Next Article in Journal
An Assessment of Biodiversity in Tabuk Region of Saudi Arabia: A Comprehensive Review
Previous Article in Journal
Linkages between Typologies of Existing Urban Development Patterns and Human Vulnerability to Heat Stress in Lahore
 
 
Font Type:
Arial Georgia Verdana
Font Size:
Aa Aa Aa
Line Spacing:
Column Width:
Background:
Article

A Tripartite Evolutionary Game and Simulation Analysis of Transportation Carbon Emission Reduction across Regions under Government Reward and Punishment Mechanism

School of Economics and Management, Chongqing Jiaotong University, Chongqing 400074, China
*
Author to whom correspondence should be addressed.
Sustainability 2022, 14(17), 10562; https://doi.org/10.3390/su141710562
Submission received: 28 June 2022 / Revised: 10 August 2022 / Accepted: 20 August 2022 / Published: 24 August 2022

Abstract

:
Pollution and carbon reduction is a key strategic direction for ecological civilization in China, and a hot issue of concern for the government and the whole society. The main goal of this paper was to consider the regional externalities of traffic emissions and clarify the relationship between provincial and central government strategies under the government reward and punishment mechanism. This paper considers the unevenness of regional transportation emissions, constructs a three-party evolutionary game model among transportation carbon deficit provinces, transportation carbon surplus provinces, and the central government, discusses the evolutionary stability of the game under different strategies of the three parties, and analyzes the influence of each element on the game structure. The study shows that: Environmental losses can increase the evolutionary speed of active emission reduction in transportation carbon deficit provinces, and the probability of supporting cross-regional carbon emission reduction in transportation carbon surplus provinces decreases slightly with the increase and the probability of central government regulation increases. The central government has a certain binding effect on transportation carbon deficit provinces and carbon surplus provinces through fines, and cross-zone cooperation subsidies are conducive to promoting carbon deficit provinces to actively reduce emissions. The cross-region compensation of carbon deficit provinces can promote the governments of carbon surplus provinces to support cross-region carbon emission abatement, and the cost of regulation will reduce the probability of central government regulation. Finally, Matlab simulation is used to verify the conclusions and provide countermeasures and suggestions for cross-regional abatement of regional transportation emissions by the central government.

1. Introduction

Carbon emission is the main problem in every production sector such as agricultural [1], industrial [2], household [3], and transportation sectors [4], which may cause climate change [5]. In recent years, carbon emissions from transportation have become a major concern for countries around the world. Transportation brings economic development, but at the same time, transportation emissions also bring environmental problems and hinder sustainable economic and social development. For developing countries, the economic development of transportation often coincides with the emission of pollution. Each year, nearly 25% of global energy-related carbon dioxide (CO2) emissions are generated by the transportation sector, and in 2020, China’s transportation sector will generate 9.3 billion tons of CO2, accounting for 15% of the country’s total emissions. Many scholars have quantified transportation emissions [6,7,8], and the environmental problems caused by transportation emissions have made China realize the importance of transportation emission reduction [9,10,11]. Reducing pollution and carbon is a key strategic direction for China’s ecological civilization and a hot issue of concern for the government and the whole society. Transportation is an important source of carbon emissions in cities, and transportation carbon emission reduction is an important element to achieve the carbon neutrality target and carbon peaking vision. Transportation carbon emissions have regional and external characteristics [12,13,14], and therefore need to be reduced across regions. Inter-regional transportation is interconnected and influences each other, and the two should be developed in a coordinated manner. However, in reality, the two are often in an uncoordinated development situation, affecting the healthy development of regional social and economic development. Uncoordinated transportation and economy are manifested in uncoordinated emission pollution. Transportation has the characteristic of cross-region flow, and the transportation cross-region often benefits the transportation starting city and the transportation ending city, and the intermediate city will be affected by the transportation emission, meanwhile, the province with carbon emission deficit will have an impact on the province with carbon emission surplus, and this impact is not conducive to achieving sustainable social and economic development. Cross-regional abatement can effectively solve the supply problem of the regional ecological environment, and cross-regional abatement involves inter-governmental cooperation, and there is a “cross-game”, i.e., the vertical game between the central government and provincial governments, and the horizontal game between provincial governments [15,16]. Under the confrontation between the two games, the central government keeps pushing forward vertically and promotes horizontal inter-regional cooperation, forming a dual governance pattern [17]. Under this form of cooperation, how can the central government and the regions achieve a cross-regional reduction of transportation carbon emissions? What is the relationship between the specific cooperation strategies of the three parties? Exploring these issues can help clarify the vertical and horizontal strategic structures between central governments and regions, as well as their respective differentiated performance transportation carbon reduction regions, improve regional transportation emissions governance, and promote synergistic development of the transportation economy to achieve sustainable economic and social development.

2. Literature Review

Studies on cross-regional abatement of transportation carbon emissions have mainly focused on dimensions such as regional transportation emission measurement, influencing factors of emissions, and spatial structure of emissions, which are basically quantitative and characteristic analyses of emissions.
One is the measurement of regional traffic emissions. Most methods for calculating traffic-related emissions are based on emission factors that represent the emissions of each vehicle class under normal traffic conditions and operational parameters that represent real-world traffic conditions (e.g., vehicle emissions, vehicle miles traveled, transportation structure). Authors such as [18] developed a macroscopic modeling approach for estimating traffic-related emissions in urban areas. During this period, a proposal for a global carbon accounting standard was put forward, stating that the calculation of carbon emissions from traffic and freight transport depends to a large extent on the distance traveled [19]. Authors such as [20] constructed an optimal urban transport structure model to estimate the absolute carbon emission reduction achievable. Second, is the study of the influencing factors of traffic emissions. Zhou et al. studied the spatial and temporal characteristics of road traffic CO2 emissions and made an analysis of the influence of environmental factors on road traffic CO2 emissions [21]. Some scholars [22] proposed a comprehensive research framework to explore the spatial and temporal characteristics and driving mechanisms of regional APEs (CO, SO2, NOx, and PM 2.5) in provincial road traffic in China. Some other scholars [23] showed that factors such as transportation structure, level of transportation infrastructure, and technological progress have significant positive effects on TSCDEE, while both urbanization level and urban population density have significant negative effects on TSCDEE. Third, is the spatial structure of transportation emissions. The spatial correlation of transportation carbon emissions is crucial to the study of regional green transportation construction and sustainable transportation. Authors such as [24] proposed a novel fuzzy double boundary NDEA (FDFNDEA) model to systematically explore the sustainability of China’s road transport system from 1985–2017 in terms of both energy and environmental efficiency, and sustainable development. Authors such as [25] evaluated the ability of three spatio-temporal decomposition methods to estimate traffic emissions and simulate pollutant dispersion in the densely populated and topographically complex Abra Valley, Colombia. Scholars et al. used three geostatistical methods (Getis-Ord Gi*, K-means, and spatial regression) to assess the spatial patterns of traffic emissions in all 5570 municipal districts in Brazil [26].
However, for carbon emissions as well as environmental governance, many scholars have proposed cross-regional governance cooperation. Tang examined the persistent institutional challenges in contemporary China, focusing on urban governance issues related to government accountability, adapting the system to the type of problem, and encouraging cross-sectoral cooperation [27]. Authors such as [28,29] constructed a regional air pollution collaborative governance. Authors such as [30] constructed a trilateral dynamic game model for regional cooperation in haze pollution management in China from the perspective of government heterogeneity, analyzed the mixed strategy Nash equilibrium from game theory and studied the feasible mechanism and necessary conditions for establishing the cooperation model. Authors such as [31] used a non-cooperative tripartite evolutionary game to simulate the dynamic strategic interactions among local governments, polluters, and the public to participate in governance, a new design of public participation mechanism is proposed to achieve cooperative evolutionary equilibrium. Among them, is cross-regional carbon emission governance, in which the central government plays an important regulatory role [32,33], and the government’s reward and punishment decisions affect regional competition [34,35,36]. Few studies have been conducted to answer the question of how the inter-regional mitigation of transportation improves the level of emission management and how different strategies affect the level of transportation emission reduction. The structure of the inter-regional mitigation game between the central government and provinces with different levels of carbon emissions remains to be studied. Therefore, this paper constructs a game model for the central government, transportation carbon deficit provinces, and transportation carbon surplus provinces to discuss the equilibrium and stability of the three-party game under different strategies, as well as the influence of different factors on the game structure, in order to provide a reference for regional transportation carbon emission reduction cooperation across regions and improve regional carbon emission efficiency.
It is known from domestic and international practice that there are three main types of regional air pollution collaborative management models. The first model is a top-down regional collaborative governance body led by the central government, which is characterized by administrative compulsion. The UK is a typical representative of such a model. The second model is a voluntary regional collaborative governance model formed by local governments in the region for the purpose of regional environmental pollution control. In practice, the U.S. cross-domain management agency is a typical example. The third model is a combination of the above two models, that is, the initial collaborative governance model is coordinated by the central government, and a certain degree of leadership and management relationship is formed between the collaborative leadership group and each participating entity. After the collaborative work is gradually on the right track, the leading role of the central government is gradually transferred to the local governments in the region, and the collaborative work at this time is more similar to “contractual” collaborative governance, with more emphasis on the initiative and enthusiasm of each participating party. Since traffic emission is cross-regional in nature, the third model should be chosen for cross-regional governance. The reason for this is that neighboring regions have similar administrative peer characteristics and industrial structures, and the competition between them is greater than the cooperation, and in view of the high cost and slow effect of regional air pollution control, the region and the region automatically form the “leader” of regional cooperative governance from within. Therefore, we can only rely on the political mobilization and strong intervention of the central government to ensure the establishment and operation of collaborative institutions. Therefore, the central government’s leadership is necessary at the early stage of the formation of the cross-regional collaborative governance model of transportation. However, the level of transportation carbon emissions varies between regions due to the geographical location and transportation infrastructure, and therefore a tripartite game is formed between transportation carbon deficit provinces, carbon surplus provinces, and the central government.

