Low-Carbon Transformational Leadership: Conceptualization, Measurement, and Its Impact on Innovation Outcomes
Abstract
:1. Introduction
1.1. The Gaps in Green Transformational Leadership (GTL) Research
- The absence of a low-carbon dimension within the broader framework of green leadership.
- The lack of a comprehensive, validated scale specifically for measuring low-carbon transformational leadership.
- The insufficient understanding of how LCTL impacts organizational outcomes such as green product development and low-carbon innovation.
- The limited empirical validation of low-carbon leadership concepts in corporate settings, especially in high-carbon industries.
1.2. Research Objectives: Developing and Validating Low-Carbon Transformational Leadership (LCTL)
2. Literature Review and Theoretical Background
2.1. Relevant Concepts and Definition of LCTL
2.1.1. Distinction Between Low-Carbon Transformational Leadership (LCTL) and Related Leadership Theories
2.1.2. Bridging Global Commitments and Local Practices
2.1.3. Defining the Action-Oriented Nature of LCTL
2.1.4. Insights from Green Transformational Leadership
2.1.5. Positioning LCTL as an Extension of Green Transformational Leadership
2.2. Measurement for LCTL
2.2.1. Challenges in Measuring Low-Carbon Transformational Leadership
2.2.2. Summary of Gaps in Existing Measurement Approaches
2.2.3. Addressing the Gaps by Developing a Scale for LCTL: Objectives and Routines
2.3. LCTL’s Effects on Innovation Outcomes
2.4. A Brief Summary of Relevant Studies Regarding Leadership in Low-Carbon Transition
3. Materials and Methods
3.1. The Overview of Research Design
3.2. Materials and Methods in Study 1: Exploration of the Dimensions of LCTL
3.2.1. Data Collection
3.2.2. Data Analysis
3.3. Materials and Methods in Study 2: The Development of Scale of LCTL
3.4. Materials and Methods in Study 3: Exploration of LCTL’s Effects on Innovation Outcomes
3.4.1. Data Collection
3.4.2. Data Analysis
4. Results
4.1. Results of Study 1
- Fostering a collective vision and alignment involves leaders’ role in inspiring and maintaining commitment to low-carbon initiatives by clearly communicating the benefits and addressing resistance. By cultivating a shared vision, leaders build collective support and active participation in low-carbon transitions.
- Strategic steering and feedback highlights leaders’ responsibilities of informed decision-making and the execution of low-carbon strategies. This category emphasizes aligning resources with low-carbon goals and ensuring feedback systems are in place to monitor progress, reinforcing the practical implementation of the low-carbon vision.
- Adaptive integration and iteration underscores the importance of flexibility and foresight. Leaders anticipate challenges, adapt strategies across departments, and promote a learning-oriented culture that keeps the organization agile in response to new sustainability trends and advancements in low-carbon practices.
- Refinement of item pool generated from Study 1
4.2. Results of Study 2
4.2.1. Item Generation and Reduction
4.2.2. Scale Purification
4.2.3. Reliability and Validity Analysis
- Reliability analysis
- Validity analysis
4.3. Results of Study 3
5. Discussion
5.1. Discussion on Dimensionality of LCTL in Study 1
5.1.1. Dimension 1: Fostering a Collective Vision and Alignment in Low-Carbon Transition Opportunities
5.1.2. Dimension 2: Strategic Steering and Feedback for an Effective Low-Carbon Transformation
5.1.3. Dimension 3: Adaptive Integration and Iteration for a Resilient Low-Carbon Transformation
5.1.4. Leadership Dimensions in Driving Net-Zero Emissions: A Case Analysis of Low-Carbon Transition in China’s Coal Industry
5.2. Discussion on Refinement of the Scale Items in Study 2
5.3. Discussion on Nomological Validity of LCTL Scale in Study 3
5.4. General Discussion Based on Three Studies
- Similarities and differences with the existing literature
- Addressing the shortcomings of the existing literature
- The implication of the integration of the three studies
5.4.1. Theoretical Implications
5.4.2. Practical Implications
5.4.3. Limitations and Future Research
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Study | Construct/Focus | Approach | Key Findings | Unique Contributions |
---|---|---|---|---|
Current Study | Low-Carbon Transformational Leadership (LCTL) | Grounded-theory-inspired scale development | Developed a three-dimensional LCTL construct: fostering vision, strategic steering, and adaptive integration. | Introduces a specialized, empirically validated scale for LCTL, addressing practical challenges in corporate low-carbon transitions. |
Baierle et al. (2020) [33] | Decision-Making in Leadership | MOORA and artificial neural networks | Highlighted structured, data-driven tools to support leaders in strategic transformations. | Integrates advanced decision-making frameworks but lacks a specific focus on leadership dimensions. |
