Abstract
This paper reveals a counterintuitive, non-monotonic dependence of terahertz coded-aperture imaging (TCAI) performance on the imaging range. This phenomenon stems from phase-induced spatiotemporal correlations in the reference-signal matrix (RSM), governed by the wavefront phase interactions between the coded-aperture elements and scatterers on the imaging plane. Image quality deteriorates noticeably when a specific dimensionless criterion, which is defined mathematically and physically in this work, precisely reaches integer values. Under such conditions, the relative phase difference concentrates or clusters into discrete values determined by the imaging range, leading to strong column and row correlations in RSM that compromise the spatiotemporal independence essential for high-quality reconstruction. For imaging ranges exceeding the critical threshold determined by the number of grid points along one dimension of the imaging plane, two degradation mechanisms emerge: increased correlation between RSM columns mapping to directly adjacent scatterers and phase coverage reduction in wavefront encoding. Both effects intensify as the imaging range increases, resulting in a monotonic deterioration of imaging performance. Crucially, reconstruction fails primarily when strong correlations involve dominant scatterers, whereas correlations among non-dominant (dummy) scatterers have a negligible impact. The Two-step Iterative Shrinkage/Thresholding (TwIST) algorithm demonstrates superior robustness under these challenging conditions compared to some other conventional methods. These insights provide practical guidance for optimizing TCAI system design and operational range selection to avoid performance degradation zones.
1. Introduction
Recent advances in terahertz (THz) radar imaging take advantage of THz waves’ superior penetration over optical waves and higher resolution than microwaves [1,2]. Notable systems include the United States DARPA-developed 235 GHz Video Synthetic Aperture Radar (ViSAR) for all-weather real-time imaging [3,4], and China’s National University of Defense Technology (NUDT) 216 GHz radar, which achieved 0.18 m resolution in airborne tests for dynamic scene imaging [5]. However, these systems are still limited by conventional synthetic aperture radar (SAR) and inverse SAR (ISAR) methodologies originally designed for centimeter and millimeter wavebands, which require coordinated sensor–target motion and extended integration times to synthesize apertures. This fundamentally limits their efficiency in forward-looking or staring scenarios which demand rapid data acquisition from static platforms.
To address the limitations of SAR-related technologies, terahertz coded-aperture imaging (TCAI) has emerged as a transformative approach integrating optical coded-aperture imaging and radar coincidence imaging [6,7]. It facilitates instantaneous high-resolution forward-looking and staring imaging via spatiotemporally modulated single-terahertz beams, eliminating the need for target-sensor relative motion. Since TACI was first proposed, researchers have made significant advances in both hardware and computation [8,9,10,11,12]. Harvard Robotics Laboratory developed a 1024-element coded aperture subreflector array with 1-bit phase shifters for military applications [13]. Other hardware innovations include single-input–multiple-output architectures [14,15], and incoherent detector arrays, which replace sequential temporal sampling with parallel spatial sampling to enable dynamic target tracking [16]. In computation, challenges from large-scale reference signal matrices and low-SNR 3D scenarios have driven advanced reconstruction algorithms, such as matched filtering-based TCAI [17], sparsity-driven TCAI [18], geometric measure-optimized TCAI [19], backpropagation-enhanced TCAI [20], and deep attention network-assisted TCAI [21]. Recently, deep learning frameworks (e.g., convolutional neural networks) have been integrated to enhance high-resolution 3D imaging under noisy conditions [22,23,24].
Despite these significant advancements, research efforts have predominantly focused on actively enhancing RSM performance through improved hardware design [13,14,15,16] and reconstruction algorithms [17,18,19,20,21,22,23,24], typically under a fixed imaging range L. In contrast, the passive, inherent relationship between the imaging range L and the spatiotemporal independence of the reference-signal matrix (RSM) has received considerably less attention. Conventional radar theory suggests an inverse relationship between resolution and imaging range. This has led to the natural—yet unexplored—hypothesis that the spatiotemporal independence of the RSM should also scale inversely with L [25]. Contrary to this expectation, this work reveals a counterintuitive, non-monotonic dependence of the TCAI performance on the imaging range.
