1. Introduction
The Paris Agreement proposed by the United Nations Framework Convention on Climate Change (UNFCCC) outlines long-term goals to restrict the global average temperature rise to below 2
C compared to the pre-industrial era, intending to limit the temperature increase to 1.5
C [
1]. Climate change poses a significant challenge for the future of both nature and human beings, necessitating substantial reductions in net Greenhouse Gas (GHG) emissions to achieve sustainable development. Meeting these emission reduction targets will require transformative changes in the energy supply systems [
2]. Consequently, all countries have committed to reporting their plans for reducing GHG emissions, with a shared vision of achieving net-zero carbon dioxide (CO
) emissions [
1]. In this context, the role of bioenergy and carbon sequestration has garnered considerable attention. Bioenergy derived from forest biomass has the potential to play a significant role in mitigating climate change. However, there are varying perspectives on the timing of the benefits of bioenergy. Some studies [
3,
4] have raised concerns that bioenergy derived from existing forest harvesting may deplete carbon stocks in the forest, leading to a temporary release of carbon until the forest is replenished. On the other hand, utilizing biomass from newly converted forest land allows for initial carbon sequestration before any subsequent release. Carbon sequestration involves the extraction of CO
from the atmosphere, while interim storage refers to retaining sequestered carbon in non-atmospheric reservoirs for a limited duration. These methods of temporarily avoiding radiative forcing caused by greenhouse gas emissions are considered vital for mitigating climate change [
2]. However, standards and protocols need to be established for estimating temporary carbon storage, release, or delayed emissions in the carbon footprint of products and climate change impact assessments. Hence, thoroughly evaluating CO
sequestration is crucial to formulating effective forest management strategies and contributing to global GHG reduction efforts. Regarding forest-management plans, numerous choices are available, and various factors are considered during decision-making. Imbeau et al. (2015) offered guidance on sustainable northern forest management based on three indicators that met specific requirements for northern caribou and were related to the proportion and fragmentation of high-density forest habitats [
5]. In their work, Spittlehouse et al. (2003) argued that adaptation in sustainable forest management includes a climate change focus [
6]. Additionally, Siira-Pietikinen et al. (2001) studied the impact of different forest harvesting methods on changes in soil decomposition communities [
7]. Although these forest-management practices are highly significant regarding ecological preservation and climatic conditions, the evaluation of carbon sequestration is less comprehensive.
Currently, there are rarely uniform methods for calculating carbon sequestration in forests. Concerning tree carbon sequestration, Attri et al. (2018) estimated the vegetation carbon pools within the Barkot forest range in Uttarakhand, where an inventory-based biomass assessment technique was employed to determine each sample plot’s standing stock, biomass, and carbon [
8]. This study emphasized the significance of geospatial technologies in evaluating standing stock, biomass, and carbon. Moreover, Bai et al. (2007) estimated the changes in carbon storage of wood forest products in China from 1961 to 2000 through the stock method of change, production, and atmospheric flow, respectively [
9]. However, these methods have their limitations. For instance, the storage change method is prone to double-counting, while the production method can only compute the instantaneous value at a specific time [
10]. For the forest areas and geographical information, satellite imagery and Geographic Information System (GIS) technology can be usually used to accurately delineate and measure the forested regions. Moreover, with the advancement of technology, Unmanned Aerial Vehicles (UAVs) equipped with high-precision communication channels can be effectively utilized to gather required information from forests across different altitudes and regions [
11,
12]. These UAVs offer a versatile and efficient means of data collection, enabling researchers to access remote and challenging terrains, thus providing valuable insights into forest characteristics and dynamics. These approaches allowed us to obtain comprehensive data on the forest coverage and spatial distribution.
In addition, carbon sequestration in forests is vulnerable to disruptions from external factors and extreme weather events, such as rainstorms, wildfires, and locust plagues. The authors Zituni et al. (2019) analyzed and monitored the impact of forest management on soil erosion in the Carmel Forest after wildfires [
13]. In the study conducted by Xiaorui et al. (2003), the carbon released by forest fire was estimated based on statistics and biomass research results from 1991 to 2000 in China [
14].
