3.1. Synthesis and Characterization of Poly(E-co-N)
The two catalyst precursors isopropyliden(η
5-cyclopentadienyl)(η
5-indenyl)zirconium dichloride (
1) and isopropyliden(η
5-3-methylcyclopentadienyl)(η
5-fluorenyl)zirconium dichloride (
2) were chosen as two typical ansa-metallocenes (
Figure 1) leading to poly(ethylene-
co-norbornene) with different microstructures. Catalyst precursors were activated by addition of dimethylanilinium tetrakis(pentafluorophenyl)borate, known to generate non-coordinating species in the activation process [
40,
41,
42,
43,
44], and hence, being appropriate for the study of the diethylzinc interactions with active catalytic species, where the presence of an intimate ion pair of the cationic zirconium species with a coordinating anionic species might decrease or even inhibit the chain transfer mechanism.
All polymerization reactions were performed in the presence of both catalyst precursors in a lab-scale autoclave at 70 °C at three different [N]/[E] ratios of 1.3, 4.8 and 26.0. Polymerization conditions, similar to those used for copolymerization experiments in the presence of a single catalyst precursor [
33], were chosen to assure good catalytic activities, norbornene conversions around 20 mol %. Ethylene pressure was kept constant during the polymerization and varied for the three [N]/[E] ratios (pE = 19 bar for [N]/[E] = 1.3, pE = 10 bar for [N]/[E] = 4.8 and pE = 4 bar for [N]/[E] = 26.0). Variable amounts of diethyl zinc, [Zn]/[Zr] ratios of ≈100, 200, and 400, were used to perform copolymerization reactions. In each series, the same amount of TIBA was used as alkylating agent and as scavenger [
41]. Although TIBA could also be considered as a possible chain transfer agent, in E-
co-N polymerizations with ansa-zirconocenes activated by MAO as well as in propylene polymerization by ansa metallocenes activated with TIBA and tritylborate as cocatalyst, it was shown to have low or no tendency to exchange with Zr-polymeryl chains [
45,
46]. Selected results of copolymerization reactions performed at [N]/[E] ratios of 1.3, 4.8 and 26.0 at 70 °C are reported in
Table 1,
Table 2 and
Table 3, respectively. They are compared to copolymerization results obtained with single catalysts [
33]. The molar ratios between the two catalysts [
1]/[
2] in
Table 1,
Table 2 and
Table 3 are 1, 0.83, and 0.67, respectively. These values were selected considering the polymerization activity of the single catalysts to have polymerization activities on the two catalysts as similar as possible. All copolymers obtained were compared with their reference cases in terms of
Mw, polydispersity (
D), norbornene content and
Tg
s.
Copolymerization activities with catalyst system 1+2 are high and comparable to those achieved with a single catalyst. It is worth noting that norbornene content in the copolymers (entries 1, 4, and 7) at different Zn concentrations falls between those of the reference copolymers prepared by a single catalyst. This shows that both catalysts are active in the reaction environment. Norbornene content does not seem to be influenced by the variation of diethylzinc in the medium.
In
Figure 2,
13C-NMR spectra of copolymers prepared by catalysts
1 and
2 (entry 1) against those of copolymers obtained by catalyst
1 (entry 2) and catalyst
2 (entry 3) are compared. The
13C-NMR spectrum of the copolymer (entry 1) obtained by the binary catalytic systems is, at first sight, similar to that achieved with catalyst
1. Indeed, this
13C-NMR spectrum shows peaks, assigned to NN dyads (e.g., 48.07 and 47.12 ppm due C3 carbons of ENNE
racemic and
meso sequences, respectively, and 26.23 and 29.68 ppm due C5 and C6 carbons, respectively, in ENNE
meso sequences) [
29], that are characteristic of copolymers synthesized by catalyst
1.
There is only a slight decrease of
Mw of copolymers obtained by raising the concentration of diethylzinc, while molecular weight distribution (
D parameter) is quite narrow, lower than molecular weight distribution of copolymers obtained by
1 (from 1.7 to 1.9).
