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Article

Driving Factor Analysis and Forecasting of CO2 Emissions from Power Output in China Using Scenario Analysis and CSCWOA-ELM Method

1
Department of Economics and Management, North China Electric Power University, Baoding 071000, China
2
Shijiazhuang Power Supply Branch, Hebei Electric Power Co., Ltd., Shijiazhuang 050000, China
3
Hebei Electric Survey and Design Research Institute, Shijiazhuang 050000, China
*
Author to whom correspondence should be addressed.
Energies 2018, 11(10), 2709; https://doi.org/10.3390/en11102709
Submission received: 22 August 2018 / Revised: 30 September 2018 / Accepted: 1 October 2018 / Published: 11 October 2018

Abstract

:
With power consumption increasing in China, the CO2 emissions from electricity pose a serious threat to the environment. Therefore, it is of great significance to explore the influencing factors of power CO2 emissions, which is conducive to sustainable economic development. Taking the characteristics of power generation, transmission and consumption into consideration, the grey relational analysis method (GRA) is adopted to select 11 influencing factors, which are further converted into 5 main factors by hierarchical clustering analysis (HCA). According to the possible variation tendency of each factor, 48 development scenarios are set up from 2018–2025, and then an extreme learning machine optimized by whale algorithm based on chaotic sine cosine operator (CSCWOA-ELM) is established to predict the power CO2 emissions respectively. The results show that gross domestic product (GDP) has the greatest impact on the CO2 emissions from power output, of which the average contribution rate is 1.28%. Similarly, power structure and living consumption level also have an enormous influence, with average contribution rates over 0.6%. Eventually, the analysis made in this study can provide valuable policy implications for power CO2 emissions reduction, which can be regarded as a reference for China’s 14th Five-Year development plan in the future.

