Abstract
We prove a version of the Ekeland Variational Principle (EkVP) in a weighted graph G and its equivalence to Caristi fixed point theorem and to the Takahashi minimization principle. The usual completeness and topological notions are replaced with some weaker versions expressed in terms of the graph G. The main tool used in the proof is the OSC property for sequences in a graph. Converse results, meaning the completeness of weighted graphs for which one of these principles holds, are also considered.
Keywords:
Ekeland variational principle; Takahashi minimization principle; Caristi fixed point theorem; weighted graph; partially ordered metric space; completeness; the OSC property MSC:
58E30; 47H10; 05C22; 06F30; 54E50
1. Introduction
Ekeland Variational Principle (EkVP) [] is one of the most important tools in nonlinear analysis that is used to minimize lower semicontinuous (LSC for short) and bounded from below functions on a metric space. To date, it has been applied in various contexts, see [,,,,,], and the references therein. For instance, in [], it was applied to the so-called “end problem” in behavioral sciences, that is, to know when and where a human dynamic, which starts from an initial position and follows a transition, ends somewhere. On the other hand, another important issue is the “Completeness problem”, meaning to know under what circumstances the validity of some result implies the completeness of the underlying space. Notice that a thorough analysis of various situations when the validity of a result (variational principle, fixed point) on a metric space forces its completeness was given in [].
Due to its usefulness and applicability in mathematics and other related disciplines, EkVP has been studied in different contexts. Not so long ago, Alfuraidan, and Khamsi [], following the approach taken by Jachymski [], obtained a version of EkVP in metric spaces endowed with a graph, via the OSC property for sequences. In the present paper we follow this line by proving a version of Ekeland Variational Principle (EkVP) in a weighted graph G and its equivalence to Caristi fixed point theorem and to Takahashi minimization principle. The usual completeness and topological notions are replaced with some weaker versions expressed in terms of the graph G (called G-completeness, G-LSC, etc). Converse results, meaning the completeness of weighted graphs for which one of these principles holds, are also considered.
We start by recalling Ekeland Variational Principle, both the weak and the full version.
Theorem 1 (Ekeland Variational Principle—weak form (wEkVP)).
Let be a complete metric space and an LSC and bounded from below proper function. Then for every there exists an element such that
and
The full version of EkVP is the following.
Theorem 2 (Ekeland Variational Principle—EkVP).
Let be a complete metric space and an LSC bounded below proper function. Let and
Then, given , there exists such that
If further, satisfies the condition
then
A function is called proper if is nonempty.
Remark 1.
Notice that condition (a) in the above theorem implies . Sometimes EkVP is formulated with this condition instead of (a).
An important consequence of the full version of EkVP is obtained by taking in Theorem 2.
Corollary 1.
Under the hypotheses of Theorem 2, for every and with there exists such that
Taking further , one obtains a sequence approximating the minimum point of the function f.
Note that the validity of Ekeland Variational Principle (in its weak form) implies the completeness of the metric space This was discovered by Weston [] in 1977 and rediscovered by Sullivan [] in 1981 (see also the survey []).
More exactly, the following result holds.
Theorem 3.
For a metric space the following statements are equivalent.
- The metric space is complete.
- If for every Lipschitz function there exists a point such that
Notice that the class of Lipschitz functions considered in 2 is smaller than that of LSC functions considered in Theorem 1.
Ekeland Variational Principle is equivalent to many results in fixed point theory, geometry of Banach spaces (the drop theorem) and optimization. We mention only two of these, namely Caristi fixed point theorem and Takahashi minimization principle.
We start with Caristi fixed point theorem [] (see also []), presented both in single-valued and set-valued versions.
Theorem 4 (Caristi fixed point theorem).
Let be a complete metric space and be an LSC function.
- If is a mapping satisfying the conditionthen T has a fixed point, i.e., there exists such that
- If is a set-valued mapping satisfying the conditionthen T has a fixed point, i.e., there exists such that
- If is a set-valued mapping with nonempty values satisfying the conditionthen there exists such that
Notice that both 2 and 3 are extensions of 1—if the mapping T is single-valued, then each of them agrees with 1.