D values are lower than a theoretical Schulz–Flory distribution and tend to a theoretical Poisson distribution, as it should be when diethylzinc acts according to a perfect chain transfer mechanism in a chain shuttling copolymerization [
13,
44]. As already reported in Ref. [
33], it was not possible to obtain the
Mw value of copolymers synthesized by single catalyst
2, because of isorefractivity of these copolymers (with 21–22 mol % of norbornene content) and the SEC solvent [
47,
48]. The DSC thermograms of the ethylene-norbornene copolymers obtained at a [N]/[E] feed ratio of 1.3 by the presence of both catalysts do not show a well evident glass transition (vide infra). However, the registered decrease of
Tg values with increasing [Zn]/[Zr] ratios reflects the decrease of
Tg observed in the case of copolymers prepared by sole catalyst
1 [
33]. Such an effect was considered as an indication that chain transfer to ZnEt
2 might be reversible, and that it is more probable that it occurs after one or two inserted ethylene units [
33]. Thus, this characteristic can be explained by a highly disordered microstructure of the synthesized segmented copolymers. We argue that in the copolymers obtained by both catalysts
1+
2 the glass transition is not pronounced because in an ethylene rich environment, the chain transfer mechanism becomes more effective, inducing a shortening of the average length of the blocks as a consequence.
Copolymerization experiments performed at [N]/[E] feed ratio of 4.8 with both catalysts (entries 10, 13 and 16 in
Table 2) show high catalytic activity [
49]. Thus, both catalysts are active in the reaction environment. As reported in
Figure 3, the
13C-NMR spectrum of the copolymer (entry 13) synthesized by the binary system presents clearly evident peaks, ascribed to ENNE
meso and
racemic sequences, characteristic of copolymers obtained by catalyst
1, and similarity with spectrum of copolymers obtained with catalyst
2. N content is within those of copolymers prepared by single catalysts
1 or
2.
DSC analysis of copolymers obtained in the presence of
1+
2 shows a single
Tg at temperatures intermediate between those of reference copolymers.
Mw values of copolymers obtained by the binary systems, such as those of copolymers obtained by single catalyst, become lower with increasing amounts of diethylzinc and are in between those of the reference copolymers (e.g., entry 10 vs. entries 11 and 12), as shown in
Figure S1 reported in
Supplementary Materials. The molecular weight distribution (
D) is broader than in reference copolymers, but it is still compatible with homogeneous processes. The presence of a single
Tg, as well as an intermediate N content and
Mw values, indicate the existence of homogenous copolymer chains.
A similar set of experiments was carried out at a [N]/[E] molar ratio equal to 26.0 to study the effect of diethylzinc as chain transfer agent in the presence of a high amount of N comonomer. Copolymerization reactions were performed at three [Zn]/[Zr] ratios (entries 19, 22, and 25). Copolymers obtained by dual systems have norbornene content and Tgs in between those of the reference copolymers prepared by each single catalyst, with exception of entry 22, with N content and Tg value above that of entry 23. Diethylzinc reduces the Mw of copolymers synthesized in the presence of the two catalysts, while giving quite narrow molecular weight distributions, very close to the Schulz–Flory distribution.
Mws are lower than Mw reported for copolymers obtained by catalyst 1 (which is the catalyst that produces lower Mw copolymers). This may be due to the high norbornene content that reduces the rate of propagation of the catalytic system, especially when the copolymer chain is bound to catalyst 2, and the transfer between the two catalytic systems occurs.
3.3. Microstructure
High-resolution
13C NMR is one of the most valuable methods for studying copolymer composition and microstructure. Some of us have devoted significant efforts in elucidating the complex
13C NMR spectra of poly(E-
co-N)s at tetrad or even pentad level in the past. This has allowed for a more precise test of the statistical model best describing E-
co-N copolymerization and the polymerization mechanism. The influence of ligand substitution of methylaluminoxane activated
C1 symmetric catalysts
i-Pr-[(3-R-Cp)(Flu)]ZrCl
2 (R = Me or
i-Pr) was studied and the statistical model best describing E-
co-N copolymerization was tested [
40]. It was found that norbornene and ethylene are inserted at the same site by a Cossee migratory mechanism, and then the copolymer chain backskips to its original position after every insertion (
Scheme 2).
The synthesis of alternating poly(E-co-N)s, possible only at very high [N]/[E] feed ratios, originates from the impossibility of having two consecutive norbornene insertions. The isotacticity derives from the norbornene insertion being always at the same site with the same face. Penultimate (second-order Markov) effects play a crucial role especially in E-co-N copolymerization with i-Pr[(3-i-Pr-Cp)(Flu)]ZrCl2 (3).
We applied this methodology at tetrad level to analyze the copolymers obtained by single catalytic systems in the presence and in absence of CTA as well as those obtained in the presence of the dual catalytic system in the presence of different amounst of CTA. It is known that, when the insertion of a comonomer is affected by the last inserted unit (ultimate effect) or by the penultimate unit, a first- or a second-Markovian statistical model is used to determine the reactivity ratios [
50].
In our studies on E-co-N copolymerization, we found that, when bulky monomers such as norbornene are engaged, second-order models are often required to describe the copolymerization.