1. Introduction

With the gradual increase of CO2 emissions, global warming tends to be intensified, resulting in severe damage to the ecological environment [1]. Since 2007, total CO2 emissions in China have surpassed that of the United States, ranking first in the world [2]. In 2016, the Global Carbon Atlas showed that the sum of global CO2 emissions was about 34.81 billion tons and 29.16% was from China, which is more than the aggregate of the United States and the European Union [3,4,5]. Under heavy international pressure for CO2 reduction, active measures have been taken to save energy in China, aiming to cut down CO2 emissions [6]. In 2009, Chinese government promised at the Copenhagen climate negotiation conference that the CO2 emission intensity in 2020 will be reduced by 40–45% compared with 2005 [7]. Furthermore, a target was established by Chinese government at the UN General Assembly in 2015 that CO2 emissions will reach a peak around 2030 and strive to peak as soon as possible, with the unit GDP of CO2 emissions falling by 60–65% compared with 2005 [8,9]. Simultaneously, China’s 13th Five-Year development plan has put forward the higher goal of having the proportion of non-fossil energy consumption account for about 15% of primary energy until 2020 for power development [10].
As regards electrical energy, it plays a significant role in China’s economic development and ranks first all over the world. Accounting for about 22.6% of terminal energy, electrical energy generates more than 40% of total CO2 emissions [11]. Obviously, reducing electricity carbon emissions is a problem to reduce total carbon emissions. Therefore, it is significant to explore the influencing factors of power CO2 emissions and establish an accurate prediction model, aiming at reducing CO2 emissions and promoting the development of low carbon economy.
Throughout the study of predecessors, there are many studies with research on the influencing factors of power CO2 emissions with the method of logarithmic mean Diicks index (LMDI). Klein [12] utilized Kaya Identity to obtain four factors, including population, GDP per capita, electricity intensity and the carbon intensity of electricity generation. According to the bottom-up sectoral and industry comprehensive assessment model (SIAM), Chai et al. [13] evaluated the carbon emission management performance of China’s power industry and researched on the objectives and policies of total carbon emission control. With the goal of peak carbon emissions in 2030 and carbon tax as the driving factor for emission reduction, Ma et al. [14] designed three emission reduction scenarios to forecast energy demand and carbon emissions under each scenario. Based on LMDI, Huo et al. [15] established a decomposition model and calculated CO2 emissions from power output, with the influencing factors decomposed into income effect, power production intensity effects, power production structure effects, population effects, and coal consumption effects of power generation. By establishing a factorization model based on the LMDI method, Hou et al. [16] analyzed the influencing factors about the carbon intensity of electricity, which showed that the impacts from high to low are power generation structure, coal consumption of generation, line loss rate and plant power consumption rate. In terms of power production, transmission and consumption, Wang and Xie [17] adopted the LMDI method to decompose the impact factors of power CO2 emissions into emission factors, energy structure, power structure, conversion efficiency, transmission and distribution loss, economic scale, population scale, industry structure, electricity intensity and consumption. Considering power generation and consumption in the Beijing-Tianjin-Hebei region, Zhang [18] used the LMDI hierarchical decomposition model to decompose the influencing factors into positive drivers and negative drivers. Specifically, the former included economic size, population size, thermal power conversion efficiency, and industrial structure effects, and the latter included industrial power intensity effect, coal consumption effect of power generation, electricity generation proportion effect, household electricity consumption intensity, power structure effect and coal consumption effect of generating electricity. As mentioned above, most scholars have adopted LMDI to decompose the influencing factors intuitively. However, some influencing factors have less contribution and correlation to power CO2 emissions, resulting in inaccuracy of predictions.
Compared with the research on influencing factors, there are few studies predicting power CO2 emissions. Wang and Luo [19] used scenario analysis method to predict the power CO2 emissions in Sichuan Province, setting up baseline scenario, technological progress scenario and energy structure optimization scenario. The results indicated that CO2 emissions could be reduced in the last two scenarios. Based on the per capita electricity forecast method, the single output method and the per capita household electricity consumption method, Xu [20] forecasted the medium- and long-term power load and CO2 emissions of Baoding through the corresponding calculation formula. Liu et al. [21] combined the autoregressive integrated moving average model and the second-order polynomial regression model to established a new forecasting mode, which was further optimized by particle swarm optimization (PSO). The results showed that the thermal power generation will reach 7258.83 billion kWh in 2020, with CO2 emissions reaching up to 17,379.90 million tons. Through IPCC and GM (1, 1), Zhang et al. [22] estimated and predicted the carbon emission intensity of various industries in Anhui province, indicating that the carbon reduction of power sector would rank third among all industries. In order to forecast the power CO2 emissions, Wang et al. [23] used VENSIM software to build a system dynamics model based on baseline scenario, low carbon scenario and ultra-low carbon scenario, and the results revealed that low carbon technology, power supply structure and industrial structure had great impact on low-carbon development of power industry. Wang et al. [24] used the extended STIRPAT model to evaluate the reduction potential of CO2 emissions in the industrial sub-sectors, which showed that the power industry is one of the industries with the most potential for emission reduction. In summary, the research scope about forecasting power CO2 emissions is limited to provinces and municipalities. With fewer scenarios set up, existing studies were overly optimistic about China’s economic growth in the future. Furthermore, the prediction models mainly adopted mathematical method, which remains over-fitting and poor generalization capability. Therefore, it is necessary to reset and refine the development scenarios and established an accurate model for predicting power CO2 emissions.
Given the above, this article selects the influence factors of power CO2 emissions in China by grey correlation analysis, and the HCA method is adopted to screen key factors with less redundancy as independent variables. In addition, the CSCWOA-ELM model is firstly adopted to predict the CO2 emissions from power output.
The remainder of this study is organized as follows. Firstly, the GRA is applied to select 11 influencing factors to form a perfect index system, highly correlated with power CO2 emissions. Secondly, 5 key factors are exacted from 11 influencing factors as input values of the prediction model by HCA, aiming to reduce redundancy and keep information integrity. Thirdly, CSCWOA-ELM model is established to predict the powerCO2 emissions, using 21 samples from 1992 to 2012 for training and 5 samples from 2013 to 2017 for testing. Finally, we put forward effective policy recommendations based on the above research.

2. Materials and Methods

In this section, the process of an extreme learning machine optimized by whale algorithm based on chaotic sine cosine operator (CSCWOA-ELM) establishment is described in detail.

