Surveillance and Foresight Process of the Sustainable City Context: Innovation Potential Niches and Trends at the European Level
Abstract
:1. Introduction
2. Methodology
2.1. PHASE 1: Surveillance Process
- Stage 1: in this stage, of the topics on which the surveillance and foresight processes would be carried out were identified, limiting the study to a certain framework of the wide range of topics related to the sector. In order to choose these topics, different surveillance studies were analyzed, as well as the lines that are currently being promoted by Urban Plans and Agendas in Europe [8,9,10,12,13], in the field of sustainable cities. As a result of this review, it was decided that the most appropriate choice was to adopt the topics list selected by the study carried out by [25], to which the present work is closely linked, as they share part of the research. Accordingly, only actions related to the followed topics have been retained for this study: smart cities, energy renovation of buildings, energy, urban resilience, nature-based solutions, the human factor, and governance.
- Stage 2, where the scope of the study was selected, the specific contexts, or “groups of actions” in which the surveillance process will be carried out within each of the previously defined topics were determined. As in the previous stage, given the diversity of action typologies, it has been necessary to classify the actions by groups, thereby delimiting them by categories. In order to define these groups or categories, an evaluation of the types of actions that are promote the sustainable development of cities has been achieved (European Commission, environment; European Commission, cities; and urban development). This means that the groups of actions selected will be based on those that have European recognition and/or impact as drivers of trends. The groups of actions for which the surveillance process has been carried out are:
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- European awards that give recognition to the most outstanding actions carried out by innovative and/or successful cities and projects to make cities more sustainable environments.
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- Networks and initiatives committed to climate change and sustainable development of cities.
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- UN analysis reports establishing the trends to be developed over the coming years.
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- Funding by European call for proposals, open or forthcoming, related to sustainable cities that were published during the project study period (November 2020 to January 2021) and the evolution of topics of European grants since 2014.
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- Innovation and research projects that have received grants from the European Commission, along with international recognition due to their degree of interest in the development of the EU. Projects which have been carried out in recent years, are currently underway, or have just started were considered in the study.
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- Existing UN and European agendas, plans, and regulations to promote the sustainable development of cities and address climate change. These provide the basis for the consequent development of action policies and strategies at a national and regional level.
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- European Framework Program for Research and Innovation Horizon Europe, the main themes on which it is focused and in which European funds will be invested in the coming years are analyzed.
- Stage 3, in which the surveillance study has been carried out. First of all, due to the diversity of sources and groups of actions to be assessed, it has been considered necessary to determine contexts in which these actions can be grouped and will be analyzed, according to the type of impact or scope they may have. In this way, the surveillance process has been carried out by classifying the actions studied by time, past-present, and near-future context, and by type of implementation, theoretical or practical. Therefore, an action is considered “practical” when it is based on a tangible action with a direct impact on cities or urban spaces. Similarly, it is considered “theoretical” when the activity is at a lower stage of definition, where ideas and strategies are put forward, but not physically implemented. Regarding the timeframe, it is considered that the past-present context encompasses all those theoretical and practical actions that have been conducted and implemented over the last 15 years (since 2014), when the European Framework Program Horizon 2020 (H2020) started [19]. The future context has been defined by taking into account the open and forthcoming calls for proposals published by the EC and the trends set by the EU for the next Research and Innovation Framework Program, Horizon Europe. This period includes the timeframe from 1 June 2020 to 31 December 2020, in which the present study was carried out. The time frame chosen and the decisions made regarding topics and themes of analysis determine the results of the study, as they limit the search in terms of time and scope.
2.2. PHASE 2: Foresight Process
- Stage 1, a comparative study has been carried out between the results obtained through the monitoring (phase 1) and the objectives of the 2030 Agenda, the megatrends established by the UN [36], the UN SDGs, and the main objectives of the EU and its Horizon Europe framework program. In addition, it has been assessed if there is coherence between them.
- Stage 2, in this stage, a foresight process was conducted in order to identify the niches of opportunity for the promotion of new successful, disruptive, and innovative projects in the field of sustainable development in cities at the European level. That is, based on the results of the surveillance study and the comparative study mentioned above, the themes with the highest level of promotion that are also being encouraged by the EU and the UN have been determined.
