Abstract
This study develops a modified SIR model (Susceptible–Infected–Recovered) to analyze the dynamics of the COVID-19 pandemic. In this model, infected individuals are categorized into the following two classes: , representing asymptomatic individuals, and , representing symptomatic individuals. Moreover, accounting for the psychological impacts of COVID-19, the incidence function is nonlinear and expressed as . Additionally, the model is based on a symmetry hypothesis, according to which individuals within the same compartment share common characteristics, and an asymmetry hypothesis, which highlights the diversity of symptoms and the possibility that some individuals may remain asymptomatic after exposure. Subsequently, using the next-generation matrix method, we compute the threshold value (), which estimates contagiousness. We establish local stability through the Routh–Hurwitz criterion for both disease-free and endemic equilibria. Furthermore, we demonstrate global stability in these equilibria by employing the direct Lyapunov method and La-Salle’s invariance principle. The sensitivity index is calculated to assess the variation of with respect to the key parameters of the model. Finally, numerical simulations are conducted to illustrate and validate the analytical findings.
1. Introduction
The highly contagious viral infection known as COVID-19 began in Wuhan, China, in December 2019 and quickly spread around the world. Therefore, understanding the transmission mechanisms and dynamic behavior of such infectious diseases is crucial. Epidemic models are a vital means to express the spread of infectious diseases. The incidence function plays a significant role in understanding the dynamics of infectious diseases, which have historically been modeled as bilinear in the form of , where S represents the susceptible population, I indicates the infectious population, and is the contact rate. This approach is well documented in the literature [1,2,3]. However, bilinear incidence functions do not account for the effects of intervention strategies such as self-isolation, quarantine, social distancing, and vaccination, which can significantly alter the contact rates between susceptible and infected individuals.
Therefore, to control the spread of the disease, the adoption of a nonlinear incidence function more accurately reflects these various parameters, thereby enabling the development of effective strategies such as isolation, quarantine, and mask wearing while also reducing the efficacy of transmission. For instance, Shao and Shateyi [4] adopted an incidence function expressed as in their study. Various nonlinear incidence functions have also been examined [5,6,7,8,9,10].
Various mathematical models have been established to explore COVID-19 for multiple purposes. For example, Askar [11] introduced a fractional-order SITR model to investigate COVID-19 epidemics in India, while Alshammari and Khan [12] focused on analyzing a modified SIR model with nonlinear incidence. In parallel, Ali et al. [13] and Awais [14] used fractional-order models to study COVID-19 dynamics in Pakistan. Similarly, Basnarkov [15] analyzed a SEAIR model, while Kumar et al. [16] proposed a modified SIR model with a non-monotonic incidence function for COVID-19 transmission in India. Other notable studies include [17,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37].
Adapting epidemiological models to capture the unique characteristics of COVID-19 is crucial for improving their predictive accuracy and effectiveness in public health strategies. Various authors have created mathematical models of COVID-19 for diverse purposes and approaches. Given that asymptomatic individuals play a significant role in the virus’s transmission, distinguishing between symptomatic and asymptomatic populations within the infected compartment provides a more precise understanding of the virus’s progression. SEIR models, which assume that infected individuals in the incubation period cannot transmit the disease, are also unsuitable for COVID-19, where asymptomatic individuals are infectious during this period. Traditional SIS and SIR models do not consider asymptomatic individuals, despite estimates suggesting that of COVID-19 cases are asymptomatic [38,39]. The relatively short incubation period (around 5.2 days) and the recommended 14-day quarantine make SIS and SIR models inadequate for COVID-19 scenarios. Kumar et al. [16] investigated the dynamics of COVID-19 in India through the use of an SIR model that classifies infected individuals into known and unknown groups, under the assumption that known individuals are isolated and do not propagate the disease. In a similar manner, Tomochi and Kono [40] constructed a modified SIR model that differentiates between symptomatic and asymptomatic individuals, effectively capturing the intricacies of COVID-19 transmission. Other research has utilized modified SIR models to enhance comprehension of COVID-19 dynamics [40,41,42,43,44,45].
In our analysis, we adopt an SIR model in which the infected compartment is divided into symptomatic and asymptomatic categories, featuring a nonlinear incidence rate. This methodology enables us to more thoroughly explore the complexities associated with disease propagation. This study focuses on assessing the stability of a modified SIR model with a nonlinear incidence function (), as introduced by Mawlili et al. [46], where and are the asymptomatic and symptomatic populations and is the saturation constant. Moreover, the term reflects an inhibitory influence that represents the role of precautionary measures in mitigating disease transmission. This model differs from the model studied in [16], where only unknown infected individuals contribute to disease spread. It is also distinct from models proposed by Ottaviano et al. [43] and Essak and Boukanjime [44], who considered a (SAIRS) model with a bilinear incidence function (), assuming that asymptomatic individuals do not transmit the disease and can become symptomatic or recover directly. Another aspect of this study is a sensitivity analysis, which explores the impact of the parameters on , reflecting the speed of spread of the disease. This analysis makes it possible to identify the essential parameters and provides decision makers with crucial information to adjust the main transmission factors [47].