2.1. Whale Optimization Algorithm Based on Chaotic Sine Cosine Operator (CSCWOA)

The whale optimization algorithm (WOA), a new group intelligent optimization algorithm, was proposed by Mirjalili et al. from Griffith University in 2016, simulating the hunting behavior of humpback whales [25]. The position of each humpback whale represents a feasible solution in the WOA algorithm, which has the advantages of simple operation and fewer adjustment parameters compared with other optimization algorithms. As the humpback whales navigate by the coordinates of optimal individual X b e s t in the process of spiral predation, the convergence rate is accelerated, and the individuals of solution space aggregate rapidly, resulting in the accelerated decline of population diversity and the increased probability of the algorithm’s premature. In order to reduce the possibility of individuals gathering to local small areas, the sine cosine mechanism and chaos operator are introduced to control the motion regions of individuals, which improve the ability to jump out of local optimum [26]. In terms of the sine chaotic spiral predator movement (shown as Formula (1)), artificial whales use random individuals X r a n d as navigation coordinates to do sinusoidal logarithmic spiral motion, and search for food in a global context, which maintain the diversity of the population and avoid individual falling into local optimal solutions. Similarly, the cosine chaotic spiral predator movement (shown as Formula (2)) selects the optimal individual X b e s t as the navigation coordinate, improving the speed of positioning during the optimization process.
X t + 1 = X t + r 1 e b r 2 sin ( 2 π r 2 ) | r 3 X r a n d X t |
X t + 1 = X t + r 1 e b r 2 cos ( 2 π r 2 ) | r 3 X b e s t X t |
here, r 3 is the random number between [1,2], which controls the distance from the current individual X t to the random individuals X r a n d and the optimal individual X b e s t .Then, r 1 controls the range of regions for sinusoidal global search and cosine local development, of which the equation is:
r 1 = a a t T
where a is a constant; t is the current number of iterations, and T is the total number of iterations. As shown in the formula, r 1 adaptively decreases with the increase of the number of iterations, narrowing the optimization area. With the algorithm converging in the same optimal solution, convergence effect is guaranteed.
In addition, b is the constant for shaping the spiral trajectory; r 2 is an optimization operator based on cubic chaotic map, which has better equilibrium ergodicity and convergence efficiency compared with the general chaotic operator sequence. The calculation process can be specified as follows:
r 2 t + 1 = { r a n d [ 1 , 1 ] , t = 0 4 ( r 2 t ) 3 3 r 2 t , t 1
As shown in Formula (4), with the randomness and ergodicity of the chaotic map, the variation degree of the individuals is adaptively adjusted, enhancing the ability of the artificial whale to jump out of the local optimal solution in the sine cosine optimization.
As mentioned above, the sine chaotic global search helps the local development of cosine chaos to reduce the optimal blind spot, avoiding the loss of potential optimal solution. Conversely, the local development of cosine chaos compensates for the shortcoming of slow convergence in sine chaotic global search, which improves the efficiency of the algorithm. Comparing the progeny solutions generated by sine and cosine in chaotic prediction, the greedy mechanism is introduced to select the optimal solution [27]. To sum up, the sine cosine chaotic crossover optimization is adopted to avoid premature algorithm, aiming at improving the accuracy and calculation speed.

2.2. Extreme Learning Machine (ELM)

The multilayer perceptron (MLP) neural network trained by backpropagation algorithms is widely applied, which consists of input layer, hidden layer and output layer. ELM, composed of input layer, hidden layer and output layer, was proposed by Huang Guangbin to solve the single hidden layer feedforward neural network [28]. As the input weights and hidden layer thresholds are given randomly, the number of hidden layer nodes has a significant impact on the performance of the model. In terms of the single hidden layer feedforward neural network (SLFN), ELM utilizes the number of hidden network layers for network training, which greatly reduces the time and the computational complexity. Compared with other neural network algorithms, ELM has obvious advantages including faster learning speed, fewer input parameters, avoiding local extremum problems, and better generalization performance [29]. From the structure of the neural network, ELM is a simple SLFN (as shown in Figure 1). With fast learning speed and good generalization performance, ELM has attracted more attention from experts and scholars at home and abroad. However, the traditional ELM algorithm has the defect that the number of hidden layer nodes cannot be determined and the singularity problem is easy to occur [30].

2.3. Extreme Learning Machine Optimized by Whale Algorithm Based on Chaotic Sine Cosineoperator (CSCWOA-ELM)

As we know, the ELM output weight matrix is determined by the input weight matrix and the hidden layer threshold, which are randomly given during the training process. With the input weight matrix and hidden layer threshold invalid, the corresponding hidden layer node will be null [31]. As the number of hidden layer nodes directly affects the prediction accuracy of ELM, increasing the number of hidden layer nodes is the only way to improve the forecast accuracy, resulting in generalization problem at the same time.
In this paper, a new ELM optimized by whale algorithm based on chaotic sine cosine operator, is proposed to calculate the hidden layer weight, using the global optimization ability to optimize the connection weight w i j between the input layer and the hidden layer, and the neuron threshold b j in hidden layer. With the space occupied by hidden layer nodes reduced and the network structure simplified, the prediction model based on CSCWOA-ELM is established, which improves the regression prediction performance of neural networks with fewer hidden layer nodes. Furthermore, the sample data from 1992 to 2012 is selected as the training set, and the sample data from 2013 to 2017 as the test set. The prediction results indicate that the mean square error MSE = 0.00130 and the correlation coefficient R2 = 0.99195, which means less error and high prediction accuracy. To sum up, CSCWOA-ELM is suitable for predicting the power CO2 emissions in China. The specific implementation steps are shown as follows.
As illustrated in Figure 2, Based on literature research and characteristics of electric power industry, part 1 obtains 11 influencing factors of power CO2 emissions by GRA. Furthermore, 5 key factors are extracted as the input variables of the prediction model by HCA. Part 2 is whale optimization algorithm based on chaotic sine cosine operator. In part 3, the ELM is adopted to forecast the power CO2 emissions in China.

3. Data Analysis

In this section, the total carbon emissions of China’s power industry during 1992–2017 were calculated. Furthermore, key factors were selected by GRA and clustered by HCA. Eventually, 48 different development scenarios were set.

