Abstract
Outbreaks of severe acute respiratory syndrome (SARS) and coronavirus disease 2019 (COVID-19) have affected populations worldwide. Our literature review summarises the studies reporting psychological issues among healthcare staff and infected patients in mainland China, Hong Kong, and Taiwan during these two outbreaks and the potential strategies for addressing these issues. Our review shows that patients and healthcare staff presented similar psychological symptoms, including anxiety, fear, distress, and depression, which may lead to stress-related complications such as insomnia. In patients, these psychological impairments can be contributed to by being quarantined, perceptions of threats to life, and uncertainty about health status. Quarantine is also a factor for distress among healthcare staff, together with their heavy workload, the fear that they and their families would become infected, witnessing their patients’ poor and deteriorating conditions, and the requirement to wear protective gear. Strategies that are needed to address these factors include providing counselling services, implementing mindfulness-based therapies and optimism interventions, and providing telecommunication facilities for patients to communicate with their families. Healthcare staff should also be provided with these services, together with appropriate and flexible work shift arrangements and morale boosting. These strategies would improve not only the mental well-being of patients and healthcare staff, but also the self-efficacy and competence of the staff to provide quality healthcare services.
1. Introduction
Epidemics and pandemics of potentially fatal infectious diseases are generally considered to be public health disasters that negatively affect public health and people’s lives in a multi-faceted manner [,]. To prevent the spread of such disease outbreaks, patients generally have to undergo compulsory quarantine, which has negative effects on their psychological and mental health, as shown by multiple studies worldwide []. Likewise, healthcare staff such as nurses, doctors, and medical assistants need to work overtime and under stress during such epidemics and pandemics to manage the increasing number of infected patients. They may experience emotional difficulties through witnessing the loss of their patients’ lives and through their perceived constant risk of infection []. All of these factors could contribute to the development of psychological and mental health issues. These issues not only further deteriorate the health status and quality of life of patients, but also limit the ability of healthcare staff to deliver quality care and treatment to the patients for their rehabilitation [] and even cause tension between the patients and healthcare providers []. To enhance the mental well-being of both the patients and healthcare staff, strategies are warranted to address psychological issues during disease outbreaks. To achieve this, a better understanding of the extent of the effect of such epidemics and pandemics on the psychological health of these individuals and the factors that contribute to its deterioration is needed.
Severe acute respiratory syndrome (SARS) and coronavirus disease 2019 (COVID-19) are two major coronavirus disease outbreaks with epicentres in China, the country with the largest population on earth. Both diseases are caused by highly contagious strains of pneumonia-triggering SARS-coronaviruses. Cases of super-spreading events of SARS, where one individual is capable of infecting more people than expected, were reported in China [] and such events may have occurred during the COVID-19 pandemic as well []. Both outbreaks resulted in a considerable number of confirmed cases and deaths both nationally and worldwide. During the 8-month SARS epidemic during 2002–2003, 8,096 SARS cases were reported worldwide, with a death toll of 774. China was the country most affected by the SARS epidemic, with 92% and 89% of the confirmed SARS cases and SARS-related deaths worldwide, respectively, being reported in mainland China, Hong Kong, Macao, and Taiwan []. The COVID-19 pandemic is ongoing and the numbers of confirmed cases and COVID-19-associated deaths are rising daily. As of early May 2020, COVID-19 has affected more than 3.1 million people worldwide and has resulted in more than 224,000 deaths []. In China, more than 84,000 people have been infected and more than 4600 COVID-19-associated deaths have been reported []. Notably, the coronavirus responsible for this pandemic has a high rate of transmissibility, a feature that enables the COVID-19-causing virus to infect more than 80,000 people in China within two months []. Despite the severity of the coronavirus disease outbreaks, little is known about the causes of SARS and COVID-19, as well as the mode of transmission of these viruses, given the novelty of the coronavirus strains at the time of the respective coronavirus outbreak. Consequently, there was little knowledge about the prevention and treatment of the diseases at the time of their outbreaks. All of these factors have contributed to the increased level of perceived susceptibility of the public to coronavirus diseases, especially the healthcare staff who manage infected patients.