While forest-management practices play a critical role in preserving ecological systems and addressing climate change, the comprehensive evaluation of carbon sequestration remains relatively limited. Some studies have focused on soil carbon sequestration under various forest-management practices [
15], while others have explored opportunities to enhance carbon sequestration in under-managed forests [
16]. However, these models often overlook the effects of wood products following tree felling on carbon sequestration. The implications of our research are twofold. Firstly, the proposed comprehensive carbon-sequestration model, which considers living plants, wood products, soil components, and external factors, provides a valuable tool for policy-makers and forest managers to make informed decisions. By understanding the interplay of these components and external influences, stakeholders can devise effective strategies to maximize carbon sequestration in forests while considering economic benefits and sustainability. Such policy-driven forest-management plans can significantly contribute to achieving national and international climate change goals, including those outlined in the Paris Agreement.
Secondly, our research introduces forest-management plans with different objectives, including carbon sequestration maximization, economic benefits’ maximization, and joint optimization. By offering diverse management options, forest managers can tailor their strategies to specific regional or global contexts. For instance, focusing on carbon sequestration maximization in regions with high environmental sensitivity may be the preferred approach. Conversely, a joint optimization approach can balance carbon sequestration goals with economic benefits in areas emphasizing economic development.
This paper proposes a new model for carbon sequestration that takes into account living plants, wood products, and soil components, as well as external factors such as forest fires, extreme weather conditions, and human activities, in order to address the gaps identified above. Furthermore, we introduce forest-management plans with different objectives, including carbon sequestration maximization, economic benefits’ maximization, and joint optimization, using the harvesting ratio in each forest area as the decision variable. We employed single-objective and multi-objective optimization methods based on the simulated annealing and Karush–Kuhn–Tucker (KKT) algorithms to obtain optimized forest-management plans. The main contributions of this paper can be summarized as follows:
(1) A new carbon-sequestration model, including the living plants, wood products, and soil, is proposed. Moreover, the effect of external factors, i.e., forest fire, extreme weather, and human activities, are also considered.
(2) Forest management plans with different objectives are introduced, allowing for carbon sequestration maximization, economic benefits’ maximization, and joint optimization. Both single-objective and multi-objective optimization methods were developed, based on the simulated annealing and Karush–Kuhn–Tucker (KKT) algorithms, to obtain the optimized forest-management plans.
(3) Numerical simulations and verification were conducted according to the forest data of the Greater Khingan Mountains in China. The simulated results showed that logging ratios are influenced by total stock volume when maximizing carbon sequestration, while maximizing economic benefits depends on the unit stock volume. Wildfires have a significant impact on optimal plans compared to extreme weather conditions. Joint optimization results in fluctuating logging ratios, and sacrificing some economic benefits can achieve stable carbon sequestration growth.
The rest part of the paper is organized as follows.
Section 2 analyzes the current situation of forests in China, outlines the proposed model, and introduces the calculation methods of each component of carbon sequestration in the forest system. In
Section 3, the simulation and numerical test are carried out based on data in the Greater Khingan Mountains area. In
Section 4, the simulation results are analyzed and discussed, and the feasibility and rationality of the model are explored. Finally,
Section 5 provides the conclusions and implications of this research.
2. Materials and Models
2.1. Study Forests
China’s forest area is relatively modest; its resources are limited, and its distribution is uneven. The forest coverage rate of 12.98% in China is notably lower than the global average value of 31%. China’s total forest volume is estimated at 9.78 billion m
, accounting for 2.5% [
17].
