1. Introduction
With the rapid growth of the urban economy and population in China, the output of municipal solid waste (MSW) has dramatically increased, becoming a constant threat to residents’ living environments and health [
1]. The negative impacts of MSW include land occupation, environmental pollution, and spread of disease. Waste-to-energy (WTE) has the advantages of good volume-reduction effect, small land occupation, stability, and minor secondary pollution [
2]. It can meet environmental emission standards under good operation and strict process control. In addition, it is a new source of energy generation [
3]. As one of the most effective means of disposal currently and in the near future, WTE has social, environmental, and economic benefits [
4]. Meanwhile, national policies highly support the development of WTE projects in China.
However, there is lack of public awareness and understanding of WTE, unfortunately leading to not-in-my-back-yard (NIMBY) syndrome [
5]. A WTE project in Guangzhou was called off due to serious protests by local residents, even though the project passed the official environmental impact assessment [
6]. Some similar protests occurred in the Zhejiang, Hubei, Hunan, and Hainan provinces in China in recent years [
7]. Although the adoption of the waste-burning policy was not much debated in Taiwan, the sitting of incinerators has been vigorously opposed by community-based protest movements [
8]. This indicated the lack of public awareness and the misunderstanding of WTE. It also shows that public attitude is crucial to the implementation of WTE projects. However, another WTE project in Zhejiang province is also being regarded as the first one that truly overcame the NIMBY issue in China, which reveals that a publicly involved approach played an important role in the success of the decision-making [
9].
WTE is a source of energy, and is a new technology compared with other methods for fossil energy utilization. Renewable versus non-renewable energy sources and their respective environmental impacts have emerged as preeminent industrial and environmental concerns [
10]. The social acceptance of this sector has drawn wide attention in recent years. Social acceptance presents a constraint on the increase of new and renewable energy share in many countries [
11]. Yuan et al. examined the social acceptance of solar energy technologies from the end user’s perspective in China [
12]. Their survey identified the main uses and purposes of the solar water heater and solar photovoltaic, highlighting the key sections that can be improved. The public acceptance of marine renewable energy (MRE) in Malaysia revealed a positive overall attitude to MRE, but with NIMBY [
13]. The NIMBY phenomenon also exists for carbon capture and storage technology in Holland [
14]. A survey of the social acceptance of nuclear power in China revealed a higher degree of environmental concern, and indicated the challenge of nuclear power developers [
15].
Some studies also investigated MSW-related issues from different perspectives. The most sustainable cities in EU considered that energy recovery from wastes was a critical factor for their sustainability [
16]. In Zimbabwe, waste management still remains a key social and engineering concern due to the health hazards associated with poor waste treatment [
17]. In Malaysia, significant efforts have been made to utilize MSW for energy production by employing a gasification process [
18]. A comprehensive survey of the energy recovery potential from MSW in Brazil shows energy recovery is among the actions foreseen for environmentally appropriate disposition of solid waste [
19]. Bhuvaneswari and Sudha identified the awareness about the effects of improper household waste management and governmental measures [
20]. They argued that there is an urgent need to understand the importance of waste management. Meanwhile, in response to the carbon emissions from waste incineration, Kang et al. is developing a Korean emissions inventory to estimate greenhouse gas emissions from waste incineration [
21]. A questionnaire survey aimed to investigate local residents’ concerns about solid waste management (SWM) facilities, and assessment of the attitudes toward such facilities was carried out in Japan. Obvious correlations were not found between individual items of concern and attitudes to the construction of such a facility [
22]. As per a study conducted by Udawatta, both human factors and technical factors act as barriers to implementing SWM practices in Australian construction projects [
23]. As a good example for waste management, Switzerland’s success lies in the active reduction and classification of garbage by residents, which has high requirements for residents’ environmental awareness [
24]. In China, as per a study conducted by Han, broad and sustainable public willingness to pay and willingness to participate are the basis of successful MSW management [
25]. Meanwhile, the attitude and perceived behavior control also influences the willingness for household waste management [
26].
