Integrated Evaluation of Rivers Based upon the River Happiness Index (RHI): Happy Rivers in China
Abstract
:1. Introduction
2. What Is a Happy River?
3. Materials and Methods
3.1. Indicator System
- Flood Control Capacity (FCC): FCC means the extent to which water disasters are prevented and controlled. In line with the vision of “a peaceful life with secure rivers”, FCC is characterized by state indicators, such as Flood-induced Mortality Rate (FMR), Economic Loss Rate (ELR), and engineering and management capacity indicators, such as Rate of flood control Works with Accepted capacity (RWA) and post-Disaster Recovery Capability (DRC).
- Water Resources Reliability (WRR): WRR means the capacity of water resources for supporting sustainable economic and social development. In line with the vision of “an affluent life with reliable water supply”, indicators such as Available Water volume Per capita (AWP) and Water Supply Reliability (WSR) are selected to characterize the condition of water resources and the availability of water resources; indicators such as Capacity for Supporting high-quality Development (CSD) and the Life Satisfaction Index (LSI) are selected to characterize the extent to which development and happiness are constrained by water resources.
- Water Environment Livability (WEL): WEL refers to the degree of protection and improvement of the water environment of natural rivers and lakes in urban and rural areas. In line with the vision of “a livable environment with clear waters and green banks”, WEL is characterized by state indicators, such as the Water Quality Index (WQI), Qualification rate of surface centralized Drinking water Source (QDS), and the Groundwater Protection Index (GPI), and experience indicators, such as the Water Entertainment Index (WEI).
- Aquatic Ecosystem Health (AEH): AEH refers to the extent to which the health of river ecosystems is maintained and the quality and stability of river ecosystems is improved. Given the vision of “a symbiotic harmony with fish swimming in shallows”, shrinking rivers and lakes, wetland degradation and biodiversity decline remain weak links. In this sense, AEH is characterized by indicators, such as the Rate of major rivers and lakes with accepted Ecological Flow (REF), Natural aquatic Habitat Retention rate (NHR), Index of Biological Integrity (IBI), and Soil and Water Conservation rate (SWC) in terms of flow, habitat, biology and land area, respectively.
- Water Culture Prosperity (WCP): WCP means the extent to which water culture is promoted. In line with the vision of “a spiritual homeland with river civilizations”, WCP is characterized by capacity indicators, such as the water Culture Protection and inheritance Index (CPI) and the Modern water culture Creation and Innovation Index (MCI), as well as human experience indicators, such as the Water Landscape impact Index (WLI) and Public Awareness and Engagement in water governance (PAE).
3.2. Assessment Criteria
3.3. Indicator Weight Calculation and Evaluation Method
- Determine the benchmark value of each indicator. The benchmark values are determined in line with national policies, economic and social development plans, spatial plans of national land, and technical standards; comprehensive and special plans for river basins; advanced levels at home and abroad; and research results of authoritative organizations and research institutes at home and abroad.
- Calculate the value of each indicator. The values are calculated according to relevant statistical yearbooks, field survey data, and plans.
- Determine the weight of each indicator. The weights are determined by taking into account the characteristics of river basins, socioeconomic conditions, and the opinions of the people. Weights of first-level and second-level indicators are listed in Table 6, which are mainly determined by the expert comprehensive evaluation method. The weights were initially determined by 24 experts and scholars present through a questionnaire, then validated by another 35 experts.
- Produce the RHI score. The score of each indicator is calculated by multiplying the value of each indicator by its weight and the sum of the scores of all indicators is the RHI score.
- Determine the grade of the RHI according to the grading standards for the RHI.
