An Intelligent Condition-Monitoring Framework for Alkaline Water Electrolyzers Based on Hybrid Physics-Informed Health Indicators
Highlights
- A hybrid physics-informed machine learning (ML) framework is proposed for constructing Health Indicators (HIs) and enabling intelligent condition monitoring of Alkaline Water Electrolyzers (AWEs).
- Trained on a CFD-generated dataset, a Multilayer Perceptron (MLP) model achieves 90.43% accuracy in real-time health state classification, serving as an effective intelligent monitoring agent.
- The proposed methodology provides a practical solution for predictive maintenance of AWEs operating under volatile renewable energy, enhancing system safety and reliability.
- It demonstrates the significant potential of combining mechanistic models with machine learning for intelligent monitoring in complex industrial systems where sensor data is limited.
Abstract
1. Introduction
- Development of a Systematic HIs System for AWE: A semi-quantitative health evaluation framework is established based on common AWE failure modes, defining health classes (from excellent to poor) based on thresholds for eight key operational parameters encompassing efficiency, safety, and stability.
- Generation of a Physics-Informed and Experimentally Validated Dataset: A 2D multiphysics CFD model is developed and experimentally validated. This validated model is then employed to conduct parametric sweeps, creating a comprehensive and physically reliable dataset for ML training.
- Benchmarking of ML Algorithms for Intelligent Condition Monitoring: Three distinct ML approaches—Polynomial Regression, SVM, and MLP—are implemented and rigorously compared for the task of classifying the health state of the AWE into the predefined categories. The optimal model is identified based on accuracy, robustness, and computational efficiency.
2. Methodology for the Intelligent Condition-Monitoring Framework
2.1. Definition of the AWE HIs System
- Physical relevance to dominant AWE degradation and failure mechanisms.
- Measurability or inferability under industrial operating conditions.
- Sensitivity to off-design and fault-related operating regimes.
2.2. Physics-Informed Data Generation via CFD Modeling
2.2.1. Electrochemical Reaction Fundamentals
2.2.2. Model Geometry and Mesh Strategy
2.2.3. Mathematical Formulation and Governing Equations
- Electrochemistry and Charge Transport
- 2.
- Multiphase Flow Dynamics
- 3.
- Mass, Species, and Energy Transport
- 4.
- Numerical Methods and Model Purpose
2.2.4. Parametric Sweep for Dataset Generation
2.3. ML Model Development for Intelligent Inference
2.3.1. Data Preprocessing and Feature Engineering
- Handling Missing Values: Removing or imputing samples where CFD simulations failed to converge.
- Normalization/Standardization: Features often have different scales (e.g., volts, °C, atm). Min-max normalization or z-score standardization is applied to improve model convergence and performance. Min-max normalization scales a feature xx to the range [0, 1]:
- Feature Selection/Construction: The input feature vector x is constructed from the most informative and easily measurable parameters. This typically includes the swept input variables (e.g., voltage, temperature) and key calculated outputs from the model that have strong correlations with the health state.
2.3.2. Model Training and Benchmarking Strategy
- Polynomial Regression: Serves as an interpretable baseline. The model’s capacity is controlled by the polynomial degree.
- SVM: A robust classifier effective in high-dimensional spaces. Kernels such as linear, polynomial, and radial basis function (RBF) are evaluated to capture potential non-linear decision boundaries.
- MLP: A flexible feedforward artificial neural network capable of modeling complex, non-linear relationships between inputs and the health state, representing a state-of-the-art approach for pattern recognition.
