1. Introduction
Ozone in the troposphere plays a central role in the oxidation of chemically and climatically relevant trace gases [
1]. Urban ozone is photo-chemically produced from nitrogen oxides and volatile organic compounds (VOCs) from primarily anthropogenic sources [
2,
3]. In recent years, ozone pollution has been a recurring problem throughout China, especially in central and southern China [
4,
5,
6,
7]. Researchers have developed a variety of detection methods to measure the types and concentrations of air pollutants in the atmosphere, including balloons with ozone sondes [
8,
9,
10], tethered balloons [
11,
12,
13], unmanned aerial vehicles (UAV) [
14,
15], satellites [
16,
17,
18], and lidar. Except for lidar, these methods are limited to only collecting ozone profile data at one point in time; lidar can detect vertical variations in ozone characteristics both temporally and spatially.
Differential absorption lidar is based on the principle that gases absorb light wavelengths differently, depending on the types and concentrations of gases present in a given area [
19,
20,
21,
22]. In this method, a transmitter emits two laser pulses with different wavelengths; those laser pulses can be strongly absorbed by the atmospheric gases, weakly absorbed, or not absorbed at all. The differential absorption of the two laser pulses by the gas defines a common laser pulse path that can be used to determine the concentration of the gas in the vertical direction. Differential absorption lidar is a powerful tool for continuously monitoring the spatial and temporal distribution of ozone in the troposphere with high resolution and accuracy. The researchers developed a series of differential absorption lidar systems for ozone monitoring. For example, the University of Alabama developed a differential absorption lidar system based on two wavelength-tunable dye lasers and three telescopes. The system can measure the ozone concentration profile of 0.125~12 km [
23]. The Langley mobile ozone lidar was built and utilized a Ce:LiCAF laser to produce 286 nm and 291 nm ultraviolet lasers. The system provided ozone profiles from the ground to approximately 4 km and had been validated by numerous ozone launches. This technique is the latest detection technique in differential absorption lidar of ozone, and it is also a rare technique to measure the vertical profile of ozone with high repetition frequency [
24]. Deutsches and Raumfahrt developed a pulsed optical parametric oscillator with intracavity sum-frequency mixing generating energies of up to 16 mJ in the 281–293 nm wavelength range and built a very compact set-up and stable and reliable operation. This system was successfully employed to measure tropospheric ozone [
25]. Other studies used excimer lasers or Nd:YAG lasers as pumping light sources and pumped H
2, D
2 [
26], and CO
2 reactive gas Raman media to produce Stokes lights as differential absorption sources for ozone detection. The ozone profiling atmospheric lidar developed by National Oceanic and Atmospheric Administration (NOAA) is a scanning four-wavelength ultraviolet differential absorption lidar that measures tropospheric ozone and aerosols [
27]. The ozone data ranged from 280 m to about 1.2 km with 100 m resolution. The Nd:YAG quadruply-frequency 266 nm laser pumped D
2 and H
2 mixed gas Raman cell to produce 289 nm and 299 nm wavelength laser as the light source for detecting tropospheric ozone, and 355 nm laser as the light source for aerosol measurement. The meteorological research institute developed and evaluated a UV ozone differential-absorption lidar utilizing a Nd:YAG laser and a single Raman cell filled with carbon dioxide, the observations confirmed that 30 min of integration were sufficient to observe ozone concentration profiles up to 10 km [
28]. The Tropospheric Ozone Lidar Network (TOLNet) [
29] was formed by National Aeronautics and Space Administration (NASA) in conjunction with NOAA, the University of Alabama, and Environmental and Climate Change Canada. TOLNet is a unique network of lidar systems that measure high-resolution atmospheric profiles of ozone. TOLNet provided time and space distribution measurements of ozone from the planetary boundary to the top of the troposphere for scientific research, satellite validation, and model evaluation.
As differential absorption lidar is a vital tool in the effort to quantify ozone pollution in time and space [
30,
31], researchers must constantly evaluate the quality of differential absorption lidar data to ensure that their conclusions and recommendations are backed by robust data. Lidar data are primarily assessed in two ways: detection accuracy and detection height, and detection reliability analysis (e.g., deformation of instrument optics may cause signal misalignment).