Given that SARS and COVID-19 have affected a large number of civilians in China, it is tempting to speculate that patients and healthcare staff were under considerable psychological pressure regarding their illness and caring for the fast-growing number of patients, respectively. This prompts a need for a closer examination of the psychological status of these Chinese patients and healthcare staff and the causes of their psychological issues to not only enable the development of effective strategies to reduce their psychological stress, but also to better prepare them for another potential epidemic or pandemic in the future. Here, we review previous studies that reported the occurrence of psychological symptoms, including anxiety, depression, fear, stress, and stress-induced complications, among Chinese patients and healthcare staff during the SARS and COVID-19 outbreaks in China. The review aims to identify the factors that contribute to the occurrence of these psychological symptoms and the ways to effectively address the psychological issues in order to provide healthcare providers and healthcare policy makers in China with pertinent information to develop strategies for enhancing the psychological well-being of both the patients and healthcare staff during the present and future epidemics or pandemics.
2. Methodology of the Literature Review and Overall Results of the Literature Search
Our literature search was conducted in May 2020. We reviewed and included articles published in English or Chinese, which we extracted from PubMed and Wanfang databases. We included original studies and reviews that reported psychological issues, such as depression, anxiety, post-traumatic stress disorder (PTSD), fear, somatisation, and obsessive-compulsive disorder, of Chinese SARS or COVID-19 patients and Chinese healthcare staff caring for those patients. Studies that identified factors leading to the psychological issues among these patients and healthcare staff were also included. As the scope of our review was the psychological issues among Chinese patients and healthcare staff, studies involving sample populations of non-Chinese patients and healthcare staff were excluded. The search strategy used for this review is presented in Table 1.
Table 1.
The search strategy.
After the literature search, we had obtained a total of 50 original articles that either reported the occurrence of the psychological symptoms of Chinese patients or Chinese healthcare staff during SARS and COVID-19 outbreaks in China, the contributory factors to these issues, or provided recommendations on the strategies to address these issues. Of these, 25 articles (50%) were published in Chinese. Thirty articles reported such psychological issues during the SARS outbreak, of which 15 (50%) were published in Chinese. The remaining 20 studies reported the aforementioned issues during the COVID-19 pandemic, with 11 of these (55%) being published in Chinese. Moreover, 30 studies reported the occurrence of the psychological issues among the aforementioned subjects during the two disease outbreaks. The demographic characteristics of the participants in these studies, the major outcomes of interest, and the instruments used for assessing these outcomes are presented in Supplementary Tables S1−S4.
3. Psychological Issues of SARS Patients during the SARS Epidemic
The SARS epidemic exerted a negative psychological impact on patients suffering from the disease. SARS patients were reported to exhibit significantly increased stress levels due to worry about their physical health and potential financial stress []. As a result, they experienced symptoms such as insomnia, depression, and a reduced social life []. In another study conducted in Hong Kong [], almost 60% of SARS survivors had developed psychiatric disorders during their recovery and almost half of these individuals had symptoms or disorders such as depression or PTSD, with PTSD being diagnosed using the clinical criteria from the Diagnostic and Statistical Manual-IV (DSM-IV). Notably, some of these survivors developed other complications such as agoraphobia, panic disorder, and social anxiety disorder [], which further deteriorated their psychosocial and psychological well-being.
Notably, some patients continued to exhibit psychological impairments after their recovery from SARS. Studies demonstrated that 13% to 18% of SARS survivors in Hong Kong continued to suffer from anxiety and depression for one to three months after recovery [,]. Nevertheless, the severity of their PTSD symptoms was found to decrease during the recovery process []. In another study [], a significant proportion of Chinese SARS survivors (44%) were diagnosed with PTSD using another clinical criteria, named Chinese Classification of Mental Disorders Version 3 (CCMD-III), within four years after treatment. Moreover, most patients (82%) diagnosed with PTSD at the time of hospital discharge continued to suffer from PTSD for the next four years. These findings suggest that the psychological impact of SARS on patients is likely to be long-term.
4. Psychological Issues of COVID-19 Patients during the COVID-19 Pandemic
Although limited studies have examined the psychological status of Chinese COVID-19 patients in the ongoing pandemic, a few studies have provided evidence that COVID-19 patients generally suffer from psychological symptoms similar to those reported in SARS patients and survivors. Evidence shows that these patients experience increased anxiety and depression [,,,]. One study showed that more than one third of the Chinese COVID-19 patients have developed moderate to severe levels of anxiety []. Another study also showed that most of the studied COVID-19 patients (96%) have developed PTSD, although it should be highlighted that the assessment of PTSD symptoms in the study relied primarily on self-report rather than clinical diagnosis []. Of note, however, there has also been an update of the clinical criteria used for diagnosis of PTSD in 2013, where the Diagnostic and Statistical Manual of Mental Disorders, the criteria for assessing posttraumatic stress symptoms, was modified []. Owing to such modifications and the use of different methodologies for PTSD diagnosis among patients between the studies during the two different coronavirus disease outbreaks [,,], it is important to note that the effect of these outbreaks on the prevalence of PTSD among patients cannot be directly compared. Moreover, these patients were shown to have a perception of helplessness and a tendency to resign to their fate during their rehabilitation [], which promoted a sense of frustration among these individuals.
