1. Introduction
In this paper, we develop a novel and effective algorithm for symmetric Laurent polynomial matrix extension (SLPME) and apply it in the construction of the symmetric multi-band perfect reconstruction filter bank (SPRFB). The paper is a continuative study of [
1].
To describe the SLPME problem clearly, we first give some notions and notations. For a given matrix
A, we denote by
the
j-th column of
A and by
its
i-th row. Let
be the ring of all Laurent polynomials (LPs) with real coefficients and
an integer. An LP vector
is called prime if there is
such that
. In this case, we call
a dual of
and call
a dual pair. An invertible LP matrix
is called
-invertible if
, as well. We will denote by
the group of all
-invertible matrices. We write an
s-dimensional column vector
as
and write its transpose as
. The symmetry of LP vectors and matrices is defined as follows:
Definition 1. An LP vector is called polar-symmetric (or -symmetric), if , and called polar-antisymmetric (or -symmetric), if . An LP matrix is called vertically symmetric (or -symmetric), if each of its columns is either -symmetric or -symmetric.
In the paper, we employ
for the sign notation:
or −. Thus, an LP vector is said to be
-symmetric if it is either
-symmetric or
-symmetric. When the sign is not stressed, we simplify
to
. We now define an SLPME of an LP vector as follows:
Definition 2. Let be a given -symmetric prime vector. An LP matrix is called an SLPME of if is -symmetric and . Furthermore, is called an SLPME of a -symmetric dual pair if is an SLPME of and .
It is worth pointing out that the construction of a dual pair with or without the symmetry property is also a key ingredient in LPME and SLPME. This problem has been completely resolved in [
2].
The study of the Laurent polynomial matrix extension (LPME) has a long history. In the early 1990s, the two-band LPME arose in the study of the construction of compactly-supported wavelets [
3,
4,
5,
6,
7]. In the construction of multi-wavelets, the LPME problems arise [
8,
9,
10,
11].
It has become well known that LPME is the core in the construction of multi-band prefect reconstruction filter banks (PRFB) and multi-band wavelets [
12,
13,
14,
15,
16]. If a PRFB is represented by the polyphase form, then constructing the polyphase matrices of PRFB is essentially identical with LPME. The general study of multi-band PRFB is referred to [
1,
17,
18,
19,
20,
21]. We mention that the algorithm proposed in [
1] was based on Euclidean division in the ring
. The author revealed the relation between Euclidean division in
and
-elementary matrices, then developed the algorithm for LPME using
-elementary matrix factorization.
Unfortunately, the algorithm for LPME cannot be applied for SLPME because it does not preserve symmetry in the factorization. A special case of SLPME was given in Theorem 4.3 of [
22]. However, the development of effective algorithms for SLPME is still desirable. Recently, Chui, Han and Zhuang in [
17] introduced a bottom-up algorithm to construct SPRFB for a given dual pair of symmetric filters. Their algorithm consists of a forward (or top-down) phase and a backward (or down-top) phase. In the top-down phase, the algorithm gradually reduces the filters in the dual pair to the simplest ones, keeping the symmetry in the process. Thus, an SPRFB is first constructed for the simplest dual pair. Then, in the down-top phase, the algorithm builds the SLPME for the original dual pair. Their method does not employ the polyphase forms of filters. Hence, it is not directly linked to SLPME.
In this paper, we develop an SLPME algorithm in the framework of the Laurent polynomial algebra. We first introduce the Euclidean -symmetric division algorithm, which keeps the symmetry of LPs in the division. Then, we introduce the symmetric -elementary matrices in the Laurent polynomial ring and reveal the relation between the Euclidean -symmetric division and the symmetric -elementary transformation. Our SLPME algorithm essentially is based on the symmetric -elementary transformations on the -symmetric matrices in the group .
The paper is organized as follows. In
Section 2, we introduce
-symmetric vectors and matrices and their properties. In
Section 3, we first develop the Euclidean symmetric division algorithms in the Laurent polynomial ring, introduce symmetric
-elementary matrices and reveal the relation between the Euclidean symmetric division and the symmetric
-elementary transformation. Then, at the end of the section, we present the Euclidean symmetric division algorithm for SLPME. In
Section 4, we apply our SLPME algorithm in the construction of multi-band SPRFBs. In
Section 5, we present several illustrative examples for the construction of symmetric multi-band SPRFBs and SLPMEs.
