4.1. Constitutive Model Development
In rock mechanics, based on the assumption that rock consists of numerous micro-elements, representative volume elements (RVEs) are homogenized from heterogeneous micro-blocks. Statistical strength theory is then applied to describe the strength distribution of these micro-elements, tracking their progressive failure and cumulative damage to establish macroscopic deformation-failure evolution laws via continuum damage mechanics. The stochastic nature of internal fractures is typically characterized by a Weibull distribution with damage threshold effects.
As a heterogeneous material containing randomly distributed fractures, coal is idealized as an assembly of micro-elements that encapsulate defects at a mesoscale while behaving as isotropic continua at the macroscale. Key assumptions include: (1) Coal exhibits approximate isotropy even under damage. (2) Micro-elements obey Hooke’s law until failure. (3) Micro-element strengths follow a Weibull distribution, defined by the probability density function:
where
F is the micro-element strength variable,
F0 and
m are Weibull parameters reflecting material properties.
Coulomb (M–C) criterion demonstrates better applicability to experimental data in engineering practice compared to the Lade–Duncan (L–D) criterion, the M–C criterion also slightly outperforms the Drucker–Prager (D–P) criterion under varying confining pressures [
17]. However, the D–P criterion is widely adopted for characterizing micro-element strength due to its robust performance. Thus, this study employs the D–P criterion [
27] to define
F as follows:
where
α is the micro-element strength parameter,
ϕ is the internal friction angle of the rock,
I1 is the first invariant of the stress tensor, and
J2 is the second invariant of the deviatoric stress tensor.
Under uniaxial compression (
σ3 = 0), substituting Equation (5) into Equation (4) yields the simplified micro-element strength expression:
Based on continuum damage mechanics and the concept of representative volume elements (RVEs), the damage variable
D is defined as the ratio of damaged micro-elements (
Nf) to the total number of micro-elements (
N):
Incorporating Equations (3) and (8) into Equation (7), the damage variable
D is expressed as:
Following Lemaitre’s strain equivalence hypothesis [
23], the damage constitutive equation for conventional triaxial compression is derived:
where
E and
μ are the elastic modulus and Poisson’s ratio, respectively, and
ε1 and
ε3 denote axial and radial strains.
When the load exceeds the strength threshold of micro-elements, localized damage initiates and propagates, leading to macroscopic yield and failure. By assuming that micro-element damage follows a probabilistic distribution governed by statistical strength theory, the damage variable
D can be rigorously defined. The resulting damage model is expressed as:
4.2. Model Calibration
Parameters F0 and m are determined via the extremum method using peak stress (σmax) and strain (εmax) from uniaxial tests. By differentiating and simplifying the constitutive equations, F0 and m are derived as:
From the established constitutive model, the key to model construction lies in determining two unknown parameters:
F0 and
m. In uniaxial compression tests, peak stress and corresponding strain can be directly measured, enabling parameter calibration via the extremum method. By setting the derivatives of the multivariate constitutive equations to zero at peak conditions (Equations (6) and (13)), simplified expressions for
F0 and
m are derived.
The experimental program utilized coal specimens from a single geological batch, with measured internal friction angles (
φ) distributed between 33–36°, yielding a mean value of 35°. Sensitivity analysis revealed <2% deviation in (UCS) predictions when
φ was varied between 30–40°, demonstrating limited model sensitivity to this parameter. Consequently, the mean
φ value of 35° was adopted for subsequent constitutive modeling to optimize computational efficiency while maintaining engineering accuracy. Parameters
F0 and
m were calculated via Equations (14) and (15), with results listed in
Table 4.
From the constitutive model calculation results in
Table 3, it can be observed that the parameters
F0 and
m exhibit a certain correlation with the strain rate and fracture porosity. To illustrate this relationship more clearly, a line chart is plotted with the strain rate as the horizontal axis, as shown in
Figure 8.
From
Figure 8, it can be seen that for the C-1 and C-2 groups with low and extremely low fracture porosity, the parameter
F0 increases first and then decreases with increasing strain rate; for the C-3 group with medium fracture porosity,
F0 exhibits a wavy fluctuation; and for the high fracture porosity group, C-4,
F0 decreases first and then increases. Similarly, the parameter m for the C-1 and C-2 groups decreases first and then increases with strain rate, while the C-3 group shows a wavy fluctuation, and the C-4 group increases first and then decreases. This indicates that within the fracture porosity range of 0.3% to 0.45%, there exists a threshold beyond which the variations of
F0 and
m with loading rate are reversed.