The Great Khingan forest, encompassing a total area of 324,800 km
, is China’s largest and best-preserved primary forest. This region comprises approximately 240,000 km
within the Inner Mongolia Autonomous Region and 84,800 km
in Heilongjiang Province. The Great Khingan forest is located in the northeastern part of the Inner Mongolia Autonomous Region and Heilongjiang Province, spanning across six degrees of longitude (from 121°12
to 127°00
E) and three degrees of latitude (from 50°10
to 53°33
N). It is a watershed between the Inner Mongolia Plateau and the Songzu Plain. It is adjacent to Xiaoxing’an Peak in the east, the Inner Mongolia Autonomous Region in the west, the Songnen Plain in the south, and Russia in the north. As the main mountain system of the Inner Mongolia Autonomous Region, this area’s highest peak, Suoyueerji Mountain, stands between 1100 and 1400 m above sea level. The Great Khingan forest boasts dense virgin forests and serves as one of the crucial forestry bases in China. The geographical boundaries of the Greater Khingan Mountains are illustrated in
Figure 1 [
18]. The Great Khingan Range, because of its pristine environment and rich forest resources, represents one of China’s most-significant carbon sequestration areas. This area is mainly composed of coniferous and mixed forests, home to various rare species of flora and fauna. The forest accumulation in the region is stable, and recent estimates indicate that the forest resource accumulation is approximately 500 m
/km
, significantly higher than the national average. Moreover, the Great Khingan Range serves as a crucial ecological protection area, and the government has implemented several measures to protect its ecological environment and forest resources. These measures include restrictions on logging and hunting of wild animals.
In summary, the Great Khingan Range stands out as an ecologically vital system that serves as a prominent carbon sequestration area in China and as a crucial region for preserving forest resources and safeguarding the ecological environment. The Great Khingan Range is dominated by five primary tree species, birch (Betula platyphylla), larch (Larix gmelinii), Korean pine (Pinus koraiensis), oak (Quercus mongolica), and poplar forests (Populus suaveolens) [
19]. The detailed information utilized in this paper, such as forest areas, stock volumes, growth rates, and other relevant parameters, is provided in
Table 1.
The data on the area, unit volume, and total volume of each forest area were derived from the Forest Resource Inventory [
18]. Since the data from China’s eighth forest inventory was not publicly available, we utilized data from the seventh forest inventory, including the forest area and stock volume, as initial conditions for simulation. As for the growth rate of dominant tree species, the data were obtained from the research conducted by Li et al. [
19].
2.2. Model Description
Forests and other green plants are critical in mitigating climate change by absorbing CO and releasing oxygen (O) through photosynthesis. However, forests have a unique characteristic in that their growth cycle is prolonged. As long as they are not intentionally burned, the CO they absorb is sequestered for extended periods rather than returning to the atmosphere. CO exchange between forest ecosystems and the atmosphere is primarily governed by two biochemical processes: photosynthesis and respiration. The deposition of organic matter continuously replenishes soil carbon pools, while CO is released through autotrophic respiration and the decomposition of litter and soil organic matter. Carbon release also occurs due to decay or forest fires, returning CO to the atmosphere. Forest management practices and utilization by human beings directly affect the concentration of atmospheric CO, which thus affects climate change. As the largest ecosystem, forests play a crucial role in the terrestrial ecological carbon pool, dominating the carbon exchange between terrestrial ecosystems and atmospheric carbon pools. Well-managed forests can significantly improve forest carbon pools’ carbon absorption rate and capacity. Moreover, the rational rotation of logging and the judicious utilization of wood resources can extend the carbon-sequestration potential of forests, thereby maximizing their roles as carbon sinks.
Figure 2 depicts the scope and activities of forest systems involved in carbon sequestration. Forest carbon sinks operate through two primary mechanisms: afforestation campaigns and the growth promotion of existing forests. Establishing new forests is crucial in sequestering carbon. The original inner stock of leaves and carbon sinks stabilizing the newly established forest area can only absorb CO
with significant growth. Hence, the growth of new stems and roots is paramount in facilitating carbon sequestration. Although the growth of forests should be maximized, it is equally important to carry out sustainable forest management that allows proper harvesting and utilization of forest resources. Excessive deforestation can have adverse impacts on environmental protection. Sustainable logging practices using harvested wood and its products can still function as carbon sinks since they are not burned for an extended period. Selectively harvesting low-growth forests and promoting the growth of high-growth forests can significantly increase carbon sequestration. Moreover, using raw wood materials to replace non-biodegradable materials such as plastics and steel can help reduce CO
emissions from energy consumption during production.
