Why the Same Dose of Botulinum Toxin A Is Less Predictable in Small Muscles: A Discrete Threshold Model
Abstract
1. Introduction
1.1. Molecular Background
1.2. Limitations of Continuous Mean-Field Models
1.3. An Observation That Motivates a Threshold Account
1.4. Objectives
- (i)
- A sharpness law linking transition width, independent-unit number, and threshold dispersion. The width of the population dose–response transition scales as with a prefactor set by and by the slope of the terminal silencing probability at the critical concentration—and that slope is controlled by the dispersion of unit thresholds. A mean-only mapping contains no N, so it cannot express this relation and cannot be transported between injection targets of different size. The law is exact in the central-limit regime, testable by comparing dose–response transitions across targets, and it converts from an unobservable microscopic parameter into an estimable one.
- (ii)
- Geometry non-sufficiency at matched mean dose. Two spatial concentration fields with identical spatial mean produce different block probabilities. The field family is a Gaussian diffusion kernel and not a point mass, for the reason given in Section 2.9, and its summary is a critical dispersion radius that maps onto injection volume and dilution.
1.5. Scope, and How to Read the Results
2. The Discrete Threshold Model
2.1. Terminal State Variable
2.2. Terminal Uptake and Cleavage
2.3. Terminal Threshold
2.4. Mechanistic Grounding of the Threshold
2.5. Relating the Model to Cleavage Assays
2.6. System-Level Integration
2.7. Gradedness of the Collective Readout
2.8. Multiple Endplates per Fibre: A Second Nested Layer
2.9. Spatial Concentration Field
2.10. Temporal Scope
3. Theoretical Properties
3.1. The Comparison Class
3.2. An Absolute Threshold Is Excluded by Clinical Practice Alone
3.3. Observation 1—The Variance Peak Is a Bernoulli Identity
3.4. Observation 2—Mean-Curve Reproduction Is Not Discriminating
3.5. Four Statements Withdrawn
3.6. Proposition 1—Sharpness Law Linking N and Threshold Dispersion
- (i)
- The law is quantitative, not merely qualitative. It predicts not that transitions sharpen with N, but by exactly how much: the product is constant. Numerically, at the reference parameters with , and Equation (12) reproduces the exact binomial widths with relative error —better than across – (Section 4.1).
- (ii)
- It cannot be expressed by a mapping in mean concentration alone. The claim is that N must enter the mapping, and that once it does, the relation between targets is fixed rather than free (Supplementary Materials S2.8, which also derives the effective count under which the exponent survives correlated units). The benchmark contains no N. It can be calibrated to any single target, reproducing that target’s transition exactly; it then makes no prediction whatever for a target with different N, whereas Equation (12) fixes the second target’s transition with no free parameters once the first is calibrated. The magnitude is not marginal: a surrogate matched at mispredicts the transition width by at and, by the same relation, by at ; Supplementary Figure S2 plots the error over –. This is the sense in which the architecture is not redundant, and it is a testable difference rather than a definitional one.
- (iii)
- It makes threshold dispersion estimable. The prefactor depends on through : broader dispersion flattens p and widens the transition at every N.
3.7. Corollary—A Scale-Free Form That Is Measurable in Administered Dose
3.8. The Discriminating Prediction: Location, Not Steepness
3.9. Proposition 2—Geometry Non-Sufficiency at Matched Mean Dose
3.10. Observation 3—Finiteness, Not Stochasticity, Carries the Weight
3.11. What Is Prior, and What Is Not
3.12. Theoretical Predictions
- Sharpness collapse. Responder-rate transitions across targets differing in independent-unit number, expressed as the scale-free product of Section 3.7—equivalently as —collapse onto a single constant. The product is invariant to the dose–concentration gain, so the test requires no estimate of local concentration, and a width independent of N falsifies Proposition 1 (Figure 2). The exponent is a weaker instrument than it appears, since the design of Section 4.8 separates from 0 but not from neighbouring values; discrimination between architectures therefore rests on the location of the curve (Section 3.8). The test is a parametric restriction with degrees of freedom across J targets, and it isolates N only if the prefactor is common across them—which makes quantal content and the number of endplates per fibre the two contaminants that must be matched (Supplementary Materials S6.4).