2.3.3. Model Evaluation Metrics
3. Case Study: Application to a Laboratory-Scale AWE
3.1. System Description and Experimental Setup
3.2. CFD Model Implementation
3.2.1. Geometry and Mesh
3.2.2. Boundary Conditions, Assumptions, and Global Parameters
3.2.3. Parametric Sweep for Dataset Creation
3.3. ML Model Configuration
4. Results and Discussion
4.1. Validation of the Physics-Informed Dataset
4.1.1. CFD Model Validation Against Experimental Measurements
4.1.2. Physical Consistency and Degradation-Relevance of the Generated HIs
4.2. Performance Benchmarking of Intelligent Monitoring Algorithms
4.2.1. Polynomial Regression: An Interpretable Baseline
4.2.2. SVM: Kernel Selection and Limitations
4.2.3. MLP: A High-Performance Intelligent Agent
4.2.4. Class-Wise Performance Metrics and Safety Implications
4.2.5. Feature Importance Analysis Using SHAP
4.3. Computational Efficiency and Practical Deployment Considerations
5. Conclusions
- Establishment of a Validated Physics-Based Foundation: A high-fidelity 2D multiphysics CFD model was developed and experimentally validated, serving as a credible “digital testbed.” This ensures that the generated dataset accurately captures key interactions within an AWE, providing a physically consistent knowledge base for training data-driven models.
- Physics-Informed Data Generation for AI Training: The CFD model generated a comprehensive labeled dataset reflecting the electrochemical–thermal–fluid interactions of an AWE. This approach addresses the scarcity of real-world fault data, providing a systematic basis for constructing health indicators and developing data-driven monitoring agents.
- Development of an Accurate Intelligent Monitoring Agent: Using the physics-informed dataset, an MLP model was identified as the optimal surrogate, achieving 90.43% accuracy in health state classification. This model operationalizes the hybrid framework, acting as a fast and interpretable software sensor that infers overall system health from accessible measurements.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| AWE | Alkaline Water Electrolyzer |
| HIs | Health Indicators |
| CFD | Computational Fluid Dynamics |
| ML | Machine Learning |
| MLP | Multilayer Perceptron |
| SVM | Support Vector Machine |
| PHM | Prognostics and Health Management |
| CBM | Condition-Based Maintenance |
| DT | Digital Twin |
| RES | Renewable Energy Source(s) |
| HER | Hydrogen Evolution Reaction |
| OER | Oxygen Evolution Reaction |
| RBF | Radial Basis Function |
| SHAP | SHapley Additive exPlanations |
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| Faults | Phenomena | Consequences |
|---|---|---|
| Gas Crossover | Increase in HTO (Hydrogen in Oxygen stream)/OTH (Oxygen in Hydrogen stream); Increased bubble velocity. | Risk of explosion if concentration exceeds threshold. |
| Electrode Corrosion | Decrease in electrode thickness; change in surface morphology. | Loss of efficiency, increased overpotential. |
| Hydrogen Leakage | Decrease in hydrogen content at outlet; detected by sensors. | Loss of production, potential explosion hazard. |
| Overheating | Abnormal increase in cell or stack temperature. | Accelerated degradation, thermal stress, potential shutdown. |
| Overpressure | Abnormal increase in system pressure. | Mechanical stress, potential for rupture or seal failure. |
| Control System Failure | Uncommanded changes or drift in key parameters (voltage, current, flow). | Unstable operation, potential to induce other faults. |