The rest of this document is structured as follows: In Section 2, we develop a mathematical model to study the transmission of COVID-19. In Section 3, we examine the basic properties of the proposed model. Next, we calculate the basic reproduction number . We finish this section with the proof of the local and global asymptotic stability of the equilibria. A sensitivity analysis of with respect to the key parameters of the system is conducted in Section 4. In Section 5, numerical simulations are performed to confirm the analytical results. Finally, in Section 6 and Section 7, we conclude this work with a discussion and conclusions encapsulating the results of this study.
2. Formulation of COVID-19 Mathematical Model
This study presents a mathematical model to elucidate the transmission dynamics and spread of COVID-19, as illustrated in Figure 1.
Figure 1.
Schematic representation of the model proposed in this study.
The total population (N) is classified into the following four specific groups: susceptible individuals (S), the asymptomatic population (), the symptomatic population (), and recovered individuals (R). Parameters of the COVID-19 pandemic model are listed in the Table 1.
Table 1.
Parameters of the COVID-19 pandemic model.
The modified SIR model is illustrated Figure 1 based on the following specific epidemiological assumptions related to the COVID-19 pandemic:
- 1.
- Symmetrical assumption: In this model, the capacity for virus transmission is identical for infected individuals, whether symptomatic or asymptomatic. Thus, groups (asymptomatic individuals) and (symptomatic individuals) are treated identically, following a common path to recovery with different transmission rates ( for asymptomatic individuals and for symptomatic individuals).
- 2.
- Asymmetrical assumption: The response to the virus varies among individuals; some develop symptoms, while others remain asymptomatic, creating an asymmetry in transmission. A certain percentage of the susceptible population develops symptoms (), while another percentage becomes asymptomatic ().
- 3.
- Natural mortality: Natural mortality affects all compartments of the model and represents a shared biological constant. Unlike the symmetrical and asymmetrical assumptions, this mortality does not distinguish between individuals based on their infectious status but reflects a universal biological reality.
The model proposed in this research is formulated as the following system of nonlinear ordinary differential equations:
with the following initial states:
3. Results
We begin this section by proving some fundamental properties of the model. Then, we establish that the model admits the following two equilibria: a disease-free equilibrium and an endemic equilibrium. According the values of the basic reproduction number (), we show that these equilibria are locally and globally asymptotically stable.
3.1. Principal Properties of the Model
The primary objective is to explore the essential characteristics of the model.
3.1.1. Analysis of the Positivity of the Solutions
Proposition 1.
Every solution of the system (3) maintains positivity for all values of time (t).
Proof of Proposition 1.
Based on the first equation in system (1), it follows that
By integrating this inequality, considering the function and since , we arrive at the conclusion that
Based on the second and third equations of system (1), we conclude that ,
Consequently, from the final equation of system (1), we derive and
In conclusion, we establish that for every , , , , and . □
3.1.2. Invariant Domain
Proposition 2.
The admissible domain (Ω), as detailed below, demonstrates positive invariance for system (1) as follows:
Proof of Proposition 2.
Consider as a solution to system (1), with initial conditions of ; then, we obtain
where . Therefore, , and by applying the standard comparison theorem [48,49], we conclude that
This implies that we possess as . However, if , then for all . Conversely, if , then , which implies that N decreases to . Thus, the domain () remains positively invariant. □
Remark 1.
Given that the first three equations in system (1) do not include R, then the following is justified:
3.2. Asymptotic Stability Relating to the Disease-Free Equilibrium
In this subsection, we examine the asymptotic stability of the disease-free equilibrium.
3.2.1. Determination of the Basic Reproduction Number
The basic reproduction number, denoted by , plays a crucial role in the dynamics of infectious diseases, representing the average number of secondary infection cases produced by a single infected individual within a susceptible population. We employ the next-generation matrix method to determine using the same notation as in [50,51]. Let then the system (3) can be represented as:
where denotes the components of new infections, and signifies the transition components related to system (3), as elaborated below:
Hence, the non-negative, F, of new infection terms and the matrix, V, of the transition terms associated to the system 3 are given by:
This leads us conclude that the basic reproduction number is expressed as:
where indicates the spectral radius. In addition, the expression for the basic reproduction number () can be interpreted in an epidemiological context as follows: the term signifies the contact rate with both symptomatic and asymptomatic individuals, while the terms and represent the contact rates with symptomatic and asymptomatic individuals during the typical infection period.
