1. Introduction
Recently, urban pollution and traffic congestion are caused by the rapid development of urban motorization. In order to deal with these troubles, various measures such as improving public transportation, setting up HOV lanes and congestion charging (London, Stockholm, Singapore, Milan, etc.) have been developed and proved to be effective in eliminating traffic congestion. However, the above measures usually require transforming the existing traffic infrastructure, resulting in a high additional consumption. Comparatively, traffic restriction on driving authority can fully use the existing traffic infrastructure and avoid high consumption. At present, some cities in Asia and Latin America restrict the driving of private cars in some areas at specific times of the day. The license plate numbers, as the symbol of vehicle identification, are used to provide conveniences for implementation of traffic restriction. Considering the characteristics of low consumption and easy implementation, traffic restriction based on the last digit of license plate numbers has been widely introduced throughout the world.
Traffic restriction implemented in many cities indicates that there is an uncertain impact of traffic restriction on controlling traffic demand and optimizing the traffic structure. Traffic restriction on private cars does reduce the traffic flow generated by private cars during the control period, but increases the traffic flow generated by other unrestricted traffic modes. For instance, traffic restriction in New Delhi, India, reduces traffic flow of private cars less than 20%, while traffic flow of motorcycles, tricycles and buses increase [
1]. Traffic restriction adopted in Beijing improves the travel speed of buses from 14.5 km/h to 20 km/h, and the proportion of passengers who have private cars is also improved from 35% to 45%. The utilization rates of carpooling, taxis and other unrestricted modes increases; the average carrying rate of private cars is improved from 1.17 people/car to 1.28 people/car [
2]. However, some studies from Mexico show that traffic restriction has little effect on reducing the overall travel demand of motor vehicles [
3,
4,
5,
6]. Guerra et al. (2007) [
5] conclude from the family trip survey that only changing travel date is selected to deal with traffic restriction, when changing travel time, changing travel destination, and changing travel modes are also optional. Similarly, Davis et al. (2017) [
7] show the quantity of passengers shifting from private cars is not obviously increased after expansion of public modes. Liu (2008) [
8] indicates the utilization of public modes in Beijing only increases 2.74% compared with data surveyed before the traffic restriction; that is, traffic restriction does not meet the expectation of promoting a mode shift from private cars to public modes.
To further determine whether and how traffic restriction changes the behaviors of mode selection, Wang et al. (2014) [
9] select four variables, including travelers’ social-economic attributes, attributes of a single trip, peripheral accessibility of each OD point and dummy variable reflecting traffic policy, and develop a nested logit model to analyze travelers’ selection among private car, public mode and non-motorized mode. Jiang (2016) [
10] builds a bi-level programming model to solve the problem of travel mode selection under the condition of traffic restriction and optimized departure frequency of public mode. In which, the upper model determines traffic restriction and departure frequency with public transit, and the lower model is the multiple logit choice model of private car and public transit. The model assumes that all traffic demand of private cars shifts to public mode when there are restrictions. Shi et al. (2014) [
11] integrate elastic traffic demand and logit-based mode selection model into a multiple user equilibrium assignment. The model assumes that private cars are still selected when the travel route is not completely restricted. Li et al (2016) [
12] build logit models for private cars and buses, respectively, based on consumption functions. Similarly, restricted private car travelers are assumed to completely shift to public modes in this model.
From the above analysis of previous studies, some limitations can be concluded as follows. When determining the mode shifting rate, private car travelers are assumed to either completely shift to public modes if their cars are restricted, or remain unchanged if unrestricted. The above assumptions reflect two extreme situations caused by traffic restriction, which are not consistent with the actual driving behaviors. The deviation between existing assumptions and actual driving behaviors is caused by the following: (1) Existing studies do not consider the location of a specific restricted area, and simply assume that all driving areas are fully restricted. (2) Mode shift caused by detour is ignored in existing studies under the assumption that most private car travelers prefer to detour to avoid restricted areas. However, detours usually induce multiple extra travel distance and high travel consumption. Numerous studies and experiments indicate that traffic demand of private cars will shift to public modes and other alternative modes when faced with high travel consumption.
