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Article

A Note on the Multiplicity of the Distinguished Points

1
Department of Mathematics, Oklahoma State University, Stillwater, OK 74078, USA
2
Department of Mathematics and Statistics, University of Arkansas at Little Rock, Little Rock, AR 72204, USA
*
Authors to whom correspondence should be addressed.
Axioms 2024, 13(7), 479; https://doi.org/10.3390/axioms13070479
Submission received: 19 June 2024 / Revised: 11 July 2024 / Accepted: 12 July 2024 / Published: 18 July 2024

Abstract

:
Let P ( x ) be a system of polynomials in s variables, where x C s . If z 0 is an isolated zero of P, then the multiplicity and its structure at z 0 can be revealed by the normal set of the quotient ring R ( < P > ) or its dual space R * or by certain numerical methods. In his book titled “Numerical Polynomial Algebra”, Stetter described the so-called distinguished points, which are embedded in a zero manifold of P, and the author defined their multiplicities. In this note, we will generalize the definition of distinguished points and give a more appropriate definition for their multiplicity, as well as show how to calculate the multiplicity of these points.

Let P ( x ) be a system of polynomials in s variables, where x C s . If z 0 is an isolated zero of P, then the multiplicity and its structure at z 0 can be revealed by the normal set of the quotient ring R ( < P > ) or its dual space R * (cf. [1]), and a numerical method has been developed by Dayton and Zeng [2]. In [1], Stetter described the so-called distinguished points, which are embedded in a zero manifold of P, and defined their multiplicity. However, it turns out that in most of the cases, the points that display some kind of “distinguished” property do not satisfy the definitions for distinguished points. In addition, the multiplicity defined there is not quite appropriate. So in this note, we will generalize the definition of distinguished points and give a more appropriate definition for their multiplicity, as well as show how to calculate the multiplicity of these points.
Example 1. 
For a polynomial f in one variable, if f ( x ) = ( x a ) m q ( x ) , where q ( a ) 0 , then a is a zero of f with multiplicity m. Equivalently, if there exists a maximal set of linearly independent linear functionals { c 1 , , c m } evaluating at a such that c i ( f ) = 0 and c i ( g f ) = 0 for all g, then the multiplicity of f at a is m. An obvious choice of a set of such functionals is c i = d i 1 ( i 1 ) ! d x i 1 , i = 1 , , m evaluating at x = a .
Now, we consider a perturbed equation
H ( x , t ) = f ( x ) t = 0 ,
where t is a complex parameter. It is not too hard to see that the solutions to the equation can be expanded as a Puiseux series in t: x i ( t ) = a + u i t ( 1 / m ) / q ( a ) 1 / m + h i g h e r o r d e r t e r m s , i = 1 , , m , where u i is an mth primitive root of unity converging to x = a . Define d 1 ( f ) = f ( x 1 ) = f [ x 1 ] , d 2 ( f ) = f [ x 1 , x 2 ] = ( f [ x 2 ] f [ x 1 ] ) / ( x 2 x 1 ) , . , d m 1 = ( f [ x 1 , , x m 1 ] f [ x 2 , , x m ] ) / ( x m x 1 ) , where f [ x 1 , , x k + 1 ] denotes the standard Newton’s kth divided difference. Apparently, the d i s depend on t. When t 0 , the d i s “converge” to c i s .
On the other hand, if the zero set of the perturbed polynomial H ( x , t ) can be expanded as a Puiseux series in t— x = x i ( t ) , i = 1 , , m near x = a —then the multiplicity of a is m, since this means that for each 0 < | t | < < 1 , H ( x , t ) has exactly m zeros.