3.1. Data Sources and Usage

In this article, the initial data is from China Statistical Yearbook [32], International Energy Agency (IEA) and China Energy Statistics Yearbook [33,34]. In order to eliminate the price factors, the actual GDP and the living consumption level during 1992–2017 are converted into the constant price data based on 2005. Specifically, real GDP can be obtained by dividing the nominal GDP by the price index.
Up to now, there is no power CO2 emissions data in China. Based on the carbon emission accounting method of energy balance sheet and the guidelines for China’s greenhouse gas (GHG) accounting methods for power generation enterprises, this paper calculates the power CO2 emissions with the carbon emission coefficient of power generation fuels selected in IPCC 2006 [35]. Therefore, the calculation formula is as follows:
C = i = 1 n F C i × F R i × S × E F i
where C is the amount of power CO2 emissions; i is the type of fuel for power generation; F C i is the consumption of the fuel i , and F R i is the standard coal conversion coefficient of the fuel i ; S is the low calorific value of the standard coal per kilogram, which is 29,307.6 kilojoules. E F i is the carbon emission coefficient of the fuel i . The calculation result of power CO2 emissions from 1992 to 2017 is shown in Figure 3.

3.2. Grey Relational Analysis (GRA)

Throughout the study of predecessors, there are many influencing factors of power CO2 emissions, which are not simply linearly related to the CO2 emissions and present complex non-linear relationship. Namely, the impact of different factors on power CO2 emissions is diverse. With all factors considered, it will have a negative impact on the prediction accuracy [36]. In terms of power generation, transmission and consumption, this paper selects11 factors by GRA, including population, living consumption level, GDP, thermal power conversion efficiency, urbanization rate, line loss rate, power structure, industrial structure, disposable income of residents, plant electricity consumption, and power generation structure. In particular, power structure refers to the proportion of thermal power installed capacity, and power generation structure is the proportion of thermal power production [37].
In this paper, power CO2 emissions are selected as the parameter series. Furthermore, 11 influencing factors are selected as comparison series. The results of the correlation analysis are shown in Table 1.
As shown in Table 1, the 11 influencing factors have a strong correlation with the power CO2 emissions, with the correlation degree all above 0.75. In addition, the impact of various influencing factors from high to low is GDP, living consumption level, population, power structure, industrial structure, thermal power conversion efficiency, disposable income of residents, urbanization rate, power generation structure, line loss rate, and plant electricity consumption.

3.3. Hierarchical Clustering Analysis (HCA)

As we all know, the GRA mainly studies the correlation between the influencing factors and the power CO2 emissions, without exclusion and screening of the repeated influencing factors. In light of this, hierarchical clustering analysis, hereafter referred to as HCA, is adopted to eliminate the redundancy, with the influencing information retained.
Without knowing the number and structure of the categories, cluster analysis classifies a large number of observations into several classes, aiming at exposing a subset of observations in a data set. Particularly, HCA is most popular in many research fields [38]. According to the degree of similarity between the observed objects, the aggregation is carried out successively to achieve the purpose of clustering, that is, the distance between the individuals in the sample is replaced by the distance, and the samples with similar distances are placed in one class, which is repeated until the clustering is completed.
Based on the series of dimensionless processing in the GRA, the distance between each influencing factor is calculated, with the optimal class spacing selected by the composite coefficient R value. As shown in Figure 4, the clustering results of various influencing factors are obtained by MATLAB.
As shown in Figure 4, cluster analysis can classify different influencing factors into several categories, so as to find similarities between similarities and differences between different classes. Furthermore, analysis and reduction of redundancy between indicators can improve prediction accuracy. Based on the results of GRA and HCA, expert experience method is adopted to select 5 key factors in space family 7, including GDP, living consumption level, population, power structure, thermal power conversion efficiency.

3.4. Description of Scenarios

Obviously, various influencing factors have different trend in development, which means that setting a single forecasting scenario cannot cover the complex factors [39]. Therefore, this paper sets 48 different development scenarios based on different growth rates of the 5 influencing factors.

3.4.1. The Growth Rates of GDP

After a long-term sustained decline, China’s economic growth rate began to increase in 2016 and 2017. As the negative impact of financial crisis gradually decreases, the Chinese economy enters a stable period, referred as new economic normal. Based on the related research and economic development planning, the potential growth rate of GDP is set between 6–7% for 2018–2025, which are divided into high and medium categories (Table 2).

3.4.2. The Growth Rates of Living Consumption Level

According to the China Statistical Yearbook, the average annual growth rate of living consumption level from 2005 to 2017 was 12.79%. Simultaneously, the growth rate during 2014 to 2016 maintained around 9.5% [40]. With the economy revived and the living standard improved, the growth rate of living consumption level is expected to be steady and further promoted. Therefore, the growth rates are set to high, medium and low categories (Table 3).