Considering the limitations in existing studies, this paper focuses on the analysis of traffic equilibrium under a short-term traffic restriction, based on the assumption of stable vehicle ownership and traffic demand in the study region. When traffic restriction is firstly or temporarily adopted as a traffic demand management policy, restricted private car travelers must take one of the two actions: shifting to alternative traffic modes or choosing other routes with detours. During this process, travelers must reassess travel consumption and reselect their travel route; then the structure of traffic demand is required to be updated according to the specific scheme of traffic restriction. In this study, when analyzing the short-term traffic equilibrium under the condition of traffic restriction, the effectiveness of traffic restriction on traffic demand structure, travel consumption and travel route selection is comprehensively considered.
The remainder of this study is organized as follows. In
Section 2, the mode shifting rate is defined and calculated based on the specific restricted area and restricted proportion. Then, traffic equilibrium assignment model is developed based on mode shifting rate under the condition of traffic restriction.
Section 3 proposes the solving algorithm for the equilibrium model proposed in
Section 2. In
Section 4, a numerical experiment is conducted to examine the performance of proposed model and corresponding algorithms.
Section 5 concludes the study with a summary of main findings and directions for future research.
2. Equilibrium Model under Traffic Rationing
2.1. General Framework
Traffic restriction is proposed to make traffic control for specific areas in the city. Generally, the restricted traffic mode is the private car, but taxi and bus are exempted. During the process of model construction in this study, travel consumption which effects travelers’ selection of travel modes is determined by both travel time and travel cost. Considering different characteristics on travel time and travel cost, travel modes are classified into three categories.
Point to point travel by private car with purchasing traffic tools: Travel time is equal to driving time on the road, without additional time. Travel cost includes the fixed cost for phrasing traffic mode and use cost related to travel time.
Point to point travel by taxi with purchasing traffic services: This category includes traditional taxi, online taxi-hailing, time-sharing car rental and future autonomous taxi. Travel time is composed of driving time on the road and waiting time for services. Travel cost only includes the use cost related to travel time.
Fixed route travel by bus with purchasing traffic services: This category includes various public modes with fixed stations and routes. Travel time is composed of driving time on the road, waiting time for services and access time such as time for “the last mile”. Travel cost is equal to fixed cost or use cost related to travel distance.
For simplified description, private car, taxi and bus are used to represent the above three categories of traffic modes. Preparing for the following analysis on short-time traffic equilibrium under traffic restriction, some assumptions are proposed as follows.
Bus lines have sufficient operation capacity and high reliability of operation time, that is, travel time by bus is not affected by the quantity of passengers on the bus.
There is only one bus line with fixed travel time and fixed unit time fare between each OD. Study on route selection only covers private car and taxi rather than bus.
Traffic flow of bus is independent from traffic flow of private car and taxi.
Each trip of private car or taxi only serves a single passenger.
Carrying capacity of taxi is sufficient and efficiency of taxi dispatching keeps stable.
For better describing the traffic equilibrium of the network, the symbolic representation of basic elements is given as follows. Furthermore, symbols used in the traffic equilibrium assignment model are summarized in
Table 1.
Base network: represents directed strongly connected network, in which represents the set of nodes and represents the set of directed links for car. represents a directed link. is the set of bus route and represents one route between a specific OD.
Travel demand: is the set of ODs and represents an OD. Travel demand is denoted as a vector , in which the number of rows is and represents the traffic demand between OD .
Route selection: represents the set of alternative travel routes between OD . The strong connection of network can ensure . denotes an alternative travel route, and the set of whole alternative travel routes among all ODs is denoted as .
Travel impedance: Travel impedance of links is denoted as a vector , in which the number of rows is equal to and represents the travel impedance of link . represents the function for calculating link impedance, represents the travel impedance of route and represents the minimum travel impedance between OD .
Traffic assignment: Traffic flow on links is denoted as a vector , represents traffic flow on link generated from OD . represents the traffic flow of route .
Matching relationship: Define link-route incidence matrix , whose elements are denoted as . If link is on route , ; else, . Define OD-route incidence matrix , whose elements are denoted as . For each OD , if , ; else, .
