1. Introduction
The water infiltration rate (WIR) into the soil profile is a very important hydrological property that controls runoff, leaching, soil erosion, and water availability for both plants and ground water [
1]. It is therefore assumed that assessing and controlling the WIR in a spatial domain is critical for combating desertification processes in the current era of global warming [
2].
To achieve this, rapid and effective monitoring methodologies are needed to measure WIR, which is affected by several factors. These factors can be divided into local and regional parameters. The regional parameters are the topography [
3] (mainly the slope that governs runoff) and the landscape characteristics (mainly land coverage) [
4,
5,
6,
7,
8,
9]; the local parameters are the soil profile characteristics such as soil moisture [
10], organic matter (OM) content [
11], soil mineralogy [
12], soil texture [
12,
13], soil sealing [
14,
15], soil structure [
16] and the arrangement of diagnostic layers of the soil profile. The soil surface is defined as the interface between the atmosphere and the pedosphere, and hence is the most critical layer where free water meets the soil body. Whereas clayey soils (or layer) with expanding 2:1 phyllosillicate minerals (also known as “swelling soils”) may decrease WIR values, sandy soils (or layer) tend to increase them [
12,
13,
14,
15,
17]. High WIR values are generally considered a positive soil characteristic, and the negative effects of low WIR are of great concern. Within the local parameters, low WIR can be due to a physical soil crust (e.g., fine structure of the soil surface) [
14,
15,
17], biogenic crust (e.g., cyanobacteria) [
18] or chemical crust (e.g., salinity) [
14]. The positive effects of high WIR are due to OM [
11,
19], carbonates [
20], and other binding agents, such as those contributed to by microorganisms that stabilize soil aggregation and thereby increase the WIR process [
21]. Another positive factor for WIR is plant litter or vegetation cover [
22], which tends to reduce rain drop energy on the soil surface and, accordingly, minimizes the formation of a physical crust [
23]. As the soil surface is affected by climatic factors (e.g. rain drop energy, sun heating and dust accumulation), biological factors (e.g., cyanobacteria) [
18], and agricultural management practices (packing or plowing), monitoring the WIR at the local surface level is important for saving water, preventing erosion, and improving crops’ yields [
1,
2,
3,
4,
5,
6,
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23].
The instrumentation for measuring WIR in the field varies from complicated, such as field rain simulators [
24], to simple, such as point infiltrometers [
25], the latter being easier to transport and operate. Nevertheless, both methods are time consuming and costly, involving point orientation, and requiring qualified and highly skilled personnel, especially when covering large areas for mapping purposes. Soil spectroscopy across the 400–2500 nm spectral range is a precise way of simplifying the soil system’s complexity as it enables the estimation of many soil attributes in a rapid and convenient way [
26]. Today, there are many soil spectral libraries (SSLs) available worldwide with spectral- and laboratory-evaluated properties such as texture, OM, calcium carbonates, cation-exchange capacity, and pH among others [
27,
28,
29,
30]. These SSLs can be used to develop spectral-based models, which can then be exploited to predict soil properties without the need for expensive and time-consuming wet laboratory analyses. The added value of soil spectroscopy lies in its rapid measurements and rapid provision of information on soil attributes and, especially, its possible execution using remote sensing (RS) means—both point and spectral imaging sensors. This capability enables a spatial illustration of the soil properties available in the SSLs over bare soils. The ability to derive WIR spectrally was demonstrated by Ben-Dor et al. [
31] and later by Goldshleger et al. [
32]. These authors collected soils that were subjected to different and controlled rain energies using a rain simulator in the laboratory. Then, these samples were subjected to laboratory spectral measurements to generate a spectral-based model to predict WIR. In Ben-Dor et al. [
31], the spectral-based model was run with airborne hyperspectral remote sensing (HRS) data to quantitatively map the WIR in a selected field. Nevertheless, in those studies [
31,
32], the soil samples still had to be collected and packed in boxes for the laboratory spectral measurements after applying artificial rain. This sampling methodology is problematic because the soil surface (and therefore the crust) is disturbed by the field sampling as well as by the packing. Accordingly, in the reported works [
31,
32], the surface condition of the soil was not reproduced and a WIR map could not be adequately obtained.