2. Symmetries of LP Vectors and Matrices
In this section, we study the symmetric properties of
-symmetric vectors and
-symmetric matrices. For
, we write
. Then,
is
-symmetric if and only if
. Define:
Then, , and . Later, if no confusion arises, we will simplify to , to M, and so on.
We denote by the set of all -symmetric vectors in . Particularly, when , the vector is reduced to a Laurent polynomial, say, . Thus, if and only if .
Lemma 1. Let be a symmetric dual pair. Then, they have the same symmetry, i.e., if is -symmetric, so is .
Proof. We have
so that
. Therefore, if
, by
, we have:
which yields
, i.e.,
is
-symmetric. The lemma is proven. ☐
Definition 3. A matrix is called centrally polar symmetric, denoted by -symmetric, if .
All
-symmetric matrices in
form a semigroup of
, denoted by
; and all
-invertible,
-symmetric matrices in
form a subgroup of
, denoted by
. By Definition 3, we have the following:
Proposition 1. A matrix is -symmetric if and only if:Therefore, and . We say that is a -symmetric matrix if all columns of are -symmetric.
Lemma 2. For any , there exists a non-singular -symmetric matrix and a non-singular -symmetric one.
Proof. We first prove the lemma for the
-symmetric case by mathematical induction. For
the matrices
and
are non-singular
-symmetric matrices because their determinants are not zero. Assume that the statement is true for each
. We prove that the statement is also true for
. Let
be a
non-singular
-symmetric matrix. Then, so is the following
matrix:
The proof is completed. For the -symmetric case, and are non-singular and -symmetric. The remainder of the proof is similar. ☐
The following proposition describes the role of -symmetric matrices.
Proposition 2. Any matrix in represents a linear transformation from to . Conversely, any linear transformation from to is realized by a matrix in .
Proof. We first prove the proposition for the case of
. If
, then for any
, writing
, we have:
Hence,
. On the other hand, if for any
,
, then we have:
which yields that the equality:
holds for any
-symmetric matrix. By Lemma 2, we can choose a non-singular matrix
in (
2), which yields
, i.e.,
. The proposition is proven. For the case of
, the proof is similar. ☐
Since
, by Proposition 2,
is a group of linear transformations on the set
. For the matrices in
, we have the following:
Proposition 3. Assume . Then, for any prime vector , the vector is also prime.
Proof. Assume that is a -symmetric prime vector. Then, there is a -symmetric vector , such that . Therefore, we have , which indicates that is a -symmetric prime vector. The proof is similar for . ☐
In linear algebra, a well-known result is that each invertible matrix can be written as a product of elementary matrices. To produce the similar factorization of a matrix in , we introduce the -symmetric elementary matrices. We first define the -elementary matrices (that may not be -symmetric).
Definition 4. Let I be the identity matrix. An -elementary matrix is obtained by performing one of the following -elementary row operations on I:
- (1)
Interchanging two rows, e.g., .
- (2)
Multiplying a row by a non-zero real number c, e.g., .
- (3)
Replacing a row by itself plus a multiple of another row, e.g., .
For convenience, we denote by
,
and
for the
-elementary matrices in (1), (2) and (3), and call them Types 1, 2 and 3, respectively. Since
, we agree that
in
. It is clear that an
-elementary matrix is
-invertible, and its inverse is of the same type. Indeed, we have the following:
Later, when the type of an -elementary matrix is not stressed, we simply denote it by E. On the other hand, if the dimension of an -elementary matrix needs to be stressed, then we write it as , , etc. For developing our SLPME algorithm, we define the -symmetric elementary matrix based on Definition 4.
Definition 5. Let be an integer. Write . When , the matrices:are called -symmetric elementary matrices of Type 1, 2 or 3, respectively. When , the matrices:are called -symmetric elementary matrices of Type 1, 2 or 3, respectively. We denote by the set of all -symmetric elementary matrices in and by the set of all matrices of type i in .
