The Path Driving China’s Energy Structure Transformation from the Perspective of Policy Tools
Abstract
:1. Introduction
2. Pathways to Energy Transition Practices: A Literature Review
3. Theoretical Background
4. Research Method and Data
4.1. Research Method
4.2. Sample Source and Selection
4.3. Variable Selection and Assignment
4.3.1. Condition Variables
- (1)
- For administrative control tools, when one of the conditions presented in Table 2 was satisfied, the assigned score was 4. When the relevant elements of Table 2 were proposed in the policy without detailed programs, the assigned score was 3. When the government loosely controlled the criteria for energy restructuring and the terms were only briefly mentioned in the 4-point evaluation criteria for administrative control-type policy tools, the assigned score was 2. When the application of administrative control tools was not mentioned, the assigned score was 1.
- (2)
- For economic incentive tools, when one of the conditions presented in Table 2 was satisfied, the assigned score was 4. When the relevant elements of Table 2 were proposed in the policy without relevant implementation methods or measures, the assigned score was 3. When the terms were only briefly mentioned in the 4-point evaluation criteria for economic incentive tools, the assigned score was 2. When the application of economic incentive tools was not mentioned, the assigned score was 1.
- (3)
- For information tools, when one of the conditions presented in Table 2 was satisfied, the assigned score was 4. When the relevant elements of Table 2 were proposed in the policy without relevant implementation methods or related catalogs, the assigned score was 3. When the terms were only briefly mentioned in the 4-point evaluation criteria for information tools, the assigned score was 2. When the application of information tools was not mentioned, the assigned score was 1.
- (4)
- For voluntary participation tools, when one of the conditions presented in Table 2 was satisfied, the assigned score was 4. When the relevant elements of Table 2 were proposed in the policy without relevant implementation methods, the assigned score was 3. When the terms were only briefly mentioned in the 4-point evaluation criteria for voluntary participation tools, the assigned score was 2. When the application of voluntary participation tools was not mentioned, the assigned score was 1.
4.3.2. Result Variables
4.4. Data Calibration
5. Results
5.1. Single-Variable Necessity Analysis
5.2. Condition Configuration Analysis
5.2.1. “Multiple Objectives + Information” Model
5.2.2. “Single Objective + Information” Model
5.2.3. “Single Objective” Model
6. Discussion
7. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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ID | Year | Name of Policy Document | Publishing Department (Abbreviation) |
---|---|---|---|
1 | 2001 | The 10th Five-Year Plan for Energy Conservation and Comprehensive Utilization of Resources | SETC, PRC |
2 | 2001 | The 10th Five-Year Plan for National Ecological Environmental Protection | EPA, NPC, SETC, MOF, PRC |
3 | 2003 | China’s Outline of Action for Sustainable Development at the Beginning of the 21st Century | SC, PRC |
4 | 2004 | Energy Efficiency Labeling Management Approach | NDRC, AQSIQ, PRC |
5 | 2004 | Medium and Long-term Special Planning for Energy Saving | NDRC, PRC |
6 | 2005 | Establishment of National Energy Leadership Group (expired in 2015) | General Office of the SC, PRC |
7 | 2005 | Notice on Strengthening Environmental Protection in Hydropower Construction | EPA, NDRC, PRC |
8 | 2005 | Several Opinions on Promoting the Healthy Development of the Coal Industry | SC, PRC |
9 | 2005 | Several Opinions on Accelerating the Development of Circular Economy | SC, PRC |
10 | 2005 | Notice on the Issuance of Interim Measures for the Management of Land Use and Environmental Protection of Wind Farm Projects | NDRC, MOLR, EPA, PRC |
11 | 2005 | On the Release and Implementation of the Interim Provisions to Promote Industrial Restructuring | SC, PRC |
12 | 2006 | Decision on Strengthening Energy Conservation | SC, PRC |
13 | 2007 | The 11th Five-Year Plan for Energy Development | NDRC, PRC |
14 | 2007 | Notice on the Issuance of a Comprehensive Work Program of Energy Conservation and Emission Reduction | SC, PRC |
