1. Introduction
Flooding is among the most common and destructive natural disasters in urban areas [
1,
2]. Owing to climate change and rapid urbanisation [
3], cities with limited river networks face a lower risk of fluvial flooding [
4]. However, in cities with extensive and complex drainage systems (encompassing both drainage pipelines and river networks), combined urban pluvial and fluvial flooding has become increasingly severe, posing serious threats to public safety, urban functioning, and development [
5,
6,
7]. For example, during the 2021 “7.20” heavy rainfall event in Zhengzhou, Henan Province, China [
8], the Jialu, Qili, and Jinshui Rivers experienced high water levels. Surface runoff was not discharged into these rivers through drainage pipelines, and some river sections overflowed. The surface flow originated from upstream inflows and local rainfall, which interacted and exhibited typical characteristics of combined pluvial and fluvial flooding. The generation and mutual transformation of pluvial and fluvial floods represent a complex process, making it particularly difficult for authorities to coordinate urban flood management [
9]. Pluvial flooding occurs when the drainage system’s capacity is insufficient during heavy rainfall, causing excess rainwater to overflow and flow across the land surface. Fluvial flooding, on the other hand, occurs when the water levels in river networks continue to rise, resulting in overflow that spreads across the land surface. Under extreme rainstorms, the inundation depth and flow velocity of pluvial flooding induced by manhole overflow in drainage networks is generally smaller; however, it can extend over extensive areas within the river network. When combined with river overflow-induced fluvial flooding, pluvial flooding can considerably exacerbate the overall flood disaster [
7]. Furthermore, urban fluvial flooding occurs much less frequently than pluvial flooding but typically presents greater inundation depths and flow velocities, posing severe threats to public safety and infrastructure [
10]. Consequently, distinguishing the inundation extent, depth, and velocity of combined pluvial and fluvial flooding under extreme rainfall and analysing their interrelationships are of practical significance.
Flood models are crucial for identifying urban surface inundation under extreme rainfall. These models encompass data-driven approaches that rely on observations and physical-based approaches that emphasise hydrological and hydrodynamic processes. The former can over-rely on observational data, for example, the use of statistical methods to study urban flooding, the use of multiple regression analyses to assess regional flood risk, and the combination of hierarchical analyses and geographic information systems to analyse regional flood hazards, which are often difficult to interpret physically, which may present risks in practical applications [
11]. In contrast, physical-based approaches are rooted in hydrology and hydraulics and are generally considered more robust and accurate [
12,
13,
14]. A physical-based flood model typically encompasses surface runoff, drainage network flow, river network flow, overland flow, and interactions among these processes, thus requiring abundant data and significant computational resources. Hydrological methods for surface runoff are efficient and straightforward. One-dimensional hydrodynamic approaches for drainage and river network flows require minimal data and offer high computational efficiency. Two-dimensional overland flow is often calculated using shallow water equations (i.e., depth-averaged Navier–Stokes equations), which can be solved using finite-difference or finite-volume methods [
15,
16,
17], albeit with high computational complexity. For large inundation areas, ensuring high-resolution grids drastically reduces computational efficiency. Employing a shallow water approach with inertial terms (or their simple approximations) through orthogonal storage cell methods for overland flow can yield reliable results [
18]. This approach permits a larger and more stable time step, achieves high computational efficiency, remains unaffected by grid resolution, is sensitive to surface friction, and is readily scalable and programmable. Regardless of the adopted method, constructing a flood model requires the careful consideration of several factors that influence flooding to ensure model accuracy [
19].