From the first-order Markovian model, the r1 (=k11/k12) and r2 (=k22/k21) reactivity ratios are determined, where kij is the rate constant of the reaction for the addition of the monomer j to a growing chain having the comonomer i as the last inserted unit. Here, 1 and 2 indicate ethylene and norbornene, respectively.
When the second-order Markov statistical model is necessary to describe the copolymerization, four reactivity ratios are defined:
where
klmn represents the rate constant for the insertion of monomer
n into an
lm-metal ending chain.
Both first- and second-order statistical models were used to fit the experimental tetrad distributions of copolymers synthesized by the
1+
2 dual catalytic system in the presence of different amount of ZnEt
2. Some selected results of series performed at [N]/[E] ratios of 1.3 and 4.8 are reported in
Table S1.
All series follow the second-order Markov statistics. The main differences between
1 and
2 catalytic systems are in the
r11 and
r21 values. Both
r11 and
r21 values of poly(E-
co-N)s obtained with catalyst
2 are higher than those of poly(E-
co-N)s obtained with catalyst
1, which indicates that norbornene insertion is more difficult with catalyst
2 than with catalyst
1. Catalyst
1 has rather open sites, while
2 follows the mechanism mentioned above. Differences are greater in poly(E-
co-N)s synthesized at higher [N]/[E] feed ratios. Adding or increasing ZnEt
2 at [N]/[E] feed ratios of 1.3 results in
r11 values of copolymers which change slightly and tend to decrease, while
r21 values increase slightly. At [N]/[E] feed ratios of 4.8, the trend is similar. This is evident in copolymerization reactions with catalyst
1 (see
Figure 5). The decrease of
r11 values indicates that, on average, by raising the amount of CTA with catalyst
1, there is a decrease of the preference to insert a third ethylene unit after two consecutive ethylene insertions, and the increase of
r21 values indicates an increase of the preference to insert a second ethylene unit in Mt-EN bond. This is also clear from a comparison of NEEE, NEEN and NENE tetrad molar fractions as a function of CTA, as shown in
Figure 5B.
When we used the catalytic systems together in the presence of different amounts of ZnEt2, the values are between those of the single catalysts, but they are more similar to those of copolymers obtained by catalyst 1. This is an indication that the copolymer chains grow more on catalyst 1 than on catalyst 2.
3.4. Analysis of the Structural, Thermal and Mechanical Properties
Significant information on structure and properties of some ethylene/1-octene multiblock copolymers produced by chain shuttling technology were achieved by analysis of the structural, thermal, and mechanical properties [
22,
23,
24]. This analysis also gave relevant information on the effect of ZnEt
2 on the chain microstructure of poly(E-
co-N) samples prepared with the sole catalysts
1 and
2 [
33]. This analysis revealed that the samples obtained with catalyst
1 are amorphous regardless of the amount of CTA used in the polymerization. The samples prepared at [N]/[E] feed ratios of 4.8 with catalyst
2 are also amorphous, whereas the samples prepared at [N]/[E] feed ratios of 1.3 and 26 with catalyst
2 present some crystallinity. In particular, the copolymers obtained at [N]/[E] feed ratio of 1.3 show crystallization of long ethylene sequences in the orthorhombic form of polyethylene (PE), whereas the copolymers obtained at [N]/[E] feed ratio of 26 show crystallinity from long alternating NENE sequences in the crystalline form of the poly(E-
co-N) isotactic alternating copolymers [
51,
52]. DSC analysis revealed a melting temperature of 125–130 °C in the case of the samples obtained at [N]/[E] feed ratio of 1.3, and of 260–280 °C in the case of the samples obtained at [N]/[E] feed ratio of 26, regardless of CTA concentration, indicating that the average length of crystallizable sequences is not affected by CTA.
The X-ray powder diffraction profiles and DSC thermograms of the poly(E-
co-N)s obtained with the mixture of the two catalysts
1+
2 and different concentrations of CTA are shown in
Figure 6 and
Figure S2, respectively. It is apparent that the X-ray diffraction profiles of the samples prepared at [N]/[E] feed ratio of 1.3 (
Figure 6, curves a–c) show diffraction peaks at 2θ ≈ 21 and 24°, indicating that also these samples contain ethylene sequences that crystallize in the orthorhombic form of PE, in agreement with results of Ref. [
33] On the other hand, the X-ray diffraction profiles of the samples prepared at [N]/[E] feed ratio of 26 (
Figure 6, curves d–f), show diffraction peaks at 2θ ≈ 17 and 19°, due to the crystallization of alternating EN sequences, in analogy with the samples prepared with the sole catalyst
2 [
33]. Finally, the diffraction profiles of the samples prepared at [N]/[E] feed ratio of 4.8 (data not shown), indicate that these samples are amorphous, in analogy with the samples prepared with the catalysts
1 and
2 separately.