As spectral analyses across the 400–2500 nm spectral range appear to be sensitive to WIR [
31,
32], it is postulated that they can provide precise measurements and a good representation of the real soil conditions in the field. This direction is doubly important: First, it will enable accurate and rapid field WIR measurements using point spectrometers and, second, it will enable RS practices to better represent the field WIR status spatially from afar. We assume that traditional SSLs, which are generated in the laboratory, will have some uncertainties regarding real field conditions. Accordingly, a new strategy that relies on spectral measurements in the field under natural conditions must be adopted for correct spectral-based modeling of soil surface-dependent properties. Our aim in this paper was therefore to develop this field-based spectral approach using a novel apparatus [
33] to measure soil reflectance in the field with laboratory quality and to examine it over a well-documented agricultural field [
34] in Alento, Italy. We generated a comprehensive field-based SSL (FSSL) of undisturbed soil samples, followed by reliable WIR measurements in the field. The same FSSL samples were spectrally measured in the laboratory to evaluate the gap between laboratory and spectral observations. We also examined the performance of a spectral-based model generated from the FSSL to predict the WIR on a raster dataset acquired by a hyperspectral camera onboard an unmanned aerial vehicle (UAV). The predictions were further examined with field observations of the measured WIR and spatial uncertainty analyses of hot and cold spots [
35,
36].
4. Discussion
4.1. Influence of Sampling Procedures on the Soil Surface
This study was aimed at developing a simple and rapid method to map WIR on a pixel-by-pixel basis, rather than relying on a few traditional WIR measurements executed in the field. To that end, soil reflectance spectroscopy was used at the laboratory, field, and aerial levels. The study was conducted in sequential stages that investigated the discrepancies between field and laboratory spectral observations using different soil-texture groups. As expected, all of the field-based models at all levels provided better accuracy than the laboratory-based ones. The analyzed beta coefficients revealed that the quantitative spectral properties of clay minerals, Fe oxides, and OM may be lost when the soil samples are collected for laboratory testing.
This confirmed the assumption that soil sampling is a destructive method that modifies the field condition, which is doubly important: First, for the WIR measurements, and second, for the RS view that sees only the upper thin surface layer of the soil. In clayey soils, the surface seal is well developed and structured based on clay–clay, clay–OM, clay–Fe oxide, and clay-CaCO
3 interactions, all of which are affected by raindrop energy, whereas this effect is smaller in sandy soils [
64]. As accumulated raindrop energy organizes soil particle sizes in the upper layers of the soil [
14,
15], bringing the lower-weight particles to the top, disturbance of the soil crust can result in the replacement of hematite spectral features with those of others, such as goethite, as seen in the case of the sandy group. On the other hand, in the clayey group, sampling procedures annulled the contribution of the OM slope to the VNIR spectral range so that the spectral-based model could detect other spectral features.
Soil-sampling procedures in the field, which are essential for laboratory spectral measurements, lead to the loss of spectral features that are relevant to the thin surface characteristics. Accordingly, the results of this study pinpoint the importance of using high-quality field spectral information to represent the aerial RS view. This practice is essential for monitoring sensitive soil surface properties such as WIR. Other relevant soil surface-dependent properties might include soil water repellency, soil salinity, and soil biogenic crust status [
33].
4.2. The Potential of Soil Surface Reflectance and the SoilPRO Assembly
In all of the datasets, we demonstrated the need for caution in analyzing soil surface-dependent properties. This emphasizes the capacity of the SoilPRO (or similar) assembly to derive soil surface reflectance without disturbing the thin soil layer. The SoilPRO not only preserves the surface condition, it is also unaffected by atmospheric attenuation and changes in the sun’s angle, resulting in stable and standardized results. As RS means can only monitor the soil surface (penetrating to around 50 µm), it is strongly recommended that the SoilPRO (or similar) assembly be used for ground-truth measurements as well as for modeling soil surface-related properties [
33].
4.3. Spectral Range and Resolution
As demonstrated in the first part of this study that evaluated the gap between field and laboratory spectral observations, we obtained better results in the field domain, regardless of whether the samples were classified as sandy or clayey, even when evaluating a generic approach for all samples. Moreover, even when evaluating performance in the field and laboratory domains using different spectral resolutions (ASD and Cubert UHD-185), the field-based models presented better results. Although a generic model that utilizes all soil textures can be extracted from the VNIR–SWIR spectral range, dividing the soils into clayey and sandy groups provided better results. It should be noted that to adapt the spectral data to the spectral configuration of the Cubert UHD-185, we used only the VNIR spectral region, which is quite limited in terms of soil spectral fingerprints. The ASD’s spectral resolution across the entire optical region provides more information by including the contribution of the SWIR spectral region. It is thus assumed that airborne hyperspectral imagers that cover the entire VNIR–SWIR spectral range will provide better and more accurate WIR maps.