For polynomials with more variables, the definition above can be generalized. The Puiseux series has long been used to derive the bound of the number of zeros for the system of polynomial equations [3,4]. We will show that the Puiseux series can be used to reveal the multiplicity of a point isolated or not.
Example 2. 
Suppose that P ( x , y ) = ( x 2 , y 2 ) t , where ( x , y ) C 2 . It can be shown that z 0 = ( 0 , 0 ) is a zero of P with a multiplicity of four. Let
P 1 ( x , y ) = c 10 + c 11 x + c 12 y + c 20 + c 21 x + c 22 y +
be a generic polynomial and define a perturbed system Q t : = P ( x , y ) + t P 1 ( x , y ) . Then for small t, there are four zeros of P t near z 0 . To see that, we substitute x = x 0 t α 1 + x 1 t 2 α 1 + , and y = y 0 t α 2 + y 1 t 2 α 2 + , for x and y in the following equations: P ( x , y ) + t P 1 ( x , y ) = 0
x 0 2 t 2 α 1 + = t ( c 10 + c 11 x 0 t α 1 + c 12 y 0 t α 2 + ) , y 0 2 t 2 α 2 + = t ( c 20 + c 21 x 0 t α 2 + c 22 y 0 t α 2 + ) .
Equating the coefficients and the exponents of the lowest order terms in t yields
x 0 2 = c 10 , y 0 2 = c 20 , 2 α 1 = 1 , 2 α 2 = 1 .
It is easy to see that this system has four solutions. Thus, there are four Puiseux series in t: x = x i ( t ) , i = 1 , , 4 converging to (0,0) as t 0 .
Thus, there is a one-to-one correspondence between the multiplicity and the number of Puiseux series expansions of the zero set of the perturbed system near z 0 .
Remark 1. 
Write P 1 = C + H , where C is the vector containing all of the constant terms of P, and H = P 1 C . When we derive a system of equations for solving the ( x 10 , , x n 0 ) and the αs as in (1), the terms in H are all higher order terms and will not contribute anything. So, in the perturbation, only the constant terms are needed.
In general, we have the following:
Proposition 1. 
Suppose that z 0 C s is an isolated zero of P. Then, there is a one-to-one correspondence between the multiplicity and the number of Puiseux series expansions of the zero set of the perturbed system P + t C near z 0 , where C C s is a generic vector, which is the constant term of a generic polynomial P 1 .
Proof. 
Assume that z 0 is a zero of P with multiplicity m. Let x i ( t ) = c i 0 t α + c i 1 t 2 α + h i g h e r o r d e r t e r m s , i = 1 , , k and y i ( t ) = b i 0 t α + b i 1 t 2 α + h i g h e r o r d e r t e r m s , and i = 1 , , K be the Puiseux series expansion of the solution set of P ( x ) + t C = 0 and P ( x ) + t P 1 = 0 , respectively, near t = 0 , where c i 0 c j 0 and b i 0 b j 0 . According to Remark 1, k = K and b i 0 = c i 0 . Since for each t > 0 small enough, the system P ( x ) + t P 1 = 0 has exactly m distinct solutions, and y i ( t ) ’s are distinct solutions of the system, where m = k = K . □
In [1], Stetter described the following:
Definition 1 
(Definition 9.13, [1]). Suppose that P 0 is a singular system of s polynomials in s variables with a d-dimensional zero manifold M 0 . For a specified near singular polynomial system,
P t ( z ) : = P 0 ( z ) + t P 1 ( z ) ,
let z = z ( t ) be such that P t ( z ( t ) ) 0 . If z ( t ) = z 0 + z 1 t + , r a n k P 0 ( z 0 ) = s d , and P 1 ( z 0 ) r a n g e P 0 ( z 0 ) , then z 0 M 0 is called a simple distinguished point of P t .
Example 3. 
Let
P 0 ( x , y ) = x x y , P 1 ( x , y ) = c 1 c 2 ,
and M 0 = { ( x , y ) | x = 0 } . Let z 0 = ( 0 , c 2 / c 1 ) and z ( t ) = z 0 + ( c 1 t , 0 ) . Then, P t ( z ( t ) ) 0 , and P 1 ( z 0 ) = P 0 ( z 0 ) ( c 1 , c 1 / c 2 ) t . So, P 1 ( z 0 ) r a n g e P 0 ( z 0 ) , and thus, z 0 is a simple distinguished point of P t .