Green Leadership Studies | Green Transformational Leadership | Multi-factor leadership framework | Identified leadership as a driver of green innovation but lacked focus on low-carbon transformation. | Focuses on green innovation broadly without addressing specific low-carbon dimensions or challenges. |
Climate Leadership | Municipal Leadership in Low-Carbon Policies | Qualitative exploration of public governance | Showed municipal leaders as intermediaries for implementing top-down policies, without an emphasis on corporate contexts. | Explores public governance but does not extend findings to corporate or organizational contexts. |
General Leadership Literature | Transformational Leadership | Multifactor Leadership Questionnaire (MLQ) | Focused broadly on pro-environmental behaviors, employee engagement, and green organizational outcomes. | Broad theoretical insights but no specific application to low-carbon or sustainability-focused leadership. |
Study | Objective | Research Question | Methods and Data Source | Logical and Progressive Relationships | Contribution |
---|---|---|---|---|---|
Study 1 | Explore and conceptualize the core dimensions of low-carbon transformational leadership (LCTL). | What are the key dimensions and characteristics of LCTL? | Qualitative methods, interviews, and literature review. Data collected from employees and managers in carbon-intensive industries. | Provides the theoretical foundation for Studies 2 and 3 by defining the construct and its dimensions. | Proposes a novel theoretical framework for LCTL. |
Study 2 | Develop and validate a scale for measuring LCTL. | How can LCTL be measured, and is the scale reliable and valid? | Quantitative methods, partly using the sample from Study 1 and expanding to additional firms. | Builds on Study 1 by quantifying the proposed dimensions and empirically validating the construct. | Offers a reliable and valid tool for future empirical research on LCTL. |
Study 3 | Investigate the effects of LCTL on green innovation performance. | How does LCTL influence green innovation outcomes? | Quantitative methods, using data from Study 2 and adding additional variables to explore causal relationships. | Extends the validated scale from Study 2 to examine the practical implications of LCTL in driving organizational innovation. | Demonstrates the impact of LCTL on green innovation, providing actionable insights for practitioners. |
Attribute | First Wave | Second Wave |
---|---|---|
Data Collection Period | Early October to Early November 2023 | Early January to Late February 2024 |
Questionnaires Distributed | 390 (Administered Online) | 1100 (Administered Online) |
Responses Collected | 257 | 851 |
Invalid Responses Removed | 26 | 24 |
Valid Responses | 231 | 827 |
Gender Distribution | Male: 123 (53.3%) Female: 108 (46.7%) | Male: 440 (53.2%) Female: 387 (46.8%) |
Age (Range, Average) | Range: 20–53; Average: 34.3 years | Range: 21–54; Average: 34.5 years |
Education Level | Less than Bachelor’s: 65 (28.1%) Bachelor’s: 145 (66.77%) Graduate/Postgraduate: 21 (9.1%) | Less than Bachelor’s: 230 (27.8%), Bachelor’s: 555 (67.1%) Graduate/Postgraduate: 42 (5.1%) |
Professional Background | Frontline Managers: 153 (66.2%) Middle Managers: 52 (22.5%) Senior Managers: 16 (6.9%) Experts: 10 (4.3%) | Frontline Managers: 546 (66.0%) Middle Managers: 183 (22.1%) Senior Managers: 60 (7.3%) Experts: 38 (4.6%) |
Original Interview Excerpts from Respondent A1 | Zero-Order Categories |
---|---|
Projects with high energy consumption and emissions face significant pressure to undergo major transformations. When you tackle these issues, existing interests will inevitably be affected. Therefore, top-level design by leaders becomes particularly crucial. Recently, we have been emphasizing the strategy of “establish before dismantling”. Only by establishing a solid top-level design first can we subsequently achieve dismantling through establishment. (A1–1a) | Leaders need to establish top-level design for low-carbon transformation |
Low-carbon transformation is no small task; as we often say, it’s a “top leader project”. Therefore, I believe the chairman or senior group executives should lead this transformation strategy, setting up a management committee or office, developing a transformation plan, and driving the implementation of this strategy through performance assessments. (A1–2d) | Leaders should drive the implementation of the low-carbon transformation strategy |
Our leaders should not only recognize the short-term pains of low-carbon transformation but also see the new tracks and opportunities it brings. In fact, “maximizing” the utilization of coal resources is also a way to achieve low-carbon transformation within high-carbon industries. Technologies for efficient, staged utilization of coal resources can expand new horizons for the coal chemical industry. We could potentially pioneer a new pathway for the transformation and upgrading of the modern coal chemical sector. (A1–3b) | Leaders should identify strategic opportunities within low-carbon transformation |