This work specifically addresses this unexplored aspect by quantitatively investigating the effect of the imaging range on the spatiotemporal independence of the RSM and the consequent TCAI performance. To elucidate the physical origin of imaging range dependence by decoupling wavefront phase effects from signal bandwidth effects, this study deliberately excludes the terahertz signal bandwidth from the model, thereby omitting analysis of range resolution. The dependence of TCAI performance on the imaging range is found to be governed by the relative phase relationships between the coded-aperture elements and the imaging-plane scatterers. And these relative phase relationships can be measured by a dimensionless criterion, which provides the key threshold of the imaging range for the application of TCAI. The remainder of this paper is organized as follows. The operational principles and mathematical framework of TCAI are elaborated on in Section 2, establishing the theoretical foundation for subsequent analyses. The effect of the imaging range on the spatiotemporal independence characteristics of RSM is investigated theoretically and quantitatively in Section 3. Then, the theoretical analysis is numerically validated by comprehensive computational experiments in Section 4, followed by a brief discussion and the conclusions, which are presented in Section 5.
2. Operation Principle and Mathematical Framework
2.1. Theoretical Model and Signal Transmission
The forward-looking TCAI system comprises a master controller, data processor, transmitter, receiver, and two coded apertures A and B, as depicted in Figure 1. This system synchronously encodes both transmitted and echo signals, enhancing resolution beyond single-terminal encoding approaches [26]. Coded aperture A, which is positioned at the transmitting terminal, and aperture B at the receiving terminal are both controlled by the master controller. Both coded apertures A and B randomly modulate the amplitude or phase of the incident terahertz wavefront in different bit-depths. The transmitter emits single-terahertz wave beams in periodic pulses at fixed sampling intervals Ts. Coded aperture A applies random encoding to the transmitted signal, generating spatiotemporally uncorrelated radiation patterns. After interacting with scatterers on the imaging plane, echo signals are randomly encoded by coded aperture B and collected by the receiver. The data processor reconstructs the target image by solving the inverse problem formulated as a matrix equation incorporating the echo-signal vector, the large-scale RSM, and noise components.
Figure 1.
Schematic diagram of the TCAI system working in forward-looking mode.
As shown in Figure 1, at the sampling instant tn = nTs, the terahertz wave signal emitted by the transmitter can be described as
where A is the amplitude of the signal, and ω = 2πf0 is the frequency of the terahertz wave signal. Coded aperture A is composed of GA coding elements, and thus the signal at its a-th coding element is
where c is the light speed, dTa is the distance between the transmitter and the a-th coding element of coded aperture A, and tTa = dTa/c is its corresponding time delay. Through random discrete phase coding, the signal transmitted through coded aperture A is converted into
where φa(tn) represents the coding factor of a-th coding element at the sampling instant tn. Similarly, the scattered signal reflected from the k-th scatterer of the imaging plane at the sampling instant tn is
and that modulated by the b-th coding element of coded aperture B is
respectively. In Equations (4) and (5),
is the scattering coefficient corresponding to the k-th scatterer of the imaging plane; the phase shift φb(tn) is the coding factor of b-th coding element of coded aperture B; dak is the distance between the a-th coding element of coded aperture A and the k-th scatterer; dkb is the distance between the k-th scatterer and the b-th coding element of coded aperture B; tak = dak/c; and tkb = dkb/c. Therefore, the echo signal captured by the receiver at the sampling instant tn can be expressed as
where GB is the number of coding elements of coded aperture B; dbR is the distance between the b-th coding element of coded aperture B and the receiver; tbR = dbR/c; and
is the reference signal of the k-th grid point of the imaging plane at the sampling instant tn. Following N sampling iterations of the scattered wave field, the received echo signals can be compactly represented in matrix form as
where SrCN×1 is the echo vector, StCN×K is the RSM comprising the elements per Equation (7), σ’ = [σ′1, σ′2, σ′3, …, σ′K]T is the scattering-coefficient vector with each element corresponding to each scatterer of the imaging plane, and wCN×1 is the noise vector. Target reconstruction essentially involves solving the non-homogeneous linear system per Equation (8) to determine the scattering-coefficient vector σ’.
2.2. Estimation Method of Target Reconstruction Imaging
As shown in Equation (8), the accuracy of the scattering-coefficient vector critical for imaging quality heavily relies on the mathematical properties of RSM St, such as rank-related characteristics. Per Equation (7), RSM St embeds the spatiotemporal information in its columns and rows: each column Xk = [S′t(t1,k), S′t(t2,k), S′t(t3,k), ···, S′t(tN,k)]T with k = 1, 2, 3, ···, K corresponds to the k-th scatterer across all N sampling instants, while each row Yn = [S′t(tn,1), S′t(tn,2), S′t(tn,3), ···, S′t(tn,K)] with n = 1, 2, 3, ···, N corresponds to the n-th sampling instant across all K scatters on the imaging plane. Thus, RSM St can be expressed as
Under ideal conditions, the column vectors Xk of RSM St are mutually uncorrelated, as are row vectors Yn, establishing optimal spatiotemporal diversity for the entire imaging process. Thus, the spatial and temporal independence functions defined by the mean column and row correlations as
can be used to estimate the imaging performance. In Equations (10) and (11),
are the column and row correlation coefficients, where , and , k = 1, 2, 3, ···, K, and n = 1, 2, 3, ···, N. The imaging quality increases monotonically as γspace and γtime decrease.