Note that the main characteristic of these kinds of points is that they depend on P 1 . The following example shows, however, that these kinds of points do not have to be “simple”.
Example 4. 
Let
P 0 ( x , y , z ) = x 2 y 2 x y z , P 1 ( x , y , z ) = c 1 c 2 c 3 .
Then, M 0 = { ( x , y , z ) | x = y = 0 } . It is not too hard to see that there are four curves ( x i ( t ) , y j ( t ) , z i j ( t ) ) , of P t ( x ( t ) , y ( t ) , z ( t ) ) = 0 , where x i ( t ) = ( 1 ) i c 1 t , i = 1 , 2 , y j ( t ) = ( 1 ) j c 2 t , j = 1 , 2 , and z i j ( t ) = ( 1 ) i + j c 3 / c 1 c 2 , thus converging to the points z 0 k = ( 0 , 0 , ( 1 ) k c 3 / c 1 c 2 ) , k = 1 , 2 . This means for small t, the system P 0 ( x ) + t P 1 ( x ) = 0 has two solutions near z 0 k , k = 1 , 2 . Also note that z 0 depends on the perturbation P 1 . In this case, s = 3 , d = 1 . While r a n k ( P 0 ( z ) ) = 0 < 3 1 for all z M , only two points are really “distinguished” and are dependent on the perturbation.
Motivated by the examples such as the one above, we introduce a new definition below:
Definition 2. 
A generalized distinguished point z 0 M 0 with respect to P 0 under the perturbation P 1 is such that there are m ( 1 ) solution curves of P 0 ( x ) + t P 1 ( x ) = 0 converging to z 0 as t 0 . Also, z 0 depends on the perturbation P 1 . The multiplicity of such points z 0 with respect to this perturbation is defined as m.
In [1], Stetter also described the following:
Definition 3 
(Definition 9.14, [1]). Suppose that P 0 is a singular system of s polynomials in s variables with a d-dimensional zero manifold M 0 . Points of z M 0 with
r a n k ( P 0 ( z ) ) < s d
are multiple distinguished points of P 0 .
Definition 4 
(Definition 9.15, [1]). Suppose that P 0 is a singular system of s polynomials in s variables with a d-dimensional zero manifold M 0 , and z M 0 is a multiple distinguished point of P 0 . For the sake of simplicity, we assume that all the zeros of P 0 are contained in M 0 , and z is the only distinguished point of P 0 , multiple or not. Let I 0 be the ideal of polynomials that vanish on M 0 , N 0 is a normal set (see Appendix A) of I 0 , and N is a normal set of < P 0 > containing N 0 . Then, z has multiplicity # ( N \ N 0 ) + 1 .
Example 5. 
Let
P 0 ( x , y ) = x 2 x y 2 .
Then, M 0 = { ( x , y ) | x = 0 } , z 0 = ( 0 , 0 ) , I 0 = < x > , and a normal set of I 0 and N 0 is { 1 , y , y 2 , y 3 , } . In this case, s = 2 , d = 1 , and r a n k P ( z 0 ) = 0 < 2 1 . So, z 0 is the multiple distinguished point of P 0 . However, a normal set N of < P 0 > is { 1 , x , x y , y , y 2 , y 3 , } . Thus, N \ N 0 = { x , x y } . So, according to Definition 4, the multiplicity is suppose to be 2 + 1 = 3 .
Now, let
P 1 ( x , y ) = c 1 c 2
and Q t = P 0 + t P 1 . It is not too hard to see that there are four curves ( x i ( t ) , y i j ( t ) ) such that Q t ( x ( t ) , y ( t ) ) 0 , where x i ( t ) = ( 1 ) i c 1 t , i = 1 , 2 , y i j ( t ) = ( 1 ) j ( 1 ) i c 2 t / c 1 , j = 1 , 2 . It is also easy to see that they all converge to the point z 0 = ( 0 , 0 ) . Thus, the multiplicity of z 0 should be four instead of three.
Based on the observations from examples such as the one above, we will modify the definition of distinguished points and give a new approach to calculate the multiplicity.
Definition 5. 