Three years ago, management began considering how to respond to potential “carbon tariffs”. To uncover energy-saving and carbon reduction potential through data analysis, we also started calculating product carbon footprints. Last year, the long-discussed “carbon tariff” finally became a reality. Now, products exported to the EU must comply with carbon footprint declarations. Thanks to our proactive preparations, we have already completed the industry’s first real-time data collection and assessment of product carbon footprints. (A1–4h) | Leaders should proactively anticipate and address the challenges of low-carbon transformation |
Dimensions | Keywords | First-Order Categories | Zero-Order Categories |
---|---|---|---|
Fostering a collective vision and alignment in low-carbon transition opportunities | Vision | Recognizing transformation opportunities | Leaders need to identify strategic opportunities in low-carbon transformation |
Leaders need to take on transformation risks and be open to new approaches | |||
Communicating opportunities to members | Leaders should clearly convey transformation opportunities to organization members | ||
Leaders should foster an atmosphere of trust to explain and communicate opportunities | |||
Alleviating members’ transformation doubts | Leaders should provide channels for members to express ideas, opinions, and doubts | ||
Leaders should offer resources to build members’ confidence and motivation in periods of change | |||
Leaders should provide data and information to help members understand transformation content, steps, and impacts, reducing speculation and doubts | |||
Forming a collective vision for transformation | Leaders should encourage collaboration and team cohesion in low-carbon transformation | ||
Leaders should organize group discussions to explore key elements of the vision | |||
Leaders should help identify shared interests and values, fostering consensus and commitment | |||
Strategic steering and feedback for an effective low-carbon transformation | Strategy | Low-carbon transformation decision-making | Leaders should communicate with relevant stakeholders (employees, suppliers, clients) during decision-making to strengthen transformation alignment |
Leaders should use a transparent decision-making communication mechanism for low-carbon transformation | |||
As decision-makers in low-carbon transformation, leaders should show confidence to inspire commitment to the strategy | |||
Developing strategic transformation plans | Leaders should conduct top-level design for low-carbon transformation | ||
Leaders should allocate resources (human, financial, technical) for strategy implementation | |||
Guiding strategic implementation | Leaders should drive the implementation of low-carbon transformation strategies | ||
Leaders should demonstrate determination and perseverance in driving change | |||
Leaders should motivate teams to tackle challenges and propose innovative solutions | |||
Effectiveness feedback on strategy | Leaders should establish mechanisms for monitoring and evaluating low-carbon progress | ||
Leaders should encourage departments to assess effectiveness in areas like innovation, product upgrade, and management optimization | |||
Adaptive integration and iteration for a resilient low-carbon transformation | Adaptation | Anticipating transformation challenges | Leaders need to anticipate and address low-carbon transformation challenges |
Leaders should assess organizational resources for managing risks (market, technology, policy) in transformation | |||
Integrating transformation plans | Leaders should integrate departmental transformation plans to ensure coordinated measures | ||
Leaders should clarify departmental responsibilities in the transformation plan | |||
Leaders should prioritize departmental tasks based on the importance and urgency of goals | |||
Agile adaptation in transformation | Leaders should break cognitive inertia and quickly adjust strategies to meet changing environments | ||
Leaders should offer training to enhance members’ capacity to adapt to low-carbon changes | |||
Continuous iteration in transformation | Leaders should continuously track low-carbon progress and adjust strategies as needed | ||
Leaders should encourage members to stay updated with low-carbon trends and technology, continuously enhancing skills |
Item | Factor 1 | Factor 2 | Factor 3 |
---|---|---|---|
(1) The leadership team can stimulate project members’ thinking on low-carbon transition concepts. | 0.77 | ||
(2) The leadership team considers low-carbon transition concepts of organizational members in actions taken. | 0.82 | ||
(3) The leadership team designs and implements low-carbon transformation plans to motivate the entire organization. | 0.85 | ||