Before 2017, an ozone lidar system was developed based on the Q-smart 850 laser developed by Quantel (Les Ulis Cedex, France) and self-developed Raman tube, known as the first-generation ozone lidar. This technology scheme is widely used in environmental monitoring systems and it is necessary to conduct a detailed assessment of the accuracy of this system. From 2018 to 2020, efforts were focused on developing a second-generation ozone lidar system based on self-developed solid-state Raman light sources. For a detailed introduction of the second-generation ozone lidar, please refer to [
32]. From 2020 to 2023, a third-generation ozone lidar system was developed, which has full independent intellectual property rights from the pump source to the Raman light source. Currently, there is the capacity to conduct a systematic assessment of the accuracy of these three generations of ozone lidar. This study is the first work in this series.
The ozone differential absorption lidar includes a high-efficiency Raman frequency-shifting source and a multi-wavelength grating spectrometer. We compared the ozone lidar data to additional data collected via a personal ozone monitor (POM) in a UAV, which verified the accuracy of the ozone lidar data and the detection height. This comparison also enabled us to determine the detection errors of the ozone lidar results through statistical analyses.
Using lidar and the ultraviolet method analyzer at the Canton Tower, we conducted a long-term joint observation experiment from September to November of 2017 in Guangzhou. Ozone mass concentrations measured at a height of 498 m (Canton Tower) and 495 m (ozone lidar) with both methods were comparable, a finding which validates the accuracy and reliability of the ozone lidar data. Finally, we quantified the relationship between statistical errors within the lidar data and the signal-to-noise ratio (SNR), which allows us to quickly and accurately determine the quality of any given set of ozone lidar data.
2. Equipment and Sites
2.1. Ozone Lidar
2.1.1. Lidar Equation
A differential absorption laser echo signal can be expressed as [
33]:
where
P(λi,
z) is the atmospheric backscatter echo signal at certain wavelengths (the “on” wavelength is on the strong absorption line, and the “off” wavelength is on the weak absorption line).
z is the altitude, C
i is the lidar system constant,
β(λi,
z) is the atmospheric backscatter coefficient,
α(λi,
z) is the atmospheric extinction coefficient (excluding the extinction effect caused by atmospheric ozone),
N(z) is the ozone concentration, and
δ(λi,
z) is the ozone absorption cross-section at
λi.
The ozone concentration is derived from the dual-wavelength echo signal equation:
where
B,
Ea, and
Em are the systematic errors introduced by atmospheric backscattering, aerosol extinction, and molecular extinction, respectively, on ozone concentration inversion, and
Egas is the systematic error introduced by the presence of other trace gases in the ozone concentration inversion calculation. Δ
δ and Δ
δgas are the absorption cross-section differences of ozone and other trace gases, respectively, at
λon and
λoff.
Ngas’ is the concentration of the other trace gases, and
αa and
αm are the extinction coefficients of aerosol and atmospheric molecular extinction, respectively, at a specific wavelength.
2.1.2. System Error Correction, Statistical Errors, and Effective Vertical Resolution
Ozone lidar measurement uncertainties are mainly attributed to systematic errors caused by atmospheric molecular extinction, aerosol extinction, atmospheric backscatter, and absorption by other gases, but other statistical errors may be introduced by signal quantum noise and background radiation. We apply corrections to systematic errors
B,
Ea, and
Em to minimize their effect on the ozone concentration inversion calculation. In our experiment, echo signals of laser pulses with wavelengths of 266 nm, 289 nm, and 316 nm were used in the inversion calculation for the vertical ozone profile. The atmospheric molecular distribution is stable and changes minimally over time. Therefore, we used the extinction coefficient of atmospheric molecular extinction given by the American standard atmosphere model to correct for
Em [
34]. Because ozone absorption at a wavelength of 316 nm is almost negligible, we used that echo signal in the inversion calculation to determine the aerosol extinction and backscattering coefficients via the aerosol wavelength index and the Fernald algorithm [
35], which is well-suited for measuring scenarios where aerosols are unevenly distributed in the vertical spatial range; these calculations allow us to correct for
B and
Ea.
After these corrections, we defined the expression of trace gas concentration by signal inversion:
The statistical error is [
36,
37]:
The statistical error of ozone lidar data is inversely proportional to the absorption cross-section difference, the difference distance, the unknown gas concentration, and the SNR of the ozone data. Under the same laser energy, the signal-to-noise ratio (SNR) at the “on” echo is lower due to greater absorption. Ideally, it is usually desired that both “on” and “off” echo have the same SNR, so optimization is carried out in terms of energy distribution. In this paper, we use the effective vertical resolution of 100 m to analyze and invert the signals.