Moreover, another quantitative method to evaluate the resolving ability by analyzing RSM St depends on the effective rank, which is a measure of the number of linearly independent components of RSM St [27]. The effective rank nr is determined as the smallest integer satisfying the inequality
where is the rank of the RSM St, δ1 ≥ δ2 ≥ … ≥ ≥ … ≥ > 0 are the singular values sorted in descending order, and ξ < 1 but is close to 1. The effective rank nr quantifies the dominant singular values determining RSM St’s reconstruction capability.
After target reconstruction is achieved by solving Equation (8), the resultant imaging fidelity can be rigorously quantified by the probability of successful imaging (PSI) and the relative imaging error (RIE), which are defined as
where σ′x and σ’ are the calculated and actual scattering-coefficient vectors, respectively, and denotes the L2-norm. The subscript Ω denotes the set of the indices corresponding to the dominant scatterers with non-zero actual scattering coefficient. The values of (σ′x)Ω within Ω are the same as those of the calculated scattering-coefficient vector σ′x, while is defined as
PSI quantifies the separation between reconstructed scattering components and noise, with higher values indicating greater confidence in target identification. Conversely, the RIE measures the ratio of the reconstruction error to the true scattering coefficients. Lower RIE values signify higher reconstruction fidelity.
Equation (8) reveals that RSM St structurally encodes the imaging physics, where columns contain reference signals for individual scatterers across all N sampling instants, while rows comprise full-scene snapshots at single instants. Consequently, spatiotemporal field independence manifests mathematically as row/column decorrelation in RSM St. This decorrelation degree, which is quantified by the effective rank, directly determines azimuth–elevation resolution: enhanced decorrelation coupled with a higher effective rank enables superior resolution. Phase interactions between coding elements and target scatterers fundamentally govern RSM St’s correlation properties. Given the mathematical equivalence between the transmitting-side and receiving-side random discrete phase coding [25], this work focuses on phase interactions originating from coding elements of the coded aperture at the transmitting terminal to scatterers
since it dictates RSM St’s spatiotemporal independence characteristics, which are essential for target reconstruction imaging.
3. Effect of Imaging Range on Column and Row Correlation of RSM
This section investigates the effect of the imaging range on the spatiotemporal independence characteristics of RSM St through theoretical and quantitative analysis, with primary parameters listed in Table 1. The frequency is chosen to be 670 GHz, which is a technologically feasible high-frequency point within an atmospheric window to enhance imaging resolution [28,29]. A signal-to-noise ratio (SNR) of 20 dB, a typical value in terahertz imaging studies, was set to simulate a practical scenario [9,25,26,30]. Identical coded apertures A and B, as shown in Figure 2, employ axial inter-element pitch to reduce system complexity while implementing a 1-bit random discrete phase-encoding scheme of ±0.5π phase shifts that delivers optimal resolution performance [26]. The imaging plane of the size AE × BE = 22 mm × 22 mm is discretized by ME vertical and NE horizontal grid lines, forming (ME − 1) × (NE − 1) rectangular cells with K = ME × NE = 2025 scatterers located exclusively at the cell vertices, as shown in Figure 3, comprising 16 dominant scatterers highlighted in red with the scattering coefficient σ′ = 1 representing four types of resolution—1 cm, 2 cm, 3 cm, and 4 cm—alongside 2009 dummy scatterers with σ′ = 0.
Table 1.
Primary parameters used in numerical simulations.
Figure 2.
MC × NC element configuration of coded aperture.
Figure 3.
Configuration of imaging plane consisting of (ME − 1) × (NE − 1) rectangular cells with ME × NE scatterers located exclusively at vertices. Red points represent dominant scatterers (σ′ = 1).
3.1. Research on Column Correlation of RSM
In the linear imaging matrix Equation (8), the columns of the RSM St constitute the spatial measurement basis. Each column corresponds to a specific scatterer on the imaging plane, encoding its modulation characteristics under terahertz probing signals and serving as the dictionary for solving the target scattering coefficient σ′. Consequently, RSM column correlation reflects spatial independence, and thus is a critical determinant of imaging resolution and scattering coefficient recovery accuracy.