Based on the data, when the strain rate increases from 0.001 s−1 to 0.05 s−1, the average value of m increases significantly from 4.23 to 10.23. Notably, at a strain rate of 0.05 s−1, m reaches an extreme value, indicating a pronounced increase of m under high strain rate conditions. At the same strain rate, there is a negative correlation between fracture porosity and m. The parameter F0 shows a fluctuating decreasing trend with increasing strain rate—for instance, its average value decreases from 28.04 at 0.001 s−1 to 26.87 at 0.05 s−1—although the overall trend is relatively smooth. Generally, higher fracture porosity corresponds to a lower F0.
In summary, high strain rates significantly enhance the m value, while increased fracture porosity suppresses m, indicating a competitive relationship between these two effects. Moreover, F0 is more evidently influenced by the coupled effects of strain rate and fracture porosity, and the variation patterns of F0 and m at a strain rate of 0.001 s−1 differ markedly from those at higher dynamic strain rates. Therefore, test samples at strain rates of 0.01 s−1, 0.03 s−1, and 0.05 s−1 can be selected for further analysis.
Assuming that the relationships between the parameters
F0 and
m with strain rate and fracture porosity can be described by a polynomial surface, they can be represented by the following function.
where
represents the coefficient and z denotes the parameter
F0 or
m.
Finally, the least-squares method is applied to optimize the model by minimizing the sum of squared residuals. Matlab (2023 b) is then used to input the original data points into the fitting model, producing the following visualization of the fitting performance. Given the nonlinear interdependence between fracture density and strain rate effects on parameters F0 and m, higher-order polynomial regression was deliberately constrained to mitigate overfitting risks. A third-order polynomial regression model was selected through systematic optimization, achieving adjusted R2 values of 0.970 and 0.896 for F0 and m respectively when correlating with fracture density-strain rate interactions. This modeling approach successfully balances predictive accuracy with parsimony while maintaining physical interpretability of the constitutive parameters.
The coefficients for
F0 and
m and the revised computational results of the parameters are presented in
Figure 9a and b respectively.
4.3. Model Verification
By incorporating the modified parameters F
0 and m from
Table 5 into Equation (13), theoretical dynamic stress–strain curves of coal-rock were calculated for specimens subjected to strain rates of 0.01 s
−1, 0.03 s
−1, and 0.05 s
−1. These results were compared with predictions from the reference model in literature [
28] (which neglects fracture density effects) to evaluate model performance.
Table 6 shows the key theoretical parameters of coal samples under dynamic load conditions. The correlation coefficients between experimental data and both models are summarized in
Table 7, with comparative fitting results illustrated in
Figure 10.
Based on the correlation between the Weibull distribution parameters F0 and m and the strain rate and fracture porosity, the corrected theoretical curves accurately describe the dynamic mechanical characteristics of the coal samples, such as uniaxial compressive strength and peak strain. This reveals the evolution of nonlinear failure behavior in coal under the coupled effects of strain rate and the pre-existing fracture network. By quantifying the feedback relationship between fracture structural defects and mechanical response during dynamic damage, the constructed strain rate–fracture porosity synergistic mechanism not only provides a reference for optimizing multi-factor coupled constitutive models but also holds significant engineering value for the prevention and control of dynamic hazards such as rock bursts in deep coal mining, thereby facilitating safe and efficient extraction.
Figure 10 demonstrates that specimen C-1-4 achieved optimal validation performance with R
2 = 0.986, while C-2-4 exhibited the poorest agreement (R
2 = 0.842). The mean R
2 across all coal specimens reached 0.875.
Table 5 and
Table 6 reveals that specimen C-4-3 displayed maximum parameter deviations: 2.296% in compressive strength and 1.5% in elastic modulus. In contrast, specimens C-1-4, C-2-4, and C-3-4 showed minimal deviations, with computational errors for both mechanical parameters approximating zero. These results confirm the model’s high reliability in predicting compressive strength and elastic modulus.
The stress–strain curve morphologies exhibit significant dependence on both fracture density and strain rate. For specimens in Group C-1 with ultra-low fracture density, both analytical models demonstrate comparable predictive accuracy due to minimal fracture-induced mechanical heterogeneity. However, for the remaining three groups (C-2 to C-4) with elevated fracture densities, the fracture density- and strain rate-modified constitutive model achieves superior correlation coefficients (R2) with experimental measurements, demonstrating enhanced fidelity in capturing fracture-dominated nonlinear deformation responses.