3.2.2. Local Asymptotic Stability of the Disease-Free Equilibrium
Theorem 1.
Proof of Theorem 1.
The Jacobian matrix of system (3) at is given by
where , and
Therefore, the Jacobian matrix of system (3) at the disease-free equilibrium () is represented by
Thus, the characteristic polynomial corresponding to the matrix () is formulated as follows:
where denotes an identity matrix of size 3. The discriminant of the equation
is given by , and their roots are noted by and .
- Since and according to the value of , we consider the following three scenarios: if , then and ; if , then and ; and if , then with both and where denotes the real part of a complex number. In summary, system (3) has a disease-free equilibrium () that is asymptotically stable if and only if is strictly less than 1. □
3.2.3. Global Asymptotic Stability of the Disease-Free Equilibrium
Theorem 2.
In the case where , the disease-free equilibrium () of system (3) is globally asymptotically stable.
Proof of Theorem 2.
Take into account the specific Lyapunov function defined as follows:
The time derivative of V is given by
This implies
Then,
Therefore, if , we obtain . Moreover if and only if and or Hence, the largest set ) containing D is limited to the singleton represented by , where . According to the La-Salle invariance principle [52,53], the disease-free equilibrium () of the system (3) is globally asymptotically stable. □
3.3. Asymptotic Stability of the Endemic Equilibrium
In this part, we demonstrate the existence and asymptotic stability of the endemic equilibrium.
3.3.1. Local Asymptotic Stability of the Endemic Equilibrium
Proposition 3.
In the case where , system (3) has a unique endemic equilibrium characterized as follows:
Proof of Proposition 3.
The endemic equilibrium () of the system (3) satisfies the following:
From (6) second and third rows, we obtain the following:
Therefore, we conclude that
Hence, we have
Finally, we deduce that the endemic equilibrium () of system (3) is expressed as follows:
□
We present the local stability of the endemic equilibrium in the following statement:
Theorem 3.
We assume that ; if then the endemic equilibrium () of system (3) is locally asymptotically stable.
Proof of Theorem 3.
The Jacobian matrix of system (3) at the endemic equilibrium () is expressed as follows:
Thus, the characteristic polynomial () is expressed as follows:
where and, for , the coefficients () are defined as follows:
where , , and . It is evident that if , then for all To confirm the remaining conditions of the Routh–Hurwitz criteria, we require the following estimates:
where . Given that , we obtain the following:
Given that and since is chosen to guarantee that for any pair (), it follows that
Therefore, we conclude that , which indicates that, according to the Routh–Hurwitz criteria, the endemic equilibrium () of system (3) is locally asymptotically stable. □
3.3.2. Global Asymptotic Stability of the Endemic Equilibrium
Theorem 4.
In the case where , the endemic equilibrium () of system (3) exhibits global asymptotic stability.
Proof of Theorem 4.
Consider the Lyapunov function defined as follows:
where and At the endemic equilibrium () of the system (3), we have
This leads to
By setting , , , and , can be expressed as follows:
Substituting A and B with their values gives us
It is easy to see that and the convexity of leads to
Thus, we find the following:
where , and . It is clear that for all . To show that , it suffices to demonstrate that for all . To prove that , it is enough to show that for all . Given that and , we have
Therefore, the function represented as h has the same sign as , and since it follows that for all we have
Moreover, if , then we have the following:
This leads to . Since , it is evident that
Thus, we conclude that occurs if and only if . Therefore, the largest invariant set included in is simply the singleton represented by . Finally, since we are in a positively invariant compact set, the endemic equilibrium of the system is globally asymptotically stable in D according to La-Salle’s invariance principle [52,53]. □
4. Sensitivity of the Basic Reproduction Number
In this section, we conduct a sensitivity analysis of the basic reproduction number () to better understand the influence of each parameter on the transmission of COVID-19, which is directly related to this basic reproduction number. In our case, the key parameters b, , , , , , and are presented in the Table 2 below.
Table 2.
Values of the model parameters.
By calculating the sensitivity index for each of these parameters, we can identify those that have a significant impact on the threshold (). More specifically, these indices can be either positive or negative. A positive index indicates that the value of will increase with an increase in the corresponding parameter, while a negative index indicates that will decrease as the parameter increases. We characterize the normalized sensitivity index of a parameter () as , which is defined as follows:
Below, we present the normalized sensitivity indices for the parameters calculated using the parameter values from Table 2.
Based on the information from Table 2, the sensitivity indices calculated in Table 3 and are represented in Figure 2. This highlights that the parameters influencing can be categorized into the following two groups based on their effects: those that positively increase and those that reduce it. The parameters b, , and have a positive impact on , meaning that an increase in these parameters results in a corresponding increase in . For instance, a 100% increase in either b or leads to an equivalent 100% increase in , while a 100% increase in only induces 30% growth in . Conversely, there is a negative relationship between and the parameters , , , and . An increase (or decrease) of 100% in any of these parameters results in a reduction (or increase) of , ranging from to .