3.1.1. Theoretical Analysis
In RSM St, defined in Equations (7) and (8), the pairwise correlation between any k1-th and k2-th columns (1 ≤ k1, k2 ≤ K) quantifies the spatial correlation between their corresponding scatterers. This correlation arises only from differences in the distinct entries , and , , which govern the relative phase relationships in wave propagation from each coding element to the corresponding k1-th and k2-th scatterer. Consequently, these coordinate differences primarily govern RSM column correlation. Due to mathematical equivalence between transmit and receive coding schemes, this paper focuses on the transmit-side phase difference vector between wavefronts propagating from each coding element at the transmitting terminal to the k1-th and k2-th scatterers, defined as
where L is the imaging range; (xa, ya) are the Cartesian coordinates of the a-th coding element on the coded aperture, as shown in Figure 2; and are those of the k1-th and k2-th scatterers on the imaging plane, as shown in Figure 3, respectively, with 1 ≤ a ≤ GA = MC × NC for the coded aperture and 1 ≤ k1, k2 ≤ ME × NE for the imaging plane.
If the value of the phase difference vector per Equation (19) exhibits a narrow concentration within a specific numerical range, the corresponding k1-th and k2-th columns in RSM become strongly correlated. Specifically, further analysis demonstrates that for any pair of adjacent (both row-wise and column-wise) a1-th and a2-th coding elements at the transmitting terminal, if the relative difference between and
equals 2m′π where m′ = 0, 1, 2, …, the value of the phase difference vector for each coding element becomes highly concentrated within a specific numerical range. Consequently, the k1-th and k2-th columns in RSM St exhibit a strong correlation.
3.1.2. Mathematical Derivation
Under the far-field condition L >> |xa − xk| and L >> |ya − yk|, the relative difference per Equation (20) is approximated as
where and denote coordinates of the a1-th and a2-th coding element on the coded aperture, as shown in Figure 2. ΔkM and ΔkN denote the row and column index differences between the k1-th and k2-th scatterers, respectively. Thus and .
When the adjacent a1-th and a2-th coding elements of the coded aperture share the same row, if
where m′ = 0, 1, 2, …, the column index difference between the k1-th and k2-th scatterers on the imaging plane must be and must be an integer. And when the adjacent a1-th and a2-th coding elements of the coded aperture share the same column, if
where m′ = 0, 1, 2, …, the row index difference between the k1-th and k2-th scatterers on the imaging plane must be and must be an integer.
For typical symmetric systems where and as shown in Table 1, being an integer serves as a sufficient criterion to assess column correlation. The preceding analysis indicates that if is precisely an integer, for the k1-th and k2-th scatterers whose column and row index differences are an integer (including 0) multiple of , the phase difference vector per Equation (19) exhibits a narrow concentration within a specific numerical range.
For a representative case with the imaging range L = 6.7 m, the criterion is an integer, indicating the existence of strongly correlated columns in the RSM St. As shown in Figure 4, column 277 of RSM St exhibits near-unity correlation with columns 307, 1627, and 1657. This stems from the narrow concentration of the phase difference vector , as shown in Figure 5. In Figure 5, remains stable at ~1.5π across all coding elements of the coded aperture, while and concentrate at ~1.5π and ~π, respectively. Such a phase concentration arises from the relative coordinate positions of these four scatterers on the imaging plane as detailed in Table 2, where their row and column index differences are exclusively either 0 or 30, determined by . These differences govern the correlation structure of RSM St as visualized in Figure 6.
Figure 5.
Phase difference vectors (a) , (b) , and (c) per Equation (19) concentrate at fixed values (~1.5π, ~1.5π, and ~π, respectively) across all coding elements. Such concentration stems from strong column correlation at L = 6.7 m with (Figure 4).
Table 2.
Corresponding scatterers of column 277 and its strongly correlated column of RSM St at the imaging range L = 6.7 m.
Figure 6.
Column correlation of RSM at L = 6.7 m with . The diagonal peak set corresponds to scatterer pairs with ΔkM = 0 and ΔkN = −30 or 30, while two off-diagonal peak sets correspond to ΔkM = −30 or 30 and ΔkN = −30, 0 or 30.
