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Article

Extremal Graphs to Vertex Degree Function Index for Convex Functions

1
School of Mathematics and Statistis, Qinghai Normal University, Xining 810008, China
2
School of Computer, Qinghai Normal University, Xining 810008, China
3
Department of Mathematics, Sungkyunkwan University, Suwon 16419, Republic of Korea
*
Author to whom correspondence should be addressed.
Axioms 2023, 12(1), 31; https://doi.org/10.3390/axioms12010031
Submission received: 30 October 2022 / Accepted: 23 December 2022 / Published: 27 December 2022
(This article belongs to the Special Issue Spectral Graph Theory, Molecular Graph Theory and Their Applications)

Abstract

:
The vertex-degree function index  H f ( Γ ) is defined as H f ( Γ ) = v V ( Γ ) f ( d ( v ) ) for a function f ( x ) defined on non-negative real numbers. In this paper, we determine the extremal graphs with the maximum (minimum) vertex degree function index in the set of all n-vertex chemical trees, trees, and connected graphs. We also present the Nordhaus–Gaddum-type results for H f ( Γ ) + H f ( Γ ¯ ) and H f ( Γ ) · H f ( Γ ¯ ) .

1. Introduction

In this paper, the graphs we discuss are simple graphs without multiple edges and loops. The vertex and edge set of Γ will be denoted by V ( Γ ) and E ( Γ ) , and the order and size of Γ will usually be denoted by n and m, respectively. Let a vertex v V ( Γ ) ; we denote the degree of v by d Γ ( v ) in Γ . The neighbors of v in V ( Γ ) are denoted by N Γ ( v ) . For a graph Γ , we denote the maximum and minimum degree of Γ by Δ ( Γ ) and δ ( Γ ) , respectively. A leaf v V ( Γ ) is a vertex v satisfied d Γ ( v ) = 1 . We call a connected graph without a cycle a tree, denoted by T. A tree whose maximum degree is no more than 4 is called a chemical tree. The star graph with order n, denoted by S n , is a tree with one center vertex and n 1 leaves. The disjoint union of two vertex-disjoint graphs Γ 1 and Γ 2 will be denoted by Γ 1 Γ 2 , whose vertex and edge sets are V ( Γ 1 ) V ( Γ 2 ) and E ( Γ 1 ) E ( Γ 2 ) , respectively. We denote the union of k copies of a graph Γ by k Γ . The join of Γ 1 and Γ 2 is obtained by joining edges between each vertex of Γ 1 and all vertices of Γ 2 , denoted by Γ 1 Γ 2 . For a graph Γ , the edge u v E ( Γ ) and the vertex w V ( Γ ) , Γ u v mean removing u v from Γ and Γ w , which means removing w from Γ .
A universal vertex of Γ with order n is a vertex v that have d ( v ) = n 1 . An ( n , m ) -graph is the graph with n vertices and m edges. We denote by Γ ( n , m ) the set of ( n , m ) -graphs. The cyclomatic number of a graph Γ is the minimum number of edges whose deletion transforms Γ into an acyclic graph, denoted by γ ( Γ ) . The set of graphs with order n and cyclomatic number γ is denoted by Γ n , γ . We have γ ( Γ ) = m n + 1 for a connected graph Γ Γ n , γ .
The vertex-degree function index  H f ( Γ ) is denoted by
H f ( Γ ) = v V ( Γ ) f ( d ( v ) )
for a function f ( x ) defined on non-negative real numbers in [1]. For example, the first Zagreb index [2] is defined as M 1 ( Γ ) = v V ( Γ ) d ( v ) 2 when f ( x ) = x 2 , and the forgotten topological index [3] is defined as F ( Γ ) = v V ( Γ ) d ( v ) 3 when f ( x ) = x 3 . The general first Zagreb index, denoted by 0 R α ( Γ ) , was defined in [4,5] as 0 R α ( Γ ) = v V ( Γ ) d ( v ) α , where α is a real number, α { 0 , 1 } . For the mathematical properties of the above topological indices, see [6,7,8,9,10,11] and the references therein. Let v be a leaf of S n , where n 3 . For 0 γ n 2 , the graph obtained from S n by joining edges v with γ other pendant vertices is denoted by H n , γ in [12]. Deng [10] obtained the bounds of the Zagreb indices for trees, unicyclic graphs, and bicyclic graphs. Hu and Li determined the connected ( n , m ) -graphs with the minimum and maximum zeroth-order general Randić index in [13]. Li and Zheng [5] obtained a unified approach to the extremal trees for different indices. Some extremal results concerning the general zeroth-order Randić index were deduced in [14,15,16]; also see the survey [12].
In [17], Tomescu obtained that the function f ( x ) has property ( P ; P ) if φ ( i + 1 ) > φ ( i ) ; φ ( i + 1 ) < φ ( i ) , respectively, for every integer i 0 , where φ ( x ) = f ( x + 2 ) + f ( x ) 2 f ( x + 1 ) , and he obtained the maximum (minimum) vertex degree function index H f ( Γ ) in the set of all n-vertex connected graphs that have the cyclomatic number γ when 0 γ n 2 if f ( x ) is strictly convex (concave) and satisfies the property P ; P . Tomescu [18] obtained some structural properties of connected ( n , m ) -graphs which are maximum (minimum) with respect to vertex-degree function index H f ( Γ ) , when f ( x ) is a strictly convex (concave) function. In the same paper, it is also shown that the unique graph obtained from the star S n by adding γ edges between a fixed pendant vertex v and γ other pendant vertices has the maximum general zeroth-order Randić index 0 R α in the set of all n-vertex connected graphs that have the cyclomatic number γ when 1 γ n 2 and α 2 .
Tomescu obtained the following results.
Theorem 1
([18]). In the set of connected ( n , m ) -graphs Γ that have m n , the graph that maximizes (minimizes) H f ( Γ ) where f ( x ) is strictly convex (concave) possesses the following properties:
(1) 
Γ has a universal vertex v;
(2) 
The subgraph Γ v consists of some isolated vertices and a nontrivial connected component C, which is maximum (minimum) relatively to H g , where g ( x ) = f ( x + 1 ) . C also contains a universal vertex and no induced subgraph isomorphic to P 4 or C p , where p 4 .
Theorem 2
([17]). If n 3 , 1 γ n 2 , f ( x ) is strictly convex and has property P , and Γ is a connected n-vertex graph with cyclomatic number γ, then
H f ( Γ ) f ( n 1 ) + f ( γ + 1 ) + γ f ( 2 ) + ( n γ 2 ) f ( 1 ) ,
with equality if and only if Γ H n , γ K 1 ( K 1 , γ ( n γ 2 ) K 1 ) .
In Section 2, we give upper and lower bounds for the vertex degree function index of connected graphs if f ( x ) is a convex and increasing function that has property P . We obtain sharp upper and lower bounds for the vertex degree function index of trees and chemical trees if f ( x ) is a convex and increasing function.
Let f ( Γ ) be a graph invariant and n be a positive integer. The Nordhaus–Gaddum Problem is to determine sharp bounds for f ( Γ ) + f ( Γ ¯ ) and f ( Γ ) · f ( Γ ¯ ) as Γ ranges over the class of all graphs of order n, and to characterize the extremal graphs, i.e., graphs that achieve the bounds. Nordhaus–Gaddum-type relations have received wide attention; see the recent survey [19] by Aouchiche and Hansen and the book chapter by Mao [20].
Denote by G ( n ) the class of connected graphs of order n whose complements are also connected. In Section 3, the upper and lower bounds for H f ( Γ ) + H f ( Γ ¯ ) and H f ( Γ ) · H f ( Γ ¯ ) are given for Γ G ( n ) .