Let P 0 ( x ) be a system of s polynomials with x C s , and M is a zero manifold of P 0 . If z 0 M is such that for a generic perturbation P 1 , the system P 0 ( x ) + t P 1 ( x ) = 0 has m 1 solutions near z 0 for small t, then we call z 0 a proper distinguished point of P 0 , and m is its multiplicity.
Example 6. 
Let
P ( x , y , z ) = x 2 y 4 x y z , P 1 ( x , y , z ) = c 1 c 2 c 3 .
Then, M = { ( x , y , z ) | x = y = 0 } . It is not too hard to see that there are eight curves ( x i ( t ) , y j ( t ) , z i j ( t ) ) , where x i ( t ) = ( 1 ) i c 1 t 2 , i = 1 , 2 , y j ( t ) = u j c 2 t 4 , j = 1 , 2 , 3 , 4 , and z i j ( t ) = c 3 t / ( x i ( t ) y j 2 ( t ) ) , where u is a fourth primitive root of unity converging to the proper distinguished point z 0 = ( 0 , 0 , 0 ) . This means for small t, the system P ( x ) + t P 1 ( x ) = 0 has eight solutions near z 0 . In this case, s = 3 , d = 1 . While r a n k ( P 0 ( z ) ) = 0 < 3 1 for all z M , only one point is really “distinguished” and is independent of the perturbation. So, the multiplicity of z 0 is eight.
Remark 2. 
Suppose that z 0 M is a proper distinguished point of P 0 ; then, if we expand the zero set of P 0 ( x ) + t P 1 near z 0 as Puiseux series, x ( t ) = z 0 + x 0 t α + x 1 t 2 α + , then each component of α is positive, and the number combinations of x 0 and α is the multiplicity.
Example 7. 
Let
P 0 ( x , y , z ) = x 2 y 4 x z + y z 2 , P 1 ( x , y , z ) = c 1 c 2 c 3 .
Then, M = { x = y = 0 } . It is not too hard to see that there are eight curves ( x i ( t ) , y j ( t ) , z i j ( t ) ) , with α = ( 1 / 2 , 1 / 4 , 1 / 2 ) and eight curves with α = ( 1 / 2 , 1 / 4 , 1 / 4 ) converging to the proper distinguished point z 0 = ( 0 , 0 , 0 ) . This means for small t, the system P 0 ( x ) + t P 1 ( x ) = 0 has 16 solutions near z 0 . Thus, the multiplicity of z 0 is 16.
On the other hand, if
P 0 ( x , y , z ) = x 2 y 4 x z + y 3 z 2 ,
then, there are only eight curves ( x i ( t ) , y j ( t ) , z i j ( t ) ) , with α = ( 1 / 2 , 1 / 4 , 1 / 2 ) converging to the proper distinguished point z 0 = ( 0 , 0 , 0 ) . So, the multiplicity is only eight.
Finally, why do some of the point(s) in M become “distinguished”, while the others are not? Can we find it out without making use of something “external”, such as Puiseux series? We need the following:
Definition 6. 
Let I and J be two ideals. Define
J : I = { f | f i J , i I }
Lemma 1 
(Proposition 10, Section 4.4 and Lemma 8, Section 4.7, [5]). Let I, I i , J, and J i be ideals. Then,
( i = 1 r I i ) : J = i = 1 r ( I i : J ) .
If Q is primary and Q = P , then
i f f Q , t h e n Q : < f > = < 1 > , i f f Q , t h e n Q : < f > i s P p r i m a r y , i f f P , t h e n Q : < f > = Q .
Proposition 2. 
Let < P > = < p 1 , , p s > , and < P c > = < p 2 c 2 p 1 , p 3 c 3 p 1 , , p s c s p 1 > . Let T 1 = < P c > : < P > , and T i + 1 = T i : < P > . Then, T i + 1 = T i : < p 1 > , and there exists an n so that T n + 1 = T n and V ( T n ) = V ( P c ) V ( P ) ¯ .
Proof. 
Since T i + 1 T i for all i, then by the ascending chain condition, there exists an n so that T n + 1 = T n . Since < P > = < P c > + < p 1 > . Then, T 1 = < P c > : < P > = ( P c : P c ) ( < P c > : < p 1 > ) = < P c > : < p 1 > . Suppose T i = T i 1 : < p 1 > . Since T i < P c > , T i + 1 = T i : < P c > T i : < p 1 > = T i : < p 1 > . Let < P c > = i = 1 m Q i be a minimal primary decomposition for < P c > . Let S 1 = { i | p 1 Q i } , S 2 = { i | p 1 Q i , p 1 Q i } , and let S 3 = { i | p 1 Q i } . By Lemma 1, i S 1 , Q i : p 1 = < 1 > and i S 3 , Q i : p 1 = Q i . Thus, T 1 = ( i S 3 Q i ) ( i S 2 ( Q i : < p 1 > ) . It follows from exercise 4.10 of Chapter 4 in [5] for each i S 2 , Q i : < p 1 n > = < 1 > . Thus, T n = i S 3 Q i . Now, let R 0 = i = 1 m Q i , and define R i = R i 1 : < p 1 > . Since R 0 is redical, R 1 = R 2 = = R n . On the other hand, R 1 = i S 3 Q i . It follows from Theorem 7 of Section 4.4 in [5] that V ( R n ) = V ( R 0 ) V ( P ) ¯ = i S 3 V ( Q i ) = V ( T n ) , since V ( R 0 ) = V ( P c ) , V ( < P c > : < p 1 n > ) = V ( P c ) V ( P ) ¯ . □