Although pluvial and fluvial flooding originate from different causes and have distinct impacts, they are interrelated and can transition between one another [
9]. For example, during extreme rainfall, pluvial floods originating from manhole overflow may flow through the drainage network or directly into rivers, subsequently re-entering low-lying areas or downstream sections of the river network through overflow and causing urban fluvial flooding that aggravates inundation [
6]. Conversely, fluvial flooding can propagate from overflowing river cross-sections into the drainage network, further reducing drainage capacity. The overflow at downstream or low-lying manholes then leads to pluvial flooding on the surface, exacerbating flood hazards [
6]. Although some studies consider the influence of both pluvial and fluvial processes on urban flooding, few have specifically examined their mutual transformation and the resulting impact on overland inundation. Most urban flood research lacks in-depth joint analysis of pluvial and fluvial flooding, relying solely on flood model simulations under extreme rainfall and typically using inundation extent, depth, and velocity to quantify flood impacts [
20]. This could be due to limitations in data availability and the constraints of existing flood models. When cities face combined impacts of pluvial and fluvial flooding, more detailed indicators (e.g., pluvial flood depth, fluvial flood depth) may be needed, requiring a flood model that simultaneously and separately computes pluvial and fluvial flood depths. Thus far, nearly all urban flood modelling studies have failed to track the flow processes and exchanged volumes of pluvial and fluvial floods simultaneously and separately within a single model. Most have only treated the total inundation caused by various sources—pluvial floods, river floods, coastal storm surges, extreme rainfall, storm tides, and occasionally groundwater surges or dam breach floods—to assess multi-hazard flood risk [
21,
22]. Forward-looking approaches may simulate pluvial and fluvial floods separately and superimpose the results. However, such methods overlook the flow interactions between pluvial and fluvial floods and cannot track their flow paths or quantify the exchanged water volume collectively.
Therefore, this study aimed to achieve three objectives: (1) Propose a Pluvial–Fluvial Inundation Identification (PFII) method based on a high-resolution DEM; PFII comprises two main components: (a) a surface flood control model (SFCM) that simulates surface runoff, one-dimensional (1D) drainage network flow, 1D river network flow, two-dimensional (2D) overland flow, and their interactions; and (b) a DEM-based surface pluvial and fluvial inundation tracking model (DEM-SPFITM), which uses outputs from the SFCM to track the flow paths and exchanged volumes of pluvial and fluvial floods. (2) Apply PFII to the urban district of Huai’an, Huai’an City, where a complete flood process was observed, to identify the inundation extent, depth, and velocity caused by combined pluvial and fluvial flood under extreme rainstorms. (3) Quantitatively analyse how surface inundation extent, depth, and velocity respond to the combined effects of pluvial and fluvial floods.
2. Methods
2.1. Pluvial—Fluvial Inundation Identification Method
PFII involved three stages: building and running the SFCM, tracking the inundation extent and depth composition of floods, and calculating the flow velocity under flood conditions.
Figure 1 illustrates the overall workflow, whereas
Figure 2 presents a schematic overview of pluvial and fluvial flood sources.
Stage 1: SFCM construction and operation. First, the model structure was determined, encompassing surface runoff, 1D stormwater pipe flow, 1D river flow, and 2D overland flow. Second, the land use, drainage networks, river systems, and terrain data for the study region were collected and processed. Subsequently, the SFCM was constructed and validated using observed rainfall events. The validated model was then driven by rainfall inputs to produce simulation outputs, comprising overflow and water head information at stormwater manholes, river cross-sections, and inundated overland grids.
Stage 2: Flood extent tracking. First, overflowing manhole, overflowing river cross-section, and inundated overland grid results from Stage 1 were obtained. Next, the DEM-SPFITM was constructed, and these simulation outputs were input into the DEM-SPFITM to trace pluvial and fluvial water flow paths and determine the inundation status of overland grids. Finally, the inundation extent was calculated and output specifically for distinguishing pluvial, fluvial, and pluvial–fluvial flood areas.
Stage 2 (continued): Composition of inundation depth tracking. Hydraulic heads of manholes, river cross-sections, and overland grids from Stage 1 were obtained and incorporated into the DEM-SPFITM. By considering flow allocation coefficients and applying weir/orifice equations, the exchange flux between pluvial and fluvial water was tracked, leading to the calculation of inundation depth in each grid. The resulting inundation depth composition was then determined and output separately for pluvial, fluvial, and pluvial–fluvial flood areas.
Stage 3: Flood velocity calculation. Overland flow velocities from Stage 1 and inundation extent from Stage 2 were extracted to classify the flow velocity by flood source, including pluvial, fluvial, and pluvial–fluvial flooding.
2.2. Surface Flood Control Model
The SFCM coupled the Storm Water Management Model (SWMM) and an orthogonal storage cell model to simultaneously simulate surface runoff, 1D flows in stormwater pipes and rivers, and 2D overland flow, thereby representing the complete physical flood processes in urban areas.
