1. Introduction
Windthrows are a recurrent form of tree mortality in the Amazon. They are produced by downbursts [
1,
2,
3], which are strong descending winds associated with severe convective storms [
1,
2,
3,
4,
5] that create gaps of uprooted or broken trees [
6]. These gaps vary in size from a single tree to thousands of hectares of forest [
4,
6,
7,
8]. Windthrows affect the residence time of woody biomass, which, in turn, affects patterns of productivity and biomass [
8,
9], floristic composition [
10,
11,
12], and soil composition [
13] in the basin. Recent studies using demographic models have shown that an increase in windthrow frequency promotes a decrease in biomass and leaf area index in Central Amazonia [
14]. These results suggests that windthrows may have cascading effects and represent an important and overlooked source of uncertainty in climate predictions, especially given more intense rainfall events are expected to occur in the future [
15]. Though efforts have been made to understand the spatial variability of windthrows in the Amazon [
3,
4,
5,
7], studies addressing the temporal variability of windthrows are limited [
8,
16].
One source of large windthrows in Amazonia is the long-lived squall lines that are generated along the northern coast of South America and propagate inland. Squall lines are mesoscale convective systems (MCSs) in which the convective cells are strongly aligned on the leading edge of the squall, creating a large length-to-width ratio for this type of convective organization [
17]. These squall lines can produce downbursts with wind velocities strong enough to yield large blowdowns [
1]. Squall lines that originate along the northern coast of South America are the most common type of squall line in Amazonia. They result from diurnally forced deep convection associated with the sea breeze circulation [
17]. Under a suitable synoptic-scale flow regime, these 24–48 h systems can penetrate deep into the continent, propagating southwestward with speeds of up to 16 m·s
−1 for a few thousand kilometers [
18,
19,
20]. In this study, we refer to these squall lines as
Northerly Squall Lines (NSLs). NSLs are closely linked to the occurrence of stronger and deeper than usual low level easterly jets along the northern coast of South America [
20]. These easterly jets create a deep low level vertical shear perpendicular to the squall line, which is responsible for the intensity and longevity of mesoscale convective systems [
21]. NSLs (that penetrate >400 km across the continent) represent 20% of all squall lines that occur in the basin. They generally occur every two days, but are most frequent between April and June and least frequent between October and November [
19,
22].
Squall lines can also be produced in the southern portion of the basin [
3,
23,
24] and sometimes propagate northeastward across the entire Amazon basin. Here, we refer to these squall lines as
Southerly Squall Lines (SSLs). Between the 16 and 18 January 2005, a severe SSL originated in southwest Amazonia and propagated northeastward to the northern coast of South America over a 48 h period. This event was first studied by Alonso and Saraiva [
25], who identified this system as a squall line. By using radar imagery, the authors identified a cluster of deep convective cells that created a continuous band of high cloud tops on the systems’ leading edge and a region of lower precipitation on the southern side of the squall, which represents a trailing region of stratiform precipitation. Between this precipitation and the front end of the storm is a transition zone with little radar reflectivity. This region is associated with a cold pool induced surface meso-high. They also analyzed the thermodynamic and dynamic aspects of this squall system by analyzing soundings and hodographs from the 18 of January—the date when the system passed through the city of Manaus. All the characteristic aspects of severe and long-lived squall lines, such as a large atmospheric thermodynamic buoyancy instability and a strong and deep low-level vertical shear, have been identified in this event. The January 2005 SSL was responsible for windthrows in Central Amazonia [
3]. Thus, SSLs constitute another source of windthrows in the Amazon basin. However, SSLs have not been extensively studied in Amazonia, perhaps due to the idea that they have a very low return period [
23].
Previous studies have shown that large windthrows in the Amazon are associated with squall lines [
1,
3], but whether the El Niño - Southern Oscillation (ENSO) [
26] or seasonal rainfall are related to the occurrence of windthrows in the Amazon is unknown. Studying the frequency of windthrow occurrence is key to understanding the atmospheric conditions that produce these events. This understanding will also enhance the accuracy of Earth System Models (ESMs), given that windthrow related tree mortality is not currently represented in ESMs [
27]. A stronger understanding of the physical mechanisms that control windthrow formation as well their persistence and frequency in a changing climate is clearly needed.