2. Bounds on H f ( Γ )

At first, we give the following upper bound for H f ( Γ ) .
Theorem 3.
Let Γ be an n-vertex ( n 5 ) , m-edge graph with a cyclomatic number γ such that γ 2 n t 3 , 3 n 2 t 7 , where t ( 1 t n 4 ) is the number of pendant vertices in Γ. If f ( x ) is a strictly convex function that has property P , then
H f ( Γ ) f ( n 1 ) + t f ( 1 ) + f ( n t ) + f ( γ n + t + 5 ) + ( γ n + t + 4 ) f ( 3 ) + ( 2 n 2 t γ 5 ) f ( 2 )
with equality if and only if Γ K 1 K 1 K 1 , γ 2 ( n 2 γ 2 2 ) K 1 t K 1 , where n 2 = n t 1 , γ 2 = γ n + t + 2 .
Proof. 
Let Γ Γ n , γ such that H f ( Γ ) is maximum. By ( 1 ) of Theorem 1, a universal vertex v 1 V ( Γ ) exists, and hence
H f ( Γ ) = f ( n 1 ) + H g 1 ( Γ v 1 ) ,
where g 1 ( x ) = f ( x + 1 ) . By ( 2 ) of Theorem 1, Γ v 1 consists of some isolated vertices and a nontrivial connected component C. Let Γ 1 = Γ v 1 . Note that t is the number of isolated vertices of Γ v 1 ; we have
H g 1 ( Γ v 1 ) = t g 1 ( 0 ) + H g 1 ( C ) .
Suppose that m 1 , n 1 , γ 1 and m 2 , n 2 , γ 2 are the number edges, vertices, and cyclomatic number of Γ 1 , Γ 2 , respectively, where Γ 1 = Γ v 1 and Γ 2 = C . Since γ 2 = m 2 n 2 + 1 , m 2 = m 1 n 1 + 1 , n 2 = n 1 t , m 1 = m n + 1 , n 1 = n 1 , we have m 2 = m 2 n + 3 and n 2 = n t 1 , it follows that γ 2 = γ 2 n + t + 4 ; note that γ 2 n t 3 , 3 n 2 t 7 , so 1 γ 2 n 2 2 and n 2 3 , which implies m 2 n 2 . Then, we know that Γ 2 is a connected n 2 -vertex graph with cyclomatic number γ 2 and 1 γ 2 n 2 2 , n 2 3 . So, we can apply Theorem 2 for Γ 2 and we have
H g 1 ( Γ 2 ) g 1 ( n 2 1 ) + g 1 ( γ 2 + 1 ) + γ 2 g 1 ( 2 ) + ( n 2 γ 2 2 ) g 1 ( 1 )
with equality if only if Γ 2 K 1 K 1 , γ 2 ( n 2 γ 2 2 ) K 1 .
Hence, we have
H f ( Γ ) = f ( n 1 ) + t g 1 ( 0 ) + H g 1 ( Γ 2 ) f ( n 1 ) + t g 1 ( 0 ) + g 1 ( n 2 1 ) + g 1 ( γ 2 + 1 ) + γ 2 g 1 ( 2 ) + ( n 2 γ 2 2 ) g 1 ( 1 ) = f ( n 1 ) + t f ( 1 ) + f ( n t ) + f ( γ n + t + 5 ) + ( γ n + t + 4 ) f ( 3 ) + ( 2 n 2 t γ 5 ) f ( 2 )
with equality if only if Γ K 1 K 1 K 1 , γ 2 ( n 2 γ 2 2 ) K 1 t K 1 , where n 2 = n t 1 , γ 2 = γ n + t + 2 . □
A similar result holds for strictly concave functions f ( x ) , which have property P : the minimum of H f ( Γ ) is reached in Γ n , γ if and only if Γ K 1 K 1 K 1 , γ 2 ( n 2 γ 2 2 ) K 1 t K 1 , where n 2 = n t 1 , γ 2 = γ n + t + 2 .
Lemma 1.
If f ( x ) is a convex function, then f ( x ) f ( x a ) f ( x b ) f ( x b a ) with equality if and only if b = 0 , where a , b 0 .
Proof. 
Let h ( x ) = f ( x ) f ( x a ) . Since f ( x ) is a convex function, it follows that f ( x ) is an increasing function and h ( x ) = f ( x ) f ( x a ) 0 . So, h ( x ) is an increasing function and h ( x ) h ( x b ) with equality if and only if b = 0 , and therefore f ( x ) f ( x a ) f ( x b ) f ( x b a ) . □
We now give a lower bound for H f ( T ) .
Theorem 4.
Let T be a tree of order n ( n 4 ) . If f ( x ) is a convex function, then H f ( T ) ( n 2 ) f ( 2 ) + 2 f ( 1 ) with equality if and only if T P n .
Proof. 
If n = 4 , then T S 4 or T P 4 . One can easily check that
H f ( S 4 ) = 3 f ( 1 ) + f ( 3 ) > 2 f ( 2 ) + 2 f ( 1 ) = H f ( P 4 )
as f ( 3 ) f ( 2 ) > f ( 2 ) f ( 1 ) , by Lemma 1. The result holds for n = 4 .
We now suppose that n 5 . We prove this result by the induction on n. Assume that the result holds for n 1 and prove it for n. Let T be a tree of order n 1 such that T v j = T , where d T ( v j ) = 1 , v i = N T ( v j ) and d T ( v i ) = d T ( v i ) 1 = p 1 . Thus, we have H f ( T ) ( n 3 ) f ( 2 ) + 2 f ( 1 ) with equality if and only if T P n 1 . One can easily see that
H f ( T ) = H f ( T ) + f ( p ) f ( p 1 ) + f ( 1 ) .
Since f ( x ) is a convex function, it follows from Lemma 1 that f ( p ) f ( p 1 ) f ( 2 ) f ( 1 ) with equality if and only if p = 2 . Therefore, by the induction hypothesis with the above results, we obtain