3.4.3. The Growth Rates of Power Structure

In recent years, structural optimization policies, issued by the National Development and Reform Commission and the Energy Bureau, strictly limit the scale of thermal power, resulting in the proportion of installed thermal power capacity decreased by an average of 1.53%. The target of 13th Five-Year power structure adjustment target indicates that the installed capacity of non-fossil energy will increase to 39% of the total installed capacity, with the installed coal-fired capacity declined to 55% [41]. It is estimated that the investment and installed capacity of thermal power will be further controlled by government in the future. Therefore, the growth rates of power structure are set to high and medium categories (Table 4).

3.4.4. The Growth Rate of Population

In the light of the China Statistical Yearbook, the natural growth rate of China’s population was around 0.5%from 2000 to 2017. The government has announced that the total population will be around 1.42 billion by 2020, with an average annual natural growth rate of 0.6% [42]. With the vigorous promotion of the comprehensive two-child policy, the population will increase in recent years. However, under the impact of the birth concept, the two-child policy will not make the population increase rapidly. Therefore, the population growth rates are set to medium and low categories (Table 5).

3.4.5. The Growth Rates of Thermal Power Conversion Efficiency

With an average growth rate of 0.9%, the thermal power conversion efficiency has increased from 39.84% to 43.8% during 2005–2017. Specifically, the maximum growth rate was 1.9%, and the minimum was 0.02%. Based on the 13th five-year plan for power development, about 20 million kW backward coal-fired power units will be eliminated, aiming to upgrade coal-fired power [43]. Taking the technology and policies into consideration, the conversion efficiency of thermal power generation will maintain low or steady growth. In this paper, the growth rates of thermal power conversion efficiency are set to medium and low categories (Table 6).
As shown in Table 7, based on the different rates of living consumption level, the development scenarios of power CO2 emissions from 2018 to 2025 are set to 3 essential development scenarios, including the weakened development scenario (WD), the base development scenario (BD), and the strengthened development scenario (SD). In combination with the other four influencing factors, each essential development scenario is decomposed into 16 specific scenarios. As a consequence, this article totally sets up 48 specific scenarios.

4. Results and Discussions

In different essential development scenarios, the 5 key factors in16 specific scenarios are input into the CSCWOA-ELM model respectively. Ultimately, the predictions of powerCO2 emissions can be obtained in different scenarios.

4.1. Predictions in the Weakened Development Scenario

The weakened development scenario includes 16 specific scenarios, with the low-speed growth rates of living consumption level. Meanwhile, the other four influencing factors select different growth rates. The results are shown in Figure 5.
As illustrated in Figure 5, the predictions of power CO2 emissions will increase by 29.96–35.23% from 2020 to 2025 in the weakened development scenario. In detail, the growth rates will remain at 33.35–35.23% in the scenarios WD1–WD8, and at 29.96–31.99% in the scenarios WD9–WD16. In general, the power CO2 emissions in the scenarios WD9–WD16 are more than those in the scenarios WD1–WD8. Particularly, the power CO2 emissions in the scenario WD15 will reach a maximum, with the growth rates of GDP and power structure at high level, the population growth rate at medium level, and the growth rates of the living consumption level and the thermal power conversion efficiency at low level. Meanwhile, the power CO2 emissions in the scenario WD2 will reach a minimum, with the growth rates of GDP, the growth rates of power structure and the growth rates of thermal power conversion efficiency at medium level, the growth rates of population and the living consumption level at low level.
Furthermore, the results indicate that the growth rates of thermal power conversion efficiency is negative correlation with the power the CO2 emissions, while the others are positive. By comparing BD1 to BD9 (BD2 to BD10, BD3 to BD11, BD4 to BD12, BD5 to BD13, BD6 to BD14, BD7 to BD15, BD8 to BD16), the contribution rate of the GDP growth rate to the power CO2 emissions is 1.24%. Similarly, the contribution rates of the power structure growth rate, the thermal power conversion efficiency growth rate, and the population growth rate are0.63%, 0.47%, and 0.35% respectively. Based on the above, the contribution rates of the4 influencing factors from high to low are the growth rates of GDP, the growth rates of power structure, the growth rates of thermal power conversion efficiency, and the growth rates of population. As the growth rate of GDP increase by 1%, the power CO2 emissions will rise 1.24%. Similarly, the growth rate of power structure, the growth rate of thermal power conversion efficiency, and the growth rate of population increase by 1%, with the power CO2 emissions rising0.63%, 0.47%, and 0.35% in turn.