Our research questions are:
The temporal variability of windthrows in the Amazon is currently unknown. This study therefore represents the first record of windthrow variability in the Amazon. As a pioneering study, we focus on the generalities of atmospheric events responsible for the variability of windthrows.
3. Results
Figure 3 shows the occurrence of windthrows over the study area from 1998 to 2010. A few windthrows appeared within the black background of the image; these were related to changes in the Landsat tile cover areas. Populated areas were not considered in our analysis and therefore no windthrows were mapped in these areas. For instance, the southeastern corner of the Landsat image has high anthropogenic activity and therefore few windthrows were mapped here. The histogram of windthrow sizes was skewed to the left indicating that the smallest windthrows were the most frequent, which is consistent with previous studies [
7,
8]. Windthrows in bins (data in intervals) of 20, 40, and 60 ha represented 42%, 28%, and 12% of windthrows events, respectively.
Our results showed (
Figure 4) a high seasonal variability of windthrows, but, in general, the rainy season (SONDJF) had a greater number of windthrows than the dry season (MAMJJA). This pattern is similar for the HYb case (results not shown). For the MAMJJA 2002–2003 and SONDJF 2008–2009 seasons, the number of events dated was zero. We found that 75% of windthrows occurred in the rainy season and 25% in the dry season. We also considered the seasonal dating uncertainty when a given windthrow could have occurred in the previous season. If we account for these cases, only 59% of windthrows occurred during the rainy season. The seasonal occurrence of windthrows observed in our data agrees with previous studies that have dated windthrows [
3,
16]. Abundant cloud cover made it difficult to date windthrows during the rainy season (SONDJF), particularly during the 2007–2008 La Niña year when 18 windthrows could have occurred in the previous season.
The number of windthrows that occur annually mostly covaries with annual rainfall. However, a few key mismatches (
Figure 5) prevent a high coefficient of determination (
r2 < 0.1
p < 0.001) between windthrows and rainfall for both the HY and HYb cases. HY2004–2005 and HY2008–2009 presented the lowest [
39] and highest [
52] rainfall amounts, respectively (the pattern was similar for the HYb case), and, rather counterintuitively, these years had the highest (HY2004–2005) and lowest (HY2008–2009) occurrence of windthrows. When these two years were omitted, the data showed a much stronger relationship between rainfall and windthrows in the HY case (
r2 = 0.7,
p < 0.001). Interestingly, this relationship was not captured in the HYb case (
r2 < 0.1), revealing the importance of properly dating windthrows. On average, the annual number of studied windthrows was 16 ± 10 events (mean ± SD).
In the HY2004–2005, a large number of windthrows were observed even though that year contained the lowest rainfall amount. In this year, the large occurrence of windthrows was produced by a SSL that crossed the Amazon basin in January of 2005 producing a large number of windthrows in the Manaus region [
3]. However, only four NSLs [
17] were recorded that month, the smallest number recorded during any month in 2005 [
53].
We identified several SSLs (November and December 1998, January and February 2002, January 2004 and January 2005) using the TRMM3h data (
Figure 6). Interestingly, these years also contain a high number of windthrows, particularly HY1998–1999, a La Niña year. A peak in windthrow frequency was also observed during HY1999–2000, another La Niña year. The synoptic features associated with the November 1998 SSL event are shown in
Figure 7 and
Figure 8. These circulation features are regarded as characteristic of the environment in which the southerly squall lines form. The SSLs that occurred in 2002, 2004, and 2005 (
Figure 6) exhibit similar synoptic features to those of the 1998 event and have therefore been omitted.