| Health State | Threshold Ranges for Health State Classification | |||||
|---|---|---|---|---|---|---|
| Temperature/°C | Pressure/atm | pH | Efficiency% | Bubble Velocity/m·s−1 | Load/W | |
| A | 67 ≤ T < 71 | 0.96 ≤ P < 1.02 | 14.77 ≤ pH < 14.80 | η ≥ 40 | v ≤ 0.15 | p ≥ 0.15 |
| B | 71 ≤ T < 73 | 0.93 ≤ P < 0.96 | pH ≥ 14.80 | 35 ≤ η < 40 | 0.15 < v ≤ 0.18 | 0.10 ≤ p < 0.15 |
| C | T < 67 | 0.90 ≤ P < 0.93 | 14.75 ≤ pH < 14.77 | 30 ≤ η < 35 | 0.18 < v ≤ 2.00 | 0.05 ≤ p < 0.10 |
| D | T ≥ 73 | P < 0.90 | pH < 14.75 | η < 30 | v > 2.00 | p < 0.05 |
| Parameter | Symbol | Value | Unit | Description |
|---|---|---|---|---|
| Compartment Width | W_H2, W_O2 | 2 | mm | Width of H2 and O2 compartments |
| Diaphragm Width | W_sep | 1 | mm | Width of the separator |
| Cell Width | W_cell | 5 | mm | Total cell width (W_H2+W_sep+W_O2) |
| Electrode Height | H_elec | 0.1 | m | Height of the electrodes |
| Temperature | T | 70 | °C | Baseline operating temperature |
| Pressure | p_gas | 1 | atm | Baseline operating pressure |
| Bubble Diameter | d_bubble | 50 | µm | Assumed constant bubble diameter |
| Inlet Velocity | v_in | 0.1 | m/s | Electrolyte inlet velocity |
| Dispersion Factor (H2) | K_H2 | 5 | m/s | H2 bubble dispersion coefficient |
| Dispersion Factor (O2) | K_O2 | 10 | m/s | O2 bubble dispersion coefficient |
| Exchange Current (HER) | i0_ref_H2 | 100 | A/m2 | Reference exchange current density for HER |
| Exchange Current (OER) | i0_ref_O2 | 1 | A/m2 | Reference exchange current density for OER |
| Electrolyte Concentration | c_KOH | 6 | M | KOH molarity |
| Diaphragm Porosity | eps_sep | 0.3 | - | Separator porosity |
| Parameter | Range | Step Size | Unit |
|---|---|---|---|
| Cell Voltage | 1.19–1.23 | 0.01 | V |
| Temperature | 66–74 | 2 | °C |
| Pressure | 0.88–1.00 | 0.03 | Atm |
| KOH Concentration | 5.6–6.4 | 0.2 | M |
| Model | Health State | Precision | Recall | F1-Score |
|---|---|---|---|---|
| Polynomial Regression | A | 1.000 | 0.366 | 0.536 |
| B | 0.392 | 0.604 | 0.475 | |
| C | 0.441 | 0.536 | 0.484 | |
| D | 0.435 | 1.000 | 0.606 | |
| SVM | A | 0.847 | 0.942 | 0.884 |
| B | 0.750 | 0.750 | 0.750 | |
| C | 0.739 | 0.607 | 0.667 | |
| D | 0.667 | 0.571 | 0.615 | |
| MLP | A | 0.975 | 0.952 | 0.963 |
| B | 0.836 | 0.968 | 0.897 | |
| C | 0.960 | 0.706 | 0.814 | |
| D | 0.778 | 0.875 | 0.824 |
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Liu, J.; Wang, Z.; Ma, T.; Chen, X.; Wang, Z.; Huang, C.; Dai, Y. An Intelligent Condition-Monitoring Framework for Alkaline Water Electrolyzers Based on Hybrid Physics-Informed Health Indicators. Sensors 2026, 26, 1090. https://doi.org/10.3390/s26041090
Liu J, Wang Z, Ma T, Chen X, Wang Z, Huang C, Dai Y. An Intelligent Condition-Monitoring Framework for Alkaline Water Electrolyzers Based on Hybrid Physics-Informed Health Indicators. Sensors. 2026; 26(4):1090. https://doi.org/10.3390/s26041090
Chicago/Turabian StyleLiu, Jie, Zhiying Wang, Tingting Ma, Xinyue Chen, Zihao Wang, Chao Huang, and Yiyang Dai. 2026. "An Intelligent Condition-Monitoring Framework for Alkaline Water Electrolyzers Based on Hybrid Physics-Informed Health Indicators" Sensors 26, no. 4: 1090. https://doi.org/10.3390/s26041090
APA StyleLiu, J., Wang, Z., Ma, T., Chen, X., Wang, Z., Huang, C., & Dai, Y. (2026). An Intelligent Condition-Monitoring Framework for Alkaline Water Electrolyzers Based on Hybrid Physics-Informed Health Indicators. Sensors, 26(4), 1090. https://doi.org/10.3390/s26041090