4.2. Predictions in the Based Development Scenarios

The based development scenario includes 16 specific scenarios, with the medium growth rates of living consumption level. As the other four influencing factors select different growth rates, the predictions of power CO2 emissions are shown in Figure 6.
According to Figure 6, compared with 2020, the predictions of power CO2 emissions in 2025 will increase by 30.38–35.22% in the based development scenario. In detail, the growth rates will remain at 33.46–35.22% in the scenarios WD1–WD8, and at 30.38–31.44% in the scenarios WD9–WD16. Furthermore, the power CO2 emissions in the scenarios WD9-WD16 are higher than those in the scenarios WD1–WD8. Obviously, the power CO2 emissions in the scenario WD15 will reach a maximum, with the growth rates of GDP and power structure at high level, the growth rates of living consumption level and population at medium level, and the growth rates of thermal power conversion efficiency at low level. In addition, the power CO2 emissions in the scenario WD2 will reach a minimum, with the growth rates of population at low level, and the others at medium level.
By comparing BD1 to BD9 (BD2 to BD10, BD3 to BD11, BD4 to BD12, BD5 to BD13, BD6 to BD14, BD7 to BD15, BD8 to BD16), the contribution rate of the GDP growth rate to the power CO2 emissions is 1.33%. Similarly, the contribution rates of the power structure growth rate, the thermal power conversion efficiency growth rate, and the population growth rate are 0.61%, 0.46%, and 0.37% respectively. Therefore, the contribution rates of the 4 influencing factors are ordered in turn: the growth rate of GDP, the growth rate of power structure, the growth rate of thermal power conversion efficiency, and the growth rate of population. As the growth rate of GDP increases by 1%, the power CO2 emissions will rise 1.33%. Similarly, the growth rates of power structure, thermal power conversion efficiency, and population increase by 1%, leading to the power CO2 emissions rising 0.61%, 0.46%, and 0.37% respectively.

4.3. Predictions in the Strengthened Development Scenarios

The strengthened development scenario includes 16 specific scenarios, with the living consumption levels all maintaining high growth rates. Meanwhile, the other 4 influencing factors select different growth rates. The predictions of power CO2 emissions in 2020 and 2025 are shown in Figure 7.
As shown in Figure 7, the predictions of the power CO2 emissions will increase by 29.68–35.16% from 2020 to 2025 in the strengthened development scenario. Specifically, the growth rates will remain at 33.44–35.16% in the scenarios WD1–WD8, and at 29.68–32.06% in the scenarios WD9–WD16. Generally, the power CO2 emissions in the scenarios WD9–WD16 are higher than those in the scenarios WD1–WD8. In particular, the power CO2 emissions in the scenario WD15 will reach a maximum, with the growth rates of GDP, living consumption level, and power structure at high level, the growth rates of population at medium level, and the growth rates of thermal power conversion efficiency at low level. Simultaneously, the power CO2 emissions in the scenario WD2 will reach a minimum, with the growth rates of living consumption level at high level, the population growth rate at low level, and the others at medium level.
By comparing BD1 to BD9 (BD2 to BD10, BD3 to BD11, BD4 to BD12, BD5 to BD13, BD6 to BD14, BD7 to BD15, BD8 to BD16), the contribution rate of the GDP growth rate to the power CO2 emissions is 1.28%. Similarly, the contribution rates of the power structure growth rate, the thermal power conversion efficiency growth rate, and the population growth rate are 0.61%, 0.5%, and 0.38% respectively. Based on the above, the contribution rates of the 4 influencing factors ordered from high to low are the growth rate of GDP, the growth rate of power structure, the growth rate of thermal power conversion efficiency, and the growth rate of population. As the growth rate of GDP increases by 1%, the power CO2 emissions will rise 1.28%. Similarly, the growth rates of power structure, thermal power conversion efficiency, and population increase by 1%, resulting in the power CO2 emissions rising 0.61%, 0.5%, and 0.38% respectively. In addition, through the comparison of WD1, BD1, and SD1 (WD2, BD2, and SD2; WD3, BD3, and SD3; ...; WD16, BD16, and SD16), the contribution rate of the living consumption level growth rate is 0.76%. That is, when the growth rate of living consumption level increases by 1%, the power CO2 emissions will rise 0.76%.

4.4. Comparisons of the Three Essential Development Scenarios

As shown in the comparison results, the power CO2 emissions in the corresponding specific scenarios from the three essential scenarios, such as WD1, BD1 and SD1 (WD2, BD2 and SD2, WD3, BD3, and SD3; ...; WD16, BD16, and SD16), increase in turn. Furthermore, the growth rates of the power CO2 emissions show a significant decline in general, fluctuating between 29.68–35.23%. Meanwhile, it is found that GDP, power structure, and the living consumption level are the main influencing factors of the power CO2 emissions, with the contribution rates all above 0.6%. Nevertheless, the impacts of the thermal power conversion efficiency and population are small, with the contribution rates less than 0.5%. As consequence, the contribution rates of each influencing factor in the three essential scenarios are shown in Table 8.

