1. Introduction and Main Results
A key challenge in differential geometry is to explore the relationship between the geometry and topology of Riemannian manifolds. In submanifold theory, a central question concerns how pinching conditions on intrinsic or extrinsic curvature invariants influence the geometry and topology of submanifolds in space forms. Simons [
1] first established a fundamental result on minimal submanifolds of spheres with a sufficiently pinched second fundamental form in his seminal paper. Later, Chern, do Carmo, and Kobayashi [
2] proved a celebrated rigidity theorem, which has since inspired numerous significant advances in the study of pinching phenomena.
An important topological invariant that provides useful information about the structure of manifolds is the class of homology groups [
3]. It is well known that there are no stable integral currents in the unit sphere
, nor in a submanifold
of
, provided that the second fundamental form of
satisfies a suitable pinching condition [
4].
In the Euclidean setting, similar results have been obtained by Leung [
5], Xin [
6], and Li et al. [
7]. Notable contributions in this area can also be found in [
8,
9,
10,
11,
12,
13,
14,
15,
16,
17], and the references therein. Understanding the topological invariants of Riemannian space forms and the geometric function theory of Riemannian submanifolds has long been a central objective in differential geometry. In this context, the result of Leung [
12] introduced a new perspective for extending such ideas to the setting of warped product manifolds minimally immersed in spheres.
Building upon Leung’s work, Hasanis and Vlachos [
11] provided a partial confirmation of his results. They showed that the pinching condition on the second fundamental form is equivalent to an upper bound on the Ricci curvature tensor, under the assumption that the normal connection of the submanifold is flat. Specifically, they proved that a three-dimensional minimal submanifold is homeomorphic to the 3-sphere, and that a higher-dimensional minimal submanifold with positive Ricci curvature is topologically a space form. The result of Hasanis and Vlachos (see Theorem B in [
11]) thus provides strong support for Leung’s framework [
12].
In the present paper, we further investigate the geometry and topology of compact warped product minimal submanifolds of arbitrary codimension immersed in a sphere, with particular emphasis on those satisfying a condition involving the norm of the second fundamental form, reformulated in terms of the Laplacian of the warping function.
It is of particular interest to examine how constraints on key intrinsic and extrinsic curvature invariants influence the topology of warped product minimal submanifolds. Our work builds upon the foundational results established in [
4], contributing to a deeper understanding of the relationship between warped product geometry and topological properties, such as homotopy and homology, within this context.
2. Fundamentals and Terminology
The curvature tensor
of the unit sphere
is given by
where
, for
.
Let
be an
r-dimensional Riemannian submanifold of an
n-dimensional Riemannian manifold
, equipped with the induced metric
g. Let ∇ and
denote the induced connections on the tangent bundle
and the normal bundle
, respectively. Let
and
R be the curvature tensors of
and
, respectively. Then the Gauss equation is given by
for all vector fields
,
, where
h denotes the second fundamental form defined by
where
is the Levi-Civita connection of
.
Locally, with respect to orthonormal frames
for
and
for
, the second fundamental form can be written as
where the local coefficients
are given by
Then, the squared norm of the mean curvature vector
is given as
Now consider the case where
is a Riemannian product manifold with
. Let
and
be local orthonormal frames tangent to
and
, respectively. Then, the squared norms of the mean curvature vectors
and
, corresponding to the factors
and
, respectively, restricted to their tangent bundles, are given by
The squared norm of second fundamental form
h is defined by
We have some classifications for any
- (i)
If , then a submanifold is totally umbilical.
- (ii)
If , then a submanifold is totally geodesic.
- (iii)
If , then is a minimal submanifold.
The scalar curvature
of the Riemannian submanifold
is locally given by
where
is a local orthonormal frame on an open neighborhood of a point
and
denotes the sectional curvature of the plane spanned by
and
at the point
y.