Example 8. 
In Example 6, Q t = ( x 2 c 1 t , y 4 c 2 t , x y z c 3 t ) . Now, let us look at the subideal of < P 0 > generated by eliminating the variable t from the polynomials in Q t :
< Q 0 ( c ) > = < y 4 d 1 x 2 , x y z d 2 x 2 > , d 1 = c 2 / c 1 , d 2 = c 3 / c 1 .
It is not too hard to see that for generic c values, Q 0 ( c ) ’s zero set contains eight branches of curves not contained in M, which are the projections of the curves in Example 6, thus passing through z 0 = ( 0 , 0 , 0 ) M . To “filter” out the curves, let Q = Q 0 : < x 2 > . Q = < y 4 d 1 x 2 , y z + d 2 x , z 2 d 1 + y 2 d 2 2 , d 1 x z + d 2 y 3 > . Let R = < P 0 > + Q . Then, the multiplicity of z 0 with respect to R is eight.
Example 9. 
In Example 4, Q t = ( x 2 c 1 t , y 2 c 2 t , x y z c 3 t ) . Let
< Q 0 ( c ) > = < y 4 d 1 x 2 , x y z d 2 x 2 > , d 1 = c 2 / c 1 , d 2 = c 3 / c 1 .
Let Q = Q 0 : < x 2 > . Then, Q = < y 2 + d 1 x 2 , y d 2 + x z d 1 , y z d 2 x > . The intersection of the zero set of Q and M contains two points z 0 k = ( 0 , 0 , ( 1 ) k c 3 / c 1 c 2 ) , k = 1 , 2 . Let R = < P 0 > + Q . Then, the multiplicity of z 0 k with respect to R is four for k = 1 , 2 .
In general, we have the following.
Theorem 1. 
Let P be a system of s polynomials with s variables. Suppose that M is a zero manifold of P. Let c be a generic vector, and let Q 0 ( c ) = ( q 2 , , q s ) t , where q i = p i d i p 1 , i = 2 , , s , d i = c i / c 1 , Q 1 = Q 0 : < p 1 > , …, Q i = Q i 1 : < p 1 > . Then, there exists an n so that Q n + 1 = Q n . Denote Q n = Q . Suppose that z 0 M is a zero of R = < P > + Q . Then, z 0 is an isolated zero of R = < P > + Q , and the multiplicity of z 0 as a zero of R is the same as the multiplicity of z 0 as a distinguished point of P. In addition, if z 0 is independent of c, then z 0 is a proper distinguished point of P; otherwise, it is a generalized distinguished point of P.
Proof. 
According to Proposition 2, z 0 V ( P c ) V ( P ) ¯ V ( P ) . However, the only points in V ( P c ) V ( P ) ¯ V ( P ) are the end points z ( 0 ) of the curves z ( t ) , where P ( z ( t ) ) = c t . There are only finitely many of them, so they are isolated. Suppose that the multiplicity of z 0 as an isolated zero of R is m. Let P t = ( p 1 c 1 t , p 2 c 2 t , , p s c s t ) and R t = < P t > + Q . For each t, V ( P t ) = V ( Q t ) V ( Q ) consists of isolated points. Since the multiplicity of z 0 as a zero of R 0 is m, for small t, there are m points of the zero set of P t near z 0 . Thus, by definition, the multiplicity of z 0 as a distinguished point of P is m. □
Example 10. 
Let Q t ( x , y , z ) = ( x 2 c 1 t , y 4 c 2 t , x z + y z 2 c 3 t ) , where ( x , y , z ) C 3 . Let < Q 0 ( c ) > = < y 4 c 2 x 2 / c 1 , x y z c 3 x 2 / c 1 > and Q = Q 0 : < x 2 > . Then,
Q = < y 4 d 2 x 2 , x z y z 2 + d 3 x 2 , x z 2 d 2 y 3 z + x y 3 d 3 , z y 2 y 2 x d 3 + z y 3 d 3 z 3 d 2 > ,
where d i = c i / c 1 . The multiplicity of z 0 = ( 0 , 0 , 0 ) as an isolated zero of R = < P 0 > + Q 1 is 16, and so is the multiplicity of z 0 as a distinguished point of P 0 .