2.2. Mode Shifting Rate under Traffic Rationing
When traffic restriction is implemented on a single trunk road, structure of traffic demand is not affected because travelers can complete their trips by adjacent roads. When analyzing traffic restriction of a single trunk road, it is reasonably assumed that traffic demand of trips located both in and out of the restricted area remains unchanged. Thus, relevant research only needs to consider the process of route reselection by adjusting the impedance function.
When traffic restriction is implemented on the whole nodes and links in a specific area (
Figure 1), traffic demand of trips located both in and out of the restricted area is affected with mode shifting caused by detour. For further analysis, ODs are classified into three categories according to whether traffic analysis nodes are located in the restricted area or not. The set of ODs whose origin and destination are both located in the restricted area are denoted as
; the set of ODs in which only one of origin and destination is located in the restricted area are denoted as
; the set of ODs, neither of whose origin and destination are located in the restricted area, are denoted as
. The simplified traffic network is shown in
Figure 1, in which the restricted areas are illustrated as the gray areas and the OD pairs of yellow nodes in
Figure 1a–c belong to
respectively.
During the period of traffic restriction, it is assumed that traffic demand and ownership of private cars keeps stable; restricted travelers complete their trips by detour and mode shifting. Traffic modes considered in the analysis of traffic equilibrium include three categories: private car, taxi and bus, which are denoted as respectively. The set of traffic modes is denoted as , . The overall traffic demand of OD is denoted as . The restricted proportion of private cars is denoted as and mode shifting rate from private cars to other modes is denoted as . Quantity of overall traffic demand keeps unchanged, while the structure of traffic demand changes because of mode shift caused by traffic restriction.
Furthermore, change of traffic demand structure caused by traffic restriction is analyzed. Traffic demand is classified into six categories: (1) unrestricted traffic demand of private cars, (2) restricted traffic demand of private car which completes trips by detour, (3) original traffic demand of taxi, (4) traffic demand shifting from private car to taxi, (5) original traffic demand of bus, (6) traffic demand shifting from private car to bus. The above six categories of traffic demand are denoted as respectively, and traffic demand of automobiles without bus is denoted as .
2.2.1. Calculation of Mode Shifting Rate
For OD belonging to and , private car must be abandoned and traffic demand of private car completely shifts to other alternative modes when restricted. At this time, the mode shifting rate . For OD belonging to , some ODs whose original travel routes do not pass by restricted areas are not affected by traffic restriction, but others whose original travel routes pass by restricted areas must adjust their travel routes. Consequently, detours generate in the process of adjusting routes and detour rate is defined as , which is the ratio of the minimum estimated travel time of alternative travel routes after and before traffic restriction.
To further calculate the mode shifting rate of ODs belonging to
, three situations are classified based on alternative routes under traffic restriction (
Figure 2)
- (1)
All the original travel routes are restricted and detour is needed for completing trips, as shown in
Figure 2a. At this time, detour rate is greater than 1.00. Travelers decide whether to still travel by private car or shift to taxi and bus based on updated traffic consumption of private car, taxi and bus.
- (2)
Only part of original travel routes are restricted, as shown in
Figure 2b. The updated set of alternative travel route includes the remaining unrestricted travel routes and detour routes. The mode shifting rate is determined by detour rate. If detour rate is equal to 1.00, mode shift rate is
. If detour rate is larger than 1.00, mode shift rate is calculated based on updated traffic consumption of private car, taxi and bus.
- (3)
ll the original travel routes are not restricted, as shown in
Figure 2c. At this time, detour rate is equal to 1.00 and there is no shift of traffic demand. That is,
.
Considering mode shifting, travel consumption of
on alternative routes set and route
are denoted as
and
. Alternative route sets of taxi and bus are unchanged after traffic restriction. It is assumed that estimated errors
of travel consumption are independent and obey Gumbel distribution. Referring to route selection based on Logit model [
13], expected minimum travel consumptions of
between OD
are denoted as
. The calculation formulas are given as Equations (1)–(3).
where
is a parameter. Then, mode shifting rate between OD
can be calculated by Logit route selected model under traffic restriction, given as Equation (4):
where
is the average of
, introduced to modify the absolute difference of the expected minimum estimated travel cost to a relative one. Accordingly, when the traffic mode of restricted private car shifts to other alternative modes, the selection probability of taxi and bus can be calculated as Equation (5).