The sectional curvatures of the Riemannian manifold
and the submanifold
are denoted by
, and
, respectively, associated with the plane spanned by
and
. Thus,
and
are the sectional curvatures of the span
. By the Gauss Equation (
2) and using (
7), we obtain
We briefly recall the notion of a warped product manifold (see [
18,
19]). Let
and
be Riemannian manifolds of dimensions
t and
s, respectively, where
is called the base manifold and
the fiber manifold. The warped product manifold
, with
, is equipped with the Riemannian metric
, where
is a smooth, positive function called the warping function. In this setting, it was shown in ([
19], Eq. (3.3)) that
where
denotes the sectional curvature of
corresponding to the plane spanned by
and
, and
is the Laplacian of
with respect to the metric
on
.
We are now prepared to present the main results of this paper.
3. Proofs of the Main Results
Before proving our main result, we recall the following theorems established in [
12] and further developed by Hasanis and Vlachos in [
11], which provide confirmation of Leung’s work and build upon the foundational work of Lawson and Simons [
4].
Theorem 1 ([
12]).
Let be a compact, connected, minimally immersed submanifold in the sphere that satisfies the following pinching condition on the second fundamental formfor any unit tangent vector field at any point . Then is homeomorphic to the sphere such that the dimension r is odd. Leung [
12] also established the following stronger result by examining the Clifford minimum hypersurfaces in the sphere for the second fundamental form:
Theorem 2 ([
12]).
Let be a compact, connected, minimally immersed submanifold in the sphere . If the following inequality holdsfor any unit tangent vector field at any point u of , then is homeomorphic to a sphere such that the dimension r is odd. In this paper, we aim to extend the rigidity results of Theorems 1 and 2 to the setting of compact, connected, warped product minimal submanifolds. To establish our results, we adopt the approach of Chen [
19] for isometric minimal immersions of warped products into ambient manifolds.Motivated by previous studies and Theorem 2, our first main result is stated as follows:
Theorem 3.
Let be an isometric immersion of a -dimensional compact, connected, and oriented warped product minimal submanifold into the -dimensional sphere. If the following pinching condition is satisfiedwhere denotes the Laplacian of the warping function η on , then is homeomorphic to the sphere , provided and . Proof. First, we consider that is odd, and is a minimal isometric immersion from into a sphere . Let be a local orthonormal frame of the tangent bundle adapted to the product structure, such that the vectors are tangent to and are tangent to .
Thus, by tracing Equations (
1) and (
2), we find that
Now, by referring to Equation (
7), we can obtain
Combining Equations (
14) and (
9), we derive the following:
Thus from (
8), (
13), and (
15), we derive
As we considered that
is a minimal warped product submanifold, then taking the third part of the right-hand side in the above equation,
The expression above can be further simplified by strategically adding and subtracting the same term.
Now, by applying the binomial theorem in the right-hand side to the last two terms of the last equation, and computing other terms as well, we can arrive at the following formula:
We will apply a similar method to the fourth term in (
16), and we derive
In view of (
16)–(
18), the following conclusion can be drawn:
Let
and
. Then, by expanding
, we obtain
By applying Equation (
1) and using the minimality assumption, we obtain
Equality holds if and only if either
or
. Now, using the definition of the symmetric bilinear form
h and expanding the squared norm on the left-hand side, we have
Therefore, from (
6), we have
To estimate the upper bound of the term
, we consider the unit vector fields
and
defined by:
Then,
Hence, we obtain:
By applying the Cauchy–Schwarz inequality, we get
Assuming the strongly pinching condition (
11), and with
, the above inequality implies:
From here, it follows that
As we noticed that
, then we derive
Then
Combining (
20) and (
24), one obtains
which implies that
It follows that
After some computations, we get
That is,
Therefore, the above inequality holds if and only if inequality (
11) is satisfied. To conclude the desired result, it suffices to apply Theorem 2 together with the pinching condition (
27). This completes the proof of the theorem. □
By combining the method of proof of Theorem 3 with the idea behind Theorem 1, we are led to the following result:
Theorem 4.