We can verify that the inverses of
-symmetric elementary matrices are given by the following:
If we do not stress the type of
-symmetric elementary matrix, we will simply denote it by
. On the other hand, if we need to stress the dimension of an
-symmetric elementary matrix, we write it as
,
, and so on.
Example 1. Let and . All -symmetric elementary matrices in are: By (4), their inverses are: All -symmetric elementary matrices in are: 3. Euclidean Algorithm for SLPME
For simplification, in the paper, we only discuss LPs with real coefficients. Readers will find that our results can be trivially generalized to the LPs with coefficients in the complex field or other number fields. First, we recall some notations and notions used in [
1]. We denote by
the ring of all (real) polynomials and write
. We also write
and denote by
the group of all nonzero Laurent monomials:
. If
, writing
, where
and
, we define its highest degree as
, its lowest degree as
and its support length as
. When
, we agree that
,
and
.
Let the semi-group
be defined by
Then, the power mapping
,
defines an equivalent relation “∽” in
, i.e.,
if and only if
. For convenience, we agree that
. It is obvious that
. In [
1], we established the following Euclid’s division theorem for Laurent polynomials.
Theorem 1 (
-Euclid’s division theorem)
Let . Then, there exists a unique pair such that:where, if , Furthermore, if , then: Remark 1. In [1], we defined for and for . In this paper, the definition of the support length is slightly changed so that it is up to the standard. Therefore, the inequality in (8) is updated according to the new definition. In [
1], we already developed a Euclidean algorithm for LPME based on Theorem 1. We now develop a Euclidean algorithm for SLPME. For this purpose, we introduce two lemmas.
Lemma 3. Let and be an integer satisfying and . Then, there exists a unique pair such that:where and: Proof. In the case that
, we have
. Hence, the lemma is identical to Theorem 1. We now assume
. Define
. Then,
and
. By Theorem 1, there is a unique pair
such that:
where, if
,
Let
. We have:
If
, then
. In this case, it is clear that there exists a unique
such that (
9) holds. We now consider the case that
. If
, then
, so that
and
. In this case, we must have
. Indeed, if
, then
. Setting
in (
9), we get
, which leads to a contradiction with
. Hence, we have
so that (
10) holds. Finally, if
is neither zero nor
, by
, we have
and
so that (
10) holds. The proof is completed. ☐
For a real number x, we denote by the integer part of x, denote by the nearest integer of x that is no less than x and denote by the nearest integer of x that is no greater than x. For instance, for , and .
Lemma 4. Assume , and . Define . Then, there is a pair such that:where , and . Proof. By
, we may write
, where
and
so that
. Define:
Then,
and
. Write
. By
, we have
. Applying Lemma 3 to
and
by setting
, we obtain a unique pair
such that:
where
and
. Since
, we have:
Writing , we have and . The proof is completed. ☐
The proof suggests the following Euclidean -symmetric division algorithm for computing and in the division of described by Lemma 4.
Algorithm 1 (Euclidean
-symmetric division algorithm).
- 1.
Compute .
- 2.
Construct and .
- 3.
Perform polynomial division to produce .
- 4.
Output .
For , we define as the number of nonzero entries in and define . The following theorem describes the relation between the Euclidean -symmetric division and the -symmetric elementary transformation on .
Theorem 2. Assume that with . Then, there is a -symmetric elementary matrix of Type 3, such that with and .
Proof. Write . We first consider the case of . Since , by the -symmetry of , there are at least two nonzero entries in , say , where and . By Theorem 1, there is a pair such that and , where r possibly vanishes. Let . Then, , , and the other entries are unchanged. Hence, and .
We now consider the case of
. If there are at least two nonzero entries in
, the proof is similar to what we have done for
. Otherwise,
, so that there is a nonzero entry
and
. If
, applying Theorem 1, we produce the pair
such that
. Let
. Then, in
,
,
, and the other entries are unchanged. Else, if
, by Lemma 4, there is
and
such that:
where
. Let
. Then,
, and the other entries are unchanged. In both cases, we have
,
and
. The proof is completed. ☐
Definition 6. Let . A -symmetric prime vector is called the smallest one if it is given as follows:
- (1)
, where is the -th coordinate basis vector of .
