1. Introduction
A positive impact on hydrology as well as on modern agricultural practices can be achieved by monitoring spatial and temporal dynamics of some land surface variables such as soil water content,
mv, and vegetation. Despite the fact that synthetic aperture radar (SAR) allows acquiring in all weather conditions, unassessed strengthenings of the relations among backscattering, σ°, at different frequencies and polarizations and soil-vegetation variables (SVV) are limiting the operational application of SAR. Indeed, SAR configuration controls the wave-target interactions [
1,
2] and, thus, affects models’ assessments depending on its frequency, polarization and acquisition geometry.
The dependence of bare soils σ°, σ°
S, on both water content and surface roughness was modeled by several authors [
1,
2,
3,
4,
5]. However, the need of a prior knowledge of the soil surface roughness could reduce the feasibility of SAR techniques [
4,
6,
7,
8]. Indeed, reliable roughness measures are hardly achievable: (i) in situ measurements with contact methods (e.g., grid board [
9]) are point based and usually not representative at plot scale; (ii) innovative methodologies (e.g., non-contact ultrasonic profiling) are capable of describing wide areas but still economically expensive (i.e., requiring airborne acquisitions).
Over vegetated areas an additional σ° contribution, σ°
V, needs to be taken into account. Several authors, investigated σ°
V by setting up theoretical models [
10,
11,
12] schematizing the vegetation as simple targets of known geometry (such as plates and cylinders). Simple empirical models, avoiding a rigorous mathematical and geometrical simulation of the canopy, are often based on ratios of bands acquired at different polarizations [
13,
14,
15,
16]. The need of a priori characterization of vegetation structure (hardly achievable through in situ campaigns) reduces the operational use of SAR in agriculture.
In recent years, several researches focused on
mv quantification (over both bare, B, and vegetated, V, soils) explored different SAR configurations and approaches by testing (
Table 1): (i) the use of temporal indices; (ii) the integration of passive microwaves and in situ data; (iii) different σ° models; (iv) the conjunct use of complex statistical models (such as Bayesian approach); (v) empirical fitting and ratio methods (refer to the
Appendix A for symbols and acronyms). There were several approaches: empirical, EA; semi-empirical, SEA; theoretical, TA; polarimetric, PA; statistical SA, these latter employing Neural Networks, polarimetric indices or, channels ratio. Some authors calibrated σ° models such as: IEM (Integral Equation Model [
4]), WC (Water-Cloud model [
17]); GO (Geometrical Optics [
4]); Dubois [
1]; Oh [
2,
3]; RTM (Radiative Transfer Model); MIMICS (Michigan Microwave Canopy Scattering model [
18]). Several authors separated soil and vegetation contributions by exploiting more than two polarizations (single frequency), by parameterizing the WC through in situ data.
All these approaches are usually based on regression analyses among σ° and SVV (i.e., soil roughness, water content, fractional cover and leaf area index). It is well known that SAR configuration (acquisition geometry, frequency and polarization) plays a fundamental role in the σ° vs. SVV relationship; thus it is expected that modifications of some SVV change also the spatial correlation between data acquired with different configurations.
Based on this evidence, this paper firstly aims to quantify the strength of the relation among σ° and four SVV (dynamic and single regression analyses) over bare and vegetated soils, over a wide range of cultivars and for different SAR configurations. These first sections are tailored to address: (i) frequencies and polarizations showing the highest sensitivities of σ° to the dynamic of the selected SVV; (ii) SAR configurations suitable to estimate SVV changes; (iii) frequencies and polarizations carrying redundant information.
Afterwards, the paper shows the effect of SVV changes on the spatial correlation among SAR channels and proposes, as novel approach, the use of temporal regressions of two-channel spatial correlations vs. SVV to explore any improvement achievable compared to the single-channel regression approach.