The study region was subdivided into arbitrary irregular subcatchments, and the surface runoff of each subcatchment was computed using a non-linear reservoir model [
23]. The depth and inflow rate in a subcatchment was calculated using mass conservation:
where
d is the subcatchment water depth (mm),
t is time (h),
i is rainfall intensity (mm/h),
e is evaporation (mm/h),
f is infiltration (mm/h), and
q is runoff (mm/h).
Rainfall was expressed by its time-varying intensity. For relatively small study areas, rainfall was assumed to be spatially uniform, whereas for large areas, its spatial distribution was incorporated. Initial abstractions due to interception and evapotranspiration were simplified depending on the urban or catchment scale. Infiltration, the greatest contributor to rainfall loss, was calculated using the Horton equation:
where
ft is infiltration rate at time
t (mm/h),
fc is the steady infiltration rate (mm/h),
f0 is the initial infiltration rate (mm/h),
k is the decay constant (h
−1), and
t is time (h).
In the presence of water exchanges between stormwater pipes and rivers, the 1D dynamic wave method [
24] was used to model flows in stormwater pipes and rivers. The governing equations are:
where
x is the distance (m),
t is time (s),
A is cross-sectional area (m
2),
Q is discharge (m
3/s),
H is hydraulic head (m),
Sf is friction slope (m/m), and
g is gravitational acceleration (m/s
2).
The SWMM supports pumps and regulators. Pump performance was determined using four types of pump curves; regulators included orifices, weirs, and outlets, each with distinct relationships between geometry, discharge, and hydraulic head.
The orthogonal storage cell model [
18] was used to solve the continuity equation for 2D overland flow:
where Δ
h denotes the water depth change in a cell (m), Δ
Q is the flow variation (m
3/s), Δ
t is the time step (s), and Δ
x and Δ
y are cell dimensions (m).
Overland flow in four directions was considered, and the unit-width discharge between adjacent cells was computed using shallow water equations with simple inertia terms [
18]:
where
q denotes the unit-width flow (m
2/s),
t is time (s),
hflow is flow depth (m),
Ssurf is water surface slope (m/m),
n is the Manning coefficient, and
g is gravitational acceleration. Each storage cell computes infiltration via the Horton model.
The SFCM was used to compute the water exchange among various processes by linking manholes, river cross-sections, and surface grids, and adopting a unified time step and data exchange scheme [
25,
26].
Figure 3 summarises the structure of the SFCM.
2.3. DEM-Based Surface Pluvial and Fluvial Inundation Tracking Model
2.3.1. Fundamental Principles
DEM-SPFITM retrieved SFCM outputs at each time step by tracing the flow paths and exchanged water volumes of pluvial and fluvial floods within each grid cell to derive inundation status (flood type) and depth (pluvial and fluvial components).
where
G represents the set of all surface grids,
ghole indicates a grid connected to a manhole,
gsection is a grid connected to a river cross-section, and
gnull is a grid with no direct connection. Neighbouring grids in the up, down, left, and right directions are denoted by
gup,
gdown,
gleft, and
gright, respectively.
The inundation status set
S classified each grid as 0 (dry), 1 (pluvial flood only), 2 (fluvial flood only), or 3 (both pluvial and fluvial).
The inundation depth set
D included
dpluvial (pluvial flood depth) and
dfluvial (pluvial flood depth).
Water exchange to a grid
ghole originated from a connected manhole or the surrounding grids,
gsection received flow from a river cross-section or nearby grids, and
gnull received flow only from neighbouring grids. Flow rates were computed using weir/orifice formulas and the inertial form of shallow water equations. For example, overflow from a manhole to grid
ghole was calculated as:
where
is the discharge of the manhole overflow to
ghole (m
3/s);
Ahole and
Chole are the area and circumference of the manhole (m
2 and m), respectively;
Hhole and
are the hydraulic heads of the manhole and
ghole (m), respectively;
is the elevation of
ghole (m);
co and
cw are the orifice and weir discharge coefficients, respectively; and
g is the gravitational acceleration (m/s
2).
Similarly, the overflow from a river cross-section to grid
gsection was calculated as:
where
is the discharge of the river cross-section overflow to
gsection (m
3/s);
Lsection is the distance to the adjacent river cross-section (m);
Hsection and
represent the hydraulic head of the river cross-section and
gsection (m), respectively; and
is the elevation of
gsection (m).