- (2)
with only two nonzero entries and .
- (3)
with only two nonzero entries: and .
Particularly, we call normalized if in (1) and in (2) and (3).
In Definition 6, because is prime, in (2) and (3) satisfies . Besides, we may normalize the smallest -symmetric prime vector as follows: In (1), if , then is normalized. In (2) and (3), if , then is the normalized one. Repeating the -symmetric elementary transformations in Theorem 2, we may transform a -symmetric prime vector to the smallest one.
Corollary 1. Assume that is a -symmetric prime vector. Then, there are final -symmetric elementary matrices of Type 3 such that is the smallest -symmetric prime vector.
Proof. We first assume that the prime vector
, and it is not the smallest one. Then,
. By Theorem 2, applying the mathematical induction, we can construct final
-symmetric elementary matrices
such that
has only one nonzero entry in
. If
, then
. Otherwise, there is
such that
. Writing
, by the
-symmetry of
, we have
and
. By the extended Euclidean algorithm in [
1], we can find a LP pair
such that
Let
. Then:
Defining and , we have . The proof for the case of is completed.
We now consider the case of . Similar to the proof above, we can construct such that has only one nonzero entry in . If , because is prime, . By , we would have , which yields . Therefore, the only nonzero entry in cannot be . Assume now . Then, and is smallest. The proof for is completed. The proof for the case of is similar. ☐
When the vector
is prime, we choose
in (
12) and define:
Then,
is an SLPME of the vector
. The inverse of
is:
In (
13), if we set
, then
is reduced to:
which will be used in the construction of SLPMEs. In the following content, the submatrix of
M, which contains all elements
in
M with
and
, is denoted by
.
Lemma 5. Let and be a normalized smallest -symmetric prime vector. Let be the matrix in (13). Assume that , and are arbitrary. Write:and: Then, an SLPME of is constructed as follows.
- (i)
For , we define as the following:and the other entries are zero. Its inverse is the following:and the other entries vanish. - (ii)
For ,and the other entries vanish. Its inverse is the following:and the other entries vanish. - (iii)
For ,and the other entries vanish. Its inverse is the following:and the other entries vanish.
Proof. Recall that
. By computation, we claim that
in (i), (ii) or (iii) is
-symmetric and
-invertible, and
is given by (
18), (
20) or (
22), respectively. The proof is completed. ☐
The SLPME of the smallest
-symmetric prime vector is not unique because
and
can be arbitrary. Besides, each
can be replaced by
in (
13), where
and
can also be freely chosen.
We show the SLPMEs of some smallest -symmetric prime vectors in the following example.
Example 2. - (i)
An SLPME of is given by:whose inverse is: - (ii)
An SLPME of is given by:whose inverse is: - (iii)
An SLPME of is:whose inverse is:
We now give the main theorem for SLPME.
Theorem 3 (Euclidean symmetric division algorithm for SLPME).
Let be a -symmetric prime vector. Then, the following Euclidean symmetric division algorithm realizes its SLPME:
- 1.
Apply Euclidean symmetric division to construct the -symmetric elementary matrices such that is a normalized smallest -symmetric prime vector.
- 2.
Apply Lemma 5 to construct an SLPME of and its inverse by choosing , and at random, say .
- 3.
Construct the SLPME for by:
Then, is an SLPME of .
If a dual pair is given, then Step (2) is replaced by the following to compute .
- 2.a
Compute .
- 2.b
If , set: If in or in , set:and also set if . - 2.c
Construct the SLPME as in Lemma 5 using , and .
Then, is an SLPME of the dual pair .
Proof. By the construction of , its first column is the smallest -symmetric prime vector. Since , we have and is -symmetric and -invertible, whose inverse can be computed by . Hence, is an SLPME of . Assume now the dual pair is given. By the computation in Step (2.a) and Step (2.b), we claim that . Since , . Hence, is an SPLME of the pair . The proof is completed. ☐
4. Application in the Construction of Symmetric Multi-Band Perfect Reconstruction Filter Banks
In this section, we use the results in the previous section to construct symmetric
M-band perfect reconstruction filter banks (SPRFBs). We adopt the standard notions and notations of digital signals, filters, the
M-downsampling operator and the
M-upsampling operator in signal processing (see [
6,
7]). In this paper, we restrict our study to real digital signals and simply call them signals.