5. Conclusions

In this study, based on the correlation of influencing factors, 5 key factors are selected from 11 influencing factors through HCA. Furthermore, the prediction model of CSCWOA-ELM is established to forecast the power CO2 emissions in 48 specific development scenarios, with the contribution rates of 5 influencing factors calculated. Through the comparison within the three essential development scenarios, it is regarded as evident to conclude that: (1) With an average contribution rate of 1.28%, GDP is the biggest influencing factor of the power CO2 emissions. (2) With an average contribution rate of 0.62%, the power structure is also a significant influencing factor. Through the comparison among the three essential development scenarios, we can draw the conclusion that: (3) the average contribution rate of the living consumption level is 0.76%, which is higher than that of the power structure. To sum up, GDP, the power structure, and the living consumption level are the most important influential factors of the power CO2 emissions in China.
As we know, the power output in China generates a large number of CO2, posing a serious threat to the reduction of CO2 emissions. Based on the above, some recommendations for the reduction of the power CO2 emissions in China are proposed as follows: (1) As industry plays a significant role in China’s economy, the industrial power consumption accounts for around 71.6% of the total, and the unit power consumption is 23.45 kWh/million, which was 15.95 times than that of the service. Therefore, it is recommended that High-tech industries and service industry should be promoted to achieve the economic growth without considerable CO2 emissions. (2) The thermal power production, accounting for around 73.7% of power output, is main source of CO2 emissions, resulting in serious air pollution. Hence, improving the proportion of clean power generation is an effective measure to reduce power CO2 emissions, based on the implementation of clean energy policies. Furthermore, new technologies and equipment should be applied to increase the conversion efficiency of thermal power, which is conducive to reducing the consumption of coal and petroleum. (3) With regard to the power waste, more attention should be taken to the awareness of energy conservation. With the living standards improving gradually, the degree of household electrification continues to increase, driving the power consumption and CO2 emissions. In order to solve the above problem, the government should also strengthen propaganda to cultivate the conservation awareness, and the focus of emission reduction should be concentrated on the optimization of the power structure. Finally, these recommendations can be regarded as a reference for China’s 14th Five-Year development to cut down CO2 emissions.

Author Contributions

Conceptualization, W.P. and W.W.; Methodology, W.P.; Validation, J.X.; Formal Analysis, R.Z.; Investigation, Y.Z.; Resources, J.X.; Writing-Original Draft Preparation, W.P.; Writing-Review & Editing, W.W.; Visualization, W.P.; Supervision, W.P.

Funding

This research was funded by [the Optimal Planning and Operation Control Technology of Cogeneration Based on Wind Power Consumption] grant number [No. 2015BAA01B01] and [the State Grid Corporation Science and Technology Project Funding] grant number [No. Kjgw2018-014].

Acknowledgments

This work has been supported by the Optimal Planning and Operation Control Technology of Cogeneration Based on Wind Power Consumption (Nos. 2015BAA01B01), and the State Grid Corporation Science and Technology Project Funding (Nos. Kjgw2018-014).