3. Assumptions and Construction of the Model

Cross-regional abatement is an important strategy for regional transportation emission management [37]. In this paper, the logical relationship of the tripartite evolutionary game for cross-regional reduction of transportation carbon emissions is constructed as shown in Figure 1.

3.1. Model Hypotheses

To build the game model, the following hypotheses are established in this paper, as shown in Table 1.

3.2. Construction of the Model

Based on the above assumptions, the mixed strategy game matrix for transportation carbon deficit provinces, carbon surplus provinces, and the central government, is presented in the following Table 2.

4. Model Analysis

4.1. Strategy Stability Analysis of the Provincial Government of Transportation Carbon Deficit

The expected benefits, as well as the average benefits of active and negative emission reduction in the transportation carbon deficit provinces, are E 11 , E 12 , E 1 .
E 11 = y z [ T i + λ R h λ C h C k + M ] + y ( 1 z ) [ T i + λ R h λ C h C k ] + z ( 1 y ) [ T i C h + R h ] + ( 1 y ) ( 1 z ) [ T i C h + R h ]
E 12 = y z [ T i + λ R l λ C l C k ( 1 r ) S + M F ] + y ( 1 z ) [ T i + λ R l λ C l C k ( 1 r ) S ] + z ( 1 y ) [ T i + R l C l ( 1 γ ) S F ] + ( 1 y ) ( 1 z ) [ T i + R l C l ( 1 γ ) S ]
E 1 - = x E 11 + ( 1 x ) E 12
The replicated dynamic equation for the choice of strategy for transport carbon deficit emission provinces is:
F ( x ) = d x / d t = x ( E 11 E 1 - ) = x ( x 1 ) [ y ( λ 1 ) ( R l C l R h + C h ) z F + R l R h C l + C h ( 1 γ ) S ]
At this time:
d ( F ( x ) ) d x = ( 2 x 1 ) [ y ( λ 1 ) ( R l C l R h + C h ) z F + R l R h C L + C h ( 1 γ ) S ]
G ( y , z ) = y ( λ 1 ) ( R l C l R h + C h ) z F + R l R h C l + C h ( 1 γ ) S
According to the stability theorem of the differential equation, the probability that the government of a transportation carbon emission deficit province chooses to actively reduce emissions is in a steady state must satisfy: F ( x ) = 0 and d F ( x ) / d x < 0 . Due to λ 1 < 0 , R l C l R h C h < 0 , therefore, G ( y , z ) / y > 0 , G ( y , z ) is an increasing function with respect to y . When y = y = * z F + R h R l + C l C h + ( 1 γ ) S ( λ 1 ) ( R l C l + R h + C h ) , G ( y , z ) 0 , d ( F ( x ) ) / d x x = 0 < 0 , transportation Carbon Deficit Province Governments Cannot Determine Stabilization Strategies; when y < y * , G ( y , z ) < 0 , d ( F ( x ) ) / d x x = 1 < 0 , x = 1 is the evolutionary stabilization strategy of the government of the transportation carbon emission deficit province. Likewise, x = 0 is also ESS, the phase diagram of the evolution of the strategy for the transportation carbon deficit provinces is shown in Figure 2.
The volume of the probability x of active emission reduction by the government of the province with a transportation carbon emission deficit is V x , the volume of the probability 1 x of negative emission reduction, then:
V x = 0 1 0 1 z F + R h R l + C l C h + ( 1 γ ) S ( λ 1 ) ( R l C l + R h + C h ) d z d x = z F + 2 [ R h R l + C l C h + ( 1 γ ) S ] 2 ( λ 1 ) ( R l C l + R h + C h )
V 1 x = 1 V x
Corollary 1.
The probability of active emission reduction V x by the government of the transportation carbon deficit province is positively related to environmental losses, government fines, and negatively related to the profit distribution rate and the profit difference between active and negative emission reduction.
Proof of Corollary 1.
Based on the expression for the probability of active emission reduction by the government of a transportation carbon emission deficit province, then each variable to find the first-order partial derivative. The calculation gives the following results: V x / F > 0 , V x / S > 0 , V x / λ > 0 , V x / ( R h R l + C l C h ) < 0 , therefore, an increase in F and S or a decrease in λ and R h R l + C l C h will lead to an increase in the probability of active emission reduction by the government of the transportation carbon deficit province. □
From Corollary 1, it is obtained that environmental losses will increase the awareness of transportation carbon deficit provinces to actively reduce emissions, and the government can urge transportation carbon deficit provinces to reduce emissions by increasing fines, while transportation carbon deficit provinces can increase the benefits and reduce the costs of emission reduction through technological improvements, thus increasing the profits of emission reduction.
Corollary 2.
The probability of active emission reduction in transportation carbon deficit provinces during evolution increases with the probability of supporting cross-regional abatement in transportation carbon surplus provinces and the probability of strict government regulation.
Proof of Corollary 2.
As the analysis of the stability of the active emission reduction strategy in the transportation carbon deficit provinces shows that when: z < y ( λ 1 ) ( R l C l R h + C h ) + R l R h C l + C h ( 1 γ ) S F and y < y * , at this time, G ( y ) > 0 , d ( F ( x ) ) / d x x = 0 < 0 , x = 0 is ESS; On the contrary, x = 1 is ESS. Therefore, as y gradually increases and z gradually decreases, the stabilization strategy of the transportation carbon emission deficit provinces increases from x = 0 (negative emission reduction) to x = 1 (active emission reduction). □
It is obtained from Corollary 2: The more the governments of carbon surplus provinces support cross-regional carbon emission reduction, the more the governments of carbon deficit provinces will actively participate in emission reduction, and strict supervision by the central government regulatory department can promote the governments of carbon deficit provinces to actively reduce carbon emissions.