3. Results
3.1. PHASE 1
3.1.1. Past-Present: Theoretical Actions
3.1.2. Past-Present: Practical Actions
3.1.3. Future: Theoretical Actions
3.2. PHASE 2
3.2.1. UN Megatrends
3.2.2. European Framework Program for Research and Innovation
3.2.3. 2030 Agenda
4. Discussion
4.1. PHASE 1
- Regarding the results obtained in the analysis of the past-present context at the theoretical level, it can be considered that the most promoted themes in the past-present context at the theoretical level are the majority (9 out of the 14 defined themes) (see Figure 3 and Figure 5). Among these themes, the circular economy stands out, which is considered in 90% of the actions; the digital transition is present in 75% and energy transition and air quality are promoted in 70% of the studied actions. In relation to the past-present context at the practical level, from the projects analyzed, it can be observed that most of them cover several themes and do not focus on a single one. Most of the time, a project tends to work on more than 4 thematic areas. In addition, it can be seen that, among all the projects that have been thoroughly analyzed, it has been observed, as shown in Figure 3, that the primarily emphasized themes (more than 50%) are: climate adaptation, culture, and cultural heritage, digital transition, air quality, and urban mobility. These results underline that the themes are cross-cutting and not exclusive; they are usually complementary and interrelated. This shows that there is a tendency to promote multidisciplinary or multi-thematic actions in order to promote integrated interventions.
- On other hand, respecting the past-present context as a whole (practical + theoretical), energy transition, climate adaptation, circular economy, culture and cultural heritage, digital transition, air quality, and urban mobility are of note. Similarly, regarding the future context at a theoretical level, taking into account the open calls and forthcoming research during the period of the current study and considering the thematic areas defined in the analysis, it is observed that the most promoted topics are: circular economy, digital transition, housing, air quality, and climate adaptation.
- Subsequently, analyzing the overall most promoted issues, considering the two contexts jointly, the following topics with major importance are almost the same as those marked in the context of past-present studies, that is, climate adaptation, circular economy, culture and cultural heritage, digital transition, air quality, and urban mobility. In addition, certain themes, such as energy transition, sustainable use of land and NBS, and urban mobility, decreased radically in promotion between the past-present and the future. Contrastingly, studies dealing with housing increase in the future. Hence, this may be linked to the time span of the study with regard to the future context, which is shorter than in the past-present context. On the other hand, it is worth noting that circular economy is the most promoted theme in all periods. Finally, it has been remarked that there are thematic areas with a very low promotion, as is the case of security in public spaces, jobs and skills, and public procurement. This result could be related to the topics selected in stage 1, phase 1. At the same time, it can be emphasized that most of the themes have been more often promoted in a theoretical way, rather than at a practical level, especially during the past-present period, which could be interpreted as a difficulty in transferring the theoretical actions into implementation.
4.2. PHASE 2
4.3. General Overview
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Acknowledgments
Conflicts of Interest
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Arias, A.; Otamendi-Irizar, I.; Grijalba, O.; Oregi, X.; Hernandez-Minguillon, R.J. Surveillance and Foresight Process of the Sustainable City Context: Innovation Potential Niches and Trends at the European Level. Sustainability 2022, 14, 8795. https://doi.org/10.3390/su14148795
Arias A, Otamendi-Irizar I, Grijalba O, Oregi X, Hernandez-Minguillon RJ. Surveillance and Foresight Process of the Sustainable City Context: Innovation Potential Niches and Trends at the European Level. Sustainability. 2022; 14(14):8795. https://doi.org/10.3390/su14148795
Chicago/Turabian StyleArias, Alba, Irati Otamendi-Irizar, Olatz Grijalba, Xabat Oregi, and Rufino Javier Hernandez-Minguillon. 2022. "Surveillance and Foresight Process of the Sustainable City Context: Innovation Potential Niches and Trends at the European Level" Sustainability 14, no. 14: 8795. https://doi.org/10.3390/su14148795
APA StyleArias, A., Otamendi-Irizar, I., Grijalba, O., Oregi, X., & Hernandez-Minguillon, R. J. (2022). Surveillance and Foresight Process of the Sustainable City Context: Innovation Potential Niches and Trends at the European Level. Sustainability, 14(14), 8795. https://doi.org/10.3390/su14148795