Driving Factors of Corporate Responsible Innovation: An Exploratory Multiple-Case Study of Technological Enterprises
Abstract
:1. Introduction
2. Literature Review
2.1. Corporate Responsible Innovation (CRI)
2.2. Driving Factors of CRI
3. Research Design and Case Selection
3.1. Methodology
- (1)
- Enhancing methodological rigor: case studies are categorized into three paradigms based on design objectives: exploratory (theory-building), explanatory (hypothesis-testing), and descriptive (theory-illustrating). Aligning with Berg’s (2005) recommendation to select three or more paradigmatic cases [43], this study adopts an exploratory multiple-case design. This strategy ensures both sample diversity for robust theory development and enhanced validity through cross-case comparisons.
- (2)
- Ensuring process transparency: all coding protocols, case selection criteria, and data analysis procedures are meticulously documented. Member checking among the research team is conducted to minimize subjective biases and enhance interpretative reliability.
3.2. Analytical Unit and Case Selection
3.3. Data Collection and Analytical Approach
- (1)
- Company profiles and innovation strategies
- (2)
- Implementation status of CRI
- (3)
- Primary driving factors for adopting responsible innovation
- (4)
- Stakeholders’ roles and influences on innovation processes
- (5)
- Industry-specific policy pressure
- (6)
- Perceived societal values, moral constraints, and public expectations for corporate innovation
4. Data Analysis
4.1. Open Coding
4.2. Axial Coding
4.3. Selective Coding
4.4. Theoretical Saturation Test
5. Theoretical Model Elaboration
5.1. CRI Motivation (Internal Driving Factors)
5.2. CRI Pressure (External Driving and Amplifying Factors)
- (1)
- Driving Role of External Pressure
- (2)
- Amplifying Role of External Pressure
6. Conclusions and Discussion
6.1. Conclusions
6.2. Implications
6.3. Limitations and Future Research Directions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Enterprise | Industry | Year Founded | Number of Employees * |
---|---|---|---|
Winning Health | Medical informatics | 1994 | 6258 |
E-Bidding | Electronic bidding | 2012 | 320 |
WuXi Biologics | Biopharmaceuticals | 2010 | 12,435 |
Enterprise | Primary Data Sources | Secondary Data Sources |
---|---|---|
Winning Health | R&D VP, R&D director, marketing manager | Listed company announcements (http://www.szse.cn/disclosure/listed/notice/index.html?stock=300253&name=%E5%8D%AB%E5%AE%81%E5%81%A5%E5%BA%B7) (accessed on 16 April 2024) Investor relations management report (https://ir.p5w.net/c/300253) (accessed on 16 April 2024) Financial annual reports (http://www.cninfo.com.cn/new/commonUrl?url=disclosure/ipo/report) (accessed on 16 April 2024) Official website (https://www.winning.com.cn/) (accessed on 25 January 2024) R&D portfolios, industry reports, media archives Information security protocols (e.g., System Acceptance Strategies, Data Ethics Guidelines, Data Encryption Schemes) |
E-Bidding | Founder/CEO, marketing director, policy research director, product manager | First Batch of National Pilot Programs and Certifications (https://www.zcjb.com.cn/cms/zcjb/webfile/aboutUs/index.html) (accessed on 5 August 2024) Official website (https://www.ebidding.com.cn/) (accessed on 6 May 2024) Case analysis (http://www.cmcc-dlut.cn/Cases/NSelect/%E6%98%93%E6%8B%9B%E6%A0%87/1/2) (accessed on 20 November 2023) R&D portfolios, industry reports, media archives, e-bidding policy documents |
WuXi Biologics | Director of government affairs, ethics committee member, marketing director | ESG reports (https://www.wuxibiologics.com.cn/esg-report/) (accessed on 10 January 2025) Financial annual reports (https://www.wuxibiologics.com.cn/financial-reports/) (accessed on 8 August 2024) Official website (https://www.wuxibiologics.com.cn/) (accessed on 16 November 2024) Environmental impact assessment reports (e.g., Public Participation Statements for Innovative Projects, Environmental Impact Assessment Report for Innovative Projects) (https://www.wuxibiologics.com.cn/eia-related-information/) (accessed on 10 January 2025) R&D portfolios, industry reports, media archives |
Coded Case Excerpts | Initial Concepts (Frequency) | Initial Categories (Cross-Case Consistency) |
---|---|---|
A productized project model with optimized baseline modules and flexible adaptation to customer requirements, aimed at cost reduction; Standardization of end-to-end bidding and procurement platform solutions for conglomerates, enhancing cost efficiency and accelerating tailored development; A results-driven code of conduct prioritizing performance outcomes; Innovation courage and relentless advancement are imperative for sustainable growth … | a1 Diversify revenue streams (9) a2 Enhance profitability (35) a3 Expand business scale (28) a4 Ensure profit stability (45) | A1 Instrumental Motivation (3/3) |
To become a trusted solutions provider in the digital health domain; Establishing an ecosystem for e-procurement platforms to facilitate cross-end resource interconnectivity; Delivering end-to-end biopharmaceutical services encompassing discovery, development, and manufacturing for individuals and organizations … | a5 Achieve mutual benefit with clients (28) a6 Collaborate for industry-wide win–win outcomes (13) a7 Foster symbiotic partnerships with suppliers (25) a8 Strengthen collaborative capabilities (36) | A2 Relational Motivation (3/3) |