For a counterexample with the imaging range L = 2.5 m, the criterion implies that columns of RSM show considerable correlation when their corresponding scatterers with the row and column index differences ΔkM and ΔkN on the imaging plane are both around 11.19. Column 1365 is considerably correlated with eight columns of RSM St as shown in Figure 7, and their corresponding scatterers located on the imaging plane with row and column index differences of ΔkM and ΔkN = −11, 0 and 11 determined by , as shown in Table 3. However, the non-integer criterion suppresses peak correlations below 0.4, as shown in Figure 7. This suppression stems from phase difference vectors as shown in Figure 8, which span a broad portion of the [0, 2π] range for the four strongest correlations, contrasting sharply with the narrow concentrations observed at L = 6.7 m, as demonstrated in Figure 5. Such phase difference diversity prevents the column correlations from approaching unity. Consequently, the overall column correlation at L = 2.5 m as shown in Figure 9 is markedly lower than that with L = 6.7 m, as shown in Figure 6, which is directly attributable to the non-integer versus integer nature of the respective criteria .
Figure 7.
Correlation of column 1365 in RSM at L = 2.5 m. All peaks are suppressed below 0.4 due to non-integer , which prevents phase concentration (Figure 8). Columns exhibiting considerable correlation with column 1365 correspond to scatterers whose row and column index differences are around (Table 3).
Table 3.
Corresponding scatterers of column 1365 and its correlated column of RSM St at imaging range L = 2.5 m.
Figure 8.
Phase difference vectors , , and per Equation (19) for the four strongest correlated column pairs identified in Figure 7. Vector values cover a broad portion of [0, 2π] due to non-integer at L = 2.5 m.
Figure 9.
Column correlation of RSM at L = 2.5 m with all peaks suppressed below 0.4 due to non-integer , which prevents the concentration of phase difference vectors (Figure 8). Column pairs with considerable correlation correspond to scatterers whose row and column index differences are both around (Table 3).
3.2. Research on Row Correlation of RSM
The row correlation of RSM St characterizes the temporal independence of the terahertz radiation field across different sampling instants, which directly quantifies the correlation among the equations as per Equation (6), constituting the linear imaging system of Equation (8). Reduced inter-equation correlation enables well-posed inversion for accurate reconstruction of the target’s scattering coefficient vector σ′ = [σ′1, σ′2, σ′3, …, σ′K]T.
3.2.1. Theoretical Analysis
In RSM St per Equation (8), its entries per Equation (7) differ primarily through the phase term 2πf0tn + φa(tn) + φb(tn). At each sampling instant tn, the carrier term renders the contribution of 2πf0tn negligible. The composite factor φa(tn) + φb(tn) represents discrete random coding applied by coding elements to introduce temporal diversity into terahertz signals at sampling instant tn. This illuminates scatterers with distinct radiation patterns across all sampling instants. When these discretely modulated wavefronts interact with scatterers, echoes acquire unique signatures enabling precise target discrimination during reconstruction. As a result, variations in the path length-induced phase difference among different coding elements of the coded aperture for each scatterer on the imaging plane determine the coding efficacy of the random discrete phase shift φa(tn) + φb(tn). Such phase diversity generates temporal radiation patterns that are essential for target resolution in the linear system per Equation (8). Owing to mathematical equivalence between transmit/receive coding schemes, this paper focuses on analyzing the path length-induced phase difference vector from all adjacent (both row-wise and column-wise) a1- and a2-th coding elements at the transmitting terminal to each scatterer:
If the path length-induced phase difference vector per Equation (24) clusters around sparsely spaced, highly discrete specific values rather than spanning the full [0, 2π] range, the random phase-encoding efficacy degrades severely. Consequently, temporal independence quantified by the row correlation of RSM St deteriorates. Furthermore, for any pair of adjacent (both row-wise and column-wise) k1-th and k2-th scatterers on the imaging plane, if the relative difference between and
equals where n′ = 0, 1, 2, …, the path length-induced phase difference vector for all the scatterers will cluster around a set of highly discrete specific values spaced at interval per Equation (25). This clustering impairs the effectiveness of random discrete phase-encoding, thereby compromising the temporal independence of RSM St.
3.2.2. Mathematical Derivation
Under the far-field condition L >> |xa − xk| and L >> |ya − yk|, the relative difference per Equation (25) is approximated as
For the adjacent a1-th and a2-th coding elements, their relative coordinate positions are , or , .
When the adjacent k1-th and k2-th scatterer on the imaging plane are in the same row, if
where n′ = 0, 1, 2, …, must be an integer. And when the adjacent k1-th and k2-th scatterer on the imaging plane in the same column, if
where n′ = 0, 1, 2, …, must be an integer.
When Equations (27) and (28) are fulfilled, the path length-induced phase difference vector per Equation (24) clusters around a discrete set of values with spacing.