According to Equation (6), the overflow discharge from the four adjacent grids to
ghole,
gsection, and
gnull were as follows:
where
are the discharges of overflow from the four adjacent grids to
ghole,
gsection, and
gnull (m
3/s);
are the discharges per unit width between
ghole,
gsection, and
gnull and the four adjacent grids (m
2/s); and
are the connection widths between
ghole,
gsection, and
gnull and the four adjacent grids (m).
2.3.2. Calculating the Set of Grid Inundation States
At each time step, the grid inundation status set
S (in which cells are dry, pluvial-only, fluvial-only, or pluvial–fluvial) was updated. The flow chart for time
t is shown in
Figure 4.
In step 3, the inundation status of each grid cell was calculated according to different hydraulic connections. For example, for a manhole-connected cell ghole, the status was determined based on the inundation status at the previous time step (t − 1) and the inflow at time t. Similarly, the inundation status of gsection and gnull was obtained using Equations (10)–(15).
Taking
ghole as an example:
Or
where
g′ denotes the four adjacent grids, whose overflow enters
ghole.
2.3.3. Calculation of the Grid Inundation Depth Set
At each time step, DEM-SPFITM was used to calculate the inundation depth set
D.
Figure 5 shows the calculation flowchart at time
t.
In step 3, the inundation depth for each grid cell was updated based on inflows and infiltration. For example, at a manhole-connected cell
ghole, the pluvial depth increment at time
t from manhole inflows was:
where
is the area of
ghole (m
2).
Additionally, the depth variation in the pluvial floodwater originating from the grid above
ghole at time
t was expressed as follows:
Similarly, according to Equation (17), the depth variations in the pluvial floodwater originating from the grid below, on the left, and on the right of
ghole at time
t were obtained. The pluvial flooding depth of
ghole at time
t was expressed as follows:
Similarly, the fluvial flooding depth of ghole and the pluvial and fluvial flooding depths of gsection and gnull at time t were calculated using Equations (16)–(18).
5. Discussion
Previous research has demonstrated that flood models are effective for identifying urban surface inundation under intense rainfall, and models based on hydrological and hydrodynamic methods are feasible for urban flood risk assessment [
12,
13,
14]. This study extended this perspective by highlighting the simultaneous occurrence of pluvial and fluvial flooding in cities with extensive river networks. Our novel PFII framework comprised two core components: the SFCM and DEM-SPFITM. The SFCM provided integrated simulation of the complete set of processes in urban flooding, while DEM-SPFITM accounted for the formation and transformation of pluvial and fluvial floods by classifying and updating grid cells through a unified procedure that enhanced computational efficiency. This approach was adaptable to different spatial scales. At each time step, pluvial–fluvial flow pathways and volumetric exchanges were tracked and stored in the inundation status set
S and the inundation depth set
D. These outputs facilitated convenient data management, effectively identifying pluvial–fluvial flooding in the Huai’an District and offering a novel integrated flood management method.
Compared with prior urban flood studies that do not differentiate pluvial–fluvial interactions, the proposed methodology in this study accurately recognised individual pluvial and fluvial flood extents under three extreme rainstorms and examined the interaction between inundation extent, depth, and velocity. This yielded valuable insights for developing integrated urban flood control systems. As described in
Section 4.2, compared to Approach 2, Approach 1, which simulates pluvial and fluvial floods separately, results in shorter computation times for each individual simulation. However, the total simulation time for both simulations is longer (
Figure 11). While simulating both pluvial and fluvial floods simultaneously may improve computational efficiency, the data processing involved in overlaying pluvial–fluvial flood calculations remains complex. Compared to Approach 2, the average computation time for PFII increases by 2.96% (
Figure 11), demonstrating a higher level of computational efficiency. As discussed in
Section 4.3, pluvial flooding drove large-scale inundation; however, fluvial flooding further aggravated inundation, making their coexistence apparent and generally dominated by fluvial depth (
Figure 12 and
Figure 13). With increasing rainfall intensity and volume, pure fluvial flood areas contracted, whereas pluvial–fluvial flooding intensified (
Figure 14). The mixed pluvial–fluvial regions frequently exhibited relatively high inundation depths and velocities (
Figure 15), posing a severe threat to residential areas, agriculture, and critical infrastructure [
29], and thus requiring attention in flood management. As demonstrated in
Section 4.4, pluvial inundation generated the smallest average depth and velocity, with minimal depth–velocity interaction, while fluvial flooding exhibited a moderate average depth but the highest velocity and a significant depth–velocity correlation. Pluvial–fluvial flooding yielded the highest average depth, intermediate velocity, and the greatest depth–velocity interaction (
Figure 15 and
Figure 16). With increasing rainfall intensity and volume, pluvial and pluvial–fluvial inundation extents, depths, and velocities increased at a decreasing rate, likely due to the limited capacity of the urban drainage system. Meanwhile, fluvial inundation areas decreased, and their average depth and velocity changed in opposite directions, likely caused by rising river levels and backflow into the sewer network. These findings underscored the heightened complexity that pluvial–fluvial interactions introduce to urban flood management [
30]. Mitigating pluvial flooding requires enhancements to sewer systems, sponge city infrastructure, and underground water storage. Controlling fluvial and mixed flooding similarly relies on improving river networks, reservoirs, lakes, and large-scale water projects, notably through joint river network operations that can reduce water levels before and during storms, thus mitigating flood risks.