As per a study conducted by Jones, it is necessary to explore the influence of social factors prior to policy implementation of SWM [
27]. A theoretical psychosocial model was proposed to guide this process in Portugal, which highlighted the joint effect of mediating variables (e.g., environmental annoyance and risk perception) and moderating variables (e.g., attitudes towards the incinerator and local identity) [
28]. Enhancing sustainability in solid waste management requires options that alleviate environmental issues and provide economic and social benefits [
29]. Lima examined the predictors for the acceptance of waste incineration facilities via a questionnaire survey with a random sample of the residents. The residents’ attitude towards the incinerator was partially mediated by perceived risk, perceived justice, and expectations [
30]. A questionnaire survey for the development of a WTE plant in Greece revealed that public attitude on the integration of MSW thermal treatment in the local waste management strategy was positive, but the NIMBY syndrome was obvious [
31]. As per a study conducted by Ryba which examined the influence of a planned WTE project on residents’ attitude and the strength of the NIMBY effect, the offered compensation did not have a significant influence on residents’ attitudes [
32]. Another piece of research showed that for every additional kilometer the property is away from a WTE plant, the real estate value can increase by 1.30% [
33]. Solid waste mismanagement is a social burden that requires the introduction of reliable public policies and technological facilities [
34]. The role of citizen participation must be addressed to gain public support for incinerator options in managing solid waste. An effective garbage collection service network design can help to reduce the municipal operation cost and improve its service level [
35]. Meanwhile, the NIMBY and social conflict of waste treatment plants are characterized by the interweaving of natural factors and social factors, and should be solved by the combination of environmental science and the social conflict theory [
36], as well as good governance [
37].
The critical factors to the public acceptance of waste policies by local governments operating incineration facilities were highlighted. The public concerns were well beyond the high risks from pollutants that are discharged from incineration facility. Rather, residents are more anxious about the credibility of the administration at work. A comparative case study of two waste incineration projects, that is, where one succeeded and one failed, found that environmental concerns were the dominant cause for local oppositions, while 70% of respondents supported waste incinerators in general [
38]. The Indian government has attempted to curtail this problem by promoting sustainable management methods and strengthening government interventions and policies [
39]. A study conducted by Ren assessed the public acceptance of a WTE facility among local residents through a structured questionnaire survey [
40]. They characterized strong protesters by socioeconomic status and geographical distribution, and differentiated the socioeconomic status of protesters and supporters of compensation. The effectiveness of any MSW management scheme and its smooth operation heavily depends on its acceptance by the local community. Increasing the participation, raising the knowledge of individuals, providing appropriate facilities and equipment, and implementing coordinated coherent programs of recycling by the governmental and private sectors played a very important role in solid waste management [
41,
42].
It is contradictory that the MSW incinerator developments receive vigorous promotion from the government and the strong opposition of the residents. It is urgent and necessary to investigate the social acceptance issues which have been recognized as a critical factor for the successful development and operation of WTE projects. This is particularly the case in developing countries such as China, where a large number of WTE projects are under construction or have been approved [
43]. Some studies have attempted to address social acceptance issues in MSW incinerator developments. However, the vast majority of these studies did not consider the potential impacts of the demographic profile of the respondents, such as age, gender, education, income, distance from the facility, and the source of respondents. Furthermore, few studies focused on the integrated analysis for the general environmental issues, public awareness (PAW), public attitude (PAT), as well as the perceived risks (PR) and perceived benefits (PB) of WTE. This research aims to address these gaps by a case study in China. The findings will be useful for evidence-based policy-making in future MSW incinerator developments.
2. MSW in China and the Policy System
MSW has become a serious problem in China over the course of the last two decades, resulting in significant side-effects to the environment [
44]. In China, 201.9 million tons of MSW were generated in 202 cities in 2017 [
45]. It is estimated that the amount of urban domestic waste generated in China will reach 222.2 million tons in 2019. With rapid urbanization and improvement of living standards, the production of MSW will keep its rapid growth in China [
44,
46].
The MSW collection and transportation system has become more effective in the past 15 years. The harmless treatment of MSW, which includes three major methods—that is, incineration, sanitary landfill, and composting, has been significantly improved (see
Figure 1) [
47]. WTE capacity will increase from 235.2 thousand t/d in 2015 to 591.4 thousand t/d in 2020.
The methods for MSW treatment and the corresponding treatment facilities in China have changed significantly (see
Figure 2 and
Figure 3). The percentage of sanitary landfill decreased from 84.88% in 2003 to 57.23% in 2017. The number of facilities for sanitary landfill simultaneously show a slow increase from 457 to 654—however, the percentage of WTE increased from 4.90% to 40.24% in the past 15 years. The number of incineration plants show a rapid growth from 47 to 286 in the same period [
48]. Compared with the developed countries, MSW treatment in China is still at the initial stage, mainly based on sanitary landfill. At present, about two-thirds of the cities in China have problems with waste disposal [
49]. One-fourth of the cities do not have suitable landfill sites, and MSW have accumulated more than 5 × 10
8 m
2 of land. Waste incineration is one of the most effective ways to deal with domestic waste in China. By the end of 2020, WTE capacity will account for more than 50% of the total capacity of harmless treatment, of which the eastern region will reach more than 60% and even achieve “zero landfill” in some cities [
47].