Mathematically, a signal
is defined as a bi-infinite real sequence, whose
n-th term is denoted by
or
. A finite signal is a sequence that has only finite nonzero terms. All signals form a linear space, denoted by
l. A filter
can be represented as a signal
that makes
well defined, where ∗ denotes the convolution operator:
A finite filter
H is called a finite impulse response (FIR). Otherwise, it is called an infinite impulse response (IIR). In this paper, we only study FIR. The
z-transform of a signal
is the Laurent series
where
resides on the unit circle of the complex plane
. Hence,
. Similarly, the
z-transform of an FIR
H is the Laurent polynomial:
We define the support length of an FIR as the support length of its z-transform: . By the convolution theorem, if , then .
PRFBs have been widely used in many areas such as signal and image processing, data mining, feature extraction and compressive sensing [
12,
13,
14,
15,
16]. The readers can find an introduction to PRFB from many references on signal processing and wavelets, say [
6,
7]. A PRFB consists of two sub-filter banks: an analysis filter bank, which decomposes a signal into different bands, and a synthesis filter bank, which composes a signal from its different band components. Assume that an analysis filter bank consists of the band-pass filter set
and a synthesis one consists of the band-pass filter set
, where
and
are low-pass filters. They form an
M-band PRFB if and only if the following condition holds:
where
is the
M-downsampling operator,
is the
M-upsampling operator,
I is the identity operator and
denotes the conjugate filter of
. Here, the conjugate of a real filter
is
. Therefore, the
z-transform of
is
.
The polyphase form of a signal is defined as follows:
Definition 7. Let be the z-transform of a signal and an integer. The Laurent series:is called the k-th M-phase of , and the vector of Laurent series is called an M-polyphase of . Since a filter can be identical with a signal, we define its polyphase in the same way. For instance, let
be the
z-transform of an FIR filter
F. We call:
the
k-th
M-phase of
F and call the LP vector
the
M-polyphase of
F. We will abbreviate
to
if the band number
M is not stressed. It is clear that
. Since, for any filter
F,
the
M-polyphase of
F can be generalized to
with
. Then, in general,
For a filter bank
, we define its
M-polyphase matrix as:
The characterization identity (
24) for PRFB now can be written as the following:
where
is the Hermitian adjoint matrix of
and
I is the identity matrix.
A pair of low-pass filters
is called a conjugate pair if their
M-polyphase forms satisfy:
We write
and
. Then, the vector form of (
28) is:
Recall that, in the previous section, we call
a dual pair, if
. Therefore,
in (
29) is a conjugate pair if and only if
is a dual pair.
The PRFB construction problem is the following: Assume that a conjugate pair of low-pass filters
is given. Find the filter sets
and
such that the pair of filter banks
and
forms an
M-band PRFB. The problem can be presented in the polyphase form: Let
be the
M-polyphase of
. Then,
is an LP dual pair. The PRFB construction problem becomes to find an LPME
of
such that
and
. Once the pair
is constructed, then the polyphase matrices for the PRFB are
and
. Hence, the PRFB construction problem essentially is identical to the LPME one, which we have studied thoroughly in [
1].
The symmetric PRFB (SPRFB) plays an important role in signal processing because it has the linear phase. An FIR is said to be -symmetric (with respect to the symmetric center ) if . It is clear that if c is even, then is odd, else if c is odd, then is even. In applications, we usually shift a given -symmetric filter to the center zero if is odd or to one if is even. We abbreviate -symmetric to symmetric if the symmetric center c and type (characterized by ) are not stressed. For convenience, we will call the z-transform of the -symmetric if is so. It is easy to verify that a -symmetric LP is -symmetric, a -symmetric satisfies and a -symmetric satisfies . We will denote by and the sets of all -symmetric and -symmetric LPs, respectively. It is clear that, if , so is . If , then .