Another result is Takahashi minimization principle [] (see also []).
Theorem 5 (Takahashi minimization principle).
Let be a complete metric space and let be an LSC function.
If for every satisfying the condition there exists such that
then φ attains its infimum on X, i.e., there exists such that
Remark 2.
Replacing φ with the above results can be automatically extended to a bounded from below LSC function . Considering an extended proper LSC function , then the results hold on
Recall that a function is called proper if
2. Preliminaries
In this section, we present some notions and results on partially ordered metric spaces and graph theory, needed for the main results of the paper.
A partial order on a nonempty set X is a reflexive, transitive and antisymmetric relation ⪯ on X. One also says that is a partially ordered set. We consider orders ⪯ on a metric space in which case we shall say that is a partially ordered metric space. Initially, no relation between the order ⪯ and the metric d is supposed to hold but, in order to make the things to work, some connections are needed (see Definition 1).
We present now some preliminary notions from graph theory. A good introductory text, with many examples, is [], Chapter 8, (see also [] or []).
A directed graph (digraph for short) G is formed by a set , called the set of vertices of the graph G, and a set of edges corresponding to ordered pairs . The graph will be denoted by Two edges are called parallel if they correspond to the same pair . In this paper, we shall always suppose that the graph G has no parallel edges, so that the set can be viewed as a subset of . A path in the graph G connecting two points is a succession of edges, where and the points are pairwise distinct. A path with is called a cycle. A graph without cycles is called acyclic.
A graph is called:
- reflexive if for all ;
- transitive if implies .
A weight on a graph is a function (usually non-negative) . We say that is a weighted graph. In this paper, we shall suppose that the graph is contained in a metric space and that the weight is the metric d.
The next remark emphasizes the tight connection between graphs and partial orders.
Remark 3.
Let be a partially ordered set. Put and Then is a reflexive transitive acyclic directed graph.
Conversely, given a reflexive transitive acyclic directed graph put
Then is a partial order on and the graph associated with the order in the way described above agrees with G.
Consequently, there is a one-to-one correspondence between reflexive transitive acyclic directed graphs and partial orders.
Only the relation between acyclicity and antisymmetry needs some explanation, the others (reflexivity, transitivity) being obvious.
Suppose that G is the graph corresponding to a partial order ⪯ in the way described in Remark 3. If is a loop in G, then, by the definition of , with , in contradiction to the antisymmetry of ⪯. This shows that the graph G is acyclic.
Conversely, let be the partial order associated with a graph G (having the properties mentioned in Remark 3). If and , for some in , then , i.e., is a loop in G, in contradiction to the acyclicity of G.
We introduce now some notions in weighted graphs and their analogs in partially ordered metric spaces.
Definition 1.
- A weighted digraph , where d is a metric on , is said to satisfy the OSC property if for all for every sequence in such that and for all
- A partially ordered metric space is said to satisfy the OSC condition if for all for every sequence in X such that and for all
Remark 4.
In [], the OSC property for graphs is defined with the supplementary condition that implies . In a partially ordered metric space this corresponds to the condition that
The condition OSC, as given in Definition 1, is also used by Jachymski [].
For partially ordered metric spaces the OSC condition was introduced in [] in the study of fixed points for contractions on ordered metric spaces. Some authors consider a weakened version of the OSC, where one asks that the conclusion holds only for a subsequence of . As remarked Jachymski [], the transitivity of ⪯ implies the equivalence of these conditions. Furthermore, if ⪯ is a reflexive relation on the metric space satisfying the OSC property, then ⪯ is transitive.
We introduce now the definitions of completeness and of some topological notions expressed in terms of the graph and of the partial order.
Definition 2.
Let be a weighted digraph, where d is a metric on .
- A sequence in is called a G-sequence if for all .
- A G-Cauchy sequence is a G-sequence that is Cauchy with respect to d.
- A subset Y of is called G-closed if for every G-sequence in Y, d-convergent to .
- A function is called G-continuous G-LSC) if (resp. ) for every G-sequence in -convergent to x.
In a partially ordered metric space the notions of decreasingly Cauchy sequence, decreasingly closed set, decreasingly continuous (or LSC) function, can be defined in a similar way by replacing the condition with .
