1. Introduction
In the work of Diekema and Koornwinder [
1], a historically significant formula was revisited for what is known as the orthogonal derivative. This derivative, of order
n, is computed as the limit of a specific integral, generalizing the traditional concept of the
n-th order derivative. Remarkably, even without applying the limiting process, this formulation offers an effective approximation of the
n-th order derivative. In a later development [
2], the orthogonal derivative was used to extend the classical definitions of Riemann–Liouville and Weyl fractional derivatives [
3], providing an efficient method to approximate these fractional derivatives. In particular, for the case involving Jacobi polynomials, the kernel of the associated integral transform that approximates the fractional derivative can be determined explicitly. Similarly, explicit results were derived for approximating fractional differences using Hahn polynomials. The objective of this paper is to extend the concept of the orthogonal derivative to obtain a new integral representation of the fractional Riesz derivative. In the one-dimensional case, the fractional Laplacian [
4,
5], often referred to as the Riesz fractional derivative, is widely used; see [
6,
7,
8]. For clarity, we denote this operator as
[
9]. Interestingly, the fractional Laplacian and the Riesz fractional derivative share the same symbol, which can be expressed as follows [
10]:
Building on the work of S. Bochner, who extended classical diffusion models to generalized diffusion equations for Lévy stable distributions, the fractional power of the second-order derivative can be written in an integral form valid for
[
11]. This regularized form is expressed as
It is crucial to highlight that the Riemann–Liouville and Weyl fractional derivatives, as defined by Diekema in [
2], are fundamentally distinct from the Riesz derivative introduced in (
2). These operators differ significantly in their symbolic representations, as outlined in [
2] (Theorem 2.1). While the Riesz fractional derivative and the fractional Laplacian are known to coincide for functions
, this equivalence does not extend to functions defined on a proper subinterval of
. For a comprehensive discussion on this discrepancy, see [
12].
In this work, we focus on the orthogonal derivative associated with the Gegenbauer polynomials
, where
. Following the approach in [
1], the
n-th derivative is computed as the limit of a specific integral, with the Gegenbauer polynomials serving as the kernel. When the limiting process is omitted, this orthogonal derivative provides an approximation of the
n-th order derivative, denoted by
, and referred to as the approximate Gegenbauer orthogonal derivative. This operator proves especially useful in cases where calculating the exact
n-th order derivative is challenging or when numerical methods are required.
The key motivation for using the Gegenbauer orthogonal derivative, rather than Jacobi polynomials, lies in the advantageous symmetry properties of the Gegenbauer polynomials. Specifically, they satisfy the relation [
13] (§9.8.1):
This symmetry enables an effective transfer function [
2] for approximating the symbol of the Riesz derivative,
(for the definition of the transfer function, see [
2]). This feature is not present when using Jacobi polynomials. Consequently, Gegenbauer polynomials provide a more efficient and accurate framework for these purposes.
This paper is structured as follows:
Section 2 provides an overview of the notations and concepts related to the orthogonal derivative and Gegenbauer polynomials.
Section 3 presents the main research outcomes, summarizing the key findings.
Section 4 offers detailed proofs of the core results.
2. Preliminaries
We denote by
the Schwartz space of rapidly decreasing functions on
. Let
f be a function in
(the space of integrable functions on
). The Fourier transform
of
f is defined as
This transform has the following properties:
- (i)
Inversion formula: The Fourier transform is a topological isomorphism from the Schwartz space
onto itself, and the function
f can be recovered by the inversion formula:
- (ii)
Convolution property: For
, the Fourier transform of the convolution of
f and
g satisfies
where the convolution product
is defined as
In [
1], the following theorem is established.
Theorem 1 ([
1]).
Let be an orthogonal polynomial of degree n with respect to the orthogonality measure μ. Suppose , and let I be a closed interval such that, for some , for all and . Assume that f is a continuous function on I and its derivatives of order exist at x. Additionally, if I is unbounded, assume that f has at most polynomial growth on I. Then,
whereand the constants and are defined byandwhere the integral converges absolutely.
In [
1], the following version of Taylor’s Theorem is presented.
Proposition 1 ([
1]).
Let and let I be an interval containing x. Let f be a continuous function on I, such that its derivatives of order exist at x. Then, for small δ, we have the following expansion:where is continuous on and satisfies . Moreover, is bounded on if f is bounded on I. Finally, if I is unbounded and f exhibits polynomial growth on I, then is also polynomial growth on .
Next, we can apply Formula (
4) to the Gegenbauer polynomials
. Before doing so, let us first recall the definition and some essential properties of the Gegenbauer polynomials. The Gegenbauer (or ultraspherical) polynomials are defined as
which can also be expressed as
where
represents the hypergeometric function, and
is the Pochhammer symbol (falling factorial) of the complex number
a, defined as
for
, with
.
The Gegenbauer polynomials are critical in various areas of mathematical physics and approximation theory due to their orthogonality and recurrence relations. Their connection with hypergeometric functions makes them especially useful in solving differential equations and expanding functions in series.