H f ( T ) = H f ( T ) + f ( p ) f ( p 1 ) + f ( 1 ) ( n 3 ) f ( 2 ) + 3 f ( 1 ) + f ( p ) f ( p 1 ) ( n 2 ) f ( 1 ) + 2 f ( 1 )
and the result holds by induction. Moreover, the equality holds if and only if T P n 1 and d T ( v i ) = p = 2 , that is, if and only if T P n . □
Corollary 1.
Let T be a chemical tree of order n ( n 4 ) . If f ( x ) is a convex function, then H f ( T ) ( n 2 ) f ( 2 ) + 2 f ( 1 ) with equality if and only if T P n .
Using Theorem 4, we obtain a lower bound for H f ( Γ ) .
Theorem 5.
Let Γ be a connected graph of order n ( n 4 ) . If f ( x ) is a convex and increasing function, then H f ( Γ ) ( n 2 ) f ( 2 ) + 2 f ( 1 ) with equality if and only if Γ P n .
Proof. 
Since f ( x ) is an increasing function, it follows that f ( x + 1 ) + f ( y + 1 ) f ( x ) + f ( y ) , and hence H f ( Γ + e ) H f ( Γ ) , where e is an edge joining between two non-adjacent vertices in Γ . Clearly, for the graph Γ of order n, we have H f ( Γ ) H f ( T ) , where T is a tree of order n. This result with Theorem 4, we obtain H f ( Γ ) H f ( T ) ( n 2 ) f ( 2 ) + 2 f ( 1 ) . Moreover, the equality holds if and only if T P n . □
A complete split graph C S ( n , α ) is defined as the graph join K ¯ α K n α , where α is the independence number of graph C S ( n , α ) .
Theorem 6.
Let Γ be a connected graph of order n ( n 4 ) with independence number α. If f ( x ) is a strictly increasing function, then H f ( Γ ) ( n α ) f ( n 1 ) + α f ( n α ) with equality if and only if Γ C S ( n , α ) .
Proof. 
Since f ( x ) is a strictly increasing function, it follows that f ( x + 1 ) + f ( y + 1 ) > f ( x ) + f ( y ) , and hence H f ( Γ + e ) > H f ( Γ ) , where e is an edge joining between two non-adjacent vertices in Γ . Since Γ is a graph of order n with independence number α , we must have that Γ is a subgraph of C S ( n , α ) . If Γ C S ( n , α ) , then H f ( Γ ) = ( n α ) f ( n 1 ) + α f ( n α ) ; hence, the equality holds. Otherwise, Γ C S ( n , α ) . Since Γ is a subgraph of C S ( n , α ) and H f ( Γ + e ) > H f ( Γ ) , we obtain H f ( Γ ) < H f ( Γ + e ) < < H f ( C S ( n , α ) e 1 )   < H f ( C S ( n , α ) ) = ( n α ) f ( n 1 ) + α f ( n α ) , where e 1 is an edge in C S ( n , α ) . This completes the proof of the theorem. □
Let C be the set of pendant vertices, and let A be the set of non-leaf vertices that have at least 2 neighbor vertices, each of which are not leaves. Let B be the set of non-leaf vertices that have only one neighbor vertex, which is not a leaf. Note that V ( Γ ) = A B C .
Lemma 2.
Let Γ be a graph of order n, and f ( x ) be a convex function.
(1) 
If u A , w B , and x w E ( Γ ) such that d Γ ( x ) = 1 , d Γ ( u ) = 2 or 3, d Γ ( w ) = 2 or 3, then H f ( Γ 1 ) H f ( Γ ) , where Γ 1 = Γ w x + u x .
(2) 
If u A , w B , and x w , y w E ( Γ ) such that d Γ ( x ) = d Γ ( y ) = 1 , d Γ ( u ) = 2 , d Γ ( w ) = 4 , then H f ( Γ 2 ) = H f ( Γ ) , where Γ 2 = Γ w x w y + u x + u y .
(3) 
If u A , w B , and x w E ( Γ ) such that d Γ ( x ) = 1 , d Γ ( u ) = 3 , d Γ ( w ) = 4 , then H f ( Γ 3 ) = H f ( Γ ) , where Γ 3 = Γ w x + u x .
(4) 
If u , v B , and x u E ( Γ ) such that d Γ ( x ) = 1 , d Γ ( u ) = 2 or 3, d Γ ( v ) = 3 , then H f ( Γ 4 ) H f ( Γ ) , where Γ 4 = Γ u x + v x .
(5) 
If u , v , w B , and x u , y v E ( Γ ) such that d Γ ( x ) = d Γ ( y ) = 1 , d Γ ( u ) = d Γ ( v ) = d Γ ( w ) = 2 , then H f ( Γ 5 ) H f ( Γ ) , where Γ 5 = Γ x u y v + w x + w y .
(6) 
If u , v B , and x u E ( Γ ) such that d Γ ( x ) = 1 , d Γ ( u ) = 2 and d Γ ( v ) = 2 , then H f ( Γ 6 ) H f ( Γ ) , where Γ 6 = Γ u x + v x .
Proof. 
Suppose that Γ is the graph of order n and f ( x ) is convex.
  • For ( 1 ) , from Lemma 1, f ( d Γ ( u ) + 1 ) f ( d Γ ( u ) ) + f ( d Γ ( w ) 1 ) f ( d Γ ( w ) ) 0 holds for d Γ ( u ) = 2 , 3 and d Γ ( w ) = 2 , 3 , and hence
H f ( Γ 1 ) = H f ( Γ ) + f ( d Γ ( u ) + 1 ) f ( d Γ ( u ) ) + f ( d Γ ( w ) 1 ) f ( d Γ ( w ) ) H f ( Γ ) .