2.1.3. Saturation (Pulse Pile-Up) and Signal Induced Noise
Pulse pile-up is one of the key problems of the photon counter. The output pulse of the photomultiplier tube (PMT) has a certain width, which is also known as the resolution time of PMT. The pulse width and the discriminator of the photon counter determine the dead zone time of the system. To measure the photon pulse width, a photonic pulse experiment platform was built. LED was used as the light source, Hamamatsu R7400 PMT produced by Hamamatsu Corporation (Hamamatsu, Japan) was used as the detector, and a high-speed oscilloscope was used to collect the photon pulse signal. The full width of the photon pulse is 4 ns.
The correction of saturation can be written as [
38]:
where
S is the true photon count rate,
N is the measured count rate, and
τd is the dead time parameter.
When the ozone lidar is exposed to strong backscattered light or stray light, it will cause the pulse delay of the PMT. The main characteristic of the effect is the long delay of the exponential distribution of the background signal. The addition of the background signal to the original echo signal will cause signal distortion and the signal will have a higher detection altitude than the actual value. Theoretically, the signal after the correction of the distance square of the original echo signal (denoted by PRR) should decrease with the increase in distance. However, the PRR will increase with the increase of distance when significantly affected by the signal-induced noise (denoted by SIN). The laser emission unit and the near-field light from the laser emission to the emission window are all sealed with a sealing cover to avoid stray light in the emission path entering the subsequent path and reduce the SIN. The comparison between the normalized PRR measured by ozone lidar and the simulated PRR can effectively identify whether there is a SIN effect in the signal. Simulated PRR is determined with aerosol backscattering coefficient, backscattering coefficient of air molecules, and ozone profile given by a reference standard atmosphere (US standard, 1976) [
39]. As can be seen from
Figure 1, the PRR simulated by the model and the PRR measured by ozone lidar above 4 km show the same trend, confirming that the SIN effect does not exist in the signal. If the SIN effect appears in the ozone lidar, the PRR will show a trend of increasing with height.
2.2. 3 Ozone Lidar System
The Ozone lidar system consists of three instruments: the laser transmitter, the optical receptors, and the data acquisition and control units (
Figure 2,
Table 1). A Quantel Q-Smart 850 pulsed Nd:YAG laser has been optimized with one independent parallel laser cavity. Dual lamps side pump YAG rods and the energy of fundamental frequency laser reaches 850 mJ pulse
−1. The beam then passes through potassium di-deuterium phosphate (KD*P) crystal and Barium metaborate crystal (BBO). The nonlinear optical crystals serve the purpose of generating the second and fourth harmonics of the fundamental Nd:YAG frequency. The quadrature fundamental frequency laser has an energy output of 90 mJ pulse
−1 and the initial pump beam is approximately 9 mm in diameter with a beam divergence of 0.5 mrad. The frequency of the laser is 10 Hz.
It pumps Raman cells to produce laser sources with wavelengths of 289 nm and 316 nm using a D2 Raman cell with a length of 1 m. The converging lens also acts as a seal for the Raman cell, which focuses the beam waist near the center of the Raman cell giving the highest interaction of pump photons into first Stokes shift photons. The 266 nm laser pumps D2, which produces laser pulses with wavelengths of 289 nm and 316 nm by first- and second-order Stokes shifts, respectively. The energy of the 289 nm and 316 nm laser pulses reach 10 mJ and 9 mJ, respectively. An achromatic lens is used to reduce the dispersion difference between the 289 nm and 316 nm wavelength laser and to reduce the difference of the incomplete overlap between the two differential echo signals. After the beams exit the Raman cell, they are collimated with the achromatic lens to minimize beam divergence to 0.2 mrad.
These pumped laser sources and the original 266 nm laser beam are propagated vertically into the atmosphere, where they experience Rayleigh scattering with air molecules, Mie scattering with atmospheric aerosol particles, and absorption by trace gases. The ozone lidar has a 250 mm diameter Cassegrain telescope. The backscattered lights are focused at the field stop with a 1.0 mrad aperture, which defines the field of view of the telescope. The grating spectrometer is located behind the optical receiving telescope and consists of a collimating mirror, a high-resolution planar holographic grating, a concave mirror, a high-efficiency optical reflector, and multiple photomultiplier tubes. The use of a grating spectrometer can improve the signal-to-noise ratio and long-term stability of the subsequent optical system.