Combined with the above analysis, calculating function of mode shifting rate under traffic restriction is proposed based on detour rate and location of restricted area, as shown in Equation (6).
2.2.2. Calculation of Changed Traffic Demand Structure
Original traffic demand of private car for OD
before traffic restriction is denoted as
, thus traffic demand of unrestricted private car can be calculated as Equation (7).
Traffic demand shifting from private car to taxi and bus caused by traffic restriction is denoted as
, so traffic demand of a private car which chooses to detour when restricted can be calculated as Equation (8).
Taxi and bus are not restricted by traffic restriction. Assuming that taxi and bus can provide sufficient travel services after traffic restriction, original travelers of taxi and bus will keep their trips. Consequently, original traffic demand of taxi and bus is unchanged.
represents original traffic demand of taxi and bus, so traffic demand of taxi and bus under traffic restriction can be denoted as Equation (9).
Combined with the selected probability of taxi and bus, traffic demand shifting from private car to taxi and bus under traffic restriction can be calculated by Equations (10) and (11).
The change of traffic demand structure after short-time implementation of traffic restriction is concluded in
Table 2; where
is calculated by Equation (6) and
are calculated by Equation (5).
2.3. General Travel Cost and Multimodal Path Sets under Traffic Rationing
Value of time (VOT) [
14] is adopted in this study and unit VOT is denoted as
. In this way, travel time can be transferred into travel cost and traffic consumption can be calculated by combining travel time and travel cost. Then, links’ travel time and estimated travel consumption of alternative route under traffic restriction are analyzed.
2.3.1. Travel Consumption of Private Cars under Traffic Restriction
Links are classified into two categories in this study, including restricted links
and unrestricted links
. Unrestricted private cars are passable on all links
. Restricted private cars are passable on links
but are not passable on link
, this time,
. Travel time of private cars on passable links is represented as a function of traffic flow of car. Travel time of
and
on link
and route
can be denoted as Equations (12) and (13).
where the travel time function
is an increasing, non-negative and continuously differentiable function of link traffic flow
.
Traffic demand of unrestricted private cars generates from each OD
. Alternative routes are composed of any link
and set of alternative routes is denoted as
. The average purchase cost of a private car allocated to a single trip is denoted as
, use cost per unit time of a private car is denoted as
. Accordingly, estimated travel consumption of unrestricted private cars on route
is calculated by Equation (14).
Traffic demand of restricted private cars only generates from OD
. Alternative routes are composed of unrestricted links
. Estimated travel consumption of restricted private cars on route
is calculated by Equation (15).
2.3.2. Travel Consumption of Taxis under Traffic Restriction
Travel time of taxis is determined by function of traffic flow of cars, which is the same as travel time function of private cars. Taxis are not restricted by traffic restrictions. Thus, all links are passable for taxis. Additional waiting time when taking a taxi is denoted as
. Travel time of taxis on route
is calculated by Equation (16).
Original traffic demand generates from any ODs
. Traffic demand shifting from private car to taxi generates from both
and
, so traffic demand shifting from private car to taxi also generates from any OD
. Alternative travel routes for taxi are composed of any link
. Use cost of per unit time of taxi is denoted as
. The purchase cost
still exists for traffic demand shifting from private cars to taxis. Estimated travel consumption of
and
on route
is calculated by Equations (17) and (18).
2.3.3. Travel Consumption of Buses under Traffic Restriction
Travel time in a bus line is fixed which is not affected by the quantity of passengers it is serving. Travel time on link
is equal to
, and additional time is denoted as
, including waiting time and access time. Consequently, traffic time of the bus line on route
is calculated by Equation (19).