For ( 2 ) , we can easily obtain
H f ( Γ 2 ) = H f ( Γ ) + f ( d Γ ( u ) + 2 ) f ( d Γ ( u ) ) + f ( d Γ ( w ) 2 ) f ( d Γ ( w ) ) = H f ( Γ ) + f ( 4 ) f ( 2 ) + f ( 2 ) f ( 4 ) = H f ( Γ ) .
For ( 3 ) , we have
H f ( Γ 3 ) = H f ( Γ ) + f ( d Γ ( u ) + 1 ) f ( d Γ ( u ) ) + f ( d Γ ( w ) 1 ) f ( d Γ ( w ) ) = H f ( Γ ) + f ( 4 ) f ( 3 ) + f ( 3 ) f ( 4 ) = H f ( Γ ) .
For ( 4 ) , from Lemma 1, we know that f ( d Γ ( v ) + 1 ) f ( d Γ ( v ) ) + f ( d Γ ( u ) 1 ) f ( d Γ ( u ) ) 0 holds for d Γ ( u ) = 2 , 3 and d Γ ( v ) = 3 , and hence
H f ( Γ 4 ) = H f ( Γ ) + f ( d Γ ( v ) + 1 ) f ( d Γ ( v ) ) + f ( d Γ ( u ) 1 ) f ( d Γ ( u ) ) H f ( Γ ) .
For ( 5 ) , since f ( x ) is a convex function, it follows that f ( 1 ) + f ( 3 ) 2 f ( 2 ) . From Lemma 1, we have f ( 1 ) + f ( 4 ) f ( 2 ) + f ( 3 ) , and hence 2 f ( 1 ) + f ( 4 ) 3 f ( 2 ) . Then,
H f ( Γ 5 ) = H f ( Γ ) + f ( d Γ ( v ) 1 ) f ( d Γ ( v ) ) + f ( d Γ ( u ) 1 ) f ( d Γ ( u ) ) + f ( d Γ ( w ) + 2 ) f ( d Γ ( w ) ) = H f ( Γ ) + 2 f ( 1 ) 2 f ( 2 ) + f ( 4 ) f ( 2 ) = H f ( Γ ) + 2 f ( 1 ) + f ( 4 ) 3 f ( 2 ) H f ( Γ ) .
For ( 6 ) , from Lemma 1, we know that f ( d Γ ( v ) + 1 ) f ( d Γ ( v ) ) + f ( d Γ ( u ) 1 ) f ( d Γ ( u ) ) 0 holds for d Γ ( u ) = 2 and d Γ ( v ) = 2 , and hence
H f ( Γ 6 ) = H f ( Γ ) + f ( d Γ ( v ) + 1 ) f ( d Γ ( v ) ) + f ( d Γ ( u ) 1 ) f ( d Γ ( u ) ) H f ( Γ ) .
For chemical trees, we have the following upper bound.
Theorem 7.
Let T be a chemical tree of order n ( n 5 ) . If f ( x ) is a convex function, then three integers ( m 1 , m 2 , m 3 ) exist such that
H f ( T ) m 1 f ( 4 ) + ( n m 1 1 ) f ( 1 ) + f ( 2 ) if i = 0 , m 2 f ( 4 ) + ( n m 2 1 ) f ( 1 ) + f ( 3 ) if i = 1 , m 3 f ( 4 ) + ( n m 3 ) f ( 1 ) if i = 2
with equality if and only if T contains only one 2-degree vertex but contains no 3-degree vertices for i = 0 ; T contains only one 3-degree vertex but contains no 2-degree vertices for i = 1 ; and T only contains 1-degree vertices and 4-degree vertices for i = 2 , where n i   ( mod   3 ) .
Proof. 
Suppose that T is a chemical tree of order n and f ( x ) is a convex function. By operations ( 1 ) , ( 2 ) , and ( 3 ) of Lemma 2, we can obtain a new tree T with V ( T ) = V ( T ) containing no 2-degree vertices or 3-degree vertices in A. That is to say, all of the 2-degree vertices and 3-degree vertices are in B. Suppose that n i   ( mod   3 ) and n 1 , n 2 , n 3 , n 4 are the number of vertices with degree 1 , 2 , 3 , 4 , respectively, in T .
Note that H f ( T ) H f ( T ) . We distinguish the following cases to show this theorem.
Case 1.
i = 0.
We claim that n 2 0 or n 3 0 ; otherwise, T contains only 1-degree and 4-degree vertices. Since n 1 + n 4 = n and n 1 + 4 n 4 = 2 ( n 1 ) , we have n = 3 n 4 + 2 , contradicting the fact that n 0   ( mod   3 ) .
Since n 1 + n 2 + n 3 + n 4 = n and n 1 + 2 n 2 + 3 n 3 + 4 n 4 = 2 ( n 1 ) , we have n 2 + 2 n 3 1   ( mod   3 ) , and so n 2 n 3 1   ( mod   3 ) and n 3 n 2 2   ( mod   3 ) .
If n 2 n 3 , then it follows from ( 4 ) of Lemma 2 that
H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 ) ( n 1 + n 3 ) f ( 1 ) + ( n 2 n 3 ) f ( 2 ) + ( n 4 + n 3 ) f ( 4 ) .
Suppose that n 2 n 3 = 3 k 1 + 1 . From ( 5 ) of Lemma 2, we have
H f ( T ) ( n 1 + n 3 + 2 k 1 ) f ( 1 ) + f ( 2 ) + ( n 4 + n 3 + k 1 ) f ( 4 ) .
Let m 1 = n 4 + n 3 + k 1 , and thus we are done.
If n 2 < n 3 , then it follows from ( 4 ) of Lemma 2 that H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 )   ( n 1 + n 2 ) f ( 1 ) + ( n 3 n 2 ) f ( 3 ) + ( n 4 + n 2 ) f ( 4 ) . Suppose that n 3 n 2 = 3 1 + 2 . From ( 4 ) of Lemma 2, we have
H f ( T ) ( n 1 + n 2 ) f ( 1 ) + ( 1 + 1 ) f ( 2 ) + 1 f ( 3 ) + ( n 4 + n 2 + 1 + 1 ) f ( 4 ) ( n 1 + n 2 + 1 ) f ( 1 ) + f ( 2 ) + ( n 4 + n 2 + 2 1 + 1 ) f ( 4 ) .
Let m 1 = n 4 + n 2 + 2 1 + 1 , and thus we are done.
Case 2.
i = 1.