4.2. Strategy Stability Analysis of Carbon Surplus Provinces

The expected benefits, as well as the average benefits of supporting cross-regional carbon emission abatement and rejecting carbon emission abatement in transportation carbon surplus provinces, are E 21 , E 22 , E 2 .
E 21 = x z [ T j + ( 1 λ ) ( R h C h ) + C k + M ] + x ( 1 z ) [ T j + ( 1 λ ) ( R h C h ) + C k ] + ( 1 x ) z [ T j + ( 1 λ ) ( R l C l ) + C k + M γ S ] + ( 1 x ) ( 1 z ) [ T j + ( 1 λ ) ( R L C L ) + C k γ S ]
E 22 = x [ z ( T j P ) + ( 1 z ) T j ] + ( 1 x ) { z [ T j ( 1 γ ) S P ] + ( 1 z ) [ T j ( 1 γ ) S ] }
E 2 - = y E 21 + ( 1 y ) E 22
The replicated dynamic equations for the transportation carbon emission surplus provinces and the first order derivatives can be obtained as follows, respectively.
F ( y ) = d y / d t = y ( E 21 E 2 ) = y ( y 1 ) [ z ( P + M ) + x ( 1 λ ) ( R h C h R l + C l ) + ( 1 λ ) ( R l C l ) C k ]
d ( F ( y ) ) d y = ( 2 y 1 ) [ z ( P + M ) + x ( 1 λ ) ( R h C h R l + C l ) + ( 1 λ ) ( R l C l ) C k ]
J ( z , x ) = [ z ( P + M ) x ( 1 λ ) ( R h C h R l + C l ) ( 1 λ ) ( R l C l ) C k ]
From the stability theorem of the differential equation, the probability that the transportation carbon emission surplus province supports cross-regional carbon emission abatement is in a steady state must satisfy: F ( y ) = 0 and d F ( y ) / d y < 0 . Due to J ( z , x ) / z < 0 , J ( z , x ) is a decreasing function with respect to z . When z = z * = x ( 1 λ ) ( R h C h R l + C l ) ( 1 λ ) ( R l C l ) C k M + P , J ( z , x ) = 0 , d ( F ( y ) ) / d y 0 , F ( y ) 0 , the transportation carbon surplus provinces cannot identify stabilization strategies at this time; when z > z * , J ( z , x ) < 0 , d ( F ( y ) ) / d y y = 1 < 0 , y = 1 is ESS; when z < z * , y = 0 is ESS. The phase diagram of the strategy evolution for the transportation carbon emission surplus provinces is shown in Figure 3.
From Figure 3, it can be seen that the tangent plane passes through the point ( ( 1 λ ) ( R l C l ) + C k ( 1 λ ) ( R h C h R l + C l ) ,0,0), the volume of the transportation carbon emission surplus provinces supporting the cross-regional cooperation probability y is V y . Then, the volume V 1 y of the probability 1 y of refusing to cooperate across zones:
V 1 y = 0 1 0 ( 1 λ ) ( R l C l ) + C k ( 1 λ ) ( R h C h R l + C l ) x ( 1 λ ) ( R h C h R l + C l ) ( 1 λ ) ( R l C l ) C k M + P d x d y = [ ( 1 λ ) ( R l C l ) C k ] 2 2 ( M + P ) ( R l C l R h + C h )
V y = 1 V 1 y = 1 [ ( 1 λ ) ( R l C l ) C k ] 2 2 ( M + P ) ( R l C l R h + C h )
Corollary 3.
The probability that a transportation carbon surplus province supports inter-regional abatement of transportation carbon emissions is positively related to the number of subsidies that the central government encourages transportation inter-regional abatement, the fines imposed on carbon surplus provinces for refusing inter-regional abatement, the inter-regional compensation given to carbon surplus provinces by carbon deficit provinces, and the profits from aggressive abatement in carbon deficit provinces, and inversely related to the benefit allocation rate and cost allocation rate in carbon deficit provinces, and the profits when carbon deficit provinces are negative in abatement.
Proof of Corollary 3.
Finding the first-order partial derivatives of each variable of V y yields: V y / M > 0 V y / M > 0 , V y / P > 0 , V y / C k > 0 , V y / ( R h C h ) > 0 , V y / λ < 0 , V y / ( R l C l ) < 0 . Therefore, an increase in M , P , C k , R h C h or a decrease in λ and R l C l can increase the probability that the transportation carbon emission surplus province supports the cross-regional abatement of transportation carbon emissions. □
It is obtained from Corollary 3 that the central government’s granting of subsidies for transportation inter-regional abatement or fines to carbon surplus provinces when they refuse inter-regional abatement can promote transportation carbon surplus provinces to support inter-regional carbon emission abatement, while the increase of abatement profits when carbon deficit provinces actively abate or the compensation to carbon surplus provinces for inter-regional abatement can also increase the willingness of carbon surplus provinces to cooperate in supporting transportation carbon emission inter-regional abatement. In addition, the reduction of profit distribution rate of carbon deficit provinces and the reduction of profit when they are lazy to reduce emissions can motivate carbon surplus provinces to participate in cross-regional carbon emission reduction cooperation.
Corollary 4.
The probability of carbon surplus provinces supporting cross-region carbon emission reduction increases with the rate of strict central government regulation and the probability of carbon deficit provinces actively reducing emissions during the evolutionary process.
Proof of Corollary 4.
According to the stability analysis of transportation carbon surplus province strategy, when z < z * and x < z ( P + M ) + ( 1 λ ) ( R l C l ) ( 1 λ ) ( R l C l R h + C h ) , y = 0 is ESS; vice versa, when z > z * and x > z ( P + M ) + ( 1 λ ) ( R l C l ) ( 1 λ ) ( R l C l R h + C h ) , y = 1 is ESS. Therefore, the probability of transportation carbon surplus province supporting carbon emission abatement across regions increases from y = 0 to y = 1 with the increase of x and z . □
From Corollary 4, we get that the strategy choice of transportation carbon deficit provinces and the central government will influence the strategy choice of transportation carbon surplus provinces. Strict regulation by the central government and active participation in emission reduction by the transportation carbon deficit provinces can lead the transportation carbon surplus provinces to choose to support cross-regional carbon emission reduction as a stabilization strategy. Therefore, in order to realize the low carbon development of regional transportation and promote the effective implementation of cross-regional emission reduction, it is necessary for the central government to strengthen the regulation, promote the active emission reduction of transportation carbon deficit provinces through incentives and penalties, and implement compensation measures to encourage transportation carbon surplus provinces to support cross-regional emission reduction.