3.4. Data
4. Results
4.1. Flood Control Capacity (FCC)
4.2. Water Resources Reliability (WRR)
4.3. Water Environment Livability (WEL)
4.4. Aquatic Ecosystem Health (AEH)
4.5. Water Culture Prosperity (WCP)
4.6. Overall Evaluation
4.7. Evaluation of a Typical River Basin
5. Discussion
5.1. Uncertainty of the Evaluation Method
5.2. Applicability of the Evaluation Method
5.3. Policy Recommendations
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Happy River Indicators | Happy River Objectives | Hierarchy of Needs | Maslow’s Hierarchy of Needs | |
---|---|---|---|---|
Vision | Target | |||
river of security | A peaceful life with secure rivers | Low disaster losses, strong defense and high resilience | Basic level | Security and safety needs |
river of prosperity | An affluent life with reliable water supply | Good water resource endowment, effectively guaranteed water use, development not restricted by water shortage, an affluent life | Physiological needs | |
river of livability | A livable environment with clear waters and green banks | Improving the water environment of natural rivers and lakes; increasing the environmental quality of urban and rural water | Higher level | Social belonging needs |
river of ecology | A symbiotic harmony with fish swimming in shallows | Maintaining river health; achieving human–water harmony | ||
river of culture | A spiritual homeland with river civilizations | Respecting and protecting rivers; promoting the prosperity, flourishing and development of water culture, passing on historical water culture, and enriching the connotation of modern water culture | Highest level | Esteem needs |
Self-actualization needs |
Happy River Indicators | SDGs | |
---|---|---|
Goal | Target | |
river of security | Goal 9. | 9.1 Develop quality, reliable, sustainable, and resilient infrastructure. |
Goal 11. | 11.5 Significantly reduce the number of deaths and the number of people affected and substantially decrease the direct economic losses caused by disasters, including water-related disasters. | |
Goal 13. | 13.1 Strengthen resilience and the adaptive capacity to climate-related hazards and natural disasters. | |
river of prosperity | Goal 6. | 6.1 Achieve universal and equitable access to safe and affordable drinking water for all. |
6.4 Substantially increase water use efficiency across all sectors and ensure sustainable withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of people suffering from water scarcity. | ||
6.5 Substantially increase water use efficiency across all sectors and ensure sustainable withdrawals and supply of freshwater to address water scarcity and substantially reduce the number of people suffering from water scarcity. | ||
river of livability | Goal 6. | 6.3 Improve water quality by reducing pollution, eliminating dumping, and minimizing the release of hazardous chemicals and materials, halving the proportion of untreated wastewater and substantially increasing recycling and safe reuse globally. |
river of ecology | Goal 6. | 6.6 Protect and restore water-related ecosystems, including mountains, forests, wetlands, rivers, aquifers, and lakes. |
Goal 15. | 15.1 Ensure the conservation, restoration and sustainable use of terrestrial and inland freshwater ecosystems and their services, in particular forests, wetlands, mountains, and drylands. | |
15.5 Take urgent and significant action to reduce the degradation of natural habitats, halt the loss of biodiversity, and protect threatened species | ||
A river of culture | Goal 6. | 6.b Support and strengthen the participation of local communities in improving water and sanitation management. |