We claim that n 2 0 or n 3 0 ; otherwise, T contains only 1-degree and 4-degree vertices. Since n 1 + n 4 = n and n 1 + 4 n 4 = 2 ( n 1 ) , we have n = 3 n 4 + 2 , contradicting the fact that n 1   ( mod   3 ) .
Since n 1 + n 2 + n 3 + n 4 = n and n 1 + 2 n 2 + 3 n 3 + 4 n 4 = 2 ( n 1 ) , we have n 2 + 2 n 3 2   ( mod   3 ) , and so n 2 n 3 2   ( mod   3 ) , n 3 n 2 1   ( mod   3 ) .
If n 2 n 3 , then it follows from ( 4 ) of Lemma 2 that
H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 ) ( n 1 + n 3 ) f ( 1 ) + ( n 2 n 3 ) f ( 2 ) + ( n 4 + n 3 ) f ( 4 ) .
If n 2 n 3 = 3 k 2 + 2 , it follows from ( 5 ) and ( 6 ) of Lemma 2 that
H f ( T ) ( n 1 + n 3 + 2 k 2 ) f ( 1 ) + 2 f ( 2 ) + ( n 4 + n 3 + k 2 ) f ( 4 ) ( n 1 + n 3 + 2 k 2 + 1 ) f ( 1 ) + f ( 3 ) + ( n 4 + n 3 + k 2 ) f ( 4 ) .
Let m 2 = n 4 + n 3 + k 2 , and thus we are done.
If n 2 < n 3 , then it follows from ( 4 ) of Lemma 2 that
H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 ) ( n 1 + n 2 ) f ( 1 ) + ( n 3 n 2 ) f ( 3 ) + ( n 4 + n 2 ) f ( 4 ) .
If n 3 n 2 = 3 2 + 1 , then it follows from ( 4 ) of Lemma 2 that
H f ( T ) ( n 1 + n 2 ) f ( 1 ) + ( 3 2 + 1 ) f ( 3 ) + ( n 4 + n 2 ) f ( 4 ) ( n 1 + n 2 ) f ( 1 ) + 2 f ( 2 ) + ( 2 + 1 ) f ( 3 ) + ( n 4 + n 2 + 2 ) f ( 4 ) ( n 1 + n 2 + 2 ) f ( 1 ) + f ( 3 ) + ( n 4 + n 2 + 2 2 ) f ( 4 ) .
Let m 2 = n 4 + n 2 + 2 2 , and thus we are done.
Case 3.
i = 2.
Since n 1 + n 2 + n 3 + n 4 = n and n 1 + 2 n 2 + 3 n 3 + 4 n 4 = 2 ( n 1 ) , we have n 2 + 2 n 3 0   ( mod   3 ) , and so n 2 n 3 0   ( mod   3 ) , n 3 n 2 0   ( mod   3 ) .
If n 2 n 3 , then it follows from ( 4 ) of Lemma 2 that H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 )   ( n 1 + n 3 ) f ( 1 ) + ( n 2 n 3 ) f ( 2 ) + ( n 4 + n 3 ) f ( 4 ) . Suppose that n 2 n 3 = 3 k 3 . By ( 5 ) of Lemma 2, we have
H f ( T ) ( n 1 + n 3 + 2 k 3 ) f ( 1 ) + ( n 4 + n 3 + k 3 ) f ( 4 ) .
Let m 3 = n 4 + n 3 + k 3 , and thus we are done.
If n 2 < n 3 , then it follows from ( 4 ) of Lemma 2 that
H f ( T ) = n 1 f ( 1 ) + n 2 f ( 2 ) + n 3 f ( 3 ) + n 4 f ( 4 ) ( n 1 + n 2 ) f ( 1 ) + ( n 3 n 2 ) f ( 3 ) + ( n 4 + n 2 ) f ( 4 ) .
Suppose that n 3 n 2 = 3 3 . By ( 4 ) of Lemma 2, we have
H f ( T ) ( n 1 + n 2 ) f ( 1 ) + 3 3 f ( 3 ) + ( n 4 + n 2 ) f ( 4 ) ( n 1 + n 2 ) f ( 1 ) + 3 f ( 2 ) + 3 f ( 3 ) + ( n 4 + n 2 + 3 ) f ( 4 ) ( n 1 + n 2 + 3 ) f ( 1 ) + ( n 4 + n 2 + 2 3 ) f ( 4 ) .
Let m 3 = ( n 4 + n 2 + 2 3 ) , and thus we are done. □
For trees, we have the following upper bound.
Theorem 8.
Let T be a tree of order n ( n 4 ) . If f ( x ) is a convex function, then H f ( T ) ( n 1 ) f ( 1 ) + f ( n 1 ) with equality if and only if T S n .
Proof. 
If n = 4 , then by the proof of Theorem 4, we obtain H f ( S 4 ) > H f ( P 4 ) . The result holds for n = 4 .
We now suppose that n 5 . We prove this result by induction on n. Assume that the result holds for n 1 and prove it for n. Let T be a tree of order n 1 such that T v j = T , where d T ( v j ) = 1 , v i = N T ( v j ) and d T ( v i ) = d T ( v i ) 1 = p 1 , (say). Thus, we have H f ( T ) ( n 2 ) f ( 1 ) + f ( n 2 ) with equality if and only if T S n 1 . One can easily see that
H f ( T ) = H f ( T ) + f ( p ) f ( p 1 ) + f ( 1 ) .
Since f ( x ) is a convex function, it follows from Lemma 1 that f ( n 1 ) f ( n 2 ) f ( p ) f ( p 1 ) with equality if and only if p = n 1 . Therefore, by the induction hypothesis with the above results, we obtain
H f ( T ) = H f ( T ) + f ( p ) f ( p 1 ) + f ( 1 ) ( n 1 ) f ( 1 ) + f ( n 2 ) + f ( p ) f ( p 1 ) ( n 1 ) f ( 1 ) + f ( n 1 )
and the result holds by induction. Moreover, the equality holds if and only if T S n 1 and d T ( v i ) = p = n 1 , that is, if and only if T S n . □
Remark 1.
If f ( x ) is a convex function, then by Theorems 4 and 8, we conclude that the path P n gives the minimum H f ( T ) and the star gives the maximum H f ( T ) among all trees of order n.