2. Study Area
In situ and SAR data have been collected on the 24 km
2 DEMMIN (Durable Environmental Multidisciplinary Monitoring Information Network) test site (
Figure 1). The site is hosted by a farm located in
Mecklenburg-Western Pomerania in North-Eastern Germany (
Görmin farm, 53°59′33′′N–13°16′40′′E, EPSG 4326).
Nine crops were monitored over one or more plots (the plot identifier is reported between brackets): wheat (IDs 230 and 250), rape (IDs 101 and 140), barley (IDs 440 and 450), maize (ID 222) and sugar beet (IDs 102, 460). Sowing and harvesting dates are reported in
Table 2. Noticeable, these cultivars are characterized by different vegetation architecture. Main soil textures in the Görrmin area were loamy sand and sandy loam. Within this area, the 9 monitored plots are characterized by loamy sand texture. In particular, the soil texture of plots 222, 450 and 140 is predominantly loamy sand; plot 460 is characterized by loamy sand and slightly loamy sand soil; whereas the other plots are characterized by both loamy sand and strong loamy sand soils.
3. Materials
Data have been collected between April and August 2006 in the framework of the AgriSAR 2006 project (funded by the European Space Agency, ESA) primarily planned to address programmatic needs of Sentinel-1 two-satellite constellation. AgriSAR 2006 campaign was specifically tailored to investigate σ° dynamic throughout the crop-growing season. The dataset includes weekly in situ measures and airborne SAR and optical images.
In particular, in situ data have been collected by the
Leibnitz-Zentrum für Agrarlandschaftsforschung (ZALF) and the University of Kiel (
Christian-Albrechts-Universität, Department of Geography) almost simultaneously to SAR and optical flights. Measurements of
mv (at 0–5 and 5–10 cm below ground level, b.g.l.), soil surface roughness, fractional cover,
Fv, and
LAI were acquired by the research teams along 16 campaigns. In situ
LAI and
mv were measured using a LICOR-2000 and a portable IMKO TRIME-FM TDR respectively, root mean square of roughness height,
h’, was characterized with a laser profiler and a Rollei d7 metric digital stereoscopic system [
48]. A TDR probe (IMKO TRIME-ES, theoretical accuracy of ±0.01–±0.03 m
3m
−3) was installed from the
Ludwig-Maximilians Universitat München (LMU) and the University of Kiel on fields 102 (sugar beet) and 250 (wheat) providing measures of
mv at 5 depths (5, 9, 15, 25 and 47 cm b.g.l.) with a temporal resolution of half an hour. Approximately 1150 measurements were executed, equally spread among plots and acquisition times. In particular, ~24 measurements were carried out for each in situ campaign; for each plot, always the same locations were taken into account; ~36 measurements per plot was carried out during the whole in situ campaign for each SVV. The sugar beet field was completely bare from the first campaign in 19 April until 11 May (
Fv reached 10% in 7 June); maize field was completely bare until the end of May. Other fields were vegetated until July; rape and barley were harvested during the airborne SAR campaign (
Figure 2).
During the investigation three drying periods occurred;
mv varies in the range [0.34–0.06 m
3m
−3] with some differences among fields. In maize crop,
mv was higher than in other fields, probably only due to the root-zone water dynamics of this cultivar (the soil texture was similar to the other monitored plots);
mv in barley, wheat, sugar beet and rape fields behaves similarly during the whole period. Finally, temporal trends of
h’ over barley, rape and wheat fields are quite similar; whereas
h’ exhibits higher values and different temporal behavior over maize and sugar beet (
Figure 3).