- Potency invariant to target size. This is the prediction that separates the architectures, and it is read off the location of the curve rather than its steepness. Because the required silenced fraction is whatever the population size, is invariant to the independent-unit count ( over –1000), while the absolute interquartile width contracts (slope ); a fixed-count collective threshold requires the opposite in both columns ( and ), and the multi-hit family likewise in the width (Table 3, Figure 1). The comparison is in administered dose and needs no concentration calibration. One half of it requires no measurement at all: Section 3.2 excludes every fixed count above a target size of a few hundred to a few thousand units from the existence of clinical practice alone.
- Critical dispersion radius, and an optimal ring radius. At fixed mean dose, block fails below a critical spatial dispersion, and decreases only weakly with dose, so spatial spread and dose escalation are not interchangeable (Section 4.2). Under fractionated deposition , it is non-monotone in the placement radius, with an interior optimum near two-thirds of the target radius: placement further towards the periphery raises the dispersion required for block rather than lowering it. The prediction is directional, requires no concentration calibration, and is tolerant of a placement error of five percent of the target radius. It is also the geometric prediction that survives both limits of Section 4.2; the ordering of fractionation against dose escalation does not, and is a prediction about volume rather than about site count.
- Serotype asymmetry in the cleavage–effect relation. Under a collective threshold, the outcome transition occupies a band of measured cleavage of width , and the dominant-negative strength that distinguishes the two serotypes moves it: at the value the pool-fraction reading fixes, BoNT-A’s band is times narrower than BoNT-E’s, so BoNT-A should show the weaker cleavage–effect correspondence, which is the reported pattern [1,23]. The ordering holds under an assay whose reproducibility is an absolute error and reverses under one whose reproducibility is a coefficient of variation; that is, a property of the assay, separately measurable, and the prediction carries the condition explicitly (Section 4.5). A mapping of mean concentration alone offers no account of why the same substrate, cleaved by two toxins, yields correlated and uncorrelated dose–effect relations.
4. Results
4.1. The Sharpness Law
4.2. Geometry and Fractionated Deposition
4.3. Graded Terminal Response
4.4. The Fibre Layer, and Why It Promotes Uptake Stochasticity
4.5. The Serotype Asymmetry in Cleavage–Effect Correlation
4.6. Sensitivity to the Uptake Count Scale
4.7. Recovery of Model Quantities from Aggregate Data
4.8. Cohort Curves and Between-Subject Dispersion
| Study | Doses (U) | Rate at Lowest Dose | Arms at | The Authors’ Own Conclusion |
|---|---|---|---|---|
| OnabotulinumtoxinA, women [57] | ≥1 of 4 | No dose dependence demonstrated between 20, 30 and 40 U | ||
| OnabotulinumtoxinA, men [58] | 3 of 4 | Superiority of ≥40 U emphasised rather than an overall dose–response relationship | ||
| AbobotulinumtoxinA [59] | 0 of 4 | Dose escalation reported as increasing response |
4.9. Dynamical Extensions
4.10. Duration Under a Minimal Recovery Law
4.11. The Human Reference, and What Fixes It
5. Discussion
5.1. What the Model Establishes
5.2. Clinical Reading
5.3. An Account of a Standing Observation
5.4. Empirical Tests
5.5. What Would Falsify the Exponent, and Not Merely the Constants
- (i)
- Ordered recruitment, under which the weights of Supplementary Materials S1 would not be independent of the unit states. We know neither the sign nor the size of this effect.
- (ii)
- A collective threshold that depends on N, or on which units fail rather than how many. is a fraction by construction here, and no measurement constrains that choice. A merely graded readout does not break the exponent (Section 2.7); a readout whose gradedness scales with N would.
- (iii)
- Long-range correlation whose correlation length scales with target size, which would make a function of N and move the exponent rather than the prefactor. The territory bound of Supplementary Materials S1, Supplementary Materials S1.8 excludes this only for territories of fixed extent.
- (iv)
- Compensation acting within the measurement window, which would make non-stationary during readout and invalidate the binomial step itself.