Let be a metric space and be a function. We define a partial order on X by
Remark 5.
The relation (12) is a partial order on X, called by some authors the Brønsted order (see [,]). It is related to the Bishop-Phelps theorem on the denseness of the support functionals of a closed bounded convex subset of a Banach space, see [,].
The following proposition contains some simple remarks about .
Proposition 1.
Let be a metric space, and let be defined by (12).
- The relation is a partial order on X.
- Every -decreasing sequence in X is Cauchy.
- If φ is LSC, then for every sequence in X satisfying and . Furthermore, the partial order satisfies the OSC.
Proof.
- The proof is a straightforward verification.
- Let be a sequence in X such that for all . The inequalityshows that is a decreasing sequence in , so convergent and, hence, Cauchy. The transitivity of implies , that is,an inequality which shows that is d-Cauchy.
- We have
Taking into account the LSC of the function , one obtains
that is,
Let now be a sequence in X such that and . By transitivity which, fixing n and letting yields for all . □
Remark 6.
Supposing φ only decreasingly LSC, then 3 holds for convergent decreasing sequences only. A similar result holds for G-sequences in a weighted graph G.
3. Ekeland Variational Principle in Metric Spaces Endowed with a Graph
The following theorem is an extension of a result proved in [], Theorem 3.3, (see also []). The main modification consists of the replacement of topological and completeness conditions with their G-versions. A property on a set X can be interpreted as a function , where means that x has property , while means that x does not have it. Let . If X is a topological space, then we say that is closed if is closed.
The following example will be used to prove the equivalence of EkVP in weighted graphs to that in ordered metric spaces (see Theorem 7).
Example 1.
Let be a weighted digraph, where d is a metric on and let be a function. For we define a property on X by
Then
The set is closed (G-closed) provided the function φ is LSC (G-LSC).
The closedness property of follows from the fact that a function is LSC (G-LSC) if and only if the set is closed (G-closed) for every
Theorem 6.
Let be a reflexive transitive acyclic weighted digraph, where d is a G-complete metric on having the OSC property for G-sequences. Consider a G-closed property on such that is nonempty and a G-lower semi-continuous function . For any given and let be such that
Then there exists such that
for all such that and
Proof.
Put, for convenience, . Let also and Then is a metric on , Lipschitz equivalent to d, so that all the properties holding for d holds for too. Define the partial order by (12) with instead of d. For let
Claim I. The sets have the following properties:
Indeed, let and . Then
so that, by the transitivity of and of ,
that is, .
Let be a G-sequence in -convergent to some . Then for all , so that, by the G-LSC of (see Proposition 1 and Remark 6). Furthermore, and, by the OSC, so that, by transitivity, .
Consequently, , showing that is G-closed.
Let We define now inductively a sequence of sets in Y.
Choose such that
and let be such that
Then satisfies
for all so that, By Proposition 1, it is a G-Cauchy sequence. Since Y is a G-closed subset of , it follows that it is also G-complete, so that the sequence is d-convergent to some .
Since and is G-closed, it follows for all From and Claim I, , i.e., the inequality (i) from (14) holds true.
Let us show that
Let . We have for all so that, taking into account the choice of the elements , one obtains
implying Since , we have
for all Letting , one obtains and so
Suppose now that is such that and . Then, by (17), so that the inequality fails, that is
which is equivalent to the inequality (iii) in (14).
Since we have , so that, by (13),
Hence □
Taking on X with one obtains the following weak form of EkVP in weighted graphs.
Corollary 2.
Let be a weighted graph satisfying the hypotheses of Theorem 6. Then for every there exists such that
for all with .
Remark 7.
Similar results for equilibrium versions of Ekeland Variational Principle were obtained by Alfuraidan and Khamsi [].
Theorem 7.
Consider the following statements.
- For every reflexive transitive acyclic weighted digraph , where d is a G-complete metric on such that the OSC property for G-sequences is satisfied, the following property holds.(A For any G-closed property on such that is nonempty, every G-lower semi-continuous function , any given and and such thatthere exists such thatfor all with and
- For every partially ordered decreasingly complete metric space with the OSC property for decreasing sequences, the following property holds.(A) For any decreasingly lower semi-continuous function any , any , and any satisfyingthere exists such thatfor all with and .