Empowering healthcare through technology to optimize the patient journey; Facilitating transactional transparency to foster ethical leadership in business practices; Democratizing access to pharmaceutical innovation and therapeutic breakthroughs; … | a9 Promote social harmony (19) a10 Mitigate social conflicts (6) a11 Address societal challenges proactively (24) a12 Establish altruistic organizations (20) | A3 Moral Motivation (3/3) |
Demand for digital transformation of hospital infrastructure and patient-centric telemedicine solutions; Growing need for digital transformation of corporate bidding and procurement systems, alongside government-led e-platforms for public transactions; Rising demand for biopharmaceutical adoption and commercialization … | a13 Acknowledge innovation accountability (19) a14 Evaluate innovation reputation (32) a15 Prioritize innovation responsibility (27) | A4 Consumer Pressure (3/3) |
The presence of serial entrepreneurs among shareholders, who prioritize the societal value of innovative ventures, signals the company’s capacity for sustainable growth; ESG ratings and social responsibility reports serve as critical leverage in partnership negotiations and capital raising … | a16 Emphasize sustainability commitments (28) a17 Increase investment attractiveness (56) | A5 Investor Pressure (3/3) |
Industry-wide technological upgrades and socially oriented innovation initiatives; A surge in industry engagement, driven by state-owned enterprises, large private firms, and startups intensifying market competition; Peer-driven technological advancements coupled with stringent environmental and ethical compliance standards … | a18 Undertake innovation accountability (19) a19 Adhere to innovation ethics (23) | A6 Competitor Pressure (3/3) |
China Information Technology Service Industry Alliance (CITSIA) released the “Exemplary Enterprises in Healthcare Sector of China’s IT Service Industry” list; Certifications for ISO 20000 (IT Service Management Systems Requirements) [45] and ISO 27000 (Information Security Management Systems Requirements) [46]; MSCI ESG Ratings, alongside cGMP (current Good Manufacturing Practice) certifications under US FDA, EU EMA, and China NMPA regulations … | a20 Value innovation responsibility (46) a21 Certify responsible innovation practices (33) | A7 Third-party Pressure (3/3) |
Launch and application of eco-friendly advanced materials; Pharmaceutical companies, insurance firms, and healthcare service providers mandate stringent operational stability for health service innovation platforms; For software development vendors, operational stability assessments of e-procurement systems/platforms serve as a critical selection criterion for partners … | a22 Launch eco-friendly products (39) a23 Assess innovation reputation (36) | A8 Supplier Pressure (3/3) |
Data Security Law of the People’s Republic of China; Measures for Electronic Bidding; Drug Administration Law of the People’s Republic of China … | a24 Avoid societal harm (49) a25 Uphold ethical principles (26) a26 Implement disciplinary measures (59) | A9 Mandatory Policy (3/3) |
Opinions of the CPC Central Committee and the State Council on Deepening the Reform of the Medical and Health Care System; Working Points of Promoting Electronic Bidding by Relevant Departments of the State Council in 2018; Opinions on Implementing Priority Evaluation and Approval for Addressing the Accumulation of Drug Registration Applications … | a27 Tax incentives (45) a28 Fiscal subsidies (21) a29 Preferential loans (18) | A10 Incentive Policy (3/3) |
Society places heightened emphasis on data security and medical privacy compliance; Societal demand for bidding process efficiency and impartiality in bid evaluation outcomes; Public expectations for pharmaceutical R&D encompass therapeutic efficacy, clinical trial efficiency, and environmental impact mitigation … | a30 Advocate responsible innovation (45) | A11 Ethical Expectation (3/3) |
Public satisfaction with innovation initiatives directly influences corporate reputation benchmarking … | a31 Recognize ethical conduct (27) | A12 Behavioral Expectation (3/3) |
Committing to co-creation and shared value generation with ecosystem stakeholders; Incorporating long-term ethical implications into innovation strategies to align with societal moral evolution; Prioritizing ethical-ecological due diligence and business ethics adherence throughout innovation cycles … | a32 Balance stakeholder interests (22) a33 Co-create value with stakeholders (32) a34 Comply with social and business ethics (45) a35 Address ethical and societal responsibilities (34) | A13 Inclusion (3/3) |
Conducting predictive impact assessments for product innovation, integrating socio-ethical variables (e.g., patient consent protocols for medical data usage); Preemptively addressing societal spillover risks of new products through design-integrated technical and regulatory safeguards; Scientific advisory boards and compliance departments conduct feasibility-risk appraisals to evaluate ethical-ecological exposures of projects … | a36 Consider long-term consequences (35) a37 Assess the full lifecycle of innovation (28) a38 Anticipate potential scenarios (57) a39 Anticipate risks (57) | A14 Anticipation (3/3) |
