain clock signals with different frequencies and forms for different modules on the system, as shown in
Table 2.
- (5)
Power Supply Circuit
In the system, a high-performance power supply chip is used to convert the 12 V Direct Current (DC) power supply into common power rails and dedicated power rails. The dedicated power rail provides power to the RFSoC chip XCZU47DR, while the common power rail is responsible for supplying power to peripheral circuits such as the clock circuit and DDR4 RAM.
XCZU47DR is the core component in the board with the highest power consumption. Power Design Manager (PDM), which is a new generation of power consumption estimation platform from Xilinx, is employed to estimate the power requirements of XCZU47DR.
It is estimated that the required power supply voltage for the main power supply of XCZU47DR is 0.8 V, and the current is approximately 15.7 A. Therefore, the LTM4650IY#PBF power supply chip from Analog Devices is selected. Its input voltage is 4.5–15 V, output voltage is 0.6–1.8 V, and output current is 25–50 A, which can meet the voltage and current requirements of power rails on the board.
- (6)
Host Computer
The host computer in this paper is configured as follows: Intel Core i7-11700B CPU, GeForce RTX 3060 GPU, 4 GB of RAM, 2 TB Solid State Disk (SSD), and 2.5 GbE + Gigabit Ethernet ports.
The host computer undertakes the following tasks: (1) reading the measurement data temporarily cached in the RAM; (2) performing signal processing, including downsampling, group delay compensation, signal synchronization, OFDM demodulation, channel estimation, and CIRs and channel parameters extraction; (3) storing the CIRs and channel parameters in the SSD; (4) system parameter configuration, device control, and graphical data visualization.
The core board of the system is shown in
Figure 9, and the external interfaces of the system are shown in
Figure 9. As shown in the figure, the developed system features high integration and is easy to deploy. And the performance parameters of the system are listed in
Table 3.