- For every complete metric space the following property holds.(A) For any LSC function any and any satisfyingthere exists such thatfor all with .
- For every complete metric space the following property holds.(A) For any LSC function and for any there exists such thatandfor all with .
Then
Proof.
1⇒2. Take and
Then is a reflexive transitive acyclic digraph (see Remark 3). The completeness of for decreasing Cauchy sequences implies the G-completeness of .
Furthermore, by the definition of the graph G, the OSC property for decreasing sequences in implies the OSC property for G-sequences of the graph G.
Define now as in Example 1, i.e., holds if and only if Then is nonempty as is bounded below (by 0) and decreasingly closed (because is decreasingly LSC), hence is G-closed in G.
Now, a direct application of 1 yields the first two inequalities in (20) as well as the third one, but only for with and . If , then
so that
(no matter x satisfies or not).
Consequently, the third inequality holds for all with and .
2⇒1. Suppose that we are given a weighted graph , a function and a property on such that the hypotheses from 1 hold for these data.
Define and the partial order ⪯ by
for Again, the G-closedness of X and the G-completeness of G, imply the G-completeness of , and so the completeness of for decreasing Cauchy sequences. The fact that is decreasingly LSC is a direct consequence of G-lower smicontinuity of .
Now, the conclusions from (A) follows from those in (A).
2⇒ 3. Define an order on X by
Then ⪯ is a partial order on X which, by Proposition 1, satisfies the OSC. The result follows now from 2 with .
Indeed, by 2, the third inequality in (23) holds for all with and, by the definition of the order ⪯, it is automatically satisfied for all for which the inequality fails.
3⇒ 4. Notice that 4 is a particular case of 3. □
Theorem 8.
The following properties hold.
- Let be a reflexive transitive acyclic digraph, where d is a metric on G such that the OSC property holds on G. The following statements are equivalent:
- (i)
- The metric space is complete.
- (ii)
- For any lower semi-continuous function and any there exists such thatfor all with and
- Let now be a metric space. The following statements are equivalent:
- (i)
- The metric space is complete.
- (ii)
- For any partial order ⪯ on X satisfying the OSC property, any continuous function and any there exists such thatfor all with and .
- For a metric space the following statements are equivalent:
- (i)
- The metric space is complete.
- (ii)
- For any continuous function any and any satisfyingthere exists such thatfor all with .
- (iii)
- For any continuous function and for any there exists such thatfor all with .
Proof.
3. (i)⇒(ii) is Ekeland Variational principle, while (ii)⇒(iii) is trivial. The implication (iii)⇒(i) is Sullivan’s result [] (see Theorem 3).
2. We suppose that (ii) from 2 holds for the metric space and show that, in this case, statement (iii) from 3 holds, which will imply the completeness of .
Let be a continuous function and
On the metric space consider the order
Since is continuous, the OSC property holds in (by Proposition 1). It follows that there exists such that the inequality (23) holds. Since for all for which fails, it follows that the inequality (23) holds for all with Consequently, the statement (ii) from 3 holds, implying the completeness of .
1. The relation
establishes a one-to-one correspondence between reflexive transitive acyclic weighted graphs and partially ordered metric spaces (see Remark 3) as well as the equivalence between the properties expressed in terms of the graph and those expressed in terms of the order. Consequently, 1 is a rephrasing of 2 in terms of graphs. □
4. Caristi Fixed Point Theorem and Takahashi Minimization Principle on Weighted Graphs
In this section, we present versions of Caristi fixed point theorem (Theorem 4) and Takahashi minimization principle (Theorem 5) on weighted graphs.
We start with Caristi fixed point theorem.
Theorem 9.
Let be a reflexive transitive acyclic digraph, where d is a G-complete metric on such that the OSC property for G-sequences holds on G and let be a G-LSC function.
- 1.
- If is a mapping satisfying the conditionthen T has a fixed point, i.e., there exists such that
- 2.