As outlined above, the principles of carbon sequestration have been used to develop an overarching model and corresponding solution strategy, as shown in
Figure 3. Forest carbon sequestration can be classified into two categories: direct and indirect carbon sequestration. Direct carbon sequestration involves the uptake and storage of CO
by trees, plants, and soils within forests. Conversely, indirect forest carbon sequestration refers to the carbon sequestration extended through forest products. CO
serves as a critical component in the growth of trees, as it is converted into organic carbon through photosynthesis. This organic carbon is subsequently stored in various parts of the trees while releasing O
into the atmosphere. Trees also absorb O
and release CO
throughout the growth process to facilitate their normal biological functions, known as tree respiration. Note that the photosynthesis rate in trees significantly exceeds respiration, accounting for the substantial biomass production and humus accumulation during their growth. The ultimate carbon deposition in forests is closely associated with tree growth. Firstly, the peak tree growth results in the maximum carbon deposition of forest formation. At forest maturity, carbon deposition is reduced to a minimum while carbon storage reaches its maximum. As forests age, the increment of carbon deposition eventually reaches zero, and their carbon-sequestration capacity declines. Finally, forest health gradually deteriorates, and their roles as carbon sinks diminish, leading to the manifestation of their nature as carbon sources.
However, a well-planned rotation of forests can maximize the rate of forest harvesting and increase their carbon-sequestration capacity. From the perspective of rational forest rotation, properly utilizing forest resources can maximize land productivity and the role of natural forces, thereby expanding the carbon sequestration of forests over a certain period. After deforestation, the land resources can be used for reforestation, providing new areas and spaces for cultivating the new carbon-sequestration capacity of forests.
Forests and soils represent the largest carbon pools in terrestrial ecosystems, with soil containing a vast amount of carbon. Soil carbon sequestration is recognized as one of the primary carbon sinks on Earth. The carbon sequestration effect of forest land is believed to be greater than that of other soils as the amount of carbon sequestered in forest land remains relatively stable. Thus, preserving the natural state of forest land as much as possible is essential to ensure the continuity of its carbon sequestration function. Trees assimilate CO from the atmosphere through photosynthesis and accumulate carbon as tree biomass. However, after forest harvesting, the trees no longer sequester CO. The harvesting residuals are rapidly combusted or decomposed, reintroducing this carbon to the atmosphere and reentering the carbon cycle. Nevertheless, most carbon remains stored in various physical forms, such as wood, perpetuating CO fixation. The vast array of forest products derived from different processing techniques converts the carbon sequestered within forest trees into forest products stored for an extended period.
According to the previous discussion, carbon sequestration mainly occurs in living plants, wood forest products, and soils. Firstly, we will separately model these three perspectives as follows.
2.2.1. Carbon Sequestration Model for Living Plants
Carbon sequestration by living woody plants primarily includes trunks, branches, and understory vegetation carbon fixation. The commonly utilized approaches for determining forest carbon sequestration consist of three categories: sample land inventory methodology, micrometeorology methodology, and model simulation methods utilizing new technologies such as remote sensing.
This paper assessed various methods for measuring carbon sinks, considering the specific characteristics of large-scale forests, diverse tree species, and dense growth in the Great Khingan forest region. Considering the application scope, practicality, and accuracy, the stock volume method is an appropriate solution [
21]. Firstly, regarding application scope, the stock volume method is suitable for large-scale forests and can effectively measure the carbon sink of forest systems with diverse tree types and prominent main tree species. Secondly, from an economic standpoint, the stock volume method is simpler and requires less staff, material resources, and financial resources than other methods. Finally, regarding the accuracy and long-term measurement, the stock volume method estimates large-scale forest biomass through sampling and measuring the biomass of main tree species, leading to highly precise results. Thus, this article selected the stock method for this section of the research.