4.3. Central Government’s Strategy Stability Analysis

The expected benefits of emission reduction regulation, non-emission reduction regulation, and the average benefits for the central government sector are E 31 , E 32 , E 3 .
E 31 = x y ( T g C g 2 M ) + x ( 1 y ) ( T g C g + P ) + ( 1 x ) y ( T g C g S + F ) + ( 1 x ) ( 1 y ) ( T g C g S + F + P )
E 32 = x y T g + x ( 1 y ) T g + y ( 1 x ) ( T g S ) + ( 1 x ) ( 1 y ) ( T g S )
E 3 - = z E 31 + ( 1 z ) E 32
The replica dynamic equation for the central government and the first order derivative can be obtained as:
F ( z ) = d z / d t = z ( E 31 E 3 - ) = z ( z 1 ) [ C g F P + x ( F S ) + y P + 2 x y M ]
d F ( z ) / d z = ( 2 z 1 ) [ C g F P + x ( F S ) + y P + 2 x y M ]
H ( x , y ) = C g F P + x ( F S ) + y P + 2 x y M
Central government implementation of abatement regulation is in steady state subject to F ( z ) = 0 and d ( F ( z ) ) / d z < 0 , due to H ( x , y ) / y > 0 , H ( x , y ) is an increasing function of y . Therefore, when y = y * * = F + P C g x ( F S ) P + 2 M x , H ( y ) = 0 , d ( F ( z ) ) 0 , Stabilization strategy cannot be determined at this point; when y > y * * , H ( x , y ) > 0 , d ( F ( x ) ) / d z z = 0 < 0 , z = 0 is ESS; vice versa, z = 1 is ESS. The phase diagram of the central government regulatory authority is shown in Figure 4.
From Figure 4, the volume of V z indicates the probability that the central government will implement abatement regulation, and the probability that the central government will not implement abatement regulation is V 1 z . The calculation yields:
V z = 0 1 0 1 F + P C g x ( F S ) P + 2 M x d x d y = ( F + P C g ) ln ( P + 2 M ) 2 M F S 4 M 2 [ P + 2 M ( F S ) ln ( P + 2 M ) ]
V 1 z = 1 ( F + P C g ) ln ( P + 2 M x ) 2 M + F S 4 M 2 [ P + 2 M ( F S ) ln ( P + 2 M ) ]
Corollary 5.
The probability that the central government imposes regulation on emission reduction is positively related to the fines imposed by the central government on transportation carbon deficit provinces and transportation carbon surplus provinces, and the environmental damage caused when transportation carbon deficit provinces are lazy in reducing emissions, and negatively related to the cost of government regulation and cross-regional cooperation subsidies.
Proof.
Find the first order partial derivatives of each variable according to V z , the calculation yields:
V z F = ln ( P + 2 M ) 2 M P + 2 M 4 M 2 + ( P + 2 M ) ( 2 F 2 S ) 4 M 2 > 0
V z P = F + P C g 2 M ( P + 2 M ) F S 4 M 2 + F S P + 2 M > 0 ( s . t . 4 M 2 < P + 2 M )
V z C g = ln ( P + 2 M ) 2 M < 0
V z M = ( F + P C g ) [ 2 M ( P + 2 M ) ln ( P + 2 M ) ] 4 M 2 ( P + 2 M ) ( P + 2 M ) ( F S ) [ M 2 M ( P + 2 M ) ] + ( F S ) 2 [ M 2 ( P + 2 M ) ln ( P + 2 M ) ] 2 M 4 ( P + 2 M ) < 0
Therefore, when 4 M 2 < P + 2 M , M increases, it can make V z increase. In addition, when F increases or M , C g decreases, both can increase the probability of central government regulation of traffic emissions. □
From Corollary 5, it can be concluded that the central government’s fines for inactivity in reducing emissions in carbon deficit provinces and the fines for refusing to reduce cross-zone emissions in carbon surplus provinces can both positively affect the probability of central government regulation of emission reduction, and the higher the set incentive for cross-zone emission reduction, the lower the probability of central government regulation of emission reduction. In addition, reducing the cost of central government regulation can increase the probability of central government regulation.
Corollary 6.
In the evolutionary process, the probability of central government regulation of abatement decreases as the rate of aggressive abatement in carbon deficit provinces and the rate of government support for inter-regional abatement in carbon surplus provinces increase.
Proof of Corollary 6.
The evolutionary stability of the central government’s strategy yields that z = 1 is ESS when y < y * * and x < F + P C g P y F S + 2 M y ; z = 0 is ESS when y > y * * and x > F + P C g P y F S + 2 M y . Therefore, as x and y increase, the probability of central government abatement regulation decreases from z = 1 to z = 0 . □
From Corollary 6, it can be concluded that the central government’s probability of abatement is influenced by the choice of government strategies in transportation carbon deficit provinces and transportation carbon surplus provinces; when transportation carbon deficit provinces are active in abatement and carbon surplus provinces support cross-area abatement, the central government’s regulation of abatement is relaxed, and when transportation carbon deficit provinces are lazy in abatement and carbon surplus provinces support refusal of abatement, the central government’s probability of implementing abatement increases.

4.4. Stability Analysis of the Equilibrium Point of the Tripartite Evolutionary Game for Cross-Regional Mitigation of Transportation Carbon Emissions

Let F ( x ) = 0 , F ( y ) = 0 , F ( z ) = 0 , Equilibrium point can be obtained, E 1 ( 0 , 0 , 0 ) , E 2 ( 1 , 0 , 0 ) , E 3 ( 0 , 1 , 0 ) , E 4 ( 0 , 0 , 1 ) , E 5 ( 1 , 1 , 0 ) , E 6 ( 1 , 0 , 1 ) , E 7 ( 0 , 1 , 1 ) , E 8 ( 1 , 1 , 1 ) , E 9 ( 0 , P + F C g P , ( 1 λ ) ( R l C l ) P + M ) , E 10 ( P + F P S + 2 M , 1 , λ ( R l C l R h + C h ) F ) , E 11 ( C k ( 1 λ ) ( R l C l ) ( 1 λ ) ( R h C h R l + C l ) , R l R h C l + C h ( 1 γ ) S ( 1 λ ) ( R l C l R h + C h ) , 0 ) , E 12 ( P + F C g F S , 0 , R l C l R h + C h ( 1 γ ) S F ) , E 13 ( P + M ( 1 λ ) ( R l C l ) C k ( 1 λ ) ( R h C h R l + C l ) , F R l + R h C l C h + ( 1 γ ) S ( λ 1 ) ( R l C l R h + C h ) , 1 ) .
Because 0 x , y , z 1 , E 9 makes sense when P + F > C g , however, R l C l < R h C h , E 10 E 13 don’t make sense. This yields the Jacobi matrix as:
J = ( 2 x 1 ) [ y ( λ 1 ) ( R l C l R h + C h ) z F + R l R h C l + C h ( 1 γ ) S ] x ( x 1 ) ( λ 1 ) ( R l C l R h + C h ) x ( x 1 ) F y ( y 1 ) ( 1 λ ) ( R h C h R l + C l ) ( 2 y 1 ) [ z ( P + M ) + x ( 1 λ ) ( R h C h R l + C l ) + ( 1 λ ) ( R l C l ) ( 1 γ ) S ] y ( y 1 ) ( P + M ) z ( z 1 ) ( F S + 2 y M ) z ( z 1 ) ( P + 2 x M ) ( 2 z 1 ) [ C g F P + x ( F S ) + y P + 2 x y M ]
According to Lyapunov’s law [38], the stability analysis table of the equilibrium point is obtained as in Table 3.
It is shown that when the cross-regional profit of the transportation carbon surplus province is smaller than the sum of the penalty for refusing cross-regional abatement and cross-regional subsidies and compensation, the strategy evolves steadily to (negative abatement, refusal of cross-regional carbon abatement, abatement regulation), and when the regional damage to the environment is smaller than the sum of the cost of regulation by the central government and cross-regional subsidies paid to both regions, the strategy combination evolves steadily to (Active emission reduction, support of cross-regional carbon abatement, no emission reduction regulation). Central government regulation can effectively restrain the behavior of transportation carbon deficit provinces and transportation carbon surplus provinces, and the emergence of (negative emission reduction, refusal of cross-regional carbon emission abatement, and abatement regulation) can be avoided by setting reasonable reward and punishment mechanisms.
When F + S > C g + 2 M , the strategy combination evolves steadily towards E 9 ( 1 , 1 , 1 ) , i.e., (active emission reduction, support for cross-regional carbon emission abatement, emission reduction regulation), if the fine for negative emission reduction in the transportation carbon deficit province and the damage caused by the region to the environment are greater than the sum of the cost of regulation by the central government and the cross-regional subsidies paid to the two regions. It shows that the central government’s fine for slack emission reduction in the transportation carbon deficit province can have the effect of promoting central government regulation for emission reduction, and also when the regional damage to the environment is too large. It can be seen that the tripartite evolutionary game of cross-regional abatement of transportation carbon emissions is a complex system, and a reasonable reward and punishment mechanism can promote effective control of regional transportation carbon emissions.