Goal 11. | 11.4 Strengthen efforts to protect and safeguard the world’s cultural and natural heritage. |
First-Level Indicator | Second-Level Indicator | Third-Level Indicator | Nature of Indicator | ||
---|---|---|---|---|---|
State Indicator | Capacity Indicator | ||||
River Health | Human Experience | ||||
Security of Flood Control (SFC) | 1. Flood-induced Mortality Rate (FMR) | - | √ | ||
2. Economic Loss Rate (ELR) | - | √ | |||
3. Rate of flood control Works with Accepted capacity (RWA) | Rate of Accepted Dikes (RAD) | √ | |||
Rate of Accepted Reservoirs (RAR) | |||||
Rate of Accepted flood detention Basins (RAB) | |||||
4. post-Disaster Recovery Capability (DRC) | - | √ | |||
Water Resources Reliability (WRR) | 5. Available Water volume Per capita (AWP) | - | √ | ||
6. Water Supply Reliability (WSR) | Water Supply Coverage (WSC) | √ | |||
Rate of actual Irrigated Areas (RIA) | |||||
7. Capacity for Supporting high-quality Development (CSD) | Water resources Utilization Rate (WUR) | √ | |||
GDP Output per cubic meter of Water use (GOW | |||||
8. Life Satisfaction Index (LSI) | GDP Per Capita (GPC) | √ | |||
Engel’s Coefficient (ENC) | |||||
Average Life Expectancy (ALE) | |||||
Water Environment Livability (WEL) | 9. Water Quality Index (WQI) | (River water Quality Index (RQI) | √ | ||
Rate of Eutrophic Lakes and reservoirs (REL) | |||||
10. Qualification rate of surface centralized Drinking water Source (QDS) | - | √ | |||
11. Groundwater Protection Index (GPI) | - | √ | |||
12. Water Entertainment Index (WEI) | - | √ | |||
Aquatic Ecosystem Health (AEH) | 13. Rate of major rivers and lakes with accepted Ecological Flows (REF) | - | √ | ||
14. Natural aquatic Habitat Retention rate (NHR) | Retention Rate of Waters (RRW) | √ | |||
River longitudinal Connectivity Index (RCI) | |||||
15. Index of Biological Integrity (IBI) | - | √ | |||
16. Soil and Water Conservation rate (SWC) | - | √ | |||
Water Culture Prosperity (WCP) | 17. water Culture Protection and inheritance Index (CPI) | water Heritage Protection capacity Index (HPI) | √ | ||
Historical water culture Communication Capacity (HCC) | |||||
18. Modern water culture Creation and Innovation Index (MCI) | - | √ | |||
19. Water Landscape impact Index (WLI) | - | √ | |||
20. Public Awareness and Engagement in water governance (PAE) | public Awareness Rate of Water (ARW) | √ | |||
public Engagement Rate in Water governance (ERW) |
RHI | Grade | ||
---|---|---|---|
RHI ≥ 95 | Very happy | ||
95 > RHI ≥ 85 | Happy | ||
85 > RHI ≥ 60 | Medium | 85 > RHI ≥ 80 | Medium high |
80 > RHI ≥ 70 | Middle medium | ||
70 > RHI ≥ 60 | Medium low | ||
RHI < 60 | Unhappy |
Score of Indicator V * | Grade | ||
---|---|---|---|
V ≥ 95 | Excellent | ||
95 > V ≥ 85 | Good | ||
85 > V ≥ 60 | Medium | 85 > V ≥ 80 | Medium high |
80 > V ≥ 70 | Middle medium | ||
70 > V ≥ 60 | Medium low | ||
V < 60 | Poor | 60 > V ≥ 30 | Poor |
V < 30 | Very poor |
First-Level Indicator | Second-Level Indicator | Weight | |
---|---|---|---|
Security of Flood Control (SFC) | 1. Flood-induced Mortality Rate (FMR) | 0.25 | 0.30 |
2. Economic Loss Rate (ELR) | 0.30 | ||
3. Rate of flood control Works with Accepted capacity (RWA) | 0.30 | ||
4. post-Disaster Recovery Capability (DRC) | 0.10 | ||
Water Resources Reliability (WRR) | 5. Available Water volume Per capita (AWP) | 0.25 | 0.20 |
6. Water Supply Reliability (WSR) | 0.30 | ||
7. Capacity for Supporting high-quality Development (CSD) | 0.25 | ||
8. Life Satisfaction Index (LSI) | 0.25 | ||