6. Limitations
7. Conclusions
8. Computational Methods
8.1. Computational Environment
8.2. Use of Generative AI
8.3. Synthetic Recovery: Design
8.4. Reproducibility and Convergence
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Result | Status | Where |
|---|---|---|
| Silenceability ceiling , excluding fixed-count collective thresholds above a target size | analytical | Section 3.2, Equation (11) |
| Sharpness law | analytical | Proposition 1 |
| Error order and Berry–Esseen bound | analytical | Supplementary Equation (S45) |
| Scale-free form W, invariance to dose gain | analytical | Section 3.7 |
| Effective Hill exponent ; coefficient conditional and not discriminating | analytical | Equation (15), Section 3.8 |
| Non-transportability of a calibrated mapping | analytical | Supplementary Materials S2 |
| Geometry non-sufficiency at matched mean | analytical | Proposition 2 |
| Between-subject decomposition of the width | analytical | Equation (23) |
| Duration under a minimal recovery law: same architecture, same exponent; the cancellation of the recovery timescale is a dimensional identity and not a result | analytical | Section 4.10 |
| Two-term separation of Equation (23) transporting to the duration axis | computed (exact inversion) | Section 4.10 |
| Constant of the duration relation | withheld: conditional on the functional form of recovery, which moves it by | Section 4.10 |
| Relative accessibility of a duration endpoint against a dose endpoint | negative: not determined within a factor of two | Section 4.10 |
| Critical dispersion radius | computed (Edgeworth) | Section 4.2 |
| Fractionation versus dose escalation | computed (Edgeworth) | Supplementary Table S24 |
| Response steepness from quantal fluctuation | computed | Section 4.3 |
| Pool fraction | computed, falsifiable | Equation (7) |
| Recovery of from an N-ladder | negative under the graded readout: the twofold design advantage is a property of the binary limit and is withdrawn in that form | Supplementary Table S17 |
| Invariance of to unit number | computed (exact inversion), discriminating | Section 3.8 |
| Serotype asymmetry in cleavage–effect correlation | consistency account, conditional on the assay error model | Section 4.5, Equations (21) and (22) |
| Flatness of published cohort dose–response curves | consistency account, graded alternative excluded | Section 4.8 |
| Longitudinal threshold drift | phenomenological | Section 4.9 |
| Effective uptake modulation | phenomenological | Section 4.9 |
| Parameter | Enters Through | Range Assessed | Excursion of W | |
|---|---|---|---|---|
| threshold dispersion | – | |||
| uptake count scale | 10–100 | |||
| per-event yield | lattice step vs. | – | ||
| dominant-negative strength | and jointly | 0–15 | — | |
| response steepness | – (–30) | |||
| k endplates per fibre | , Equation (9) | 1–5 | ||
| collective threshold | and , cancelling | – | ||
| mean threshold | – | |||
| uptake–cleavage composite | cancels in W | – | ||
| terminal pool fraction | absolute concentrations only | – | — |
| Architecture | Fraction Required for Block | Across the Range | Slope of Absolute Width |
|---|---|---|---|
| Fractional threshold (this model) | , independent of N | (–1000) | |
| Fixed count, critical subset [40] | , rising with N | (–500) | |
| Multi-hit target theory [50,51] | over n; see note |
| Measured Cleavage | ||||
|---|---|---|---|---|
| 0.85 | 0.3482 | 0.112 | 0.481 | 0.000 |
| 0.92 | 0.3768 | 0.118 | 0.539 | 0.000 |
| 0.96 | 0.3932 | 0.122 | 0.570 | 0.000 |
| 1.00 | 0.4096 | 0.125 | 0.600 | 0.504 |
| 1.04 | 0.4260 | 0.128 | 0.628 | 1.000 |
| 1.10 | 0.4506 | 0.133 | 0.666 | 1.000 |
| 1.25 | 0.5120 | 0.144 | 0.746 | 1.000 |
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Armenti, A.F.; Armenti, F. Why the Same Dose of Botulinum Toxin A Is Less Predictable in Small Muscles: A Discrete Threshold Model. Toxins 2026, 18, 403. https://doi.org/10.3390/toxins18090403
Armenti AF, Armenti F. Why the Same Dose of Botulinum Toxin A Is Less Predictable in Small Muscles: A Discrete Threshold Model. Toxins. 2026; 18(9):403. https://doi.org/10.3390/toxins18090403
Chicago/Turabian StyleArmenti, Andrea Felice, and Francesco Armenti. 2026. "Why the Same Dose of Botulinum Toxin A Is Less Predictable in Small Muscles: A Discrete Threshold Model" Toxins 18, no. 9: 403. https://doi.org/10.3390/toxins18090403
APA StyleArmenti, A. F., & Armenti, F. (2026). Why the Same Dose of Botulinum Toxin A Is Less Predictable in Small Muscles: A Discrete Threshold Model. Toxins, 18(9), 403. https://doi.org/10.3390/toxins18090403