Assume that a conjugate pair of symmetric low-pass filters
is given. An SPRFB construction problem is to find two symmetric filter sets
and
such that the pair of symmetric filter banks
and
forms an
M-band SPRFB. Because the filters in a conjugate dual pair
have the same symmetric type and center (see Lemma 1 or [
17]), without loss of generality, we will assume that the given conjugate pair is
-symmetric (if
is odd) or
-symmetric (if
is even). Although the construction of PRFB has been well studied, the development of the algorithms for SPRFB is relatively new. The authors of [
17] introduced a bottom-up algorithm to construct SPRFB for a given symmetric conjugate pair, without using SLPME. Our purpose in this section is to develop a novel algorithm based on the symmetric Euclidean SLPME algorithm introduced in the previous section. We want to put the algorithm in the framework of the matrix algebra on the Laurent polynomial ring to make it more constructive. The PRFB algorithm in [
1] does not work for the construction of SPRFB. The new development is required.
To develop the SPRFB algorithm based on M-polyphase representation, we need to characterize the M-polyphase of a symmetric filter. By computation, we can verify that the k-th M-phase of a symmetric filter satisfies the following:
- (1)
If
F is
-symmetric, then:
- (2)
If
F is
-symmetric, then:
- (3)
If
F is
-symmetric, then:
- (4)
If
F is
-symmetric, then:
We call a vector in
-symmetric if it satisfies (
32) and call a vector in
-symmetric if it satisfies (
33). We denote by
and
the sets of all
-symmetric vectors in
and
-symmetric vectors in
, respectively. By computation, we have the following:
Proposition 4. Let be a -symmetric elementary matrix and . Then, . Let be a -symmetric elementary matrix and . Then, .
We now characterize the
M-polyphase of a symmetric filter
F as follows:
Lemma 6. Let , and be the M-polyphase of a filter F.
- 1.
If M is odd and F is -symmetric, or M is even and F is -symmetric, then is -symmetric.
- 2.
Assume . If F is -symmetric, then (30) holds for and:else if F is -symmetric, then (32) holds for and: - 3.
Assume . If F is -symmetric, then (31) holds for and:else if F is -symmetric, then (32) holds for and:
Proof. We obtain Part 1 directly from (
30) and (
31). To prove Parts 2 and 3, according to (
30)–(
33), we only need to verify (
34)–(
37).
If
and
F is
-symmetric, by (
26) and (
30),
, which yields (
34); and if
F is
-symmetric, then
, which yields (
35).
If
and
F is
-symmetric, then
, which yields (
36); and if
F is
-symmetric, then
, which yields (
37). The lemma is proven. ☐
We call a vector in
-symmetric if it satisfies (
30) for
and (
34) and call it
-symmetric if it satisfies (
32) for
and (
35). Similarly, we call a vector in
-symmetric, if it satisfies (
31) for
and (
36), and call it
-symmetric if it satisfies (
33) for
and (
37). We denote by
,
,
and
, the sets of all
-symmetric,
-symmetric,
-symmetric and
-symmetric vectors, respectively. All of these symmetric vectors (other than
-symmetric) will be called
-symmetric ones.
Example 3. The vector is -symmetric, but not -symmetric; and the vector is -symmetric, but not -symmetric.
By Part 1 of Lemma 6, we have the following SPRFB construction algorithm:
Theorem 4. Let be a conjugate pair of symmetric filters and the M-polyphase of the pair. Assume that M is odd and is -symmetric, or M is even and is -symmetric. Write and . Let be an SLPME of the dual pair computed by the Euclidean division algorithm in Theorem 3. Write and . Then, is the M-polyphase form of the M-band SPRFB, in which is a filter in the analysis filter bank and is in the synthesis bank.
Proof. By
, we have:
Hence, is a symmetric LP dual pair. By Theorem 3, , and . The theorem is proven. ☐
Lemma 6 shows that, when the odevityof the band number M mismatches the odevity of the support length of the conjugate pair , then their M-polyphase forms are not -symmetric. Thus, we cannot apply Theorem 3 to solve the SPRFB constriction problem for . To employ the results we already obtained in the previous section, we establish a relation between - symmetry and -symmetry.