The stock method has become a popular physical measurement technique for determining forest carbon sinks [
22]. This method relies on forest stock data to calculate biomass and, subsequently, estimate the carbon sequestered within forest ecosystems. Biomass is derived using conversion coefficients linking forest stock volume with biomass. Other conversion coefficients linking biomass with carbon sequestration are employed to estimate forest carbon sinks.
Due to inherent differences in the data sources, actual data collection bias, and estimation techniques, there are variations in the current estimates of forest carbon sinks. Therefore, forest stock expansion is generally employed to accurately estimate the actual carbon sink of forests.
The forest stock volume expansion method has been widely used for estimating forest carbon sinks. This method is an extension of the stock volume method and utilizes forest volume (trunk volume) as the basis for calculation. The biomass of trees, including branches and roots, is calculated using the volume expansion coefficient (e.g., dry weight coefficient). The dry weight of biomass is then calculated, and the carbon sequestration amount is estimated based on the carbon content rate data to obtain the forest biomass carbon sink, with standing trees as the main part. Additionally, the carbon-sequestration capacity of all forest plants can be further estimated by considering the proportional relationship between the carbon-sequestration capacity of tree biomass and understory plants. It can provide an accurate and efficient way to estimate carbon-sequestration capacity while considering the biomass of diverse tree types and other forest plants [
23].
Forest carbon sequestration is related to forest carbon density; the forest carbon density of forest type
j in type
i can be obtained as
where
represents the biomass carbon sequestration amount of the
j forest forest in the
i-type area,
represents the stock volume per unit area of the
j-type forest in the
i-type area,
is the stock expansion coefficient,
is the volume coefficient, and
is the tree content carbon rate.
The sum of the forest carbon density product and the corresponding forest type area is the carbon sink of forest standing trees. On this basis, the total carbon sequestration of forest plants can be calculated through the conversion coefficient of forest plant mass and understory plant carbon mass as
where
represents the amount of carbon sequestration of all forest plants,
represents the area of forest type
j in the type
i area,
represents the carbon sequestration amount of forest tree biomass in the type
j forest in the type
i area, and
represents the carbon of understory vegetation conversion factor.
The above various conversion factors take the default values of the Intergovernmental Panel on Climate Change (IPCC):
is 0.195;
is 1.9;
is 0.5;
r is 0.5. Thus, the amount of carbon sequestered can be calculated as
When determining the model parameters, the average values are taken, and the corresponding results can meet the needs of this paper statistically. However, there may be some errors in a specific forest scenario.
The forest has natural growth, and the average annual growth rate of the same tree species remains unchanged. Therefore, the stock volume of each tree species and forest in year
t can be calculated as
In addition, for the felled volume, the corresponding felled stock volume can be obtained by the corresponding felling ratios of different tree species forest areas. We set the felling ratio corresponding to different regions and tree species as
. The total amount of forest plant carbon sequestration that changes with the year can be obtained as
2.2.2. Carbon Sequestration Model for Wood Forest Products
The following section considers the CO
fixation potential of wood forest products. It is well known that forest products have a certain capacity to sequester CO
. Moreover, the service life of these products can be altered by various processing techniques, which can lead to significant changes in their carbon-sequestration potential. In this paper, we classified wood forest products into four main categories based on their usage: sawn timber, wood-based panels, paper/cardboard, and other industrial log products.
Table 2 presents various factors and parameters of four different wood forest products that will be utilized in the subsequent model calculations.
All harvested trees were assumed to be used to manufacture the four types of wood forest products mentioned earlier. The total volume of manufactured tree products can be obtained by summing the volumes of the four product types. The corresponding felled stock volume can be obtained by applying the felling ratio to the forest area of different tree species. The felling ratio corresponding to different regions and tree species is denoted as
. The total felled volume can be expressed as the summation of the cutting stock of each tree species, which is written as
where
is the total volume used to make tree products.
When manufacturing wood forest products, the density of the products may vary due to processing techniques. Thus, the density of wood forest products is considered an important factor. Additionally, the lifespan of the products will be impacted by various factors, such as the environment and treatment methods. This paper considered the average lifespan of wood forest products, and a fixed decomposition rate was assumed with a linear relationship between the decomposition of products and time. Thus, a model was established to represent the change in forest product biomass over time as
where
is the initial biomass of forest products of category
,
is the density of tree products of category
,
is the biomass of tree products of category
in year
t, and
is the life span of tree products of category
.