Although PFII was applicable in this case study, uncertainties remain. As noted in
Section 4.1, the SFCM was susceptible to uncertainties in data quality, process coupling, and simplifying assumptions. For example, the model may overestimate drainage capacity if it assumes sewers and rivers are free from sediment blockages. Despite these limitations, the simulated results for Events 1 and 2 generated acceptable errors, and the SFCM was appropriate for tracking pluvial–fluvial interactions under intense rainfall. Nonetheless, careful consideration is required in regions with different hydrologic and hydraulic conditions, ensuring that DEM-SPFITM inputs are feasible and, if necessary, selecting or adapting alternative flood modelling approaches. Moreover, DEM-SPFITM did not explicitly address cells simultaneously adjacent to both a manhole and a river cross-section; in this research, a small number of manholes or cross-sections were repositioned to minimise direct overlap. Finally, while this study concentrated on design storm events, broader scenarios under future climate variations should be explored. Future work should examine the suitability of PFII in diverse geographical contexts and under a wider range of scenarios.
6. Conclusions
This study introduced PFII, which incorporated the formation and mutual transformation of pluvial and fluvial floods via a DEM-based surface pluvial and fluvial inundation tracking model (DEM-SPFITM), integrated with a SFCM. The method traced the flow pathways and volumetric exchanges of pluvial and fluvial water, separately identifying their inundation extents, depths, and velocities under extreme rainstorms. Furthermore, it explored the interactions between these two flooding processes, effectively addressing the limitations in computational accuracy and efficiency associated with the conventional approach, which independently simulated pluvial and fluvial inundation before overlaying the results to estimate pluvial–fluvial flooding. The main conclusions were as follows:
- (1)
PFII was successfully applied in Huai’an District, Huai’an City. Under the observed storm events, the SFCM produced 1D (sewer and river) water-level predictions with an average Nash–Sutcliffe efficiency > 0.82, and the maximum inundation depths in 2D overland flow exhibited average relative errors < 23.29%. DEM-SPFITM then independently identified pluvial and fluvial floods in three extreme rainstorm scenarios.
- (2)
Pluvial flooding was the principal driver of widespread surface inundation, characterised by shallow depths, low velocities, and a limited impact of depth on velocity. Fluvial flooding further intensified surface inundation, rendering the mixed pluvial–fluvial phenomenon conspicuous.
- (3)
In areas where pluvial and fluvial flooding co-occurred, fluvial depth often predominated, yielding higher overall inundation depths and a stronger effect of depth on velocity than those under purely pluvial or fluvial conditions.
- (4)
As rainfall intensity and volume increased, fluvial flooding areas markedly decreased; however, pluvial–fluvial flooding intensified and concentrated in zones with greater inundation depth and velocity.
This study provided a novel approach to distinguishing between pluvial and fluvial flooding in urban environments, addressing key challenges in pluvial–fluvial flood analysis. Its applicability under extreme rainfall scenarios highlights its potential as a decision-support tool for urban flood management. These findings provide valuable insights for optimising drainage system planning, enhancing flood mitigation strategies, and refining risk zoning to support resilient and adaptive urban water resource management.