Consider imaging range L = 2.2333 m, where the criterion is an integer. For any pair of adjacent k1-th and k2-th scatterers on the imaging plane, the relative difference per Equation (25) . Consequently, the path length-induced phase difference vector is per Equation (24) for all scatterers on the imaging plane cluster near a set of highly discrete specific values spaced at interval , as shown in Figure 10a. Conversely, at L = 5.0 m, where the criterion is not an integer, uniformly spans [0, 2π], which is nearly the entire [0, 2π] range, as evidenced in Figure 10b. This confirms the theoretical principle: clustered phases enhance the row correlation of RSM St, while the diverse distributions suppress it, as shown in Figure 11a,b.
Figure 10.
Comparison of path length-induced phase difference vectors per Equation (24). (a) At L = 2.2333 m with integer , a value of clusters around discrete values spaced at . (b) At L = 5.0 m with non-integer , the value of uniformly covers nearly the entire [0, 2π].
Figure 11.
Row correlation in RSM: (a) At L = 2.2333 m with integer , the maximum of the row correlation exceeds 0.2 due to clustering of the value (Figure 10a). (b) At L = 5.0 m with non-integer , the maximum of the row correlation stays below 0.1 due to uniform coverage over [0, 2π] of the value (Figure 10b).
3.3. Summary of Unified Physical Insights
The preceding theoretical and quantitative analyses reveal that the degradation of both column and row correlations of RSM shares a common physical root, as shown in Figure 12. As the wavelength is , the dimensionless criterion can be rewritten as . When is precisely an integer, the path length difference from any adjacent coding elements to some specific scatterer pairs becomes an integer multiple of λ, which triggers a dual degradation mechanism.
Figure 12.
Mechanism diagram of integer leading to strong column and row correlation. a2-, a3-, a4- and a5-th coding elements are directly adjacent to a1-th one. k1- and k2-th scatterers with row and column index differences of integer multiples (including 0) of ., and are path-induced phase difference from a1 to k1, a1 to k2, and a2 to k1 per Equation (18), respectively. Attributed to being precisely an integer, per Equation (19) concentrates within a specific narrow numerical range, and per Equation (24) clusters around sparsely spaced, highly discrete specific values determined by imaging range. Such clustering behavior is shared by , , and , , , . 1 ≤ a1, a2, a3, a4, a5 ≤ MC × NC, and 1 ≤ k1, k2 ≤ K = ME × NE.
First, for any scatterer pairs with the row and column index differences of integer multiples (including 0) of , the phase difference vector in Figure 12 from the entire coded aperture concentrates within a specific numerical range, as shown in Figure 5. The system is thus unable to distinguish between k1- and k2-th scatterers, since they present identical phase modulation histories throughout the sampling process. This results in strong correlation between their corresponding columns in RSM.
Second, the same integer causes the path length-induced phase difference vector in Figure 12 from all adjacent coding element pairs to each scatterer to cluster around a sparse set of discrete values as shown in Figure 10a rather than uniformly covering [0, 2π]. This structured, discrete phase distribution dramatically diminishes the randomness that the applied discrete phase shift φa(tn) + φb(tn) can impart to the radiation pattern. Instead of producing unique patterns at each sampling instant, the coding process yields only a limited set of predictable, periodic patterns. This loss of temporal diversity manifests as strong correlation among different rows of RSM, reducing the independence of the equations in the linear system.
The analysis reveals analogous mathematical forms between column correlation criteria per Equations (19) and (20) and row correlation criteria per Equations (24) and (25). This similarity indicates strong coupling between column and row correlations of RSM St. Crucially, whether is an integer is the unifying determinant for both spatial and temporal independence.
4. Numerical Simulation Research
The above analysis demonstrates that spatiotemporal independence quantified by column and row correlations of RSM St can be assessed by the criteria rather than being inversely proportional to the imaging range L. Consequently, TCAI quality varies non-monotonically with the imaging range L. These findings are investigated in this section by analyzing the range-dependent PSI and RIE of the imaging results collaborated with evaluating the spatiotemporal independence and the effective rank.
4.1. Target Reconstruction Imaging Algorithm
The sparse target is reconstructed by solving the TCAI linear imaging system per Equation (8) using the Two-step Iterative Shrinkage/Thresholding (TwIST) algorithm [31]. TwIST solves the optimization problem to iteratively minimize the composite objective function:
consisting of the data fidelity term and the regularization term promoting sparsity. In Equation (29), λ is the regularization parameter which balances fidelity and sparsity, and denotes the L1-norm. Each iteration performs a forward gradient step:
followed by a soft-thresholding operation:
where is the Hermitian transpose of St, is the Lipschitz constant, and is the soft-thresholding operator:
Non-monotonic backtracking is then employed to mitigate fluctuations in the objective function per Equation (29), thereby balancing convergence stability and global exploration. Within each iteration , and denote successively computed scattering-coefficient vectors.