Firstly, it is known that the main organic components of trees and their products are lignin, cellulose, and hemicellulose, which account for more than 90% of trees. For simplicity, we only considered these three categories. Lignin is a complex organic polymer, and its complete molecular formula is difficult to express. However, it is known that the proportion of carbon in lignin is approximately 82.2%. The chemical formula of cellulose is
, while that of hemicellulose is
. Based on their chemical equations, we can calculate the specific gravity of carbon as
where
represents the carbon content of the tree products,
,
, and
correspond to the proportions of lignin, cellulose, and hemicellulose in the tree, respectively.
,
, and
correspond to the proportions of carbon in lignin, cellulose, and hemicellulose, respectively.
Based on the molecular weight of carbon dioxide 44 and the molecular weight of carbon element 12, we can obtain the amount of CO
fixed by tree products as
2.2.3. Carbon Sequestration Model for Soil and Microbial Carbon Uptake
Forest land is a fundamental component of the forest ecosystem that contributes to carbon sequestration. Soil carbon sequestration is when plants, animals, and microorganisms in the soil environment convert atmospheric CO into organic forms and fix it in the soil. This process is an important component of the carbon inflow and sustainable cycle in the Earth’s atmosphere. However, the strength and type of organic matter fixed through soil carbon sequestration are heavily affected by the composition and changes in soil materials. The formation of the soil environment is subject to physical, chemical, and biological effects, and material movement and transformation can directly impact this process. Therefore, the study of the carbon sequestration effect of soil is essential for clarifying the mechanism of soil carbon sequestration and understanding the forest carbon sink.
To calculate soil carbon sequestration, we employed the stock expansion method described in
Section 2.2.1. The forest land carbon sequestration calculation is proportional to the carbon sequestration of forest biomass. Therefore, the corresponding results can be obtained by establishing a proportional relationship between them as
where
is the soil carbon-sequestration capacity of the forest land and
represents the carbon conversion coefficient of the forest land. For the conversion factor, we took the default value of the IPCC:
. Finally, we can obtain the calculation formula for soil carbon sequestration:
2.2.4. Carbon Sequestration Model for External Factors
In addition to the aforementioned static carbon-sequestration models, external dynamic factors need to be considered in the analysis of forest systems. These factors can be divided into two parts: natural activities and human economic activities. Natural activities refer to changes caused by natural phenomena such as extreme weather events, wildfires, and insect infestations. Human economic activities can affect forest systems through various channels, such as wood sales. It is important to analyze the impacts of these external factors to develop effective forest management strategies for sustainable carbon sequestration. Natural factors significantly impact the forest system, affecting various indicators such as the number of trees and soil area. For example, extreme weather events and locust plagues can cause trees to lose their vitality, and wildfires can destroy the carbon-sequestration capacity of the land. We uniformly used the variable to represent the external influence of natural factors. In this study, we focused on two common natural phenomena, wildfires and extreme weather, and then calculated their corresponding carbon sequestration changes:
Forest fires are major natural disasters that threaten life, property, and ecological security. In addition to causing significant carbon emissions, forest fires can eliminate the carbon-sequestration capacity of trees and land. Therefore, it is important to estimate the carbon sequestration lost due to forest fires to accurately assess the overall carbon-sequestration capacity of the forest system.