Author Contributions

Conceptualization, X.W.; methodology, X.W.; software, X.W.; validation, X.W.; formal analysis, X.W.; investigation, X.W.; resources, X.W.; data curation, X.W.; writing—original draft preparation, X.W.; writing—review and editing, W.L.; visualization, X.W.; supervision, X.W.; project administration, X.W. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Definition A1. 
A set of monomials N = { x j | j J } , where x C s and j = ( j 1 , , j s ) , is called closed if
x j N x j N j : x j | x j .
Definition A2. 
Let I be a polynomial ideal and R ( I ) be the quotient ring. A closed set of monomials N ( I ) is a normal set of I if the monomials in N ( I ) form a basis of R ( I ) .

References

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Li, W.; Wang, X. A Note on the Multiplicity of the Distinguished Points. Axioms 2024, 13, 479. https://doi.org/10.3390/axioms13070479

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Li W, Wang X. A Note on the Multiplicity of the Distinguished Points. Axioms. 2024; 13(7):479. https://doi.org/10.3390/axioms13070479

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Li, Weiping, and Xiaoshen Wang. 2024. "A Note on the Multiplicity of the Distinguished Points" Axioms 13, no. 7: 479. https://doi.org/10.3390/axioms13070479

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Li, W., & Wang, X. (2024). A Note on the Multiplicity of the Distinguished Points. Axioms, 13(7), 479. https://doi.org/10.3390/axioms13070479

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