- If is a set-valued mapping such that for every there exists satisfying the conditionthen T has a fixed point, i.e., there exists such that
- 3.
- Suppose that is a set-valued mapping with nonempty values such that and for every and all ,Then there exists such that
Proof.
Consider again the order given by
and for let
Since a single-valued mapping can be viewed as a set-valued one conditions (25) and (26) can be expressed as
implying that 1 is a particular case of 2.
To prove 2 we appeal to Corollary 2. Observe that condition (18) for can be expressed as: there exists such that
But the condition means that , i.e., z is a fixed point for T.
3. Observe that
Let satisfying (18).
A point z satisfying is called a stationary point (or a strict fixed point) of T.
A point z satisfying is called a stationary point (or a strict fixed point) of T.
A point z satisfying is called a stationary point (or a strict fixed point) of T.
We present now a version of Takahashi minimization principle in weighted graphs.
Theorem 10.
Let be a reflexive transitive acyclic digraph, where d is a G-complete metric on such that the OSC property for G-sequences holds on G and let be a G-LSC function.
If for every satisfying the condition there exists such that
then φ attains its infimum on , i.e., there exists such that
Proof.
Considering again the order and the sets as given in the proof of Theorem 9, condition (28) can be expressed as
for every with By Corollary 2 there exists with . It follows that this z must satisfy
□
5. The Equivalence of Principles
We prove in this section the equivalence of Ekekand, Caristi and Takahashi principles. We formulate them in terms of the order and the sets .
Theorem 11.
Let be a reflexive transitive acyclic digraph, where d is a metric on and let be a function. Let be the partial order on given for by
and, for , put
Then the following statements are equivalent.
- (wEk)
- The following holds
- (Car)
- Any mapping satisfyinghas a fixed point, i.e., there exists such that .
- (Tak)
- Iffor every with then there exists such that
Proof.
The implication (wEk)(Car) is contained in the proof of Theorem 9.
(Car)(wEk).
We prove the equivalent implication ¬(wEk)(Car).
Observe that ¬(wEk) means that
Let be defined for by , where . Then T satisfies (30), but, by the choice of , for all , i.e., (Car) fails.
(Tak)⇔(wEk).
We prove the equivalent assertion ¬(Tak)(wEk).
Observe that (Tak) can be formally written as
so that, its negation ¬(Tak) is given by
(The last equivalence from above follows from (32)). □
These equivalences and Theorem 8 show that the completeness of is also equivalent to the fulfillment of each of these principles.
Corollary 3.
Let be a reflexive transitive acyclic digraph, where d is a metric on such that the OSC property for G-sequences holds on G. Then the following statements are equivalent.
- The metric space is G-complete.
- (wEk) For every G-LSC function there exists such that
- (Car) For every G-LSC function and any mapping satisfyingthere exists such that .
- (Tak) For every G-LSC function such thatfor all with there exists with
Remark 8.
In the proof of Theorem 11 we have used some rules from Mathematical Logic (calculus of propositions and calculus of predicates). The sign stands for negation, is for “or”, while is for “and”.
6. Conclusions
There are many extensions of Ekeland Variational Principles and its equivalences obtained either relaxing the conditions on the function (e.g., by considering functions with values in an ordered vector space) or considering spaces more general than the metric ones (uniform spaces, quasi-metric spaces, w-metric spaces, partial-metric spaces, etc.), or both.
In the present paper such an extension is given within the framework of metric spaces endowed with a graph and for a function satisfying a weaker notion of lower semi-continuity as well as a weaker notion of completeness, all expressed in terms of the graph, completing in this way the results obtained by Alfuraidan and Khamsi [] and Jachymski [].
Author Contributions
Conceptualization, A.B., Ş.C. and M.D.M.; investigation, A.B., Ş.C. and M.D.M.; writing–original draft preparation, A.B., Ş.C. and M.D.M.; review and editing, A.B., Ş.C. and M.D.M. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
Not applicable.
Acknowledgments
The authors express their thanks to reviewers for their remarks and suggestions that led to a substantial improvement of the presentation.
Conflicts of Interest
The authors declare no conflict of interest.
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