In contrast to other natural factors, forest fires have a more-severe impact on the carbon-sequestration capacity of forests. Trees burnt by the fire will lose their carbon-sequestration capacity. Therefore, to calculate the carbon sequestration lost due to forest fires, we must first estimate the lost carbon-sequestration capacity of the burnt trees. Moreover, the carbon-sequestration capacity of the land affected by the fire must also be considered. We assumed that severe fires will significantly impair the carbon-sequestration capacity of the land, resulting in discarding the original carbon-sequestration capacity of the affected land. Thus, the overall impact of forest fires on carbon sequestration can be expressed as
- (b)
Extreme weather:
Extreme weather events can also have a significant impact on forest carbon sequestration. However, unlike wildfires, the trees affected by extreme weather can still be used as wood products, which can be considered a form of carbon sequestration. Therefore, we can estimate the amount of carbon sequestration by equating the carbon content of dead trees to the amount of carbon sequestered in wood products. As the density of ordinary trees and industrial logs is similar, we assumed that the dead trees can be converted to industrial logs for carbon sequestration. In contrast to wildfires, the impact of extreme weather on forest land is relatively small and can be ignored. The model can be expressed as
- (c)
Human activity:
Human activities play a crucial role in shaping the carbon sequestration process. Logging involves the removal of trees for commercial purposes, which results in a decrease in the carbon stored in living plants and wood products. While this reduction may temporarily release carbon into the atmosphere, afforestation efforts involve planting new trees, contributing to carbon sequestration in living plants as they grow and mature. Deforestation, conversely, refers to the clearing of forests, often for land conversion or development purposes. Deforestation immediately releases carbon stored in trees and wood products, significantly impacting the area’s carbon-sequestration potential. Such activities can offset the carbon-sequestration efforts in other regions and contribute to overall greenhouse gas emissions. In addition to direct forest-management practices, the influence of human economic activities is also considered in the model. For instance, the sales volume and distribution of different types of wood products vary across regions with different economic conditions. These variations have a dynamic impact on the carbon sink of woody forest products. To account for this effect, we introduce a discount factor () on the carbon sequestration of woody forest products. This factor reflects the changes in wood product demand and sales across different economic scenarios, influencing the overall carbon-sequestration potential. By considering the effects of human activities, our carbon-sequestration model offers policymakers and forest managers valuable insights into the trade-offs between economic development and environmental conservation. It enables stakeholders to decide on sustainable forest management and climate goals.
2.3. Optimization Solution
Combining the above models, we can model the carbon sequestration of the entire forest system and its products within a certain period. Then, we formulated the forest-management plan and obtain the model’s maximum CO fixation.
We chose a time T when the forest is most efficient at absorbing CO. We used the target programming model to formulate forest-management plans and combined forest system carbon sequestration, economic benefits, and other factors to optimize the calculation of felling plans.
2.3.1. Carbon Sequestration Maximization
We conducted the optimization procedure to maximize forest carbon sequestration. Firstly, we set an initial planned total felling ratio. Then, we propose an objective function aiming at maximizing carbon sequestration as
In (15), the first constraint condition means that the total cutting ratio of wood stock meets the set initial value . The second constraint means that the forest area is assumed to be unchanged before and after logging. The third constraint is that the rate of deforestation cannot exceed the natural growth rate of the forest stock.
A simulated annealing algorithm was utilized in this paper, a random search algorithm that can be used to find optimal solutions in multivariate nonlinear optimization problems. The algorithm’s objective function is to maximize the total amount of carbon sequestration. We took five variables as an example, namely , and then substituted the constraints of each variable into the optimization model.
The algorithm first initializes the current state as and the initial temperature as K. When the temperature K is greater than the termination temperature, the following steps are repeated: (1) generate the random neighborhood state next_state of the current state; (2) if next_state satisfies the constraints and the objective function value is greater than the objective function value of the current state, the current state is updated to next_stat; the probability determines whether to update the current state; (3) the temperature is continuously reduced according to the cooling strategy until the temperature is lower than the termination temperature. The final algorithm returns the current state as the solution with the largest total carbon sequestration. The details of this algorithm are shown in Algorithm 1.
In Algorithm 1, initial_temperature and stopping_temperature represent the initial temperature and stopping temperature, respectively; the generate_random_neighbor (current_state) function is used to generate the random neighborhood state of the current state; the constraints_satisfied (state) function is used to judge whether the state satisfies the constraints; the objective_value (state) function is used to calculate the value of the objective function of the state, namely the total amount of carbon sequestered; the cool_down (T) function is used to control the cooling of the temperature.