3. Nordhaus–Gaddum-Type Results

In this section, we give the Nordhaus–Gaddum-type results for the vertex degree function index.
Theorem 9.
Let Γ be a graph of order n. If f ( x ) is a convex function, then
H f ( Γ ) + H f ( Γ ¯ ) 2 n f ( n 1 2 ) if n i s o d d , n f ( n 2 ) + f ( n 2 1 ) if n i s e v e n .
Moreover, the equality holds if and only if Γ is a n 2 -regular graph.
Proof. 
We have
H f ( Γ ) + H f ( Γ ¯ ) = i = 1 n f ( d Γ ( v i ) ) + i = 1 n f ( n 1 d Γ ( v i ) ) = i = 1 n f ( d Γ ( v i ) ) + f ( n 1 d Γ ( v i ) ) .
We consider two cases.
Case 1.
n is odd.
Case 1 .
First, we assume that n 1 2 d Γ ( v i ) n 1 . Setting x = d Γ ( v i ) , a = b = d Γ ( v i ) n 1 2 in Lemma 1, we obtain
f ( d Γ ( v i ) ) f n 1 2 f n 1 2 f ( n d Γ ( v i ) 1 ) ,
that is,
f ( d Γ ( v i ) ) + f ( n d Γ ( v i ) 1 ) 2 f n 1 2
with equality if and only if d Γ ( v i ) = n 1 2 . From (1), we obtain
H f ( Γ ) + H f ( Γ ¯ ) 2 i = 1 n f n 1 2 = 2 n f n 1 2
with equality if and only if Γ is an ( n 1 ) 2 -regular graph, that is, if and only if Γ is a n 2 -regular graph.
Next, we assume that 0 d Γ ( v i ) n 1 2 1 , that is, n 1 2 < d Γ ¯ ( v i ) n 1 . Setting x = d Γ ¯ ( v i ) , a = b = d Γ ¯ ( v i ) n 1 2 in Lemma 1, we obtain
f d Γ ¯ ( v i ) f n 1 2 f n 1 2 f n d Γ ¯ ( v i ) 1 ,
that is,
f d Γ ¯ ( v i ) + f n d Γ ¯ ( v i ) 1 2 f n 1 2
with equality if and only if d Γ ¯ ( v i ) = n 1 2 . Hence, H f ( Γ ) + H f ( Γ ¯ ) = i = 1 n f d Γ ( v i ) + f d Γ ¯ ( v i )   = i = 1 n f n 1 d Γ ¯ ( v i ) + f d Γ ¯ ( v i ) 2 n f n 1 2 with equality if and only if Γ is an ( n 1 ) 2 -regular graph, that is, if and only if Γ is a n 2 -regular graph.
Case 2.
n is even.
In this case, first we assume that n 2 d Γ ( v i ) n 1 . Setting x = d Γ ( v i ) , a = d Γ ( v i ) n 2 + 1 , b = d Γ ( v i ) n 2 in Lemma 1, we obtain
f ( d Γ ( v i ) ) f n 2 1 f n 2 f ( n d Γ ( v i ) 1 )
with equality if and only if d Γ ( v i ) = n 2 , and hence
H f ( Γ ) + H f ( Γ ¯ ) i = 1 n f n 2 + f n 2 1 n f n 2 + f n 2 1
with equality if and only if Γ is an n 2 -regular graph, that is, if and only if Γ is a n 2 -regular graph.
Next, we assume that 0 d Γ ( v i ) n 2 1 , that is, n 2 d Γ ¯ ( v j ) n 1 . Setting x = d Γ ¯ ( v j ) , a = d Γ ¯ ( v j ) n 2 + 1 , b = d Γ ¯ ( v j ) n 2 in Lemma 1, we obtain
f d Γ ¯ ( v j ) f n 2 1 f n 2 f n d Γ ¯ ( v j ) 1 ,
that is,
f d Γ ¯ ( v j ) + f n d Γ ¯ ( v j ) 1 f n 2 + f n 2 1
with equality if and only if d Γ ¯ ( v j ) = n 2 . Hence,
H f ( Γ ) + H f ( Γ ¯ ) = i = 1 n f d Γ ( v i ) + f d Γ ¯ ( v i ) = i = 1 n f n 1 d Γ ¯ ( v i ) + f d Γ ¯ ( v i ) n f n 2 + f n 2 1 .
with equality if and only if Γ is an n 2 -regular graph, that is, if and only if Γ is a n 2 -regular graph. □
Theorem 10.
Let Γ be a graph of order n with maximum degree Δ. If f ( x ) is a convex function, then
H f ( Γ ) + H f ( Γ ¯ ) n f ( Δ ) + f ( n 1 Δ )
with equality if and only if Γ is a regular graph or graph Γ has only two type of degrees Δ and n 1 Δ ( Δ > ( n 1 ) / 2 ) .
Proof. 
Setting x = Δ , a = Δ d Γ ( v i ) and b = Δ + d Γ ( v i ) ( n 1 ) , by Lemma 1 we obtain
f ( d Γ ( v i ) ) + f ( n 1 d Γ ( v i ) ) f ( Δ ) + f ( n 1 Δ )
with equality if and only if d Γ ( v i ) = n 1 Δ or i = 1 . Hence,
H f ( Γ ) + H f ( Γ ¯ ) = i = 1 n f ( d Γ ( v i ) ) + i = 1 n f ( n 1 d Γ ( v i ) ) i = 1 n f ( Δ ) + f ( n 1 Δ ) = n f ( Δ ) + f ( n 1 Δ ) .
Moreover, the equality holds if and only if d Γ ( v i ) = Δ or d Γ ( v i ) = n 1 Δ for any vertex v i V ( Γ ) , that is, if and only if Γ is a regular graph or graph Γ has only two type of degrees Δ and n 1 Δ ( Δ > ( n 1 ) / 2 ) . □
Corollary 2.
Let Γ be a graph of order n. If f ( x ) is a convex function, then
H f ( Γ ) + H f ( Γ ¯ ) n f ( n 1 ) + f ( 0 )
with equality if and only if Γ is a complete graph or Γ is an empty graph.
Proof. 
Setting x = n 1 , a = n 1 Δ and b = Δ , by Lemma 1 we obtain
f ( Δ ) + f ( n 1 Δ ) f ( n 1 ) + f ( 0 )