15 | 2007 | The 11th Five-Year Plan for Renewable Energy Development | NDRC, PRC |
16 | 2007 | National Action Implementation Plan for Energy Saving and Emission Reduction | NDRC, PD of the CPC Central Committee, PRC |
17 | 2007 | Energy Conservation Law of the People’s Republic of China | The 13th Session of the Standing Committee of the 10th National People’s Congress, PRC |
18 | 2010 | Notice on Further Strengthening the Work of Eliminating Backward Production Capacity | SC, PRC |
19 | 2010 | Notice on the Promotion of Joint Prevention and Control of Air Pollution Work to Improve Regional Air Quality Guidance | EPA, NDRC, MOST, MOIIT, MOF, MOHURD, MOT, MOFCOM, NEA, PRC |
20 | 2010 | Notice on the Clean-up of High Energy-consuming Enterprises with Preferential Tariff | NDRC, SERC, NEA, PRC |
21 | 2011 | The 12th Five-Year Plan for Comprehensive Work Plan of Energy Conservation and Emission Reduction | SC, PRC |
22 | 2011 | The 12th Five-Year Plan for National Environmental Protection | SC, PRC |
23 | 2012 | Energy-saving and New Energy Vehicle Industry Development Plan (2012–2020) | SC, PRC |
24 | 2012 | The 12th Five-Year Plan for Energy Saving and Emission Reduction | SC, PRC |
25 | 2013 | The 12th Five-Year Plan for Energy Development | NDRC, NEA, PRC |
26 | 2014 | The Plan for Energy-saving Emission Reduction and Low-carbon Development Action from 2014 to 2015 | General Office of the SC, PRC |
27 | 2014 | The Strategic Action Plan for Energy Development (2014–2020) | General Office of the SC, PRC |
28 | 2015 | Guidance on the Promotion of Scientific Development of the Coal Industry | NEA, PRC |
29 | 2016 | Notice on Promoting the Orderly Development of Coal Power in China | NDRC, NEA, PRC |
30 | 2016 | The 13th Five-Year Plan for Ecological Environmental Protection | SC, PRC |
31 | 2016 | The 13th Five-Year Plan for Renewable Energy Development | NDRC |
32 | 2016 | The 13h Five-Year Plan Comprehensive Work Plan for Energy Conservation and Emission Reduction | SC, PRC |
33 | 2016 | The 13th Five-Year Plan for Energy Development | NDRC, NEA, PRC |
34 | 2016 | Energy Production and Consumption Revolution Strategy (2016–2030) | NDRC, NEA, PRC |
35 | 2017 | Guidance on Promoting the Development of Energy Storage Technology and Industry | NDRC, MOF, MOST, MIIT, NEA, PRC |
36 | 2018 | Several Opinions on Promoting the Coordinated and Stable Development of Natural Gas | SC, PRC |
37 | 2019 | Notice on the Establishment of Electricity Consumption Guarantee Mechanism of Renewable Energy | NDRC, NEA, PRC |
38 | 2020 | Notice on Further Improvement of Coal Power Industry to Eliminate Backward Production Capacity | NEA, PRC |
39 | 2020 | Guidance on Energy Work in 2020 | NEA, PRC |
Type of Policy Tool | Content of the Assessment |
---|---|
Administrative control tools | Establishment of mandatory access conditions, thresholds, and standards; establishment of relevant assessment, standards, as well as supervision and inspection methods of energy restructuring; establishment of a mandatory phase-out of high energy-consuming product directory; strict carrying out of environmental impact assessment on administrative approval projects; establishment of a mandatory management approach specifically to promote energy restructuring |
Economic incentive tools | Strong support for financial budgets, subsidies, and incentives, and proposal of the amount of financial subsidies and incentives or support methods; vigorous promotion of energy restructuring in terms of price, cost, and metering; development of methods or programs to control energy production, energy consumption, and clean energy through the implementation of price and cost adjustments, as well as specific accounting methods or standards for related costs and prices |
Information tools | Vigorous guidance of market organizations or individuals to carry out energy conservation and utilization or technology development, the use of clean energy, and the development of specific implementation methods or programs; development of detailed guidance policy system and measures; development of detailed technology research, priorities, and programs; clear proposition to vigorously implement energy security, energy conservation, energy cleaning, and other related education and training; clear indication to establish a recommended catalog of products and energy adjustment-related guidance measures; clear implementation of technological innovation and other demonstration projects or pilots |