Let be an isometric immersion from a compact connected -dimensional warped product minimal submanifold into -dimensional sphere satisfying the following pinching condition:where is the Laplacian of η. Then is homeomorphic to a sphere when and Proof. Using Theorem 1, we again consider Equation (
23), then we get
Again, for orthogonal vector fields, applying the Cauchy–Schwarz inequality, we conclude that
Now, using the pinching condition (
10), we obtain that
As we have seen that
, in this case,
r is odd, then we get from the above equation
which, in view of Equation (
20), leads to
Some computation leads to
The above inequality is satisfied if and only if Equation (
10) holds. Thus, from the statement of Theorem 1, we get the desired result. □
Consequently, for a positive differentiable function
defined on a compact Riemannian manifold
N, the squared norm of its gradient is given by
where
is an orthonormal frame tangent to
.
Let us set
where
is the Dirichlet energy functional as defined in [
20].
Theorem 3 may be restated as follows:
Theorem 5.
Let be a minimal isometric immersion from a compact, connected, and oriented -dimensional warped product submanifold into the -dimensional sphere . Assume that and . If the following inequality holds:where is the volume of and denotes the Dirichlet energy of the function , then is homeomorphic to the sphere . Proof. We start with
From (
12) and (
35), we have
where
.
Integration over
N in (
36) yields, by Green’s lemma (cf. [
21]), the following
The conclusion follows from (
33), (
37), and Theorem 3. □
An important consequence of Theorem 4, derived using Equation (
33), is stated as follows
Theorem 6.
Let be a minimal isometric immersion from a compact connected manifold into the sphere satisfying the followingand assume that is odd. Then is homeomorphic to the sphere when and . Proof. By Green’s lemma and inequality (
31), we obtain
Combining Definition (
33) with Theorem 4, we obtain the desired conclusion. □
Using the harmonicity of the warping function , the results from Theorems 3 and 4, we give the following results.
Corollary 1.
Let be an isometric immersion of a compact, connected, and oriented warped product minimal submanifold into the unit sphere . Assume that the warping function η is harmonic and that the pinching condition holds, with and . Then is a Riemannian product and is homeomorphic to the sphere .
Proof. Let the warping function
be harmonic, then
. Hence, from the pinching condition and the inequality in (
12), we get the required result. □
As an application of Theorem 4, we can prove
Corollary 2.
Let be an isometric immersion of a compact, connected, and oriented warped product minimal submanifold into the unit sphere . Assume that is odd, that the warping function η is harmonic, and that the pinching condition holds, with and . Then is a Riemannian product and is homeomorphic to the sphere .
Proof. The conclusion follows directly from the proof of Corollary 1, together with Theorem 4. □
The following conclusion is derived from Cheng’s eigenvalue comparison theorem [
22], which demonstrates that
N is complete and isometric to the standard unit sphere with the assumptions
and
by using the first non-zero eigenvalue of the Laplacian operator. According to [
23] and Theorem 3, the following can be determined as an application of the maximum principle for the first non-zero eigenvalue
:
Theorem 7.
Let be an isometric immersion of a compact, connected, and oriented warped product minimal submanifold into the unit sphere . Assume that the warping function η is non-constant, is an eigenfunction corresponding to the first non-zero eigenvalue , and that the pinching conditionholds, with and . Then is homeomorphic to the sphere . Proof. The minimum principle on
yields (see, for instance, [
22,
23]) for
being a non-constant warping function
where equality holds if and only if one has
. So, by combining the above inequality in (
41) and the inequality (
37), we obtain the pinching inequality (
40). This completes the proof of the theorem. □
The following significant result is a direct consequence of Theorem 4:
Corollary 3.
Let be an isometric immersion of a compact, connected warped product minimal submanifold into the unit sphere . Assume that the warping function η is non-constant, is an eigenfunction corresponding to the first non-zero eigenvalue , and that the pinching conditionholds, with and . Then is homeomorphic to the sphere . Proof. By applying similar arguments to those used in Equations (
39) and (
41), we obtain the desired result. □
The following example motivates our study.
Example 1.
Let be a smooth Riemannian manifold equipped with the metric , where . It is evident that is a warped product manifold of the form . Moreover, is diffeomorphic to the Euclidean ball (for further details, see [24]).