Water Environment Livability (WEL) | 9. Water Quality Index (WQI) | 0.20 | 0.30 |
10. Qualification rate of surface centralized Drinking water Source (QDS) | 0.30 | ||
11. Groundwater Protection Index (GPI) | 0.20 | ||
12. Water Entertainment Index (WEI) | 0.20 | ||
Aquatic Ecosystem Health (AEH) | 13. Rate of major rivers and lakes with accepted Ecological Flows (REF) | 0.20 | 0.30 |
14. Natural aquatic Habitat Retention rate (NHR) | 0.25 | ||
15. Index of Biological Integrity (IBI) | 0.20 | ||
16. Soil and Water Conservation rate (SWC) | 0.25 | ||
Water Culture Prosperity (WCP) | 17. water Culture Protection and inheritance Index (CPI) | 0.10 | 0.25 |
18. Modern water culture Creation and Innovation Index (MCI) | 0.25 | ||
19. Water Landscape impact Index (WLI) | 0.25 | ||
20. Public Awareness and Engagement in water governance (PAE) | 0.25 |
Criterion Layer | Indicator Layer | Calculation Method | Source | |
---|---|---|---|---|
FDS | FMR | The number of flood-induced deaths and missings/total population, ppm | Bulletin of Flood and Drought Disasters in China | |
ELR | Direct economic losses from flood disasters/regional GDP during the same period, % | |||
RWA | RAL | The length of main stream dikes that meet flood control standards set forth in relevant plans/total length of planned main stream dikes, % | Reports on comprehensive planning for river basins | |
PAR | The number of reservoirs working well in flood control/total number of planned reservoirs, % | |||
PAD | The number of flood detention basins working well in flood discharging, storage and detention/total number of planned flood detention basins in the river basin, % | |||
DRC | The capacity for restoring post-disaster production and life to an orderly state according to experts | River basin authorities | ||
RWR | AWP | Water resources per capita, m3/per | China Water Resources Bulletin | |
WSR | WSC | The number of population having access to tap water/total population, % | China Urban-Rural Construction Statistical Yearbook | |
PIA | Actual irrigation area/farmland irrigation area, % | China Water Statistical Yearbook | ||
CSD | WER | Water supply/total water resources, % | China Water Resources Bulletin | |
GOW | GDP/water consumption, RMB/m3 | |||
LSI | GDP | GDP in the river basin/population in the river basin, % | ||
ENC | Total food expenditures/total personal consumption expenditures, % | China Statistical Yearbook | ||
ALE | The average age at death of the entire live-born population, year | China Health Statistical Yearbook | ||
LWE | WQI | RQI | The length of rivers with Class III water quality and above/the length of rivers evaluated, % | China Water Resources Bulletin |
PEL | The number of eutrophic lakes and reservoirs/the number of lakes and reservoirs evaluated, % | |||
QDS | The number of qualified surface centralized drinking water sources/total number of surface centralized drinking water sources, % | |||
GPI | Total regional shallow groundwater withdrawal/total regional allowable groundwater withdrawal, % | Data from national water resources survey and evaluation | ||
WEI | The number of national water parks per 100,000 km2 of area | |||
HAE | REF | The number of control sections (points) meeting the ecological flow target/the number of sections (points) evaluated, % | Comprehensive planning of water resources | |
NHR | SAR | Water space area/historical reference area, % | Results of remote sensing interpretation of land use | |
LCI | Barrier coefficient × position correction factor/the length of the river | Outcomes of national water censuses | ||