In terms of the policy system, China has promulgated 35 laws and regulations directly related to MSW disposal, such as the Law of Solid Waste Environmental Pollution Control, and the Regulation on the Administration of City Appearance and Environmental Sanitation. A total of 68 standards related to MSW have been released. These include five national standards and 63 industrial standards, such as the Pollution Control Standard for WTE, and Technical Specification for WTE Treatment Engineering. The potential environmental pollution of WTE is one of the main public concerns. The Chinese government issued four specific environmental standards related to the air pollutant emissions of WTE (see
Table 1). The concentration limits are getting more and more stringent with the continuous technological innovation of WTE and pollution control [
50]. For instance, compared with HJT18-1996, the maximal emission concentration of particulate matter (PM), NO
X, SO
2, and HCl in GB 18485-2014 decreased by 70%, 40%, 66.7%, and 88%, respectively. The emission concentration of Hg and its compounds, Pd and others, and PCDDs also decreased by 75%, 37.5%, and 90% in the latest environmental standard. Most environmental indicators for WTE in China are now in line with the international requirements.
At the national management level, the Chinese government attaches great importance to the standardized management of WTE development.
Figure 4 shows the procedure and the corresponding government authorities for MSW collection, transportation, and incineration. The construction authority is responsible for the general management of MSW disposal facilities. The environmental protection authority is responsible for the approval of environmental impact assessment, environmental monitoring, and management of the facilities.
3. Methods
In order to investigate the social acceptance issues associated with WTE, a questionnaire survey was undertaken. The first section in the questionnaire was designed to collect the demographic information of respondents, such as gender, age, education, annual income, and distance from the WTE project to the residency (
Table 2). The second section was designed to examine various aspects of social acceptance. There are 29 questions in five groups: (1) PAW of the environmental issues (Q1–Q2), (2) PAW towards WTE (Q3–Q6), (3) PR of WTE (Q7–Q15), (4) PB of WTE (Q16–Q24), and (5) PAT towards WTE (Q25–Q29). The draft questionnaire was pilot-tested with 30 local respondents in Jinan City. The feedback was overwhelmingly positive, and no change was made. The research team randomly selected the respondents from the houses, apartments, and main streets in urban and rural areas of Jinan City and Liaocheng City in Shandong Province. Jinan is the capital city and one of the economically developed cities of Shandong Province. Liaocheng is one of the economically underdeveloped cities in western Shandong. These two cities are representative in the aspect of different economic development levels. In the process of the questionnaire survey, some respondents were tourists, rather than local residents. The tourist group was also included in this research. This enriched the contents of cross-group comparisons. A total of 650 questionnaires were distributed, and 629 questionnaires were returned (see
Table 2).
The reliability, correlation, and missing values of questionnaire data were analyzed by SPSS 17.0. Sample data was determined by a five-point Likert method—that is, 1 = Strongly agree, 2 = Agree, 3 = Neutral, 4 = Disagree, and 5 = Strongly disagree. In order to determine the significance of different groups and discuss the difference according to the mean value, data were analyzed by analysis of variance (ANOVA), student’s t test (t-test), and multiple regressions. ANOVA was used for the significance test of the mean difference between samples. The t-test used the t-distribution theory to deduce the probability of differences to compare whether the difference between two mean values is significant or not. Multiple regression was used to describe the correlation between one dependent variable and multiple independent variables.
5. Conclusions
WTE is developing rapidly in China. However, there are significant conflicts between the support of the government and the objection of local residents. Social acceptance has become a crucial factor for the development of WTE. This research shows that the public have a high level of awareness for environmental and resource issues. The respondents understand the benefits of WTE, but know less about WTE technology and the related policies, leading to the concern about the risks of WTE. Odor pollutants and health impacts are two of the most concerning issues. This echoes why respondents show a more positive attitude to “non-local construction” than “local construction”. The NIMBY syndrome is obvious, which is consistent with previous studies.
The one-way ANOVA and t-test show that the awareness level of urban residents is higher than that of rural residents. Respondents above 50 years old were found to have a lower awareness in regard to WTE. The group of annual income that was “≤20 k” had a relatively low awareness level, while the difference for other income groups were not significant. The group with a living distance of “≤1 km” had a much higher degree of awareness than other groups. Categorical analysis showed that an increase in “age” and “distance” caused a lower acceptance level, while higher “education” and “income” levels led to a higher acceptance level. Multiple linear regression showed that awareness of environmental issues did not have significant impacts on PAT towards WTE. By contrast, PAW and PB had significant positive impacts on PAT. PR had a negligible positive correlation with PAT.
In order to promote the development of MSW incinerators, the government should make more publicity efforts. The technical knowledge, environmental standards, and regulatory policies should be popularized to the residents. Rural residents, people over 50 years old, and people with low education and low income are the major groups which should be focused on to raise social acceptance. Furthermore, the authorities should further standardize and normalize the collection, transportation, and storage system of MSW, strengthen environmental supervision, and increase the transparency of information.