Figure 7a shows a convergence zone extending from the Southwestern Amazon coupled with a cold front that extends to Southeastern Brazil as well as an easterly flow over the equatorial Atlantic Ocean associated with the subtropical high. This easterly flow is deflected by the Andes Mountain resulting in a northerly low level jet (due to the potential vorticity conservation) toward the convergence zone, creating a moisture channel linking this flow back to the southern equatorial Atlantic Ocean, the southeastern Amazon basin and southeastern Brazil. All of these features characterize the typical synoptic-scale pattern associated with a cold front that reaches southeastern Brazil during the austral summer and yields an organized northwest–southeast oriented band of deep convection in southwestern Amazonia. When these features remain stationary for at least four days, they become the South Atlantic Convergence Zone (SACZ) [
54,
55]. However, the SACZ can also be triggered by the subtropical jet stream (~at 30° S,
Figure 7b) which occurs as a consequence of the enhancement of the upper troposphere anti-cyclonic circulation over the Amazon and Central Brazil [
56].
An important dynamical feature responsible for the severity, organization and longevity of squall lines is a deep and moderate-to-strong low-level vertical shear that occurs perpendicular to the squall line and controls the ambient flow in which the squall systems are embedded. This essential feature is present in all SSL cases analyzed (represented in
Figure 8a). The low-level shear of the wind is oriented northeastward. Thus, the northeastward propagation of the SSL systems can be explained by the lower-troposphere wind shear displayed in
Figure 8a. The uniformity of the lower-troposphere vertical shear along the squall line region displayed in
Figure 8a may explain the high degree of organization of the convective cells in a band on 1 December 1998. The SSL cases showing less convective cell organization are associated with a less uniform low-level shear along the squall line, as occurred with the SSLs in January and February, 2002.
Figure 7a and
Figure 8b also show that the SW–NE directed low-level vertical wind shear appears to be a result of the large-scale wind regime over the Amazon, which is associated with a cold front that extends to southeast Brazil. This regime is characterized by northwesterly winds in the lower troposphere, which transport significant moisture toward the NW-SE oriented convergence zone, and a westerly regime in the mid-troposphere (
Figure 8b). It is also evident that the mid-troposphere westerly wind regime over the Amazon region is associated with the mid-troposphere cyclonic circulation, which provides dynamical support for development of the surface cyclonic circulation associated with the cold front (
Figure 8b). In cases when the mid-troposphere westerly flow over the South Amazon is weak, the shear is directed northward and the propagation of the SSL is also nearly northward (figures not shown).
4. Discussion
In general, we found that the rainy season (SONDJF) has a higher occurrence of windthrows than the dry season (MAMJJA), a pattern concurrent with extreme convection (highest in OND, lowest in AMJ) in Central Amazonia [
57]. Seasonal rainfall is regulated by the South American Monsoon System (SAMS) [
58,
59,
60]. The southern hemisphere sector of tropical South America exhibits strong seasonal variation in precipitation and large-scale circulation even though such circulation patterns are not totally reversed as is typical of Northern Hemisphere monsoon systems. The circulation pattern of the SAMS is not fully reversed because the zonal asymmetries of the dry-season circulation are rather weak and, consequently, the mean winter circulation is strongly dominated by the zonally symmetric component of the general circulation. Therefore, although the zonal asymmetry of the large-scale circulation during the dry season is rather weak and thus overwhelmed by the zonally symmetric Hadley circulation, the strong zonal asymmetries characterizing the large-scale circulation during the wet season make it possible to extract a canonical pattern of seasonal variation of the tropical South American large-scale flow that resembles a typical monsoon system. da Silva and Carvalho [
61] have defined an Empirical Orthogonal Functions (EOF) based index to characterize the mechanism associated with the intraseasonal and interannual variability of the SAMS. The SAMS has been a topic of intense research throughout the last decade, exhibiting significant inter-annual, intra-seasonal, synoptic and diurnal variability [
58,
62].