5. Simulation Analysis

The stability of the game evolution is analyzed by simulation, and the parameters are assigned to the actual situation. Preset parameters: R h C h = 500 , λ = 0.7 , R l C l = 200 , F = 20 , S = 100 , P = 20 , M = 400 , C k = 500 , C g = 20 . These parameters satisfy the corresponding conditions in Table 2. Analysis of the impact of changes in these parameters of F , S , P , M , C k , C g on the process and outcome of the evolutionary game.
First, the influence of S on the evolutionary game process and results is analyzed and S is assigned to 100, 150, and 200, and the evolutionary process and results are shown in Figure 5. From Figure 5, it can be seen that environmental losses can increase the evolutionary speed of active emission reduction in transportation carbon deficit provinces, and as S increases, the probability of active emission reduction in transportation carbon deficit provinces increases, the probability of supporting carbon emission abatement across regions in transportation carbon surplus provinces decreases slightly, and the probability of central government regulation increases. Therefore, the central government strengthens environmental regulation, the transportation carbon deficit provinces actively participate in transportation emission management, and it is conducive to the transportation carbon surplus provinces to make the decision to support emission cross-regional abatement, and the three parties collaborate to achieve effective regional transportation carbon emission abatement.
Analyze the influence of F on the process and outcome of the evolutionary game, assign F to 100, 150, and 200, and the simulation results are shown in Figure 6. From Figure 6, it can be seen that as F increases, the probability of central government regulation is rising, and the probability of transportation carbon deficit provinces’ governments actively reducing emissions is also increasing, indicating that government regulation has a certain binding effect on transportation carbon deficit provinces, and the government can cultivate transportation carbon deficit provinces’ consciousness of consciously and actively reducing emissions by increasing the fines for transportation carbon deficit provinces’ negative emission reduction, meanwhile, transportation carbon deficit provinces’ active emission reduction has a certain driving effect at the same time, transportation carbon deficit provinces’ active emission reduction has a certain driving effect on transportation carbon surplus provinces’ support for inter-regional carbon emission reduction. When the central government induces transportation carbon deficit provinces’ governments to actively reduce emissions through the fine mechanism, the probability of transportation carbon surplus provinces’ support for transportation inter-regional emission reduction will increase to a small extent.
Simulations are conducted for the value of P , assign the value P = 150 , 200 , 300 to discuss the impact of carbon surplus provinces’ rejection of fines for cross-zone emission abatement. Figure 7 shows that as the value of P increases, the value of x , y , z also increases, and the increase of fines increases the probability of carbon deficit provinces actively reducing emissions, the probability of carbon surplus provinces supporting cross-zone emission abatement, and the probability of central government regulation of emission reduction at the same time. For the carbon surplus provinces, the rate of evolution of cross-zone emission reduction is slow and then fast, and the amount of penalty has little effect on the rate of evolution. Therefore, the government should set a reasonable penalty mechanism to promote cross-regional emission reduction in the form of fines, so that regional synergistic reduction can be achieved and regional transportation can be made low-carbon.
Assignment simulation for M , the results Figure 8. Figure 8 shows that x increases with M rapidly, and y decreases with M , indicating that the central government cross-zone cooperation subsidy is beneficial to promote carbon deficit provinces to actively reduce emissions, but will play a negative effect on carbon surplus provinces, in addition, when the probability of carbon deficit provinces to actively reduce emissions is stable to 1, the strategy choice of carbon surplus provinces and the central government is unstable. Therefore, the same cross-regional subsidies do not promote carbon surplus provinces to support cross-regional abatement, and the central government sets different amounts of cross-regional subsidies for both sides.
Set C k to 500, 600, and 700, respectively, and the simulation results are shown in Figure 9. Figure 9 shows that x and y increase with the increase of C k , indicating that the inter-regional compensation of carbon deficit provinces can promote the government of carbon surplus provinces to support inter-regional carbon emission reduction, and the rate of increase of x is slow and then fast, and the rate of increase of y is fast and then slow, indicating that the probability impact of inter-regional compensation on the positive emission reduction of carbon deficit identity has a lag, and the probability impact on the support of inter-regional reduction of carbon surplus provinces is rapid. In addition, the probability of central government abatement decreases with increasing cross-zone compensation in carbon deficit provinces, suggesting that central government deregulation occurs after increasing cross-zone compensation drives the probability of cross-zone cooperation between carbon deficit and carbon surplus provinces.
Assigning C g = 200 , 300 , 400 respectively, the simulation results are shown in Figure 10. Figure 10 shows that z decreases with the increase of C g , the higher the cost of regulation, the probability of central government regulation of emission reduction decreases, while x increases with the increase of C g , indicating that the cost of environmental loss ambassador regulation increases, the environmental loss at this time is large, the government of carbon deficit provinces will be forced to actively participate in emission reduction due to environmental pressure, while y decreases with the increase of C g , the government of carbon surplus provinces support carbon The probability of cross-region emission abatement decreases with the decrease of the probability of government regulation.
The three sets of arrays are set to satisfy conditions in Table 2, and the three sets of data are simulated 60 times according to different strategy combinations. The results are shown in Figure 11.
From Figure 11 it can be seen that there are three evolutionary stability points of the system as E 4 ( 0 , 0 , 1 ) , E 5 ( 1 , 1 , 0 ) , E 9 ( 1 , 1 , 1 ) . That is, the strategy combinations of transportation carbon deficit provinces, transportation carbon surplus provinces, and the central government are (negative emission reduction, refusal of carbon emission cross-regional abatement, abatement regulation), (positive emission reduction, support of carbon emission cross-regional abatement, no abatement regulation), and (positive emission reduction, support of carbon emission cross-regional abatement, abatement regulation), which is consistent with the stability analysis of the equilibrium point. Therefore, the central government should strengthen the transportation environment management and set a reasonable reward and punishment mechanism to achieve regional transportation cross-regional carbon emission abatement.