(4) The leadership team inspires key organizational members to commit to achieving low-carbon transition goals. | 0.83 | ||
(5) The leadership team provides a clear low-carbon vision for the collective members of the organization. | 0.71 | ||
(6) The leadership team successfully integrates and manages departmental low-carbon knowledge within the organization. | 0.80 | ||
(7) The leadership team has the capability to implement (or apply) low-carbon technologies within the organization. | 0.82 | ||
(8) The leadership team can coordinate staff efforts to work toward low-carbon goals. | 0.73 | ||
(9) The leadership team is capable of quickly identifying low-carbon transition opportunities in a changing environment. | 0.77 | ||
(10) The leadership team can quickly learn, adapt, and implement new tasks in the low-carbon transition. | 0.85 | ||
(11) The leadership team can reallocate resources to facilitate low-carbon practices within the organization. | 0.83 | ||
(12) The leadership team can adjust member behavior through performance management to meet low-carbon goals. | 0.65 | ||
Eigenvalues | 3.04 | 2.88 | 2.81 |
Variance Contribution (%) | 25.44 | 23.45 | 22.62 |
Cumulative Variance Contribution (%) | 25.44 | 48.89 | 71.51 |
Cronbach’s α | 0.89 | 0.88 | 0.85 |
Model | χ2 | χ2/df | RMSEA | RMR | CFI | AGFI |
---|---|---|---|---|---|---|
Model I | 1437.79 | 26.63 | 0.18 | 0.18 | 0.82 | 0.61 |
Model II | 1646.51 | 30.49 | 0.19 | 0.98 | 0.79 | 0.69 |
Model IV | 253.83 | 4.98 | 0.07 | 0.08 | 0.97 | 0.93 |
Factor | Number of Items | Cronbach’s α | Composite Reliability (CR) | Average Variance Extracted (AVE) |
---|---|---|---|---|
Factor I: Fostering a collective vision and alignment in low-carbon transition opportunities | 4 | 0.86 | 0.86 | 0.61 |
Factor II: Strategic steering and feedback for an effective low-carbon transformation | 4 | 0.91 | 0.91 | 0.72 |
Factor III: Adaptive integration and iteration for a resilient low-carbon transformation | 4 | 0.90 | 0.91 | 0.71 |
Factor | Factor I: Fostering a Collective Vision and Alignment in Low-Carbon Transition Opportunities | Factor II: Strategic Steering and Feedback for an Effective Low-Carbon Transformation | Factor III: Adaptive Integration and Iteration for a Resilient Low-Carbon Transformation |
---|---|---|---|
Factor I: Fostering a collective vision and alignment in low-carbon transition opportunities | (0.78) * | ||
Factor II: Strategic steering and feedback for an effective low-carbon transformation | 0.71 | (0.85) * | |
Factor III: Adaptive integration and iteration for a resilient low-carbon transformation | 0.59 | 0.61 | (0.84) * |
Mean | 4.44 | 4.45 | 4.60 |
Standard Deviation | 1.38 | 1.41 | 1.27 |
Path | Estimate | Critical Ratio (C.R.) | p-Value | Result |
---|---|---|---|---|
H1-1: Fostering a collective vision and alignment in low-carbon transition opportunities → green innovation | 0.47 | 4.90 | 0.00 | Supported |
H1-2: Strategic steering and feedback for an effective low-carbon transformation → Green innovation | 0.22 | 2.93 | 0.00 | Supported |
H1-3: Adaptive integration and iteration for a resilient low-carbon transformation → Green innovation | 0.26 | 3.20 | 0.00 | Supported |
Path | Estimate | Coefficient | Bootstrapping 95% CI | Result | ||||
---|---|---|---|---|---|---|---|---|
SE | Z Value | Bias-Corrected | Percentile | |||||
Lower B | Upper B | Lower B | Upper B | |||||
H4: Fostering a collective vision and alignment in low-carbon transition opportunities → Green product development → Green innovation | 0.29 | 0.26 | 2.18 | 0.06 | 0.83 | 0.06 | 0.82 | Supported |
H5: Strategic steering and feedback for effective low-carbon transformation→ Green product development → Green innovation | 0.18 | 0.13 | 2.13 | 0.04 | 0.47 | 0.04 | 0.45 | Supported |
H6: Adaptive integration and iteration for resilient low-carbon transformation→ Green product development → Green innovation | 0.28 | 0.24 | 2.27 | 0.07 | 0.91 | 0.05 | 0.80 | Supported |
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Zhang, H.; Huang, H. Low-Carbon Transformational Leadership: Conceptualization, Measurement, and Its Impact on Innovation Outcomes. Sustainability 2024, 16, 10844. https://doi.org/10.3390/su162410844
Zhang H, Huang H. Low-Carbon Transformational Leadership: Conceptualization, Measurement, and Its Impact on Innovation Outcomes. Sustainability. 2024; 16(24):10844. https://doi.org/10.3390/su162410844
Chicago/Turabian StyleZhang, Hongsi, and Haixia Huang. 2024. "Low-Carbon Transformational Leadership: Conceptualization, Measurement, and Its Impact on Innovation Outcomes" Sustainability 16, no. 24: 10844. https://doi.org/10.3390/su162410844
APA StyleZhang, H., & Huang, H. (2024). Low-Carbon Transformational Leadership: Conceptualization, Measurement, and Its Impact on Innovation Outcomes. Sustainability, 16(24), 10844. https://doi.org/10.3390/su162410844