The SAR dataset includes 120 images acquired in X, C and L bands (central wavelengths: 2, 5, and 21 cm respectively) in dual polarization (HH and VV for X band) and in quad-polarization (HH, VV, VH and HV for C and L bands). Flights were weekly carried out from the 9th of April to the 2nd of August by an airborne E-SAR (Experimental SAR), operated by the German Aerospace Center (Deutsches Zentrum für Luft- und Raumfahrt—DLR). The E-SAR sensor was on board a Do228 aircraft; although a total of 16 radar flights were executed during the AgriSAR 2006 campaign, the 12 performed in the E-W direction were considered in this research. The deployment of corner reflectors of 20 cm × 20 cm during one of the in situ campaigns allowed obtaining multi-look, geo-coded and calibrated σ° products at a raw spatial resolution, RS, of 2 m.
During the airborne SAR acquisitions, high variability of mv, Fv and LAI occurred over both bare and vegetated soils, including different cultivars. Thus, AgriSAR 2006 dataset allows investigating (i) how σ° is controlled by changes of SVV and, (ii) how SAR configuration (acquisition geometry, frequency and polarization) rules the relationships between σ° and SVV.
4. Methods
For bare soils, h’ and mv were included in the analysis; whereas, over vegetation the behavior of σ° was assessed under a wide range of mv for different cultivars with varying h’, LAI, and Fv.
Different data analyses were carried out: (i) dynamic analysis of both σ° and SVV over all fields and over a selected plot; (ii) single regressions between σ° and SVV; (iii) single regression analysis between inter-channel spatial correlation and SVV at plot scale.
4.1. Data Aggregation
As a preliminary step, images were spatially averaged to reduce the speckle. Although several filters have been proposed to this aim [
49,
50,
51,
52,
53] a simple spatial averaging technique was preferred. Indeed, the spatial aggregation limits inaccuracies in the comparison between σ° and in situ data due to georeferencing errors and GPS positioning uncertainties, respectively. The more appropriated
RS was selected based on the values assumed by the Moran index
IM [
54] and the speckle index,
IS [
55].
4.2. Dynamic Analyses
This section is focused on the investigation of σ° temporal behavior. In the first subsection, σ° dynamic was evaluated at different frequencies and polarizations during the whole period for varying SVV. Subsequently, the σ° temporal dynamic is qualitatively compared to SVV changes for two selected plots.
4.2.1. Dynamic Analysis: All Plots
Firstly, it was analyzed the σ° dynamic at different frequencies and polarizations (hereinafter referred to as channel) during the whole period, in which variations of mv, h’, LAI and Fv occurred.
For each plot the σ° range of variability, ∆σ°
plot, was evaluated. Then, for each channel, metrics such us the average of ∆σ°
plot, ∆σ°
avg, and standard deviation of ∆σ°
plot, ∆σ°
stdev, were quantified. The higher ∆σ°
avg the more the channel sensitivity to SVV changes, the higher ∆σ°
stdev the more heterogeneity among plots. The corresponding metrics computed on ∆
h’, ∆
mv, ∆
Fv and ∆
LAI are discussed within the corresponding result
Section 5.2.1. Backscattering varies with the dielectric and geometric properties of the soil-vegetation system. In particular, dielectric properties are ruled by
mv (for the soil layer) and canopy water content; whereas, the geometric properties are ruled by
h’ (for the soil layer) and by both vegetation biomass (
Fv and
LAI) and canopy structure (this latter has not been parameterized during the campaign).
4.2.2. Dynamic Analysis: Two Selected Plots
This analysis was performed for two selected plots: the first displayed soil drying over both bare and vegetated stages (plot 460, sugar beet); the second (plot 450, barley) was fully vegetated from April to July, then, it was harvested and thus, was bare during the last two SAR acquisitions. The analysis allows understanding how σ° behaves with mv over changing SVV. Outcomes over the first plot allow evaluating which channels have the higher sensitivity to vegetation growth. The dynamic of σ° over the second selected plot allows evaluating which channels have higher sensitivity to mv when the soil is beneath a vegetation canopy.