4.4. Vegetation Cover
The Alento study site had a lot of vegetation and litter coverage during the Cubert UHD-185 flight, with approximately 13% bare soil pixels. Even though all of the samples were collected from bare soil, not all of them were exposed to the UAV sensor’s view due to the UAV angle perspective and to canopy coverage. Interpolation of the WIR data over the clean soil pixels provided us with predictions of the WIR under the canopy. However, the accuracy of these interpolations requires further investigation because soil cover is one of the main factors controlling water penetration into the soil [
65]. As seen in
Figure 16,
Figure 17,
Figure 18 and
Figure 19, the IDW interpolations of the measured (21 points) and predicted (100 points) WIR values seemed to illustrate a similar spatial distribution of WIR. Moreover, several hotspots of high and low WIR were identified with high confidence in the interpolation of the 100 predicted values of the selected pixels. Therefore, the predicted WIR in areas under the canopy may be reasonable, because the interpolation of the predicted WIR was based on bare soil pixels. It is likely that if the bare soil is exposed to the sensor view and there is no vegetation, the accuracy will be higher, as all of the pixels can undergo spectral-based modeling. Nonetheless, vegetation is obviously common in agricultural fields, and this exercise demonstrated that it is possible to deliver a reliable WIR map by interpolating the exposed soil pixels.
4.5. Future Studies and Remarks
Although we used a hyperspectral sensor that was limited in its spectral range (VNIR region), new light hyperspectral sensors that cover the entire VNIR–SWIR region are emerging. This technology onboard UAV platforms combined with high spatial resolution capability can improve the WIR mapping results. This is because field spectral-based models of high resolution (including the SWIR range) that contain more spectral information can then be implemented. This direction is not only valid for the WIR property, but could be aligned with other soil surface properties, such as OM. Further studies might be executed with larger FSSLs obtained using the SoilPRO assembly or similar techniques, to cover more soil types from different parts of the world. It should be pointed out that this case study is only a proof of concept for rapid WIR mapping using field spectroscopy. Such maps are important for the control of runoff and soil erosion, as well as for increasing water penetration into the root zone. Once a WIR map can be rapidly generated, the farmer can use it to destroy the hard soil seals prior to a rain event and, accordingly, obtain less erosion and save water. To that end, further effort should be made to expand the FSSLs worldwide and to direct activity to form new FSSLs in parallel to the traditional SSLs, which are widely available today. The new hyperspectral era of RS technologies may foster such an idea.
Nevertheless, due to the vegetation coverage, it was not possible to use more than five reliable samples for the ground truth examination of the WIR values predicted from the UAV spectral data. Still, despite the high vegetation coverage of the Alento study site, this work demonstrated the possibility to map the WIR from an UAV platform using bare soil pixels that were available to the sensor view. This achievement was possible mainly because we executed careful field reflectance measurements that preserve the surface conditions. Accordingly, we believe that this work paves the way to improve the monitoring of soil surface-related properties (and not only WIR) using HRS means onboard UAV, airborne and satellite platforms.
5. Conclusions
The results of this study lead us to conclude that several spectral properties were lost and/or distorted in the laboratory due to the sampling procedure, which disrupted the soil surface and biased the prediction of the WIR using laboratory measurements as the WIR is very sensitive to the surface conditions. These discrepancies were mainly manifested in the clay mineral, OM, and Fe oxide spectral properties. As WIR is a soil surface-dependent property, spectral-based models benefit more from field than laboratory spectral data in the assessment of WIR in the soil. Obtaining FSSLs using assemblies such as the SoilPRO can overcome this problem because they provide (real) field measurements of undisturbed soils with laboratory quality. Separating the soil samples into clayey and sandy groups provided better spectral-based models for estimating the WIR values using the field-based models in all spectral ranges and configurations (ASD and Cubert). Applying the field spectral-based model to the Cubert–UAV data gave reasonable results that were successfully validated.
Nonetheless, in the future we recommend carrying out similar studies with more field samples for a deeper examination of the possibility of mapping the WIR using FSSLs and UAV spectral imaging platforms. Vegetation coverage might be a problem, but after filtering it out from the image, the Getis-Ord Gi* method identified significant hot/cold spots of WIR in the study area upon analysis of the UAV data. Further studies based on this work should be applied with a sensor that covers the whole optical range with higher spectral resolutions, and FSSLs should be expanded worldwide, as is already the case for traditional SSLs, to study soil surface-dependent properties at any site.