5. Psychological Issues of Healthcare Staff during the SARS Epidemic
Multiple lines of evidence suggest that Chinese healthcare staff experienced multiple psychological symptoms because of their daily duties of caring for SARS patients. Stress was found to be one of the most common psychological issues among nurses during the SARS epidemic. In Hong Kong, 68% to 80% of nurses often experienced stress during the SARS epidemic and most of them perceived that their stress was work-related []. In a study conducted in mainland China, more than 60% of the health workers had perceived stress and fear and some of them suffered from sleep difficulties and nervous breakdown because of this stress []. A significant proportion (10% to 40%) of hospital staff, including nurses and medical staff, were also found to develop anxiety, depression, or PTSD [,,,]. Moreover, based on the DSM-IV criteria, one study found that 5% of healthcare staff, including doctors, nurses, and physician assistants, developed acute stress disorder []. Younger and female nurses [,] and nurses working in SARS wards [] were more susceptible to developing a higher level of depression. Interestingly, nurses were reported to be more susceptible to the experience of more severe depression compared to doctors, as indicated by the significantly higher proportion of nurses reporting at least a moderate level of depression than doctors in Chinese hospitals during the SARS epidemic []. A significantly higher level of depression severity was also observed among these nurses. Similarly, disparities in the propensity to experience depression were observed between frontline and second-line doctors and nurses as significantly more frontline doctors and nurses were found to have at least a moderate level of depression than the second-line counterparts []. Nevertheless, one study reported that the anxiety and depression experienced by nurses during their early days of working in SARS wards reduced significantly after several weeks [].
Several research groups implemented the Symptom Checklist 90 (SCL-90) to demonstrate the multiple aspects of psychological impairments suffered by Chinese healthcare staff during the epidemic. The SCL-90 is an instrument for assessing the severity of nine psychological issues, including somatisation, depression, and anxiety. In multiple studies, Chinese healthcare staff were reported to exhibit increased severity of various psychological issues examined in the SCL-90 [,,,]. For example, during the early weeks of being deployed to SARS wards, hospital staff not only suffered from increased anxiety and depression, but also experienced higher levels of somatisation, i.e., they exhibited physical symptoms associated with higher stress, such as headaches, increased blood pressure, and sleep difficulties []. Nurses were also found to exhibit some obsessive-compulsive symptoms such as feeling that their hands are still dirty after washing them multiple times []. Another notable finding was that Chinese nurses, especially those working in the frontline, tended to be more stressed and reported a significantly higher SCL-90 score compared to other types of hospital staff such as doctors and health assistants. This is likely because the responsibility of providing intensive care to the SARS patients fell on nurses, which subjected them to a heavy workload and amplified their worry about being infected due to their close contact with the infected patients. Overall, the SARS outbreak had a multi-faceted negative impact on Chinese healthcare staff, especially nurses who were in close contact with SARS patients.
6. Psychological Issues of Healthcare Staff during the COVID-19 Pandemic
Examination of the prevalence of psychological symptoms among Chinese healthcare staff during the COVID-19 pandemic yielded similar findings to those during the SARS epidemic, with anxiety, depression, and stress being the common symptoms [,]. Healthcare workers in Chinese hospitals have been shown to have a higher incidence of insomnia, anxiety, depression, and obsessive-compulsive disorder compared to individuals working in a non-medical setting [,], highlighting the pressure caused by healthcare job demands. Consistent with this, one study also showed that nurses exhibit a significantly higher level of anxiety compared to the reported national standard level of anxiety among nurses before the pandemic []. Notably, healthcare staff who work in the frontline appear to be more susceptible to higher levels of psychological symptoms [,], potentially due to their need to be in frequent contact with the patients and their heavy workload. However, unlike the findings for patients, there is currently no evidence that healthcare staff suffered from PTSD during the COVID-19 outbreak.
Interestingly, despite the experience of psychological stress and high work pressure, nurses in two qualitative studies were reported to possess a sense of mission and responsibility in delivering quality nursing care to patients [,]. Instead of feeling intimidated by the severity of the pandemic, these nurses considered their duty in patient care as a way to contribute to society. Some nurses even felt a sense of accomplishment when recovered patients expressed their gratitude to them for providing intensive care during rehabilitation []. Thus, these findings demonstrate that healthcare staff could have both positive and negative experiences in their role of providing patient care and therefore, encouraging them to focus on the positive aspects of their role may help reduce psychological issues during such outbreaks.