4.3. Temporal Single Regression Analysis
Because of the speckle noise affecting SAR images at raw resolution, operational applications are to be preferred using spatially aggregated images by averaging both in situ measures and the corresponding aggregated σ° values. Thus, temporal single regressions among σ° and SVV were analyzed to address the application of semi-empirical models over bare and vegetated plots; mv and h’ were analyzed over bare soil, whereas, Fv and LAI were also explored over vegetated areas.
4.4. Inter-Channel Spatial/Temporal Correlation
A target is expected exhibiting different dielectric and geometrical properties if sensed with distinct SAR configurations. Thus, a pixel based spatial correlation image, rsp, was evaluated for each plot using a moving kernel. A plot representative spatial correlation, rs, was obtained by averaging values of rsp co-localized to in situ measures. The calculation is extended to all available channel pairs and acquisition times, thus, generating an rs domain cube. Because the moving kernel is applied on spatially aggregated images, a minimum kernel size (3 × 3) was chosen to avoid exceeding plots’ dimensions. A total of 45 channel pairs were analyzed; the rs cube was evaluated for each of the 9 monitored plots.
The dynamic between
rs and SVV was analyzed via a single regression over 9 selected pairs of channels. The analysis determines in what extent
rs could be useful to assess SVV changes; thus, results are shown in terms of plot temporal correlation coefficients,
rt, out-coming from the
rs vs. SVV regressions (
Figure 4).
Finally, errors associated to best regressions (both σ° vs. SVV and rs vs. SVV) are computed in terms of mean absolute errors (MAE).
5. Results
5.1. Data Aggregation
The IM first derivative suggests almost the same aggregation level for co-polarized, σ°pp, and cross-polarized, σ°pq, channels. Whereas, RS suggested by the IS analysis are higher at σ°pp than those at σ°pq with highest values shown by XHH, and lowest value exhibited by LHV. The RS equal to 20 m, as suggested by IS analysis, although even coarser then the value suggested by IM analysis (≈10 m), remains suitable to characterize the average plot size (~280 m).
5.2. Dynamic Analyses
5.2.1. Dynamic Analysis: All Plots
L bands show the highest ∆σ°
avg values especially at cross-polarized channels. This suggests that σ° at L band could be highly influenced by SVV dynamics. The higher values of ∆σ°
stdev also highlight that σ° is influenced by SVV depending on the cultivar; contrarily, lower ∆σ°
stdev exhibited by X
pp and C
pp bands implies a weaker influence of the cultivar (
Figure 5, left panel).
Numerically, the highest dynamic (∆σ°
avg = 12 dB and ∆σ°
stdev = 3.2 dB) is exhibited by L
HV whereas the lowest is observed for C
HH (∆σ°
avg = 6.4 dB and ∆σ°
stdev = 1.2 dB). SVV variations are responsible of changes of dielectric and geometric properties of the soil-vegetation system (
Figure 5, right panel). The variations of
mv was on average ≈0.2 m
3m
−3 (with standard deviation ∆
mv,stdev = 0.03 m
3m
−3), whereas ∆
Fv,avg = 0.64 (∆
Fv,stdev = 0.17), ∆
LAIavg = 3.42 m
3m
−2 (∆
LAIstdev = 0.92 m
3m
−2) and ∆
h’avg = 0.7 cm (∆
h’stdev = 0.6 cm). To describe the differences observed in distinct channels as resulting from SVV changes, the dynamic analysis was applied to bare plots (plots 460 and 222).
Bare soils exhibited lower ∆σ°avg (particularly at L frequency) compared with those observable during the whole investigation period (where both bare and vegetated conditions occurred).
Over vegetation, the highest ∆σ°avg at L frequency was found for sugar beet, which is characterized by a broad-leaf structure; whereas X channels exhibited highest ∆σ°avg for barley and wheat; finally C channels exhibited highest ∆σ°avg for rape, barley and wheat. These differences confirm that vegetation structure determines the geometric properties of the target.