Engaging hospitals, patients, and academic institutions in iterative refinement of product design, implementation, and outcomes through continuous feedback loops; Maintaining vigilance over regulatory alignment of innovative products while prioritizing stakeholder evaluations and actionable recommendations; Proactively disclosing environmental impact data and systematically aggregating public assessments to address innovation-driven ESG externalities … | a40 Scrutinize legal compliance (62) a41 Reflect on ethical and societal impacts (35) a42 Prioritize stakeholder evaluations (36) a43 Disclose threats and limitations transparently (28) a44 Maintain transparency in risk assessment (39) a45 Integrate diverse values (21) a46 Value third-party audits (42) | A15 Reflexivity (3/3) |
Treating partners as co-innovators in platform development through collaborative design sprints and shared governance frameworks; Implementing rapid iteration cycles to adapt product innovation strategies based on enterprise user feedback and governmental policy advisories; Establishing transparent grievance redress mechanisms to address public concerns on project environmental impacts, with real-time disclosure of resolution outcomes … | a47 Embed stakeholders in innovation processes (38) a48 Maintain stakeholder communication (47) a49 Refine innovations based on stakeholder feedback (44) a50 Report progress on improvement initiatives (25) | A16 Responsiveness (3/3) |
Core Categories | Subcategories | Conceptual Definitions |
---|---|---|
Responsible innovation motivation | Instrumental motivation | Refers to innovation driven by the imperative to maximize shareholder interests |
Relational motivation | Refers to innovation aimed at enhancing collaborative engagement with core stakeholders | |
Moral motivation | Refers to innovation grounded in altruistic principles and adherence to moral imperatives | |
Market pressure | Consumer pressure | Manifested through consumers’ product selection choices, directly impacting market demand |
Investor pressure | Arises from investors’ capital allocation decisions based on ESG compliance and financial returns | |
Competitor pressure | Stemming from market share competition and rivals’ strategic moves | |
Third-Party pressure | Exerted via certification standards and public evaluations by NGOs, rating agencies, or industry watchdogs | |
Supplier pressure | Driven by suppliers’ product compatibility requirements and selective partnership criteria | |
Policy pressure | Mandatory policy | Legal mandates requiring compliance in innovation practices |
Incentive policy | Fiscal mechanisms encouraging responsible innovation | |
Normative pressure | Ethical expectation | Societal demands for ethical values in innovation |
Behavioral expectation | Societal constraints on morally permissible innovation behaviors | |
Corporate responsible innovation | Inclusion | Integrating stakeholders through win–win collaboration, adhering to social and commercial ethics, and addressing ethical, ecological, economic, and societal responsibilities |
Anticipation | Proactive assessment of innovation’s socioeconomic, ethical, and ecological impacts to mitigate risks | |
Reflexivity | Iterative evaluation of innovation’s assumptions, objectives, processes, and outcomes to align stakeholder responsibilities and value systems | |
Responsiveness | The institutionalized response mechanism emerges when enterprises recognize insufficient knowledge and control over innovation, moderately adjust innovation frameworks and trajectories, and integrate human value systems into the responsible innovation framework during technological design, thereby aligning innovation outcomes with societal expectations |
Relational Structures | Conceptual Definitions |
---|---|
Firms’ instrumental, relational, and moral motivations to engage in CRI serve as internal drivers, directly determining the implementation intensity of CRI practices | |
Pressures from market stakeholders (e.g., consumers, investors, suppliers) act as external drivers, directly shaping the implementation intensity of CRI | |
Market pressures positively moderate the relationship between CRI motivations and implementation intensity, amplifying the translation of motivations into actionable outcomes |
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Jiang, L.; You, J.; Yu, J.; Xu, T.; Xue, Y. Driving Factors of Corporate Responsible Innovation: An Exploratory Multiple-Case Study of Technological Enterprises. Sustainability 2025, 17, 4364. https://doi.org/10.3390/su17104364
Jiang L, You J, Yu J, Xu T, Xue Y. Driving Factors of Corporate Responsible Innovation: An Exploratory Multiple-Case Study of Technological Enterprises. Sustainability. 2025; 17(10):4364. https://doi.org/10.3390/su17104364
Chicago/Turabian StyleJiang, Lu, Jianxin You, Jiaojiao Yu, Tao Xu, and Yixi Xue. 2025. "Driving Factors of Corporate Responsible Innovation: An Exploratory Multiple-Case Study of Technological Enterprises" Sustainability 17, no. 10: 4364. https://doi.org/10.3390/su17104364
APA StyleJiang, L., You, J., Yu, J., Xu, T., & Xue, Y. (2025). Driving Factors of Corporate Responsible Innovation: An Exploratory Multiple-Case Study of Technological Enterprises. Sustainability, 17(10), 4364. https://doi.org/10.3390/su17104364