10. Discussion
10.1. Implications for Practice
As indicated, several factors may have contributed to the perception of stress among Chinese patients and healthcare staff during coronavirus disease outbreaks, such as being quarantined, fear of being infected, and concern about their loved ones being infected. Such experiences of stress could cause psychological impairments among these individuals. A combination of stress-relieving strategies is required to address such psychological issues. Here, we set out certain strategies that could be implemented for practice for the alleviation of psychological issues among coronavirus disease patients and healthcare staff during the current COVID-19 pandemic and any future outbreaks. As suggested, quarantined individuals should be provided with telecommunication facilities to maintain communication with their loved ones [], e.g., Skype and other apps that facilitate video calls. At hospitals, additional computing tools with telecommunication apps installed should be provided for rent at no cost to patients and healthcare staff to allow them to contact their families at their convenience. Second, healthcare staff should be provided with opportunities to receive psychological interventions that were shown to have stress-alleviating effects among Chinese patients or healthcare staff, notably during their off-duty time. As indicated above, with research showing that multi-component psychological interventions involving psychological counselling, group-based CISD, and education of relaxation techniques is effective in the relief of a number of psychological symptoms among healthcare staff [], the incorporation of this intervention in healthcare practice for stress relief among these individuals should be promoted.
Given the known detrimental effects of the past and present coronavirus outbreaks on the well-being of patients and healthcare staff, our preparedness for another novel infectious disease outbreak should be emphasised [], including preparedness for the negative impact of these outbreaks on the psychological health of healthcare staff [,]. Accordingly, more mental health support services should be implemented in preparation for an increased need for psychological support among healthcare staff should another coronavirus disease outbreak strike in the future. As suggested by Lee et al. [], more staff should be employed in the workforce managing the provision of psychiatric health services. Healthcare staff should also be educated and trained on their ability to exhibit emotional resilience after the end of the COVID-19 pandemic, so as to increase their self-efficacy and competence in handling any psychological issues that they may face during any future health disaster.
10.2. Implications for Further Research
This review identified the negative impact of coronavirus outbreaks on the psychological outcomes of Chinese patients and healthcare staff. Notably, most studies have followed a cross-sectional design to investigate psychological outcomes and none have conducted a longitudinal evaluation. Therefore, the long-term impact of coronavirus outbreaks on the psychological health of patients and healthcare staff remains unclear. Therefore, quantitative studies involving repeated measurements of psychological outcomes at different time points using validated instruments are recommended. These studies may also be coupled with qualitative interviews of participants at the final data collection time point to explore the changes in their psychological outcomes or any unmet psychological needs. Notably, previous Chinese studies have focused primarily on the negative psychological experiences of patients and healthcare staff during the coronavirus outbreaks and strategies for their positive adaptation during such outbreaks, such as their approaches to retain positivity in the face of disaster, appear to be understudied []. Qualitative studies on this aspect are warranted. Understanding how individuals can positively cope during epidemics or pandemics would provide insights into the development of interventions to help them recover from psychological issues during public health crises.
Moreover, although the included studies in this review suggested a number of strategies in addressing psychological issues among Chinese patients and healthcare staff, studies on the effectiveness of such interventional strategies specifically on Chinese patients and healthcare staff appear to be lacking. Further, with certain interventions such as yoga, cognitive behavioural therapies, and mindfulness-based interventions having shown to be effective in addressing psychological issues such as anxiety and depression [,,,], research efforts may also be directed towards the evaluation of the effectiveness of such interventions in reducing these psychological symptoms among the aforementioned Chinese subjects. Indeed, more research on the feasibility and effectiveness of these interventional strategies would be required to provide the evidence base in making a case for the development of the suggested strategies for implementation.