5.2.2. Dynamic Analysis: Two Selected Plots
The dynamic analysis for the plot 460 revealed that σ°
pq exhibits lower values if compared to σ°
pp at the same frequency. Peaks of σ° occur contextually to
mv maxima (
Figure 6, drying period I). As expected, σ° over bare soil (until the 11th of May) is linearly correlated to
mv at all channels. With the growth of the vegetation two different σ° behaviors were observed: σ° at L (both σ°
pp and σ°
pq) and C (σ°
pq only) is highly related to
mv until
Fv is lower than 3%. Whereas σ°
pp at X and C frequencies were still influenced by
mv dynamics until
Fv is lower than 10% (
Figure 6, drying period II).
The difference between σ° collected on 19 April and 21 June is prevalently a measure of the vegetation biomass change; indeed, σ° at these two times were acquired at almost similar
h’ and
mv conditions. It is noticeable that high positive σ° differences occur at cross-polarization, thus confirming outcomes of several other studies (e.g., [
56]).
The dynamic analysis for the plot 450 (barley) revealed that all σ° at L frequency behave similarly to
mv; σ° at C and X frequencies is less influenced by
mv dynamics, thus highlighting that σ° at L frequency partially penetrated the canopy cover (
Figure 7, drying periods I to III). In particular, σ°
L,HH vs.
mv was characterized by
r2 ≈ 0.27, whereas lower
r2 characterized regressions with other frequencies (
r2 ~ 10
−4 for both σ°
C,HH and σ°
X,HH vs.
mv). Conversely, L frequencies were not linked to
Fv (
r2 ~ 0.05); whereas, slightly higher
r2 (~0.15) characterized σ° vs.
Fv at C frequency; finally, X channels were completely uncorrelated with
Fv (
r2 ~ 10
−6).
5.3. Temporal Single Regression Analysis
A first analysis was applied on bare soils having different
h’. Single regressions among σ° vs.
mv and
h’ were calculated separately for two plots (IDs 460 and 222) that remained bare until the first week of May;
h’ values ranged between 0.93–1.77 and 1.42–2.05 cm, for plots 460 and 222 respectively (
Table 3). Correlations,
r, are classified according to Evans, 1996 [
57]; slopes,
m, and intercepts,
q, values could be employed to apply empirical or semi-empirical models (e.g., the WC model [
17]). No significant correlations characterized the σ° vs.
h’ regressions (not shown).
Noticeable, very strong and significant σ° vs. mv correlations were found for XVV (plot 460), CHH and for L frequencies (plot 222); while, strong (i.e., 0.6 < r < 0.8) correlations were not significant (p-value > 0.1).
For plot 460 two quasi-significant correlations were found at XHH and LVV, respectively. The highest σ° vs. mv correlations were found at L frequency (≈0.99).
A second analysis was applied on vegetated plots (
Table 4). Noticeable, σ° vs.
h’ returned no significant correlations (not shown). Regarding σ° vs.
mv, only moderate to strong correlations (0.4 <
r < 0.8) were found as the capability of the signal of perceiving the
mv is attenuated by the vegetation cover. Most significant σ° vs.
mv correlations were found at L frequency, highlighting that the longer the wave the better the canopy penetration. A limited number of
quasi- and significant correlations were found at C and X frequencies even if these were characterized by lower
r values.
Several very strong and significant σ° vs.
Fv correlations (
Table 5) were found over maize (at C
HV, L
HH and L
HV) and sugar (all channels except L
HH and L
HV). These plants are both characterized by bigger leaf dimensions compared to those characterizing other cultivars. Noticeable, σ° vs.
Fv regressions showed higher
r than those characterizing σ° vs.
mv (best
r ~ 0.95 for σ° vs.
Fv at L
HV over maize plot), thus confirming that: (i) σ° is mainly controlled by geometric and dielectric properties of the vegetation; (ii) the canopy limits the assessment of the properties of the underlying soil. Although several significant correlations were found for other cultivars, these were characterized by weak (0.2 <
r < 0.4) or moderate (0.4 <
r < 0.6)
r values.