A/D and photon counter-acquisition systems are used to simultaneously collect differential Lidar echo signals. The selected AD acquisition card has an accuracy of 12 bits and a sampling rate of 40 MHz. The maximum count rate of the photon counter is 250 MHz. This process is controlled by a data acquisition program. The data acquisition program completes the initialization of the A/D and photon counter, determines whether the acquisition software and the acquisition system communicate normally, and then carries out the collection and suspension of the working cycle, realizing automatic saving of the acquisition data during the cycle.
In this paper, two ozone lidars are utilized to acquire data separately in Shanghai and Guangzhou. Both ozone lidar hardware configurations are identical. However, the ozone lidar in Shanghai adopts the coaxial design of transmitting and receiving optical paths while the ozone lidar in Guangzhou adopts the off-axis design, so the overlap of the two ozone lidars is different. The data of ozone lidar are valid from 0.2 km at Shanghai while the data of ozone lidar are valid beginning at 0.4 km at Guangzhou. The ozone unit from the ozone lidar is in the unit of number density, the ozone unit from POM is parts per billion (ppb), and the ozone concentration unit from the analyzer mounted on the tower is µg m−3. In order to better evaluate the quality of the ozone lidar data using third-party detection equipment, it is necessary to convert the number density from the ozone lidar into the unit corresponding to the respective device.
2.3. Unmanned Aerial Vehicle (UAV) and Personal Ozone Monitor (POM)
To verify the accuracy of the ozone lidar data, we collected additional ozone data on the Lingang campus of the Shanghai Maritime University using a personal ozone monitor (POM produced by 2B Technologies, Inc. (Broomfield, CO, USA) [
40] mounted onto an unmanned aerial vehicle (UAV) with an ascending and descending speed of 2 m s
−1 (
Figure 3). The Lingang campus is about 70 km from the center of Shanghai, facing the East China Sea. The POM adopts the principle of ultraviolet absorption; ozone molecules have an absorption peak at 254 nm, coincident with the principal emission wavelength of a low-pressure mercury lamp. The device is equipped with such a lamp, which emits light with a wavelength of 254 nm. An air pump draws sample air into the instrument at a flow rate of approximately 0.75 L min
−1. A solenoid valve switch sends the air either directly into the absorption cell or through an ozone scrubber and then into the absorption cell. The intensity of light at the photodiode is measured in air before and after the ozone scrubber. The ozone volume mixing ratio (in parts per billion) of the air in the absorption cell is obtained by comparing the light intensities pre- and post-scrubbing. A POM can measure ozone concentrations from 2 ppb to 10 ppm, with an uncertainty of less than 2 ppb.
2.4. Canton Tower
Ozone measurement sites are located in the Canton Tower in Guangzhou City [
41,
42]. Canton Tower (23°6′31.4′′N, 113°19′4.1′′E,
Figure 4), which has a tower height of 454 m, is located on the new central axis of Guangzhou City, where the primary north-south and east-west pollutant paths of Guangzhou City intersect one another. There are four air quality monitoring platforms in the Canton Tower air quality monitoring station: they are located at ground level and heights of 118 m, 168 m, and 488 m. The instrumentation on the observation platforms in Canton Tower can measure the ozone mass concentration at heights of 128 m, 178 m, and 498 m. The ozone monitoring instrument employs the 49i ultraviolet method analyzer produced by Thermo Scientific (Waltham, MA, USA). The analyzer, which has been certified by the Environmental Protection Agency (EPA), has a detection limit of 1 ppb and a response time of 20 s. The ozone lidar resides in the Guangdong Environmental Monitoring Center 1.2 km southeast of the Canton Tower. The ozone mass concentration measured by the instrument at 498 m is data we use as a benchmark for our ozone lidar analysis.
4. Discussion
As mentioned previously, the statistical error of the ozone lidar method depends on the SNR of the echo signal, the difference distance, and the difference of the absorption cross-sections of the different wavelengths. After selecting a difference distance and differential absorption wavelength pairs, the statistical error mainly depends on the SNR of the differential absorption lidar echo signals.
The laser pulse energy, the degree of optical coupling, the reflectivity of the transmitting optical unit, the telescope aperture, the reception efficiency of the optical units, and the quantum efficiency of photomultiplier tubes all influence the reception of echo signals in differential absorption lidar. Fortunately, the aperture of the telescope, the reception efficiency of the subsequent optical unit, and the quantum efficiency of the photomultiplier tube remain essentially unchanged. The main variables affecting the lidar signal are the laser monopulse energy, the transmitting optical unit, the amount of deformation in the optical mechanical structure, and the external environmental conditions.