Similarly, with taxis, traffic demand of
generates from any OD
and alternative routes are composed of links
. Use cost of per unit time of bus is denoted as
and the purchase cost still exists for traffic demand shifting from private cars to buses. Estimated travel consumption of
and
on route
is calculated by Equations (20) and (21).
2.3.4. Route Choice Model
Considering that errors
of estimated travel consumption are independent and obey Gumbel distribution, the probability of route selection for type
traffic demand is calculated based on Logit model as shown in Equation (22).
The expected minimum estimated travel time of type
traffic demand after traffic restriction between OD
is calculated as Equation (23).
Summarizing the above analysis, travel consumption and route selection of various types of traffic demand after short-term traffic restrictions are shown in
Table 3.
2.4. Stochastic User Equilibrium Model
The analyzing structure of traffic demand, travel consumption and route selection under short-term traffic restriction is shown in
Figure 3.
On the basis of stable traffic demand, traffic demand of buses can be obtained after adjusting structure of traffic demand under traffic restriction. Considering the assumption that traffic flow of car and bus do not interfere with each other and travel by bus do not need to consider route selection, equilibrium assignment is made only for traffic demand of cars under traffic restriction. For type
traffic demand, condition of stochastic user equilibrium (SUE) can be represented as Equation (24).
Combined with the aforementioned function of travel consumption, logit-based mode selection model and route selection model, stochastic user equilibrium model under short-term traffic restriction is proposed as Equation (25).
where if
,
, else
. Value of
and
meets Equations (26) and (27).
The proof of stochastic user equilibrium is given as below. The Lagrange function corresponding to Equation (25) is written as Equation (28).
calculating the partial derivative of
, then
because
, Equation (30) is obtained.
Set
, the optimal
for the objective function is denoted as Equation (31).
Traffic demand of type
for OD
meets Equation (32).
Combined with selected probability of denoted in Equation (22), the optimal solution of the proposed model has been proved to meet condition of SUE. Due to Equation (25) having strict convex objective function and constraints set composed of linear and non-negative constraints, the proposed model has a unique optimal solution.
5. Conclusions
This study analyzes the short-term effectiveness of temporary traffic restriction on traffic equilibrium. Traffic consumptions of all types of traffic modes are calculated and alternative routes of restricted private cars are reselected under traffic restriction. Then, the detour rate and mode shifting rate are determined to update the structure of traffic demand. To obtain the traffic flow on links, we propose a stochastic user equilibrium model under traffic rationing based on mode shifting rate and the corresponding solution algorithm. Finally, a numerical experiment based on the Sioux Falls network is conducted to verify the effectiveness of the proposed model and algorithm, and sensitivity analysis is developed to further study the effectiveness of parameters used in the model on mode shift rate.
From the results of the case study, the main conclusions are made as follows:
- (1)
Trips whose origin and destination not located in a restricted area are also affected by traffic restriction. Large detours and huge consumption of private cars caused by traffic restriction prompt traffic demand to shift from private car to taxi and bus.
- (2)
The proposed stochastic user equilibrium model is proved to be realistic to reflect the mode shift caused by traffic restriction, especially under the condition with a large detour rate.
- (3)
When traffic restriction is implemented, reducing wait time and use cost of taxi and bus can effectively guide traffic demand to shift from private car to taxi and bus. Besides, use cost of private car is the primary factor in determining the mode shifting rate. The achievements of this study have significant reference for the implementation of traffic restriction and evaluation of link flow under traffic restriction. Furthermore, the proposed stochastic user model can obviously improve the estimated accuracy of exhaust emission and energy consumption, and precisely evaluate the beneficial effectiveness of traffic restriction on the sustainability of the traffic environment.
Furthermore, even some achievements have been made in exploring the effectiveness of short-term traffic restriction on traffic equilibrium, but some limitations still exist and are worth further study. Mode shift rate in this study is determined only by travel consumption composed of travel time and travel cost, but ignored the effects of other factors on travel demand structure, such as travel comfort of traffic modes, accessibility of public mode, parking problem of private cars, taxis and buses. Future studies can collect the traffic demand and link flow under actual traffic restriction, and can further consider the above factors when analyzing the traffic demand structure, so as to modify the model proposed in this study.