The SAMS has a strong seasonal signal which produces large amounts of rainfall in the austral summer associated with the South Atlantic Convergence Zone (SACZ) [
58,
59,
63,
64,
65]. However, apart from the seasonal cycle, studies have shown that the SAMS also exhibit a strong intraseasonal modulation during the austral summer, which is characterized by two distinct phases: an active SACZ and an inactive SACZ [
59,
63]. During the active phase of SACZ, the diurnal cycle is weak and, although precipitation is abundant, it is mostly stratiform. In contrast, during the inactive phase of the SACZ, the diurnal cycle is stronger and precipitation occurs in the form of deep convection [
66,
67]. Therefore, windthrows appear to be associated with convective rainfall prevailing in the inactive phase of the SACZ during the austral summer. Furthermore, this convective precipitation associated with windthrow occurrence might be due to organized deep convection activity related to multicell storms that are part of squall lines, since ordinary or single cell storms are unlikely to yield strong gusty winds at the surface [
68,
69]. In particular, as previously discussed, squall systems embedded in environments with moderate or strong vertical shear in the lower troposphere are the mostly likely candidates to yield the observed windthrows, since the vertical shear in the lower troposphere enhances convective cells organization and, consequently, the intensity of downdrafts, making downbursts more likely [
68,
69]. This finding is supported by previous studies that examine windthrow formation in Amazonia [
1,
3].
Regarding squall lines, NSLs are much more common in Amazonia than SSLs and have therefore been more extensively studied. However, SSLs are more frequent than their previously reported 40–50 year return period [
23]. Our results suggest that SSLs that originate in southwestern Amazonia and propagate northeastward across the basin are more likely to occur during the wet season (
Figure 6). Furthermore, these SSLs exhibit features typical of mid-latitude squall lines, which are usually generated in the front’s warm sector hundreds of kilometers ahead of the surface cold front (
Figure 7 and
Figure 8). In this context, these SSLs appear to be associated with a warm conveyor belt with forward lift that develops parallel to the cold front along the vanguard and propagates perpendicular to the cold front ahead of it. Therefore, one possible instability mechanism triggering SSLs may be the anomalous moisture convergence and conditional instability that results in deep convection formation in a band-like structure in the front’s vanguard. This instability mechanism is similar to that responsible for triggering pre-frontal squall lines in the mid-latitudes [
70,
71,
72,
73] and requires both moisture convergence and a surface temperature gradient related to a frontogenic process [
74]. The linear forcing mechanism that triggers these squall systems appears to be associated with a conditional symmetric instability related to anomalous frontogenesis development at latitudes around 15° S and 10° S. The synoptic-scale flow regime associated with the propagation of the cold front toward the equator yields a directional lower troposphere vertical wind shear. This shear occurs perpendicular to the squall lines and is responsible for the propagation, organization, and longevity of these SSLs. Furthermore, like NSLs, SSLs can also interact with diurnally varying forcings along their trajectories over the Amazon basin, such as river breeze circulations. This interaction may enhance their amplitude at specific locations and times. A full investigation of all mechanisms triggering SSL formation, longevity, propagation and intensity is beyond the scope of this study.
We found that a large number of windthrows were observed even during years with low rainfall. This suggests that a higher temporal resolution analysis is needed to capture the types of systems producing intense rainfall and windthrows (
Supplementary Materials Figure S1). Higher temporal and spatial rainfall data is needed. The TRMM3h data appear to be insufficient given that a system can cross the entire Landsat scene within the 3 h TRMM3h window. Furthermore, the spatial resolution of TRMM3h data (0.25°) is orders of magnitude larger than most frequent windthrows (range of 1 tree to 100 ha). The current Global Precipitation Measurement data (GPM) has a 30 min time step and 0.1° resolution [
75], which may help to provide more detailed analysis. However, even with the proper rainfall data, a constraint will remain due to the dating uncertainty of windthrows (
Section 2.4) in long time series’ across the entire Amazon.