6. Conclusions

Transportation has negative externalities, which means that economic growth in transportation will bring about transportation emissions, and transportation emissions are inherently cross-regional. Currently, there are more studies on the measurement of transportation carbon emissions and the drivers of carbon emissions, and fewer studies on the strategic structure of transportation emission reduction across regions horizontally and vertically at the provincial level. This paper clarifies the strategic structure of cross-regional transportation emission reduction, which is important for achieving transportation sustainability in the economic circle. Considering the strategy of regional transportation carbon emission reduction across regions, this paper analyzes the stability of the equilibrium point of the three-party game system by constructing a three-party evolutionary game model among transportation carbon deficit provinces, transportation carbon surplus provinces and the central government, and discusses the influence relationship of each element on the three-party strategy. The main conclusions include: that environmental losses can increase the evolution rate of active emission reduction in transportation carbon deficit provinces, and with the increase, the probability of supporting cross-regional carbon emission reduction in transportation carbon surplus provinces decreases slightly, and the probability of central government regulation increases. The central government has a certain degree of binding force on the transportation carbon deficit provinces through fines, and the government can cultivate the awareness of the transportation carbon deficit provinces to reduce emissions voluntarily and actively by increasing the fines on the transportation carbon deficit provinces for being negative in reducing emissions. The central government’s cross-regional cooperation subsidy is beneficial to promoting carbon deficit provinces to actively reduce emissions but will have a negative effect on carbon surplus provinces. Compensation for cross-regional carbon deficit provinces can promote carbon surplus provinces to support cross-regional carbon emission reduction. The higher the central government’s regulatory cost, the lower the probability of the central government’s emission reduction regulation; the central government should set up a reasonable incentive and punishment mechanism, by increasing cross-regional emission reduction subsidy and setting up a reasonable incentive or penalty mechanism to promote cross-region emission reduction. This paper clarifies the game relationship between the central government, transportation carbon deficit provinces, and transportation carbon surplus provinces, and discusses the influence of each variable on the strategy of the three parties, which provides a theoretical basis for the national formulation of cross-regional transportation emission reduction policies and for the country to achieve sustainable transportation. The subsequent study needs to further analyze the mechanisms and effects of different policy combinations on the strategic choices of the central government, transportation carbon deficit provinces, and transportation carbon surplus provinces in conjunction with the existing national transportation emission reduction policies across regions.

Author Contributions

Y.L. conceived the article, put forward related concepts, verified and selected the methodology, and gave a lot of guidance to the writing of the article. L.C. is responsible for the inference to and solution of the model, and then the results of the analysis are written in a paper. C.H. supervised the writing process of the paper, put forward constructive comments, and proofread the manuscript to ensure the rigor of the paper. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by National Social Science Foundation of China (21BJY038).

Informed Consent Statement

Informed consent was obtained from all subjects involved in the study. Written informed consent has been obtained from the patient(s) to publish this paper.

Data Availability Statement

This paper is simulation data.

Conflicts of Interest

The authors declare no conflict of interest.