TwIST excels in TCAI applications due to its sparsity-promoting shrinkage, non-monotonic backtracking, and robustness to ill-conditioning compared with least-squares minimization (LSM), Bayesian sparse learning (SBL), and Tikhonov regularization, which are representative benchmarks for TCAI [25,30]. Unlike least-squares minimization (LSM), TwIST yields sparse solutions without matrix inversion. Compared to Bayesian sparse learning (SBL), TwIST avoids high-dimensional covariance updates, converging rapidly via matrix-vector products and element-wise operations. Relative to Tikhonov regularization, TwIST’s L1-norm shrinkage produces exact zeros for noise suppression without over-smoothing or matrix inversions.
4.2. Variation in Target Reconstruction with Imaging Range
The column and row correlations of RSM St exhibit dependence on the imaging range L characterized by , as shown in Figure 13. The spatial and temporal independences of RSM St per Equations (10) and (11) are analyzed as a function of the imaging range L as depicted in Figure 14a, showing extrema when is an integer. Figure 14b demonstrates analogous range-dependent variation in RSM St’s effective rank. The imaging quality assessment via PSI and RIE per Equations (15) and (16) as illustrated in Figure 15 confirms a degraded performance with a low PSI and high RIE at integer values. In Figure 15a, the black dashed line represents the threshold of PSI = 1, with values of PSI > 1 indicating successful imaging [19].

Figure 13.
Evolution of column and row correlation of RSM with imaging range L: (a) L = 1.34 m with ; (b) L = 2.68 m with ; (c) L = 5.025 m with ; (d) L = 10.05 m with ; and (e) . Correlations exhibit non-monotonic behavior with respect to L. Peak correlations occur when is a precise integer (e.g., L = 1.34 m, 2.68 m, 10.05 m). As L and consequently increase, the number of distinct extremal sets in column correlation distribution decreases.
Figure 14.
Evolution of (a) spatial and temporal independence functions γspace and γtime per Equations (10) and (11); (b) effective rank with imaging range L. Spatiotemporal independence (γspace and γtime) and effective rank exhibit non-monotonic evolution for L < 10.05 m, with deterioration occurring when is a precise integer. For L > 10.05 m, spatiotemporal independence (γspace and γtime) and effective rank monotonically degenerate due to diminishing inter-scatterer phase differences and the emergence of phase deficits in the encoding process.
Figure 15.
Variation in reconstruction imaging quality using TwIST with imaging range L: (a) PSI with black dashed line representing threshold PSI = 1 and PSI > 1 indicating successful imaging; (b) RIE with smaller value indicating superior imaging quality.
Figure 16 demonstrates the original imaging target on the discretized imaging plane, as shown in Figure 3. The numerical simulation results are averaged over 20 trials in this research with the regularization parameter λ = 0.1 and the relaxation parameter η = 0.5. Some typical imaging results obtained by TwIST as demonstrated in Figure 17 indicate that the imaging quality does not deteriorate monotonically with an increasing imaging range. The imaging results analyzed in Section 3.1 corresponding to imaging ranges L = 2.5 m and L = 6.7 m are illustrated in Figure 17d,h, which indicates that a high degree of column correlation, as shown in Figure 4 and Figure 6, significantly degrades imaging quality. A mechanism similar to that shown in Figure 17c,f provides evidence that elevated row correlation at the imaging range L = 2.2333 m can also impair image quality. The values of PSI and RIE corresponding to TwIST-reconstructed images in Figure 17 are listed in Table 4.
Figure 16.
Original imaging target which is discretized into the imaging plane (Figure 3).

Figure 17.
TwIST-reconstructed images: (a) At L = 1.34 m with ; (b) L = 1.5633 m with ; (c) L = 2.2333 m with ; (d) L = 2.5 m with ; (e) L = 4.1317 m with and ; (f) L = 5.0 m with ; (g) L = 5.025 m with ; (h) L = 6.7 m with ; (i) L = 8.71 m with ; (j) L = 10.05 m with ; (k) ; (l) . For L < 1.6 m, near-field effects preserve phase diversity and thus imaging quality (e.g., L = 1.34 m). At intermediate range (1.6 m < L < 5.025 m), quality degrades severely if is an integer (m is an integer, e.g., L = 4.1317 m). For 5.025 m < L < 8.71 m, imaging degradation recurs when is a precise integer (e.g., L = 6.7 m). For 8.71 m ≤ L < 10.05 m, TwIST reconstruction imaging succeeds at any L because strong correlations involve dominant scatterers (σ′ = 1) which are no longer present. For , imaging quality degrades monotonically with L (e.g., L = 17 m, 18 m). High quality is achieved at non-integer (e.g., L = 2.5 m, 5.0 m, 5.025 m, 10.05 m).