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. The structure of Extreme Learning Machine (ELM) model.
Figure 1. The structure of Extreme Learning Machine (ELM) model.
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Figure 2. Application process of the extreme learning machine optimized by whale algorithm based on chaotic sine cosine operator (CSCWOA-ELM) model.
Figure 2. Application process of the extreme learning machine optimized by whale algorithm based on chaotic sine cosine operator (CSCWOA-ELM) model.
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Figure 3. The power CO2 emissions of China from 1992 to 2017.
Figure 3. The power CO2 emissions of China from 1992 to 2017.
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Figure 4. Cluster diagram of various influencing factors.
Figure 4. Cluster diagram of various influencing factors.
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Figure 5. The predictions of power CO2 emissions for the weakened development scenario in 2020 and 2025.
Figure 5. The predictions of power CO2 emissions for the weakened development scenario in 2020 and 2025.
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Figure 6. The predictions of power CO2 emissions for the based development scenario in 2020 and 2025.
Figure 6. The predictions of power CO2 emissions for the based development scenario in 2020 and 2025.
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Figure 7. The predictions of power CO2 emissions for the strengthened development scenario in 2020 and 2025.
Figure 7. The predictions of power CO2 emissions for the strengthened development scenario in 2020 and 2025.
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Table 1. Correlation analysis of 11 influencing factors.
Table 1. Correlation analysis of 11 influencing factors.
NumberInfluencing FactorsCorrelationNumberInfluencing FactorsCorrelation
1GDP0.9347disposable income of residents0.814
2living consumption level0.9178urbanization rate0.792
3population0.9029power generation structure0.768
4power structure0.87310line loss rate0.759
5industrial structure0.84811plant electricity consumption0.752
6thermal power conversion efficiency0.822
Table 2. Values set for the growth rate of GDP from 2018 to 2025 (%).
Table 2. Values set for the growth rate of GDP from 2018 to 2025 (%).
YearHigh Growth RateMedium Growth Rate
2018–20256.86.3
Table 3. Annual average growth rate of living consumption level from 2018 to 2025 (%).
Table 3. Annual average growth rate of living consumption level from 2018 to 2025 (%).
YearHigh Growth RateMedium Growth RateLow Growth Rate
2018–202515129.5
Table 4. Power structure growth rates of China from 2018 to 2025 (%).
Table 4. Power structure growth rates of China from 2018 to 2025 (%).
YearHigh Growth RateMedium Growth Rate
2018–2025−1.5−1
Table 5. Values set for population growth rates of China from 2018 to 2025 (%).
Table 5. Values set for population growth rates of China from 2018 to 2025 (%).
YearMedium Growth RateLow Growth Rate
2018–20250.80.6
Table 6. Values set for conversion efficiency of thermal power in China from 2018 to 2025 (%).
Table 6. Values set for conversion efficiency of thermal power in China from 2018 to 2025 (%).
YearMedium Optimization RateLow Optimization Rate
2018–20251.50.5
Table 7. Setting different development scenarios from 2018 to 2025.
Table 7. Setting different development scenarios from 2018 to 2025.
Weakened Development ScenarioBase Development ScenarioStrengthened Development Scenario
SSRGEGGSPGCGSSRGEGGSPGCGSSRGEGGSPGCG
WD1LowMediumMediumLowLowBD1MediumMediumMediumLowLowSD1HighMediumMediumLowLow
WD2LowMediumMediumLowMediumBD2MediumMediumMediumLowMediumSD2HighMediumMediumLowMedium
WD3LowMediumMediumMediumLowBD3MediumMediumMediumMediumLowSD3HighMediumMediumMediumLow
WD4LowMediumMediumMediumMediumBD4MediumMediumMediumMediumMediumSD4HighMediumMediumMediumMedium
WD5LowMediumHighLowLowBD5MediumMediumHighLowLowSD5HighMediumHighLowLow
WD6LowMediumHighLowMediumBD6MediumMediumHighLowMediumSD6HighMediumHighLowMedium
WD7LowMediumHighMediumLowBD7MediumMediumHighMediumLowSD7HighMediumHighMediumLow
WD8LowMediumHighMediumMediumBD8MediumMediumHighMediumMediumSD8HighMediumHighMediumMedium
WD9LowHighMediumLowLowBD9MediumHighMediumLowLowSD9HighHighMediumLowLow
WD10LowHighMediumLowMediumBD10MediumHighMediumLowMediumSD10HighHighMediumLowMedium
WD11LowHighMediumMediumLowBD11MediumHighMediumMediumLowSD11HighHighMediumMediumLow
WD12LowHighMediumMediumMediumBD12MediumHighMediumMediumMediumSD12HighHighMediumMediumMedium
WD13LowHighHighLowLowBD13MediumHighHighLowLowSD13HighHighHighLowLow
WD14LowHighHighLowMediumBD14MediumHighHighLowMediumSD14HighHighHighLowMedium
WD15LowHighHighMediumLowBD15MediumHighHighMediumLowSD15HighHighHighMediumLow
WD16LowHighHighMediumMediumBD16MediumHighHighMediumMediumSD16HighHighHighMediumMedium
Note: SS stands for scenario sequence; RG indicates the growth rates of living consumption level; EG is the growth rates of GDP; GS indicates the growth rates of power structure; PG is the growth rates of population; CG is the growth rates of thermal power conversion efficiency.
Table 8. Comparison results of the three essential development scenarios from 2018 to 2025.
Table 8. Comparison results of the three essential development scenarios from 2018 to 2025.
Contrastive TermsWDBDSD
Predictions of power CO2 emissionsloweraveragehigher
Moving trend of the power CO2 emissions growth rate from 2020 to 2025WD1–WD8: 33.35–35.23%; WD8–WD9: 29.96–31.99%BD1–BD8: 33.46–35.22%; BD8–BD9: 30.38–31.44%SD1–SD8: 33.44–35.16%; SD8–SD9: 29.68–32.06%
The contribution rates of GDP1.24%1.33%1.28%
The contribution rates of living consumption level0.76%0.76%0.76%
The contribution rates of the power structure0.63%0.61%0.61%
The contribution rates of the thermal power conversion efficiency0.47%0.46%0.51%
The contribution rates of population0.35%0.37%0.38%

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MDPI and ACS Style

Wang, W.; Peng, W.; Xu, J.; Zhang, R.; Zhao, Y. Driving Factor Analysis and Forecasting of CO2 Emissions from Power Output in China Using Scenario Analysis and CSCWOA-ELM Method. Energies 2018, 11, 2709. https://doi.org/10.3390/en11102709

AMA Style

Wang W, Peng W, Xu J, Zhang R, Zhao Y. Driving Factor Analysis and Forecasting of CO2 Emissions from Power Output in China Using Scenario Analysis and CSCWOA-ELM Method. Energies. 2018; 11(10):2709. https://doi.org/10.3390/en11102709

Chicago/Turabian Style

Wang, Weijun, Weisong Peng, Jiaming Xu, Ran Zhang, and Yaxuan Zhao. 2018. "Driving Factor Analysis and Forecasting of CO2 Emissions from Power Output in China Using Scenario Analysis and CSCWOA-ELM Method" Energies 11, no. 10: 2709. https://doi.org/10.3390/en11102709

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