The melting temperatures of the polyethylene-like crystals of ≈125 °C (
Figure S2, curves a–c) and of the crystals of the alternating EN copolymer of ≈270 °C (
Figure S2, curves g–h) in samples obtained with the mixture of catalysts
1 and
2, are similar to those formed in the samples obtained with the sole catalyst
2. This indicates that the average length of crystallizable sequences is not affected by the CTA concentration, even using both catalysts
1+
2. Moreover, similar to the copolymers obtained in presence of the sole catalyst
2, when using a [N]/[E] feed ratio of 26, the DSC thermograms of the poly(E-
co-N)s copolymers obtained by the two catalysts
1+
2 also show cold crystallization at ≈200 °C in the second heating scan, indicating that these samples do not crystallize from the melt during the heating scan at 10 °C/min (data not shown).
The stress–stain tensile curves of the poly(E-
co-N) samples obtained by the two catalysts
1+
2 at [N]/[E] feed ratio of 1.3, 4.8 and 26 are reported in
Figure 7. The leading mechanical parameters extracted from stress–strain curves are reported in
Table S2.
In general, whereas the samples prepared at [N]/[E] feed ratio of 4.8 and 26 are rigid and fragile, and break at very low deformations (
Figure 7B,C), the samples prepared at [N]/[E] feed ratio of 1.3 are more flexible and show much higher ductility (
Figure 7A). In particular, in the case of the samples prepared at [N]/[E] feed ratio of 4.8 with both catalysts
1+
2 (entries 10, 13, and 16), the Young’s modulus and the stress at any strain tend to decrease, whereas the deformation at break tends to increase with increasing the amount of CTA (
Figure 7B and
Table S2).
Moreover, whereas entries 10 and 13 break before yielding at deformation lower than 10%, as in the case of the corresponding copolymers obtained with the sole catalysts
1 and
2 [
33], entry 16, obtained at higher CTA concentration, shows diffuse yielding and deformation at break of ≈28%. Therefore, due to CTA, at [N]/[E] feed ratio of 4.8, amorphous copolymers are produced, characterized at least in part by a segmented chain architecture, generated by the chain transfer mechanism from
1 to
1, from
2 to
2 and from
1 to
2 or
2 to
1, respectively. The flexibility and ductility increase with increasing CTA concentration, probably because the frequency of exchange also increases, and the segments produced in consecutive turnovers are possibly jointed through flexible ethylene sequences.
A high fragility and elevated rigidity also characterize the samples obtained at [N]/[E] feed ratio of 26 (
Figure 7C and
Table S2). The values of Young’s modulus reaches vales of 600–900 MPa, and the deformation at break is lower than 4–5% (
Table S2). In particular, as analyzed in Ref. [
33], the samples produced with catalyst
2 break immediately by application of a tensile force, because the crystals formed by long NE alternating sequences act as reinforcing elements of the glassy matrix, resulting in a neat increase of rigidity, but also increase of fragility. On the contrary, the samples produced with catalyst
1 show a slightly higher ductility, with values of deformation at break and mechanical strength that tend to increase with increasing CTA concentration [
33]. In
Figure 7C, the stress–strain curves of entry 20, produced with the catalyst
1 at [Zn]/[Zr] feed ratio of 140, with N content of 64 mol%, and entry 19, produced with the two catalysts
1+
2 at [Zn]/[Zr] feed ratio of 56, with N content of 51 mol%, are compared. It is apparent that the two samples show similar ductility, but entry 19 shows a higher value of the Young’s modulus (900 MPa,
Table S2) and higher mechanical strength than entry 20 (
Figure 7C), despite the lower norbornene concentration. This reinforcing effect is due not only to the presence of the crystals formed by the long NE alternating sequences, but also to the blocky chain architecture of entry 19, consisting of rigid segments produced by catalyst
1, covalently linked to the crystallizable NENE alternating sequences produced by catalyst
2. The copolymers obtained by both catalysts
1+
2, entry 22 and 25 at higher [Zn]/[Zr] concentration, are even more rigid, and break at even lower deformations than entry 19 (data not shown). The increase of rigidity is probably due to the fact that, with the increase of the CTA concentration, the exchange frequency also increases, and in a high norbornene environment the chain transfer mechanism to catalyst
1 is more probable. Therefore, whereas the chain transfer mechanism produces a softening effect in the case of the amorphous samples produced by the sole catalyst
1, in the case of the semi-crystalline samples obtained wit catalyst
2, or with the mixture
1+
2, a reinforcing effect occurs, due to the crystals formed by the alternating NE sequences produced by