References

  1. Liu, M.; Yang, L. Spatial pattern of China’s agricultural carbon emission performance. Ecol. Indic. 2021, 133, 108345. [Google Scholar] [CrossRef]
  2. Yang, Y.; Yuan, Z.; Yang, S. Difference in the drivers of industrial carbon emission costs determines the diverse policies in middle-income regions: A case of northwestern China. Renew. Sustain. Energy Rev. 2022, 155, 111942. [Google Scholar] [CrossRef]
  3. Du, M.; Zhang, X.; Xia, L.; Cao, L.; Zhang, Z.; Zhang, L.; Zheng, H.; Cai, B. The China Carbon Watch (CCW) system: A rapid accounting of household carbon emissions in China at the provincial level. Renew. Sustain. Energy Rev. 2022, 155, 111825. [Google Scholar] [CrossRef]
  4. Jung, M.C.; Kang, M.; Kim, S. Does polycentric development produce less transportation carbon emissions? Evidence from urban form identified by night-time lights across US metropolitan areas. Urban Clim. 2022, 44, 101223. [Google Scholar] [CrossRef]
  5. Zhao, Q.; Yu, P.; Mahendran, R.; Huang, W.; Gao, Y.; Yang, Z.; Ye, T.; Wen, B.; Wu, Y.; Li, S.; et al. Global climate change and human health: Pathways and possible solutions. Eco-Environ. Health 2022, 1, 53–62. [Google Scholar] [CrossRef]
  6. Liu, H.; He, K.; Barth, M. Traffic and emission simulation in China based on statistical methodology. Atmos. Environ. 2011, 45, 1154–1161. [Google Scholar] [CrossRef]
  7. Zhang, L.; Long, R.; Chen, H.; Geng, J. A review of China’s road traffic carbon emissions. J. Clean. Prod. 2019, 207, 569–581. [Google Scholar] [CrossRef]
  8. Sun, S.; Jin, J.; Xia, M.; Liu, Y.; Gao, M.; Zou, C.; Wang, T.; Lin, Y.; Wu, L.; Mao, H.; et al. Vehicle emissions in a middle-sized city of China: Current status and future trends. Environ. Int. 2020, 137, 105514. [Google Scholar] [CrossRef]
  9. Mao, X.; Yang, S.; Liu, Q.; Tu, J.; Jaccard, M. Achieving CO2 emission reduction and the co-benefits of local air pollution abatement in the transportation sector of China. Environ. Sci. Policy 2012, 21, 1–13. [Google Scholar] [CrossRef]
  10. Jia, S. Economic, environmental, social, and health benefits of urban traffic emission reduction management strategies: Case study of Beijing, China. Sustain. Cities Soc. 2021, 67, 102737. [Google Scholar] [CrossRef]
  11. Yu, Y.; Li, S.; Sun, H.; Taghizadeh-Hesary, F. Energy carbon emission reduction of China’s transportation sector: An input–output approach. Econ. Anal. Policy 2021, 69, 378–393. [Google Scholar] [CrossRef]
  12. Petro, F.; Konečný, V. Calculation of External Costs from Production of Direct and Indirect Emissions from Traffic Operation. Transp. Res. Procedia 2019, 40, 1162–1167. [Google Scholar] [CrossRef]
  13. Lindsey, R.; Santos, G. Addressing transportation and environmental externalities with economics: Are policy makers listening? Res. Transp. Econ. 2020, 82, 100872. [Google Scholar] [CrossRef]
  14. Sampaio, C.; Coelho, M.C.; Macedo, E.; Bandeira, J.M. Mapping of individual transportation traffic-related externalities in an intercity corridor. Transp. Res. Procedia 2022, 62, 672–679. [Google Scholar] [CrossRef]
  15. Zhuo, C.; Xie, Y.; Mao, Y.; Chen, P.; Li, Y. Can cross-regional environmental protection promote urban green development: Zero-sum game or win-win choice? Energy Econ. 2022, 106, 105803. [Google Scholar] [CrossRef]
  16. Ding, J.; Chen, L.; Deng, M.; Chen, J. A differential game for basin ecological compensation mechanism based on cross-regional government-enterprise cooperation. J. Clean. Prod. 2022, 362, 132335. [Google Scholar] [CrossRef]
  17. Li, L.; Kampmann, M. A Common Vision among Divergent Interests: New Governance Strategies and Tools for a Sustainable Urban Transition. Procedia Eng. 2017, 198, 813–825. [Google Scholar] [CrossRef]
  18. Jiang, Y.-Q.; Ma, P.-J.; Zhou, S.-G. Macroscopic modeling approach to estimate traffic-related emissions in urban areas. Transp. Res. Part D Transp. Environ. 2018, 60, 41–55. [Google Scholar] [CrossRef]
  19. Kellner, F. Allocating greenhouse gas emissions to shipments in road freight transportation: Suggestions for a global carbon accounting standard. Energy Policy 2016, 98, 565–575. [Google Scholar] [CrossRef]
  20. Zhang, L.; Long, R.; Li, W.; Wei, J. Potential for reducing carbon emissions from urban traffic based on the carbon emission satisfaction: Case study in Shanghai. J. Transp. Geogr. 2020, 85, 102733. [Google Scholar] [CrossRef]
  21. Zhou, X.; Wang, H.; Huang, Z.; Bao, Y.; Zhou, G.; Liu, Y. Identifying spatiotemporal characteristics and driving factors for road traffic CO2 emissions. Sci. Total Environ. 2022, 834, 155270. [Google Scholar] [CrossRef] [PubMed]
  22. Wang, Y.; Song, J.; Yang, W.; Fang, K.; Duan, H. Seeking spatiotemporal patterns and driving mechanism of atmospheric pollutant emissions from road transportation in china. Resour. Conserv. Recycl. 2020, 162, 105032. [Google Scholar] [CrossRef]
  23. Zhao, P.; Zeng, L.; Li, P.; Lu, H.; Hu, H.; Li, C.; Zheng, M.; Li, H.; Yu, Z.; Yuan, D.; et al. China’s transportation sector carbon dioxide emissions efficiency and its influencing factors based on the EBM DEA model with undesirable outputs and spatial Durbin model. Energy 2022, 238, 121934. [Google Scholar] [CrossRef]
  24. Chen, Z.; Antunes, J.; Wanke, P.; Zhou, M. Sustainability drivers in road transportation system: Evidence from China. Sci. Total Environ. 2021, 798, 149259. [Google Scholar] [CrossRef]
  25. Hernández, K.S.; Henao, J.J.; Rendón, A.M. Dispersion simulations in an Andean city: Role of continuous traffic data in the spatio-temporal distribution of traffic emissions. Atmos. Pollut. Res. 2022, 13, 101361. [Google Scholar] [CrossRef]
  26. Requia, W.J.; Roig, H.L.; Koutrakis, P.; Adams, M.D. Modeling spatial patterns of traffic emissions across 5570 municipal districts in Brazil. J. Clean. Prod. 2017, 148, 845–853. [Google Scholar] [CrossRef]
  27. Tang, S.-Y. Rethinking local and regional governance in China: An institutional design and development perspective. Urban Gov. 2021, 1, 51–58. [Google Scholar] [CrossRef]
  28. Liu, X.; Wang, W.; Wu, W.; Zhang, L.; Wang, L. Using cooperative game model of air pollution governance to study the cost sharing in Yangtze River Delta region. J. Environ. Manag. 2022, 301, 113896. [Google Scholar] [CrossRef]
  29. Li, S.; Jian, H.; Zhou, L.; Qiu, L. A multiple case study on the cooperative governance model of treating environmental deterioration. Chin. J. Popul. Resour. Environ. 2021, 19, 56–64. [Google Scholar] [CrossRef]
  30. Zhang, M.; Li, H.; Xue, L.; Wang, W. Using three-sided dynamic game model to study regional cooperative governance of haze pollution in China from a government heterogeneity perspective. Sci. Total Environ. 2019, 694, 133559. [Google Scholar] [CrossRef]
  31. Chu, Z.; Bian, C.; Yang, J. How can public participation improve environmental governance in China? A policy simulation approach with multi-player evolutionary game. Environ. Impact Assess. Rev. 2022, 95, 106782. [Google Scholar] [CrossRef]
  32. Pan, X.; Pu, C.; Yuan, S.; Xu, H. Effect of Chinese pilots carbon emission trading scheme on enterprises’ total factor productivity: The moderating role of governmentparticipation and carbon trading market efficiency. J. Environ. Manag. 2022, 316, 115228. [Google Scholar] [CrossRef] [PubMed]
  33. Song, X.; Shen, M.; Lu, Y.; Shen, L.; Zhang, H. How to effectively guide carbon reduction behavior of building owners under emission trading scheme? An evolutionary game-based study. Environ. Impact Assess. Rev. 2021, 90, 106624. [Google Scholar] [CrossRef]
  34. Li, X. Local government decision-making competition and regional carbon emissions: Experience evidence and emission reduction measures. Sustain. Energy Technol. Assess. 2022, 50, 101800. [Google Scholar] [CrossRef]
  35. Santarromana, R.; Mendonça, J.; Dias, A.M. The effectiveness of decarbonizing the passenger transport sector through monetary incentives. Transp. Res. Part A Policy Pract. 2020, 138, 442–462. [Google Scholar] [CrossRef]
  36. Tamannaei, M.; Zarei, H.; Rasti-Barzoki, M. A game theoretic approach to sustainable freight transportation: Competition between road and intermodal road–rail systems with government intervention. Transp. Res. Part B Methodol. 2021, 153, 272–295. [Google Scholar] [CrossRef]
  37. Xu, B.; Lin, B. Differences in regional emissions in China’s transport sector: Determinants and reduction strategies. Energy 2016, 95, 459–470. [Google Scholar] [CrossRef]
  38. Sharma, R. Lyapunov theory based stable Markov game fuzzy control for non-linear systems. Eng. Appl. Artif. Intell. 2016, 55, 119–127. [Google Scholar] [CrossRef]
Figure 1. The logical relationship of the tripartite evolutionary game of cross-regional reduction of transportation carbon emissions.
Figure 1. The logical relationship of the tripartite evolutionary game of cross-regional reduction of transportation carbon emissions.
Sustainability 14 10562 g001