Voluntary participation tools | Development of specific measures to promote energy conservation and energy efficiency, such as the “Energy Campaign Week” and other specific promotional activities and methods; requirement for enterprises, governmental communities, and other units and individuals to implement the tool; development of the implementation plan to increase energy conservation and energy cleaning promotion, public participation in monitoring or evaluation of specific methods |
Result Variable | Content of the Assessment |
---|---|
Degree of energy structure transformation | The objectives of energy restructuring are clearly stated, the strength and direction of adjustments are proposed for each energy category, and specific quantitative indicators are proposed |
Variable | 0.05 | 0.5 | 0.95 |
---|---|---|---|
Energy security | 1 | 2.0 | 3 |
Energy conservation | 2 | 2.8 | 4 |
Energy cleanliness | 2 | 2.7 | 4 |
Administrative control tools | 3 | 3.5 | 4 |
Economic incentive tools | 2 | 2.4 | 3 |
Information tools | 1.5 | 2.5 | 4 |
Voluntary participation tools | 1 | 1.9 | 2.5 |
Policy intensity | 3 | 3.2 | 4 |
Degree of energy structure transformation | 1 | 2.3 | 4 |
Condition Variable | High-Intensity Energy Structure Transformation | ~High-Intensity Energy Structure Transformation | ||
---|---|---|---|---|
Consistency | Coverage | Consistency | Coverage | |
Energy security | 0.619523 | 0.681098 | 0.357654 | 0.457317 |
~Energy security | 0.506378 | 0.403982 | 0.750596 | 0.696460 |
Energy conservation | 0.681642 | 0.677135 | 0.387220 | 0.447383 |
~Energy conservation | 0.443705 | 0.383693 | 0.720553 | 0.724700 |
Energy cleanliness | 0.678869 | 0.725119 | 0.307106 | 0.381517 |
~Energy cleanliness | 0.420965 | 0.343129 | 0.778732 | 0.738246 |
Administrative control tools | 0.662784 | 0.512876 | 0.617549 | 0.555794 |
~Administrative control tools | 0.425957 | 0.489172 | 0.458751 | 0.612739 |
Economic incentive tools | 0.717693 | 0.655190 | 0.384359 | 0.408101 |
~Economic incentive tools | 0.351636 | 0.329351 | 0.675250 | 0.735584 |
Information tools | 0.722130 | 0.761849 | 0.332857 | 0.408426 |
~Information tools | 0.439268 | 0.361479 | 0.805913 | 0.771338 |
Voluntary participation tools | 0.671658 | 0.662110 | 0.394373 | 0.452160 |
~Voluntary participation tools | 0.444260 | 0.386770 | 0.705293 | 0.714148 |
Policy intensity | 0.511925 | 0.544543 | 0.437291 | 0.541003 |
~Policy intensity | 0.568497 | 0.464853 | 0.631855 | 0.600907 |
Variable | R1 | R2 | R3 | ||||
---|---|---|---|---|---|---|---|
R1a | R1b | R1c | R2a | R2b | R2c | ||
Energy security | ◎ | ◎ | Ⓧ | ◎ | ◎ | ◎ | |
Energy conservation | ● | ● | ● | ● | ● | Ⓧ | Ⓧ |
Energy cleanliness | ● | ● | ● | Ⓧ | Ⓧ | ● | ● |
Administrative control tools | Ⓧ | ◎ | ◎ | ◎ | ◎ | Ⓧ | Ⓧ |
Economic incentive tools | ◎ | ◎ | ◎ | ◎ | Ⓧ | ◎ | |
Information tools | ● | ● | ● | ● | ● | ● | Ⓧ |
Voluntary participation tools | ◎ | ◎ | ◎ | ◎ | Ⓧ | Ⓧ | ◎ |
Policy intensity | Ⓧ | ◎ | ◎ | Ⓧ | Ⓧ | Ⓧ | |
Consistency | 1 | 1 | 0.959119 | 0.948617 | 1 | 1 | 1 |
Raw coverage | 0.172490 | 0.152524 | 0.169162 | 0.133110 | 0.089296 | 0.099834 | 0.109262 |
Unique coverage | 0.099834 | 0.031614 | 0.051581 | 0.088186 | 0.049917 | 0.050472 | 0.043816 |
Consistency of the overall solution | 0.987065 | ||||||
Coverage of the overall solution | 0.550194 |
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Li, J.; Sun, H.; Cheng, L.; Chu, L. The Path Driving China’s Energy Structure Transformation from the Perspective of Policy Tools. Sustainability 2024, 16, 8703. https://doi.org/10.3390/su16198703
Li J, Sun H, Cheng L, Chu L. The Path Driving China’s Energy Structure Transformation from the Perspective of Policy Tools. Sustainability. 2024; 16(19):8703. https://doi.org/10.3390/su16198703
Chicago/Turabian StyleLi, Jintao, Hui Sun, Long Cheng, and Lei Chu. 2024. "The Path Driving China’s Energy Structure Transformation from the Perspective of Policy Tools" Sustainability 16, no. 19: 8703. https://doi.org/10.3390/su16198703
APA StyleLi, J., Sun, H., Cheng, L., & Chu, L. (2024). The Path Driving China’s Energy Structure Transformation from the Perspective of Policy Tools. Sustainability, 16(19), 8703. https://doi.org/10.3390/su16198703