with equality if and only if Δ = 0 or Δ = n 1 . Using this result with Theorem 10, we obtain the result. Moreover, the equality holds if and only if Γ is a complete graph or Γ is an empty graph. □
The following is the well-known Jensen inequality.
Lemma 3
(Jensen Inequality [21]). If f ( x ) is convex function, for all x 1 , x 2 , , x n [ a , b ] , then
i = 0 n f ( x i ) n f i = 0 n x i n ,
with equality if and only if x 1 = x 2 = = x n .
Theorem 11.
Let Γ be a graph of order n and size m. If f ( x ) is a convex function, then
H f ( Γ ) + H f ( Γ ¯ ) n f 2 m n + n f n ( n 1 ) 2 m n
and
H f ( Γ ) · H f ( Γ ¯ ) n 2 f 2 m n · f n ( n 1 ) 2 m n ,
with equality if and only if Γ is a regular graph.
Proof. 
Since f ( x ) is a convex function and i = 1 n d Γ ( v i ) = 2 m , it follows from Lemma 3 that
i = 1 n f ( d Γ ( v i ) ) n f i = 1 n d Γ ( v i ) n = n f 2 m n
and
i = 1 n f ( d Γ ¯ ( v i ) ) n f i = 1 n d Γ ¯ ( v i ) n = n f n ( n 1 ) 2 m n .
Hence,
H f ( Γ ) + H f ( Γ ¯ ) = i = 1 n f ( d Γ ( v i ) ) + i = 1 n f ( d Γ ¯ ( v i ) ) n f 2 m n + n f n ( n 1 ) 2 m n
and
H f ( Γ ) · H f ( Γ ¯ ) = i = 1 n f ( d Γ ( v i ) ) · i = 1 n f ( d Γ ¯ ( v i ) ) n 2 f 2 m n · f n ( n 1 ) 2 m n .
Moreover, the equality holds if and only if d Γ ( v i ) = d Γ ( v j ) for 1 i , j n , which means that Γ is a regular graph. □
Theorem 12.
Let Γ be a graph of order n with maximum degree Δ and minimum degree δ. If f ( x ) is an increasing function, then
H f ( Γ ) · H f ( Γ ¯ ) ( n 1 ) 2 f ( Δ ) f ( n 1 δ ) + ( n 1 ) f ( δ ) f ( n 1 δ ) + ( n 1 ) f ( Δ ) f ( n 1 Δ ) + f ( δ ) f ( n 1 Δ )
with equality if and only if Γ is a regular graph.
Proof. 
Since Δ is the maximum degree and δ is the minimum degree, we can assume that Δ = d Γ ( v 1 ) d Γ ( v 2 ) d Γ ( v n ) = δ . Moreover, we obtain
n 1 δ n 1 d Γ ( v i ) n 1 Δ f o r v i V ( Γ ) .
Since f ( x ) is an increasing function with the above results, we obtain
H f ( Γ ) · H f ( Γ ¯ ) = i = 1 n f ( d Γ ( v i ) ) · i = 1 n f ( n 1 d Γ ( v i ) ) = f ( Δ ) + i = 2 n 2 f ( d Γ ( v i ) ) + f ( δ ) f ( n 1 δ ) + i = 2 n 2 f ( n 1 d Γ ( v i ) ) + f ( n 1 Δ ) f ( δ ) + ( n 1 ) f ( Δ ) f ( n 1 Δ ) + ( n 1 ) f ( n 1 δ ) = ( n 1 ) 2 f ( Δ ) f ( n 1 δ ) + ( n 1 ) f ( δ ) f ( n 1 δ ) + ( n 1 ) f ( Δ ) f ( n 1 Δ ) + f ( δ ) f ( n 1 Δ ) .
Moreover, the above equality holds if and only if d Γ ( v i ) = Δ for all v i V ( Γ ) ( i = 1 , 2 , , n 1 ) , and d Γ ( v i ) = δ for all v i V ( Γ ) ( i = 2 , 3 , , n ) , and hence Δ = δ , that is, if and only if Γ is a regular graph. □
Corollary 3.
Let Γ be a graph of order n with maximum degree Δ and minimum degree δ. If f ( x ) is an increasing function, then
H f ( Γ ) · H f ( Γ ¯ ) n 2 f ( Δ ) f ( n 1 δ )
with equality if and only if Γ is a regular graph.
Proof. 
Since f ( x ) is an increasing function, we have f ( δ ) f ( Δ ) and f ( n 1 Δ ) f ( n 1 δ ) . Using these results in Theorem 12, we obtain the required result. Moreover, the equality holds if and only if Γ is a regular graph. □
Theorem 13.
Let Γ be a graph of order n with maximum degree Δ and minimum degree δ. If f ( x ) is an increasing function, then
H f ( Γ ) · H f ( Γ ¯ ) ( n 1 ) 2 f ( δ ) f ( n 1 Δ ) + ( n 1 ) f ( δ ) f ( n 1 δ ) + ( n 1 ) f ( Δ ) f ( n 1 Δ ) + f ( Δ ) f ( n 1 δ )
with equality if and only if Γ is a regular graph.
Proof. 
The proof is similar to the proof of Theorem 12. Since f ( x ) is an increasing function, we obtain
H f ( Γ ) · H f ( Γ ¯ ) = f ( Δ ) + i = 2 n 2 f ( d Γ ( v i ) ) + f ( δ ) [ f ( n 1 δ ) + i = 2 n 2 f ( n 1 d Γ ( v i ) ) + f ( n 1 Δ ) ] f ( Δ ) + ( n 1 ) f ( δ ) f ( n 1 δ ) + ( n 1 ) f ( n 1 Δ ) = ( n 1 ) 2 f ( δ ) f ( n 1 Δ ) + ( n 1 ) f ( δ ) f ( n 1 δ ) + ( n 1 ) f ( Δ ) f ( n 1 Δ ) + f ( Δ ) f ( n 1 δ ) .
Moreover, the equality holds if and only if Γ is a regular graph. □
Corollary 4.
Let Γ be a graph of order n with maximum degree Δ and minimum degree δ. If f ( x ) is an increasing function, then
H f ( Γ ) · H f ( Γ ¯ ) n 2 f ( δ ) f ( n 1 Δ )
with equality if and only if Γ is a regular graph.