According to the SNR formula, SNR is proportional to the laser monopulse energy, and the attenuation of the laser energy directly impacts the SNR of the echo signal. The transmitting optical unit of ozone lidar is mainly composed of an Nd:YAG quadruple frequency laser, ultraviolet high reflection mirrors, a Raman cell, and a beam expander. Dust and water vapor in the air can adhere to the reflector mirrors and window plates of the Raman cell, which can prove problematic when it comes to data collection. Additionally, the reflector mirrors and the window plates are prone to damage when exposed to the high-powered 266 nm laser for long periods. Deformation of the optical-mechanical structure can also cause the misalignment of the receiving and transmitting optical units, which prevents the effective reception of high-altitude signals. Lastly, the ozone lidar instrumentation has to contend with complex atmospheric conditions such as high humidity, heavy haze, thunderstorms, and extensive cloud cover. Weather conditions impact both the SNR of the echo signal and the degree of aerosol interference. These factors are difficult to evaluate independently; therefore, after correcting for aerosol extinction and atmospheric backscattering in real-time, we only use the SNR to judge the quality of the ozone differential absorption lidar data.
Figure 9 shows the spatial and temporal distribution of ozone in Guangzhou from 15 September to 20 September 2017. At the height of 0.4–2.0 km, there is no obvious noise in the upper air data, and the ozone accumulated, diffused away, and accumulated again during these five days. The local ozone concentration at night was relatively high, and the ozone above 0.5 km was essentially not consumed. The ozone distribution from 0.4 km to 2.0 km cycled diurnally between 19–20 September; the concentration of ozone decreased significantly at night and then accumulated again during the day.
Figure 10 shows the correction terms for air molecule extinction, aerosol extinction, and atmospheric backscattering, as well as the ozone concentration after atmospheric correction at a height of 495 m. The correction terms of air molecular extinction and aerosol extinction are both negative values and have values of −23 µg m
−3 and between −20 µg m
−3 and −70 µg m
−3, with an average value of −41.5 µg m
−3, respectively. The atmospheric backscattering correction typically falls between −10 µg m
−3 and 40 µg m
−3, with an average value of 14.2 µg m
−3. The combined mean value of the three corrections is −50 µg m
−3. NOAA, NASA, Jet Propulsion Laboratory, and other research institutions have conducted a detailed assessment of the aerosol interference and Rayleigh scattering effects in the TROPospheric Ozone (TROPOZ) lidar, the Tunable Optical Profiler for Aerosol and oZone (TOPAZ) lidar, and the Langley Mobile Ozone Lidar (LMOL). Among these, the aerosol interference is approximately 10%. Aerosol interference is mainly composed of two parts: B and Ea. The average of the
B and
Ea is about 27.3 µg m
−3 and the aerosol interference is approximately 13.7% when ozone concentration is 200 µg m
−3. The conclusion is roughly the same. However, we can reduce its impact on ozone retrieval through aerosol correction. The uncertainty assessed by the three pieces of equipment is about 14% to 25%, and our results indicate that the performance of the ozone lidar has reached the same level as that of the three pieces of equipment.
Figure 11 compares the inversion results of ozone lidar after the application of the atmospheric correction and the measurement results of the ozone instrument mounted on Canton Tower. The two datasets are generally consistent with one another from 15 September to 20 September. The correction coefficient reached 0.9.
Figure 12 shows the SNR of the echo signals and the statistical error of the ozone inversion results. Weather conditions and the variable distribution of aerosols dramatically affect the atmospheric transmittance, resulting in changes in the intensity of the echo signals at different heights, which in turn affects the SNR of the echo signals with wavelengths of 289 nm and 316 nm. At a height of 495 m, however, the echo signals for those two wavelengths have similar SNR values; the average SNR values for the 289 nm and 316 nm sources are 40 and 42, respectively. In differential absorption lidar, two echo signals with similar SNR values will generate the best ozone inversion results. For most of our dataset, the statistical errors of the ozone inversion results are less than 20% but can be as high as 40% in some instances. Furthermore, when the SNR is less than 10, signal uncertainties are on the order of 40 µg m
−3 and the corresponding statistical error is about 40%. When the SNR is equal to 20, the corresponding statistical error is about 15%. When the SNR is equal to 40, the corresponding statistical error is approximately 8%.