IBI | Index of Biological Integrity (IBI)/the number of cases | National river and lake health assessment | ||
SWC | Land area of mild soil erosion or below/land area evaluated, % | National dynamic monitoring of water and soil loss | ||
PWC | CPI | HPC | (The number of provincial heritage sites + 2 × the number of national heritage sites + 5 × the number of world heritage sites)/drainage area/100,000 km2 | Relevant heritage lists |
CDC | (2 × the number of national museums or bases + the number of provincial museums or bases)/drainage area/100,000 km2 | |||
MCI | (2 × the number of national (laws and regulations + standards + awards + patents for invention) + the number of provincial (laws and regulations + standards + awards + patents for invention))/drainage area/100,000 km2 | |||
WLI | (5 × (the number of world-class) + 2 × (the number of national) natural heritage water parks + the number of provincial (wetland parks + national parks))/population in the river basin | Natural heritage lists | ||
PAE | ARW | public Awareness Rate of Water (ARW)/reference value | Public water awareness questionnaires | |
PER | public Engagement Rate in Water governance (ERW)/reference value | Special survey reports on public engagement in water governance |
Criterion Layer | Indicator Layer | Benchmark Value | Status Quo Value | Score | Weight | Subtotal | |
---|---|---|---|---|---|---|---|
FDS | FMR | 0% | 0.40% | 91.9 | 0.30 | 88.9 | |
ELR | 0% | 0.22% | 85.3 | 0.30 | |||
RWA | RAL | 100% | 87.5% | 87.5 | 0.12 | ||
PAR | 100% | Medium-sized and large reservoirs: 100%, small reservoirs: 98% | 99.2 | 0.12 | |||
PAD | 100 | 100.00 | 100.0 | 0.06 | |||
DRC | 100 | 73.7 | 73.7 | 0.10 | |||
RWR | AWP | 10,000 m3/per | 620.21m3/per | 44.8 | 0.20 | 64.6 | |
WSR | WSC | 100% | 91.31% | 91.3 | 0.17 | ||
PIA | 100% | 79.86% | 79.9 | 0.13 | |||
CSD | WER | 40% | 70.76% | 50.6 | 0.12 | ||
GOW | 509 m3 | 180.51 m3 | 34.0 | 0.13 | |||
LSI | GDP | 132,400 (RMB) | 59,502.17 (RMB) | 43.1 | 0.08 | ||
ENC | 25% | 26.58% | 94.1 | 0.09 | |||
ALE | 81 | 74.16 | 91.6 | 0.08 | |||
LWE | WQI | RQI | The proportion of the length of river with Class I~III water quality ≥ 90% | The proportion of the length of rivers with Class I~III water quality: 80.3%, the proportion of the length of rivers with water quality inferior to Class V: 9.2% | 87.1 | 0.18 | 66.2 |
PEL | 0% | 25.00% | 75.0 | 0.12 | |||
QDS | 100% | 74.50% | 74.5 | 0.30 | |||
GPI | 0.3 | 1.04 | 26.0 | 0.20 | |||
WEI | 100 | 14.90 | 69.8 | 0.20 | |||
HAE | REF | 100% | 25.00% | 25.0 | 0.30 | 56.8 | |
NHR | SAR | 100% | 79.02% | 79.0 | 0.125 | ||
LCI | - | 0.61% | 75.4 | 0.125 | |||
IBI | 1 | 0.429 | 42.9 | 0.20 | |||
SWC | - | - | 85.7 | 0.25 | |||
PWC | CPI | HPC | 10 | 9 | 90.0 | 0.15 | 80.6 |
CDC | 6 | 4.92 | 82.0 | 0.10 | |||
MCI | 6 | 4.86 | 81.0 | 0.25 | |||
WLI | 6 | 3.84 | 78.4 | 0.25 | |||
PAE | ARW | - | - | 0.00 | |||
PER | 100% | 76.3% | 76.3 | 0.25 |
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Ju, Q.; Liu, C.; Jiang, S. Integrated Evaluation of Rivers Based upon the River Happiness Index (RHI): Happy Rivers in China. Water 2022, 14, 2568. https://doi.org/10.3390/w14162568
Ju Q, Liu C, Jiang S. Integrated Evaluation of Rivers Based upon the River Happiness Index (RHI): Happy Rivers in China. Water. 2022; 14(16):2568. https://doi.org/10.3390/w14162568
Chicago/Turabian StyleJu, Qianqian, Changshun Liu, and Shan Jiang. 2022. "Integrated Evaluation of Rivers Based upon the River Happiness Index (RHI): Happy Rivers in China" Water 14, no. 16: 2568. https://doi.org/10.3390/w14162568