The highest and significant σ° vs.
LAI correlations were found again for sugar beet and maize; whereas, no significant correlations were found at X and C
HH channels. Several significant correlations were found for other cultivars; diversely than σ° vs.
Fv, most of these exhibited a strong correlation (
Table 6). For some channels, σ° resulted significantly correlated with both
LAI and
Fv. Although σ° at L
HH resulted also correlated to
mv the higher
p-value indicates a weaker significance of this correlation.
5.4. Inter-Channel Spatial/Temporal Correlation at Plot Scale
This section discusses and analyzes
rs domains for the two selected plots (see
Section 4.2.2 and
Section 5.2.2). For the plot 460,
rs domains were analyzed for increasing vegetation cover (for bare to vegetated) and decreasing
mv (
Figure 8). In particular, three different dates were selected: (i) 19 April, when field was bare and
mv ~ 0.21 m
3m
−3; (ii) 7 June, when field was slightly vegetated (
Fv ~ 0.1) and
mv decreased to ~0.16 m
3m
−3; and, (iii) 26 July, when
Fv increased up to (~0.35) and the
mv decreased to ~0.02 m
3m
−3.
On 19 April the rs domain highlights that strong to very strong correlation occurred among σ° at L and X channels, weak to very strong correlations were observed among σ° at C channels. On 7 June, when mv slightly decreased and sugar beet started growing (Fv ~ 0.1); rs between σ° at some channels slightly increased (e.g., σ° at CHH and CVV). Finally, on the 26th of July σ° of most of the bands were strongly correlated (rs > 0.8). Whereas, lower correlations were observed among some σ° at CHV and σ°pq at L frequency (rs ~ 0.8). The decreasing of mv caused a noticeable increasing of rs for all channel pairs.
For the field 450 (
Figure 9)
rs domains were analyzed at three selected times: (i) on 13 June, when
Fv ~ 0.9 and
mv ~ 0.06 m
3m
−3; (ii) on 21 June, when
Fv slightly increased (
Fv ~ 0.95) and
mv considerably increased to ~0.22 m
3m
−3; and, (iii) on 26 July, when both
Fv and
mv considerably decreased to ~0.3 and ~0.06 m
3m
−3 respectively.
On 13 June, the higher correlations among channels of the same frequency are observable. More specifically, moderate to very strong correlations occur among X, C and L frequency channels. Conversely, very weak to weak correlations characterized inter-frequency channels (e.g., C vs. L frequencies). On 21 June, mv considerably increased (with almost constant Fv) causing a radical change in the C vs. L region; indeed, positive weak became negative weak correlations. On 26 July the mv and Fv decreased to their minimum values causing the considerably increase of all rs values.
Based on the above mentioned evidences, it could be hypnotized that rs and SVV time series are correlated (temporal).
Thus, for 9 selected channel pairs the
rs vs. SVV were computed over both bare soil (
Table 7) and vegetated plots (
Table 8,
Table 9,
Table 10 and
Table 11) to explore the determinability of SVV through
rs. Results are shown in terms of correlation coefficients,
rt.
Over bare soils, a total of 36 correlations (9 band pairs, 2 soil variables, 2 crops) were evaluated. Only 13 (≈30%)
rt are moderate (>|0.6|); most of them (6 cases) involve multi-frequency pairs. Conversely to the single regression approach, the inter-channel spatial/temporal correlation analysis pointed out three quasi-significant and very strong
rs vs.
h’ correlations (involving X
HH-X
VV, C
HH-L
HH, X
HH-L
HH pairs). Best correlations will be further analyzed within the discussion section (
Table 12 and
Table 13).
Over vegetated areas, among 180 correlations (9 band couples, 4 soil-vegetation variables, 5 crops), only 34 (≈18%)
rt were higher than |0.6|; 14 are strong and very strong significant correlations and 5 of these involve multi-frequency combinations (
Table 8,
Table 9,
Table 10 and
Table 11).