Table 3.
Sensitivity indices for .
Figure 2.
Sensitivity indices of for all parameters of the model.
5. Numerical Analysis
Using the parameter values indicated in Table 2, we conduct numerical simulations using R 4.3.0 software, specifically employing the ‘ode()’ function from the deSolve package, which, by default, applies the fourth-order Runge–Kutta method to solve system (3), which represents our model. The primary objective of these simulations is to validate the analytical results from Section 3 through the presentation of graphs illustrating that, when , the disease-free equilibrium is reached and the infected populations tend toward zero. In contrast, when , an endemic equilibrium is established, and the disease persists within the population. These simulations also aim to explore the variation of the basic reproduction number () with respect to the main parameters of the model.
Figure 3 presents the behavior of system (3) under different initial conditions when , showing that the susceptible population stabilizes at as , while the asymptomatic and symptomatic populations gradually decrease until they disappear. Consequently, system (3) converges to the disease-free equilibrium , as confirmed by Theorem 2. Furthermore, Figure 4 illustrates the behavior of system (3) with different initial conditions when , indicating that the populations converge to the endemic equilibrium ) as t approaches infinity, confirming the results of Theorem 4.
Figure 3.
Graphs of , and for with various initial conditions and parameters from Table 2.
Figure 4.
Graphs of , and for and with different initial conditions and parameters from the Table 2.
In addition, Figure 5 and Figure 6 examine how the basic reproduction number () changes based on the key parameters of system (3). The Figure 5a,d of specifically highlight the impacts of , , , and on . An increase in or results in a higher , thereby accelerating the spread of the virus. Conversely, an increase in or leads to a reduction in , thereby slowing down disease transmission. Figure 6 also presents a 3D visualization of the variations in in relation to the aforementioned parameters.
Figure 5.
Variation of with respect to parameters , and . The graphs (a,b) show the increase in as a function of and . The graphs (c–f) illustrate the decrease in as a function of the values of , , , and .
Figure 6.
Influence of parameters , , , and on . (a) Sensitivity of to parameters and . (b) Sensitivity of to parameters and .
6. Discussion
In this study, we developed a modified SIR model with a nonlinear incidence function, in which the infected populations are divided into the following two classes: asymptomatic and symptomatic individuals. This approach allows for the incorporation of psychological and social behaviors involved in the transmission of COVID-19 [16,43,44,46,47].
The incidence function employed in the proposed model, as opposed to traditional linear incidence models [1,2,3], significantly alters the disease transmission profile. It highlights distinct phases of acceleration and deceleration in the spread of COVID-19 [4,6,10,12,16]. This nonlinear incidence function integrates the complexities of human behavior, although it still relies on simplifying assumptions, such as contact homogeneity (symmetry assumption).
Sensitivity analysis is crucial for identifying the key factors affecting COVID-19’s spread while also emphasizing the dependence of on the various parameters of the model [47]. In summary, this work can assist decision makers in modifying epidemic trends and optimizing public health strategies.
7. Conclusion
In this study, we formulated a mathematical model to examine the dynamics of COVID-19 transmission. In particular, we utilized a modified SIR model with a nonlinear incidence, as detailed in Equation (3). The model distinguishes between the following two types of infected individuals: the asymptomatic and symptomatic populations. It was established that the system consistently yields the following two equilibria: a disease-free equilibrium () and an endemic equilibrium (). By utilizing the next-generation matrix method, we determined the basic reproduction number () and explored its dependence on key system parameters in Equation (3). Our analysis demonstrates that when , the disease-free equilibrium () is both locally and globally asymptotically stable, and when , the endemic equilibrium similarly exhibits both local and global asymptotic stability. We conducted a sensitivity analysis to understand the influence of the main parameters of the model on . Finally, the analytical results were validated by specific numerical simulations.
Author Contributions
Methodology, F.H., A.A., Y.M. and M.A.S.; software, F.H. and A.A.; validation, A.A., Y.M. and M.A.S.; formal analysis, A.A., Y.M. and M.A.S.; investigation, A.A., Y.M. and M.A.S.; supervision, A.A.; Conceptualization, A.A., Y.M. and M.A.S.; writing—original draft preparation, A.A. and M.A.S.; writing—review and editing, F.H., A.A., Y.M. and M.A.S.; visualization, F.H., A.A.; project administration, A.A. The authors equally conceived of the study, participated in its design and coordination, drafted the manuscript, participated in the sequence alignment, and read and approved the final manuscript. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
The original contributions presented in the study are included in the article, further inquiries can be directed to the corresponding author.
Conflicts of Interest
The authors declare no conflicts of interest.
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