Algorithm 1 Simulated annealing algorithm. |
- 1:
current_state: = [x1, x2, x3, x4, x5] - 2:
K: = initial_temperature - 3:
whileK > stopping_temperature - 4:
next_state: = generate_random_neighbor (current_state) - 5:
if constraints_satisfied (next_state) and -
objective_value (next_state) > objective_value(current_state) - 6:
current_state: = next_state - 7:
else - 8:
probability: = e⌃{(objective_value (next_state) - objective_value(current_state))/K} - 9:
if random_number < probability - 10:
current_state: = next_state - 11:
K: = cool_down (K) - 12:
return current_state
|
2.3.2. Economic Benefits’ Maximization
For the economic benefits, we assumed that the proportion of the four woody forest products is
∼
, and their corresponding economic value per unit volume is
∼
RMB. Since the economic benefits represent that the cutting behavior is certain to occur, there is no need to give the initial value of the cutting ratio. We finally put forward an optimization function intending to maximize economic benefits as
Similar to the constraints in (15), the first constraint condition means that the total cutting ratio of wood stock meets the set initial value . The second constraint means that the forest area is assumed to be unchanged before and after logging. The third constraint is that the rate of deforestation cannot exceed the natural growth rate of forest stock. The optimization problem is similar to (14) and (15). Therefore, we can also use the simulated annealing algorithm to solve it.
2.3.3. Joint Optimization
To adequately consider both carbon sequestration in forests and economic benefits, we employed a linear weighting approach to transform the multi-objective optimization function into a single objective. Given the significant disparity in the magnitudes between carbon sequestration and economic benefits, we applied min–max normalization to render both objective values dimensionless, mapping them onto the interval of 0 to 1. This normalization enables straightforward weighted summation, considering that the weightings are obtained through the Analytic Hierarchy Process (AHP) and expert scoring. In this simulation, we utilized weights of 0.8 and 0.2, respectively. The final equation is expressed as
The constraints of the above formula are the same as in
Section 2.3.2, and constraints are also given in terms of area and felling ratio. In my research paper, we employed the simulated annealing algorithm for the single-objective optimization problems presented in the first two questions. However, for the multi-objective optimization problem discussed in the third question, the objective functions involved complex non-convexity, and the constraints were strict inequalities. To overcome the challenge of converging to local optima, the KKT algorithm is more suitable for further computations. The paper recognizes that the simulated annealing algorithm was suitable for exploring the solution space and finding good solutions for the single-objective optimization problems. However, due to the non-convex nature of the multi-objective optimization problem and the need for strict satisfaction of the inequality constraints, the KKT algorithm was deemed more appropriate. By leveraging the KKT conditions and the Lagrange multipliers, the KKT algorithm provided a systematic approach to solving the multi-objective optimization problem with strict inequality constraints. It offered a way to handle the complexity of the objective functions and constraints while aiming to identify optimal solutions that satisfied the problem requirements [
24].
By incorporating the KKT algorithm into the research methodology, we aimed to improve the robustness and quality of the results obtained for the multi-objective optimization problem. The KKT algorithm’s ability to handle non-convex problems and consider both the objective functions and the constraints simultaneously made it a suitable choice for addressing the challenges posed by the problem formulation [
25]. The details of this algorithm are shown in Algorithm 2.
Algorithm 2 Algorithm for solving the joint optimization part. |
- 1:
For each time step t from 1 to 10: - 2:
Initialize optimization variable - 3:
Initialize Lagrange multipliers - 4:
Initialize tolerance = - 5:
For each iteration iter from 1 to maximum iterations: - 6:
Compute objective function value - 7:
Compute gradient - 8:
Construct inequality constraint matrix A and right-hand side vector b - 9:
Construct KKT matrix K - 10:
Solve KKT equation - 11:
Update optimization variable x - 12:
Update Lagrange multipliers - 13:
Check termination condition - 14:
Update iteration counter - 15:
Output results: - 16:
Output current time step t - 17:
Output - 18:
Output H - 19:
Update
|