Over vegetated areas, rs vs. h’ produces the lowest number of significant correlations as, in this case, σ° is mainly ruled by canopy dielectric (plant water content) and geometric properties (LAI, Fv and vegetation structure).
However, conversely to the single regression analysis, the dual-frequencies inter-channel spatial/temporal approach pointed out some strong significant correlations. Despite
rt were computed over vegetated plots, some negative strong and very strong significant
rt were observed between
rs and
mv for pairs of σ° at L and X frequencies. These results partially confirm the suitability of dual frequency approach to quantify
mv and biomass (
Fv particularly), as already reported by other authors [
16,
58]; further discussion about the improvements achievable through the multi-channel approach and the multi-frequency correlation will be provided in the next section.
6. Discussion on Best Results Achieved
This section summarizes best results achieved from the dynamic and single regression analyses (
Table 12). Due to the reciprocity property of cross-polarizations, only outcomes achieved by using σ°
HV and σ°
pp channels are further discussed. In addition, this part will be focused on the
quasi- and significant correlations only.
The dynamic analysis highlighted that ∆σ° at CHV and L frequency generally showed the highest ∆σ° (≈10–12 dB); however, individual contributions of h’, mv, Fv and LAI were not definitely distinguishable.
By observing ∆σ° due to vegetation variations (i.e., changes in
LAI and
Fv) ∆σ°
pq are higher at L (~14 dB) rather than at C frequency (~10 dB); this is probably due to the structure of sugar beet characterized by very large leaves. Moreover, as confirmed by other studies, σ°
HV and σ°
VH (not shown here) behave quite similarly according to the reciprocity principle, which for most natural media assumes a symmetric scattering matrix [
59].
The correlation analysis highlights that over bare soils, σ° vs. mv are significant and characterized by high r at all channels with exceptions of CHV and CVV. The highest r and the lowest MAE were found at L frequency. Whereas no significant σ° vs. h’ correlations were achieved.
Over vegetated areas, since h’ was measured below canopy, no significant r values have been found as σ° over dense vegetation is mainly ruled by: (i) surface water contents (mv and canopy water content) and (ii) surface roughness (correlated with biomass variables, including LAI and Fv, and vegetation structure). Quasi-significant and significant moderate to strong correlations (i.e., 0.4 < r < 0.8) characterized σ° vs. mv at all channels with the exception of CVV. The highest r values were found at L frequency probably due to the higher ability of longer waves to penetrate the canopy layer.
Very strong correlations (i.e., r > 0.8) were found for σ° vs. Fv at all frequencies and polarizations; highest r characterized σ° vs. Fv at XHH, CHV and LHV comparisons. Strong to very strong r characterized σ° vs. LAI comparisons with the highest values at CHV and L frequencies.
All these results highlight that, on the average, σ° at L bands are more suitable than others to infer SVV over both bare and vegetated areas.
It has been observed that, usually, correlations showing the highest r were also characterized by the lower MAE (although this is not a general rule). Over bare soils and for all channels, lower MAE were found for σ° vs. mv (MAE was ≈0.6 dB on average) with respect to the vegetated soils (≈1.3 dB). Lower MAE characterized both σ° vs. Fv and σ° vs. LAI (on average ≈0.7 dB and ≈1 dB, respectively) if compared to σ° vs. mv. Finally, lowest MAE were found at L frequency for σ° vs. mv (bare soils) and for σ° vs. Fv and σ° vs. LAI (vegetated plots).
Over bare soils, the inter-channel correlation analysis (
Table 13) revealed three
quasi-significant and very strong
rs vs.
h’ correlations; thus, it was observed a remarkable improvement with respect to the single frequency approach. However, no significant
rs vs.
mv correlations were found, meaning that all channel pairs were useless to assess
mv by means of this approach.