Definition 8. The matrix:is called the symmetrizer for the vectors in . The matrix:is called the symmetrizer for the vectors in . Recall
. It is easy to verify that the left inverse of
is:
and the left inverse of
is:
Lemma 7. We have the following.
- (a)
If , then . Conversely, if , then .
- (b)
If , then . Conversely, if , then .
- (c)
If , then . Conversely, if , then .
- (d)
If , then . Conversely, if , then .
Proof. Let
. Writing
and applying (
30) and (
34), we have:
which show that
is
-symmetric. On the other hand, if
is
-symmetric, writing
, for
, we have
, so that
. We also have:
By
and the identify above, we have:
Hence,
. The proof for Part (a) is completed. By the similar computation and applying (
31) and (
36), (
32) and (
35), (
33) and (
37), respectively, we can prove Parts (b), (c) and (d) of the lemma. ☐
Similar to Definition 6, we define the smallest -symmetric prime vector in the sets and .
Definition 9. The smallest -symmetric prime vector is defined as follows:
- (1)
The vector is called the smallest -symmetric prime vector in .
- (2)
Let be the smallest -symmetric prime vector in (2) of Definition 6 with . Then, is called the smallest -symmetric prime vector in .
- (3)
Let be the smallest -symmetric prime vector in (3) of Definition 6 with . Then, is called the smallest -symmetric prime vector in .
By Definition 9, we immediately have the following:
Proposition 5. The smallest -symmetric prime vector has the following form:
- (1)
The smallest -symmetric prime vector in has the form , where is the smallest -symmetric prime vector in . Therefore, if in the smallest -symmetric prime vector, then is the smallest -symmetric prime vector.
- (2)
The smallest -symmetric prime vector in has the form , where is the smallest -symmetric prime vector in . Therefore, if in the smallest -symmetric prime vector, then is the smallest -symmetric prime vector.
Example 4. Assume satisfies . The smallest -symmetric prime vector in has the form The smallest -symmetric prime vector in has the form The smallest -symmetric prime vector in has the form or .
At the next step, we define
-symmetric elementary matrices for transforming a
-symmetric prime vector to the smallest one. By Lemma 7, we immediately have the following:
Lemma 8. For any , and , we have and . For any , and , we have and .
We also have the following:
Lemma 9. Let be an -symmetric elementary matrix of Type 3.
- (1)
If , then .
- (2)
If , then .
Proof. In the case of
, we have
and:
where
satisfies
and
. Therefore,
If , then , which yields . If , then ; else if , then . By and , in both cases, we have The lemma is proven for odd M. The proof for even M is similar. ☐
By Lemmas 8 and 9, we define the -symmetric elementary matrices as follows.
Definition 10. The matrix:is called a -symmetric elementary matrix. We denote by the set of all -symmetric elementary matrices. As before, when the indices of are not stressed, we simply write it as . If we need to stress the dimension of an -symmetric elementary matrix, we write it as .
Proposition 6. and .
Proof. The first identity is derived from:
The second one is derived from and Lemma 9. ☐
To derive the explicit expressions of
-symmetric elementary matrices, we write:
When
by (
38) and:
we have:
Similar computation yields:
For even-dimensional cases, we have:
Example 5. All elements of are derived from , where and . By Corollary 6, we only need to present for , and . By the formulas above, we obtain:where , and: All elements of are derived from . Similarly, we only need to present for and . By the formulas above, We now generalize Lemma 4 to the sets and .
Lemma 10. Assume that , , and .
- (1)
If , then there is and with such that . If , then there is and with such that .
- (2)
If , then there is and with such that . If , then there is and with such that .
- (3)
If , there is a and with such that: - (4)
If , there is a and with such that:
Proof. We first prove (1). If
, applying Lemma 4 to
and
, we have
and
with
such that:
Since
,
, so that:
where
, which leads to
. Because
is even and
is odd,
.