2, and/or by the increased amount of norbornene rich segments produced by
1.The Young’s modulus was determined in independent experiments at
v/
L0 = 0.1mm/(min mm). The stress–strain behavior of poly(E-
co-N)s obtained at [N]/[E] feed ratio of 1.3 with catalysts
1+
2 (entries 1, 4 and 7), prepared in presence of increasing amount of CTA (
Figure 7A), clearly confirms that these samples, at least in part, by effect of the CTA mechanism, possess a segmented chain architecture, with segments produced by catalysts
1 and
2 alternating along the chain. In fact, since the molecular mass of these samples remains constant, the observed decrease of the Young’s modulus and increase of the mechanical strength and ductility with increasing CTA concentration are a direct consequence of the increase of the exchange frequency of the growing chains between the catalysts, leading not only to a decrease of the average length of the polymer segments produced in consecutive turnovers at the metallic centers, but also to an increase of junction points and their average number for each chain. In particular, the decrease of the average length of segments produced by
2 may account for the decrease of Young’s modulus, whereas the increase of the average number of segments/chain produced by the two catalysts, and especially of the more rigid segments produced by the more efficient catalyst
1, may account for the increase of mechanical strength and ductility.
Further information concerning the effect of CTA in the production of multiblock copolymers may be obtained by comparing the mechanical behavior recorded at 25 °C and at temperatures higher than the glass transition temperature, for triplets of samples produced using a high CTA concentration, with the sole catalyst
1, the sole catalyst
2 and with the mixture
1+
2. As an example, the stress strain curves of entries 7, 8 and 9 recorded at 25 and 50 °C are shown in
Figure 8. These samples are obtained at [N]/[E] feed ratio of 1.3, using the highest CTA concentration and show glass transition temperatures of 34, 37 and 20 °C, respectively (
Table 1 and
Figure 9).
As discussed in Ref. [
33], at 25 °C (
Figure 8A) entry 8, obtained with the sole catalyst
1 shows a high value of the Young’s modulus (280 MPa), high stress at yield (32 MPa), but low deformation at break (41%). Entry 9, obtained with the sole catalyst
2, shows low Young’s modulus (53 MPa) and low stress at yield (10 MPa), but high deformation at break (700%). Entry 7, obtained with the catalysts
1+
2, shows values of Young’s modulus (170 MPa) and stress at yield (26 MPa), similar to those of entry 8, but ductility intermediate between those of entries 8 and 9 (deformation at break of 300%). The properties of entry 7, obtained with the catalysts
1+
2, are not those expected for a simple blend using entries 8 and 9 as components in the appropriate amount, but strongly support the hypothesis that, by effect of CTA, in presence of the catalysts
1+
2, a reactor blend of chains is obtained, consisting of different fractions produced not only by the chain transfer from
1 to
1, and from
2 to
2, but also by a fraction of segmented chains produced by exchange from
2 to
1 and
1 to
2, which act as compatibilizer.
Concerning the mechanical tests performed at 50 °C, (
Figure 8B), it is apparent that, compared with the stress–strain curves at room temperature of
Figure 8A, the amorphous sample produced by
1 (entry 8), becomes much softer at 50 °C (
Figure 8B, curve b).
The Young’s modulus and stress at break drop to ≈2 MPa and 3.5 MPa, respectively, while the deformation at break increases to 350% (
Figure 8, curve b). The semi-crystalline sample produced by
2 (entry 9) shows viscous flow by stretching, already starting from 100% deformation (
Figure 8, curve c) and the value of the Young’s modulus drops to 0.9 MPa. Finally, the sample obtained with the mixture of catalysts
1+
2 (entry 7) shows outstanding mechanical properties even at 50 °C. The deformation at break increases up to the value of 650%, the Young’s modulus is reduced to 43 MPa, whereas the stress at break is still high at 10 MPa (
Figure 8, curve a). Moreover, a partial elastic recovery of the initial dimension occurs, with value of tension at break of 215%. Therefore, whereas this sample (entry 7) experiences plastic deformation at room temperature, it becomes partially elastic at 50 °C. The mechanical properties of entry 7 at 50 °C are clearly different from those expected by a blend of the parent samples entries 8 and 9. This is the hallmark that this sample is characterized, at least in part, by multiblock chains consisting of norbornene rich (produced by
1) and norbornene poor (produced by
2) segments, alternating along the chain.