Improvements with regards to the single regression approach (
Table 13, highlighted in red) were observed in several cases; the dual-frequency approach allowed pointing out higher correlations (
Table 13, bolded red values) if compared to the single-frequency approach. Remarkably,
rs seems to be negatively correlated with SVV with some exceptions (see
Table 7,
Table 8,
Table 9,
Table 10 and
Table 11). These exceptions are probably linked to the vegetation structure (as most of them were found for
Fv and
LAI for the wheat plot); however, further analyses are required to corroborate this hypothesis. Further investigations could be carried out by employing multi-mission satellite data (e.g., using nowadays imagery acquired by Cosmo-SkyMed, TerraSAR-X, Palsar and Sentinel 1).
Over vegetated plots in particular, the more suitable band pairs to assess mv were LHH-LVV and LHH-LHV (rt > |0.97|); however, the inter-channel approach opens the possibility to assess mv for all pairs except CHH-CVV, XHH-CHH and CHH-LHH.
As for the mv, several channel pairs are suitable to assess Fv (strong to very strong significant correlations) with the exception of the CHH-LHH pair. Channel pairs more suitable to assess LAI are: XHH-XVV, CHH-LHH, CHV-LHV.
7. Conclusions
The paper reports a detailed analysis on the influence of main SVV on σ°. Statistical analyses have been carried out to define suitable frequencies/polarimetry configuration to characterize the main SVV over bare and vegetated plots. Dataset includes X, C and L SAR bands with HH, VV, VH and HV polarizations and in situ measurements.
The dynamic and correlation analyses investigate the behavior of single bands with changing SVV. The inter-channel correlation analysis explores the behavior of band pairs with SVV changing over time.
The dynamic analysis revealed that cross-polarized channels exhibit higher sensitiveness to SVV, in particular to LAI and Fv.
The single correlation analysis revealed that: (i) over bare soil, σ° vs. mv exhibits strong and very strong correlation at all channels; best r characterizes σ° vs. mv at L channels (r ~ 1); (ii) over vegetated areas, highest r characterizes σ° vs. Fv and σ° vs. LAI with best suitable channels at L frequency.
The inter-channel correlation (using a single frequency) displayed significant rs vs. h’ correlations over both bare and vegetated plots (unachievable by means of the single regression approach). The inter-channel spatial/temporal regression analysis is more suitable than the single channel approach in several cases. Thus, the inter-channel correlation analyses promise to retrieve other SVV with good accuracies even over vegetated plots. In some cases, best correlations are found by adopting the dual frequency approach compared to the use of a single frequency.
Despite all the analyses confirming that
L bands are more suitable than others to infer SVV over both bare and vegetated plots, few satellite sensors provide SAR data at L frequency (PALSAR 1 and 2); as a consequence, in the past, most of the models (see
Table 1) have been implemented on C and X bands only (widely available). In addition, the NASA JPL’s Soil Moisture Active Passive (SMAP), a mission launched at the end of 2015, partially failed after collecting just two months of data because of the malfunctioning of the SAR (L
VV, L
HH, and L
HV).
Based on the results achieved by means of the inter-channel analysis, it could be interesting to perform further experiments exploiting data collected also by the near future SAR sensors; including: (i) SAOCOM-CONAE 1A/1B (Argentina) an L band two-satellite flying in constellation with COSMO-SkyMed; (ii) Tandem-L (DLR-Germany) a two formation-flying radar satellites operating in L band (planned to be launched at the end of 2022), and (iii) NISAR (NASA JPL-United States, 2020) that will include both L and S band polarimetry SAR sensors. These new experiments could be carried out coupling SAR to optical retrieved vegetation biomass (e.g., by means of Sentinel 2 or Landsat 8) and soil water content (e.g., through the use of passive microwave) maps. Thus, widening the study area these new researches could point out expected limitations in the relationship’s inversion.