If
, writing
and
, we have
. Similar to the proof of Lemma 4, we write
, where
and
. Define:
Then,
and
. Applying Lemma 3 to
and
, we obtain a unique pair
such that:
where
and
. Since
, we have:
Writing
and
, we have:
where
and
. The proof for (1) is completed. The proof of (2) is similar to that for (1), and the proofs for (3) and (4) are similar to that for Lemma 4. ☐
The algorithms that perform the divisions in Lemma 10 are similar to Algorithm 1. We present the algorithm that performs the divisions in Parts (1) and (2) of Lemma 10 in the following:
Algorithm 2 (Euclidean
-symmetric division algorithm I).
- 1.
If , apply Algorithm 1 to to produce and output where and
- 2.
Else, if , set and: Apply the Euclidean division algorithm in the polynomial ring to obtain and output , where:and:
The algorithm that performs the divisions in Parts (3) and (4) of Lemma 10 is the following:
Algorithm 3 (Euclidean
-symmetric division algorithm II).
Assume , , and: - 1.
Compute .
- 2.
- 3.
Apply the Euclidean division algorithm to obtain .
- 4.
Similar to Theorem 2, we have the following:
Theorem 5. Assume or with . Then, there is a -symmetric elementary matrix such that or with and .
Proof. We first consider
with
. Recall that
is
-symmetric. If
, by Theorem 2, we obtain the conclusion. Assume
. Then,
. Without loss of generality, we may assume
so that
. If
, by Theorem 1, there is a pair
such that
with
. Therefore,
Set , where . Then, , , and other terms are unchanged. Hence, and . If , applying the division in (3) of Lemma 10, we obtain the conclusion. The proof for is completed. The proof for is similar. ☐
Corollary 2. Assume that the prime vector (or in ) is not the smallest one. Then, there are final -symmetric elementary matrices such that is the smallest -symmetric (or -symmetric) prime vector.
Proof. The proof is almost identical with that for Corollary 1. Assume . First, we find final -elementary matrix, say , such that with . If , the only possible nonzero term is either or . By , the nonzero term must have the form of . we must have . However, is -symmetric; if , it must be zero. Therefore, we have ; if , but . Therefore, we must have Applying the division scheme in (1) of Lemma 10, we find such that has only one nonzero term. As we proved before, we have . If and , then there is such that and and . Similar to the proof of Corollary 1, we can find and such that . The proof for is completed. For the cases that and in , the proofs are similar. ☐
For convenience, an LPME of a -symmetric dual pair will be called an SLPME, if represents the polyphase form of an SPRFB.
Lemma 11. Let be the smallest -symmetric prime vector in and be its dual so that . Write and . Let be an SLPME of such that and . Then:is the SLPME of and:in which . Similarly, let be the smallest -symmetric prime vector in and be its dual so that . Write and . Let be an SLPME of such that and . Then:is the SLPME of and:in which . Proof. We consider
. Since
is the smallest prime vector, we have
, and
is the smallest
-symmetric prime vector in
. We find the SLPME
for
by Lemma 4. Because any column of
, say
, is
-symmetric, all columns of
except the last one are
-symmetric. Recall that
is in
. Hence,
. Therefore, the last column of
,
, is
-symmetric. Thus,
is an SLPME of
. By computation,
Hence, (
40) gives
, whose first row is
. It is also easy to verify that the last column of
is
-symmetric, and others are
-symmetric. The proof for
is completed. The proof for
is similar. ☐
Combining the results above, we develop the algorithm for the construction of the SPRFB of a given -symmetric conjugate pair of filters.
Theorem 6. Let be a given -symmetric (-symmetric) conjugate pair of filters and the LP vector pair be the -polyphase (-polyphase) form of . Then, an SPRFB of can be constructed as follows:
- (1)
[Normalizing the dual pair] Set and , where .
- (2)
[Reducing to the smallest prime one] Use the Euclidean -symmetric division algorithm to construct the -symmetric elementary matrices such that is the smallest -symmetric prime vector.
- (3)
[Computing the dual of ] Set .
- (4)
[Constructing SLPME for the smallest dual pair] Apply (39)–(42) to construct the SLPME for the dual pair . - (5)
[Computing the polyphase matrices of SPRFB] Set:and . Then, is the M-polyphase form of the SPRFB for .
Proof. The proof is similar to that for Theorem 3. We skip its details here. ☐