Figure 2. Phase diagram of the strategic evolution of the transportation carbon deficit provinces.
Figure 2. Phase diagram of the strategic evolution of the transportation carbon deficit provinces.
Sustainability 14 10562 g002
Figure 3. Phase diagram of strategy evolution of transportation carbon emission surplus provinces.
Figure 3. Phase diagram of strategy evolution of transportation carbon emission surplus provinces.
Sustainability 14 10562 g003
Figure 4. Phase diagram of the evolution of the strategy of the central government.
Figure 4. Phase diagram of the evolution of the strategy of the central government.
Sustainability 14 10562 g004
Figure 5. Impact of regional environmental losses.
Figure 5. Impact of regional environmental losses.
Sustainability 14 10562 g005
Figure 6. Impact of provincial negative emission reduction fines for transportation carbon deficits.
Figure 6. Impact of provincial negative emission reduction fines for transportation carbon deficits.
Sustainability 14 10562 g006
Figure 7. Impact of carbon surplus provinces rejecting carbon abatement penalties across regions.
Figure 7. Impact of carbon surplus provinces rejecting carbon abatement penalties across regions.
Sustainability 14 10562 g007
Figure 8. Impact of central government cross-regional cooperation subsidies.
Figure 8. Impact of central government cross-regional cooperation subsidies.
Sustainability 14 10562 g008
Figure 9. Impact of cross-regional compensation in carbon deficit provinces.
Figure 9. Impact of cross-regional compensation in carbon deficit provinces.
Sustainability 14 10562 g009
Figure 10. Impact of central government regulatory costs.
Figure 10. Impact of central government regulatory costs.
Sustainability 14 10562 g010
Figure 11. Simulation results under different conditions.
Figure 11. Simulation results under different conditions.
Sustainability 14 10562 g011
Table 1. Model hypotheses.
Table 1. Model hypotheses.
Model Hypotheses
Hypothesis 1Transportation carbon emission deficit provinces are participant 1, transportation carbon emission surplus provinces are participant 2, and central government regulators are participant 3. All three parties are limited rational participants, and the strategy selection time gradually evolves and stabilizes at the optimal strategy.
Hypothesis 2 α is   the   strategy   space   for   transportation   carbon   deficit   provinces ,   α = ( α 1 , α 2 ) = (Positive abatement, negative abatement), the   probability   of   its   corresponding   strategy   is   ( x , 1 x ) , among   them ,   0 x 1 ;   β β   is   the   strategy   space   of   transportation   carbon   emission   surplus   provinces ,   β = ( β 1 , β 2 ) = (Support cross-regional carbon emission abatement, Reject cross-regional carbon emission abatement), the   probability   of   its   corresponding   strategy   is   ( y , 1 y ) , among   them ,   0 y 1 ;   η η   is   the   strategic   space   for   central   government   regulators .   η = ( η 1 , η 2 ) = (Emission re duction regulation, No emission reduction regulation), the   probability   of   its   corresponding   strategy   is   ( z , 1 z ) ,   among   them ,   0 z 1 .
Hypothesis 3The gross transport product of transport carbon deficit provinces i is   T i , the   cost   of   abatement   when   actively   reducing   emissions   is   C h , the   cost   of   abatement   when   negatively   reducing   emissions   is   C l , C h > C l ; The   benefits   of   active   abatement   is   R h ,   the   benefit   at   negative   abatement   is   R l , R h > R l , t herefore   R l C l < R h C h . When the carbon surplus provinces support cross-regional cooperation, the profit sharing rates of the transportation carbon deficit provinces and transportation carbon surplus provinces are λ ( 0 λ 1 ) ,   1 λ .
Hypothesis 4The environmental loss to the region when the transportation carbon deficit province is negative in reducing emissions is S , and the loss spillover between the transportation carbon deficit province government and the transportation carbon surplus province government when the carbon surplus province supports cross-regional cooperation is   γ ( 0 γ 1 ) .
Hypothesis 5The gross transportation product of the transportation carbon surplus province j is T j . When supporting cross-regional carbon emission abatement, the carbon deficit province needs to pay abatement compensation   C k to the carbon surplus province.
Hypothesis 6 Let   the   economic   benefits   of   transportation   for   the   central   government   be   T g .   When   the   central   government   regulates   emission   reduction ,   the   cos t   of   regulation   is   C g . If a province with a transportation carbon emission deficit is lazy in reducing emissions, it is fined F , and F > S ; if a province with a transportation carbon emission deficit and a province with a transportation carbon emission surplus take cross-regional coopera-tion decisions, both sides receive subsidies M . If a province with a transportation carbon emission surplus refuses cross-regional cooperation in carbon emission reduction, then the central government imposes a fine P .
Table 2. Mixed strategy game matrix.
Table 2. Mixed strategy game matrix.
Transportation Carbon Surplus Provinces ( j ) Central Government
Emission Reduction RegulationNo Abatement Regulation
Transportation carbon deficit provinces ( i ) Active emission reduction x Support cross-zone abatement y T i + λ ( R h C h ) C k + M T j + ( 1 λ ) ( R h C h ) + C k + M T g C g 2 M T i + λ ( R h C h ) C k T j + ( 1 λ ) ( R h C h ) + C k T g
Rejection of cross-area abatement 1 y T i + R h C h T j P T g C g + P T i + R h C h T j T g
Negative emission reduction 1 x Support cross-zone abatement y T i + λ ( R l C l ) C k ( 1 γ ) S + M F T j + ( 1 λ ) ( R l C l ) + C k + M γ S T g C g S + F T i + λ ( R l C l ) C k ( 1 γ ) S T j + ( 1 λ ) ( R l C l ) + C k γ S T g S
Rejection of cross-area abatement 1 y T i + R l C l ( 1 γ ) S F T j γ S P T g C g S + F + P T i + R l C l ( 1 γ ) S T j γ S T g S
Table 3. Equilibrium point stability analysis.
Table 3. Equilibrium point stability analysis.
Balancing PointJacobi Matrix EigenvaluesStability AnalysisConditions
λ 1 ,   λ 2 ,   λ 3 Real Part Symbol
E 1 R h C h R l + C l + ( 1 γ ) S , ( 1 λ ) ( R l C l ) C k , P + F C g ( + , × , + ) Instability point
E 2 R l R h C l + C h ( 1 γ ) S , ( 1 λ ) ( R h C h ) + C k , P + S C g ( , + , × ) Instability point
E 3 R h C h R l + C l + ( 1 γ ) S , ( 1 λ ) ( R l C l ) C k , F C g ( + , , + ) Instability point/
E 4 F + R l R h C l + C h ( 1 γ ) S , P + M ( 1 λ ) ( R l C l ) + C k , C g F P ( , , ) ESS
E 5 ( λ 1 ) ( R l C l R h + C h ) + R l R h C l + C h ( 1 γ ) S , ( 1 λ ) ( R h C h R l + C l ) ( 1 λ ) ( R l C l ) ( 1 γ ) S , S C g 2 M ( , , ) ESS
E 6 F + R l R h C l + C h ( 1 γ ) S , ( P + M ) + ( 1 λ ) ( R h C h R l + C l ) + ( 1 λ ) ( R l C l ) + ( 1 γ ) S , C g P S ( , + , ) Instability point
E 7 λ ( R l C l R h + C h ) F + ( 1 γ ) S , P + M ( 1 λ ) ( R l C l ) ( 1 γ ) S , C g F ( × , × , ) Instability point
E 8 λ ( R l C l R h + C h ) z F ( 1 γ ) S , ( P + M ) ( 1 λ ) ( R h C h R l + C l ) ( 1 λ ) ( R l C l ) ( 1 γ ) S , C g F S + 2 M ( , , ) ESS
E 9 S M γ S + F Z 1 + ( R l C l R h + C h ) λ y 1 ( R l C l R h + C h ) , λ 2 , λ 3 λ 2 = λ 3 = F / 2 ( R l C l R h + C h ) / 2 + R l / 2 C l / 2 + P / 2 ( + , 0 , 0 ) Uncertain
Note: × indicates that the real part symbol cannot be determined and the ordinal number indicates that the equilibrium point is meaningful in that condition. Each condition is respectively: P + F > C g P + S > C g P + M + C k < ( 1 λ ) ( R l C l ) S < C g + 2 M C g < F F + S > C g + 2 M S M γ S + F Z 1 + ( R l C l R h + C h ) From Table 2, it can be seen that, when P + M + C k < ( 1 λ ) ( R l C l ) , S < C g + 2 M , there are two equilibrium points in the tripartite evolutionary game system of transportation carbon emission reduction across regions: E 4 ( 0 , 0 , 1 ) , E 5 ( 1 , 1 , 0 ) .
Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Share and Cite

MDPI and ACS Style

Liu, Y.; Chen, L.; Huang, C. A Tripartite Evolutionary Game and Simulation Analysis of Transportation Carbon Emission Reduction across Regions under Government Reward and Punishment Mechanism. Sustainability 2022, 14, 10562. https://doi.org/10.3390/su141710562

AMA Style

Liu Y, Chen L, Huang C. A Tripartite Evolutionary Game and Simulation Analysis of Transportation Carbon Emission Reduction across Regions under Government Reward and Punishment Mechanism. Sustainability. 2022; 14(17):10562. https://doi.org/10.3390/su141710562

Chicago/Turabian Style

Liu, Yunlong, Leiyu Chen, and Chengfeng Huang. 2022. "A Tripartite Evolutionary Game and Simulation Analysis of Transportation Carbon Emission Reduction across Regions under Government Reward and Punishment Mechanism" Sustainability 14, no. 17: 10562. https://doi.org/10.3390/su141710562

Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.

Article Metrics

Back to TopTop