ENSO [
58,
63,
76,
77] affects the interannual variability of rainfall in the Amazon. During the El Niño (La Niña) phase of ENSO, there is a higher (lower) than average sea surface temperature in the equatorial Pacific ocean [
26] which is associated with lower (higher) than average rainfall over Central Amazonia [
26,
78]. The decrease (increase) of rainfall during the El Niño (La Niña) is associated with the weakening (strengthening) of easterly circulation in the lower troposphere resulting in a decrease (increase) of humidity transport toward the Amazon, decreasing (increasing) the potential for convection. Though during some La Niña years we found a higher number of windthrows (
Figure 5), we did not find an association between ENSO and windthrows. This may be related to the fact that the occurrence of extreme convective system does not follow the ENSO variability (
Figure S1). We emphasize that, despite the increased convection during La Niña years, a longer time series is needed to establish an association between windthrows and ENSO. Though Landsat imagery are available since the 1970s, the TRMM3h data is only available since 1998 and the GPM data since 2014. TRMM3h together with the GPM and Landsat provide at best about 20 years of data, which may still not be enough for a rigorous statistical analysis of the association between windthrows and ENSO.
Long-lived northerly squall lines are associated with low level jets (LLJs), a phenomenon expected to be more frequent under a warming climate [
79]. LLJs may also trigger SSLs, given that they are essential synoptic-scale features that propagate cold fronts toward Southeast Brazil. To our knowledge, current ESMs are unable to represent windthrows. However, changes in the frequency of windthrows are important within the context of forest shifts that will affect the terrestrial carbon budget, and, therefore, feedback with climate [
14,
80]. Thus, predicting the occurrence of the meteorological systems that produce windthrows holds important ecological consequences and may prevent fatalities [
81] and economic losses [
82] like those that occurred following the January 2005 SSL event [
3].
It should be emphasized that the interaction of wind and trees is nonlinear and involves complex processes and the integration of disciplines such as soil science, physiology, ecology, biomechanics, and meteorology [
6,
11,
83,
84]. Wind, wind loading, gusts of winds, tree stature, tree species (and associated characteristics such as tree crown shape and density, root architecture and shape, and wood density), topography, soil, cumulative processes, etc. all play a role in the production of windthrows [
11,
83,
84,
85,
86,
87,
88] resulting in tree failure at a lower wind speed than expected [
1,
3]. Amazonia covers about 5.3 million km
2, and has many environmental and functional gradients [
89,
90]. For instance, western Amazonia maintains higher rainfall and wood productivity compared with the long dry-season and less productive eastern Amazonia [
89,
91]. The environmental variability across the basin made it necessary to divide it into regions (e.g., [
10,
92,
93]). The focus of our study is Central Amazonia because this area represents a large fraction of Amazonia. Identifying windthrows allowed us to discover a higher frequency of SSLs across the Amazon than previously reported. These squall lines have important implications not only for meteorology but also for disciplines like plant physiology and ecology. Our study provides a method that can easily be replicated in other areas of the Amazon to later integrate a basin wide perspective.
Some important aspects of the variability of windthrows remain unexplored due to limitations associated with image availability, resolution, and focus of this study. For instance, the monthly variability of windthrows will be an important factor in more closely linking windthrow occurrence and rainfall, especially due to the aforementioned intraseasonal modulation of the SAMS. A case by case study is needed to determine the atmospheric characteristics that cause downbursts and windthrows in Amazonia. The use of Landsat imagery limited the size of windthrows studied, and, therefore, the whole gradient of windthrow variability—from smaller windthrows (<5 ha) to more frequent windthrows (1 single windthrown trees)—remains to be studied. Furthermore, the tropical North Atlantic SST has a stronger influence over southern Amazonian rainfall during the dry season and when ENSO has limited activity (as in 2005 [
39]), and the South Atlantic SST has limited influence on rainfall over the Atlantic coast of South America and the southern edge of the basin during the early dry season [
94,
95]. Thus, Atlantic SSTs mainly influence southern Amazonian rainfall where SSLs are formed, and, therefore, an association between Atlantic SSTs and windthrows should not be ruled out. However, to our knowledge, there are no studies addressing this association.