10.3. Strengths and Limitations
One major strength of our review is the inclusion of articles that were published in Chinese, which were extracted from the Wanfang database. This review would therefore provide healthcare academics with insights on the findings of studies conducted in a Chinese setting, as well as first-hand data on the psychological issues among Chinese patients and healthcare staff during the SARS and COVID-19 outbreaks. However, this review has four limitations that need to be acknowledged. First, the review is primarily focused on psychological issues among Chinese patients and healthcare personnel and the potential strategies for their management presented in this review are based on studies on such Chinese subjects alone. With the potential difference in culture between Chinese and worldwide populations, the findings presented in this review may not be generalisable to other populations in the world. In view of the cultural difference between Chinese and populations worldwide, we suggest further research examining the ethnic differences of the psychological issues reported by patients and healthcare staff during the current COVID-19 pandemic, as well as the contributory factors of these issues. A review examining these differences may be worthwhile. Second, this review primarily reported the psychological outcomes of healthcare personnel based in hospitals. There is a scarcity of literature data on the psychological outcomes of healthcare personnel in other healthcare settings such as private clinics or community health centres, which may limit the comprehensiveness of this review. Third, a number of the studies in this review utilised a self-report methodology for the assessment of the psychological issues among the participants, some of which conducted data collection via author-developed questionnaires. The assessment of these issues was primarily based on the comparison of the participants’ self-rated score and the pre-set cut-off score for each instrument in defining the psychological issues, rather than through clinical diagnosis. Despite the validity of the instruments used, self-report using these instruments is likely to be less reliable than diagnosis using existing clinical criteria in reporting psychological issues among participants. In other words, some of the findings reported in this review that pertain to the proportion of subjects having a particular psychological issue are primarily based on self-perception of the psychological status of the subjects involved, rather than diagnoses of psychological disorders in a clinical sense. Fourth, a number of the included studies in this review did not mention whether the participants had pre-existing psychological issues before data collection and therefore, the reported prevalence of psychological issues in this review is likely to be an over-estimation. In view of the latter two limitations, the findings of this review therefore need to be interpreted with caution.
11. Conclusions
Our review demonstrates that experiencing psychological issues such as anxiety, depression, fear, and distress is common among patients and healthcare staff under the influence of coronavirus disease outbreaks such as SARS and COVID-19, as indicated by the considerable proportion of these subjects having these psychological issues during or after these outbreaks. Moreover, disparities in the susceptibility to experience these psychological issues among different types of healthcare staff were noted. For example, healthcare staff were also found to be more susceptible to experiencing these psychological issues compared to non-healthcare staff such as administrative staff at hospitals. Such increased susceptibility to the experience of psychological issues also applies to frontline healthcare staff, as opposed to second line counterparts. These data demonstrate the detrimental effect of the coronavirus disease outbreaks on psychological health among the frontline healthcare workforce.
Psychological issues among Chinese patients and healthcare staff during coronavirus outbreaks are multi-factorial. Thus, multiple strategies need to be implemented to address not only these psychological issues among these individuals, but also the factors that contribute to them. This could help enhance the mental well-being of the patients and healthcare staff, as well as the self-efficacy and competence of the staff to provide quality care services. Patients and healthcare staff should be provided with counselling services, which can be supplemented with additional components such as cognitive behavioural therapy or relaxation training, to keep them optimistic. They should be provided facilities to communicate with their families so as to address their concerns about the health status of their loved ones. Social or recreational programmes should be implemented to enhance peer support. Senior management may also help reduce the stress experienced by the healthcare staff by allowing flexible arrangements for work shifts and promoting a sense of mission during coronavirus outbreaks. We anticipate that the mental well-being of the patients and healthcare staff would be enhanced by implementing these suggested measures. More importantly, the self-efficacy and competence of healthcare staff in providing quality care and treatment services could be increased, which is a pre-requisite for the control of the current and any future coronavirus outbreak.
Supplementary Materials
The following are available online at https://www.mdpi.com/1660-4601/17/18/6673/s1, Table S1: Characteristics of studies reporting psychological issues among patients during the SARS outbreak, Table S2: Characteristics of studies reporting psychological issues among healthcare staff during the SARS outbreak, Table S3: Characteristics of studies reporting psychological issues among patients during the COVID-19 outbreak, Table S4: Characteristics of studies reporting psychological issues among healthcare staff during the COVID-19 outbreak.
Author Contributions
Conceptualisation, K.M.C., D.N.S.C., W.K.W.S., C.L.W. and C.W.H.C.; Data curation, B.M.H.L. and M.S.N.N.; Formal analysis, B.M.H.L. and M.S.N.N.; Writing—original draft preparation, B.M.H.L. and M.S.N.N.; Writing—review and editing, K.M.C., D.N.S.C., W.K.W.S., C.L.W. and C.W.H.C. All authors have read and approved the final version of the manuscript.
Funding
This research received no external funding. The article processing charge for the publication of this manuscript was funded by the Chinese University of Hong Kong.
Conflicts of Interest
The authors declare that no conflict of interest exist.
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