4. Concluding Remarks

In this report, the vertex-degree function index  H f ( Γ ) has been investigated for a different class of graphs. Tight bounds of the vertex-degree function index H f ( Γ ) have been set up for any n vertex-connected graphs, trees, and chemical trees. The extremal graphs where the bounds attain have also been identified. Moreover, we present the Nordhaus–Gaddum-type results for H f ( Γ ) + H f ( Γ ¯ ) and H f ( Γ ) · H f ( Γ ¯ ) , and the characterization of the extremal graphs. We now pose the following problem related to the work presented in this paper, as a potential topic for further research .
Problem 1.
To find the lower and upper bounds on the vertex-degree function index H f ( Γ ) and characterize corresponding extremal graphs for other significant classes of graphs such as bicyclic, tricyclic graphs, etc.

Author Contributions

Conceptualization, D.H., Z.J., C.Y. and K.C.D.; methodology, D.H., Z.J., C.Y. and K.C.D.; investigation, D.H., Z.J., C.Y. and K.C.D.; writing—original draft preparation, D.H., Z.J., C.Y. and K.C.D.; writing—review and editing, D.H., Z.J., C.Y. and K.C.D. All authors have read and agreed to the published version of the manuscript.

Funding

D.H. is supported by the Qinghai Key Laboratory of Internet of Things Project (2017-ZJ-Y21). K.C.D. is supported by National Research Foundation funded by the Korean government (Grant No. 2021R1F1A1050646).

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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He, D.; Ji, Z.; Yang, C.; Das, K.C. Extremal Graphs to Vertex Degree Function Index for Convex Functions. Axioms 2023, 12, 31. https://doi.org/10.3390/axioms12010031

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He D, Ji Z, Yang C, Das KC. Extremal Graphs to Vertex Degree Function Index for Convex Functions. Axioms. 2023; 12(1):31. https://doi.org/10.3390/axioms12010031

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He, Dong, Zhen Ji, Chenxu Yang, and Kinkar Chandra Das. 2023. "Extremal Graphs to Vertex Degree Function Index for Convex Functions" Axioms 12, no. 1: 31. https://doi.org/10.3390/axioms12010031

APA Style

He, D., Ji, Z., Yang, C., & Das, K. C. (2023). Extremal Graphs to Vertex Degree Function Index for Convex Functions. Axioms, 12(1), 31. https://doi.org/10.3390/axioms12010031

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