For
and
, the Gegenbauer polynomials
satisfy the following orthogonality condition:
where
is given by
From (
6), it follows that
The corresponding transform associated with the Gegenbauer polynomials, denoted by
, is referred to as the
approximate Gegenbauer orthogonal derivative. After some straightforward computations, we can obtain the following expression for
and
:
where
is defined as
Using the operator
, we define the
local Diekema–Koornwinder orthogonal derivative as
whenever this limit exists. The notation
is used to differentiate this derivative from the standard derivative
. For a function
, from [
1] (Theorem 3.2), we have
In this case, the local Diekema–Koornwinder orthogonal derivative coincides with the n-th derivative . However, unlike the classical derivative, this operator can be applied to functions that are not necessarily smooth.
Alternatively, the operator
can be expressed as a convolution:
where
and the function
is given by
We also require the Gegenbauer generalization of Poisson’s integral formula [
14] (§3.32), which is given by
where
is the Bessel function of the first kind [
14].
Proposition 2. Let , where , and let . Then, for , the Fourier transform of is given bywhere denotes the normalized Bessel function of order , defined as Proof. Using Gegenbauer’s generalization of Poisson’s integral formula (
15), we have
This expression shows that
is equal to the Fourier transform of the function
. More specifically, it follows that
Therefore, applying this result, we conclude that
which proves the proposition. □
Remark 1. We can extend the definition of the approximate Gegenbauer orthogonal derivative to a general complex parameter ν. In this context, the operator can be interpreted as a Fourier multiplier, expressed as follows:In the terminology of filter theory, the function is called the transfer function [2]. Since the normalized Bessel function is even, the transfer function is also even. However, this property does not hold when using Jacobi polynomials . For the evaluation of the transform for the approximate Jacobi orthogonal derivative, see formula (29) in [2].
3. Statement of the Main Results
In this section, we present the main results of the paper.
Theorem 2. For , , and for , the following equality holds:where the normalization constant is given by In particular, for
and
, the
approximate Gegenbauer orthogonal derivative becomes the average operator,
where
As a direct consequence of Theorem 2, in the case where
and
, we obtain a formula for the well-known fractional Riesz derivative:
For
and
, the
approximate Gegenbauer orthogonal derivative reduces to the solid average operator:
where
As a consequence of Theorem 2, we can obtain the following corollary:
Corollary 1. Let . For , the fractional Riesz derivative of f can be expressed in terms of the solid mean-value operator, as For
and
, the
approximate Gegenbauer orthogonal derivative reduces to the Lanczos operator:
where
As a result, we can derive the following corollary:
Corollary 2. Let . For , the fractional Riesz derivative of f can be expressed in terms of the Lanczos operator as 4. Proof of the Main Results
Before presenting the proof of the main results, we first need to establish some additional lemmas to prepare for the proof.
Lemma 1 ([
1]).
Let I be an interval, and let . Suppose that . Then,
whereFurthermore, if is of polynomial growth on I, then as uniformly for x in compact subsets of I.
Lemma 2. For and , for all , the following hold:
Proof. To prove part
(i), we begin by utilizing the orthogonality relation for Gegenbauer polynomials along with the normalization constant provided in Equation (
7). Since the Gegenbauer polynomial
has the expansion
we know that the orthogonality relation implies
This allows us to focus on the term corresponding to
, leading to
For part
(ii), using the property
, we have
For part
(iii), we begin by using the Rodrigues-type formula for Gegenbauer polynomials [
13] (formula 9.8.27):
At this point, we apply
n-fold integration by parts. Each time we integrate by parts, we reduce the power of
in the integrand, transferring derivatives to the function
. After completing this process, all derivatives will have been applied, and we will be left with the following expression:
To compute this integral, we make the substitution
, so that
, transforming the integral as follows:
This integral can be expressed in terms of the Beta function
, which is given by
In our case, we have
and
, so the integral becomes
Substituting this result back into the original expression, we obtain
Thus, we have completed the proof for part
(iii). □
Lemma 3. Let . Then,
Proof. Since
, from Proposition 1, we have
Inserting Equation (
25) into
, we obtain
By using the orthogonality relations for the Gegenbauer polynomials, we obtain
Therefore, using Lemma 2, we obtain
Finally, from Lemma 1, we know that
This completes the proof of the lemma. □
Lemma 4. Let . The following inequality holds: Proof. According to Proposition 2, the
approximate Gegenbauer orthogonal derivative can be expressed in terms of the Fourier transform as
According to the Fourier inversion formula, we also have
Subtracting (
27) from (
26), we can obtain
Using the well-known inequality for the normalized Bessel function
, we have [
14]
□
Lemma 5 ([
15]).
Let and ; we have Now, we can proceed to the proof of Theorem 2.
Proof of Theorem 2. Let
be a Schwartz function. According to Lemma 3, we have the following relation:
This shows that the integrand in the right-hand side of (
19) behaves as
For , this implies convergence of the integral near .
Next, from Lemma 4, we know that
Now, computing the integral
, we can obtain
Thus, the integral converges near
, and we have
The approximate Gegenbauer orthogonal derivative
can be written in terms of the Fourier transform, as
According to the Fourier inversion formula,
Subtracting the two expressions gives
Dividing by
and integrating with respect to
t, we obtain
Using Lemma 5, we know that
where
Substituting this into the equation, we obtain
Multiplying both sides by
, we have
which is precisely the Fourier representation of the fractional Laplacian applied to
. Therefore, we obtain
completing the proof. □