Table 4.
PSI and RIE corresponding to TwIST-reconstructed images in Figure 17.
However, in the imaging range of L < 1.6 m, the integer condition exerts limited influence on spatiotemporal independence due to dominant near-field effects that induce significant phase deviations from minute lateral distance variations. The essence of the near-field effects is the violation of the far-field approximation conditions of L >> |xa − xk| and L >> |ya − yk|. Consequently, the phase difference cannot be accurately evaluated using the approximate method in Equation (21), and similarly, cannot be assessed via Equation (26). Under these significant near-field effects, fails to concentrate into a narrow range, and can hardly cluster around discrete values, which effectively mitigates the degradation of imaging quality that would otherwise occur at integer in the far field. Exemplified at the imaging range L = 1.34 m with an integer, the two most strongly correlated columns of column 573 in RSM St are columns 567 and 843, with the column correlation coefficients 0.5687 and 0.5746, respectively. And the row and column index differences between their corresponding scatterers on the imaging plane are ΔkM(573, 567) = 0, ΔkN(573, 567) = −6 and ΔkM(573, 843) = 6, ΔkN(573, 843) = 0, respectively. The phase difference vectors ϕa(k1 = 573, k2) between their corresponding scatterers on the imaging plane as shown in Figure 18 lack the concentration observed in Figure 5. Analogously, for the row correlation, the relative difference per Equation (25) is , but the path length-induced phase difference vector per Equation (24) spans nearly the entire [0, 2π] range for the scatterers with indices exceeding 1575, as evidenced in Figure 19, contrasting sharply with the clustered distribution at the imaging range L = 2.2333 m, as shown in Figure 10a. Consequently, insufficient column and row correlations as shown in Figure 13a at the imaging range L = 1.34 m preserve imaging quality, as shown in Figure 17a. However, the marginal enhancement of the spatiotemporal independence emerges as shown in Figure 20, since the attenuation of the near-field effects allows the concentration of per Equation (19) and the clustering of per Equation (24) when the effect of the integer intensifies gradually. When the imaging range L = 1.5633 m with , the impact of the spatiotemporal independence deterioration on the target reconstruction imaging becomes discernible, as shown in Figure 17b.
Figure 18.
Phase difference vectors (a) and (b) per Equation (19) at L = 1.34 m with . But significant near-field effects introduce large phase deviations, preventing their concentration.
Figure 19.
Path length-induced phase difference vector per Equation (24) at L = 1.34 m with spans nearly the entirety of [0, 2π] for scatterers with indices exceeding 1575 due to significant near-field effects.
Figure 20.
Zoom-in view of imaging range L < 1.6 m from Figure 14. As L increases, attenuation of near-field effects allows to concentrate and to cluster more severely when is a precise integer. This leads to increasingly pronounced extremal points in spatiotemporal independence at integer values of .
These findings highlight an important practical implication: imaging within the near-field to far-field transition zone offers a stable and high-quality operational regime. By avoiding the oscillatory performance degradation typically induced by specific integer values of in the far field, this approach enhances the robustness of the system design and ensures consistent reconstruction fidelity across a varying imaging range. Beyond L > 1.6 m, the effect of whether is an integer becomes a dominant factor influencing the imaging quality.
When the imaging range reaches L = 2.68 m with an integer, the spatiotemporal independence of RSM St peaks across L < 20 m, while the effective rank minimizes. For example, column 1365 of RSM St is strongly correlated with 15 columns with the correlation coefficients above 0.7, as shown in Figure 21. Their corresponding scatterers reside on the imaging plane with the row and column index differences ΔkM and ΔkN of −12, 0, 12 or 24 determined by , which is consistent with the theoretical predictions in Table 5. For row correlation, the precise integer causes the path length-induced phase vector per Equation (24) to cluster near discrete values spaced by per Equation (25), as shown in Figure 22. As shown in Figure 13b, the column correlation comprises multiple extremal sets, and the level of the row correlation differs from that at L = 1.34 m. However, the number of extremal sets in the correlation column decreases as L increases.
Figure 21.
Correlation of column 1365 in RSM at L = 2.68 m. Fifteen strongly correlated columns with correlation coefficients above 0.7 correspond to scatterers with row and column index differences ΔkM and ΔkN of −12, 0, 12, or 24 (Table 5), as determined by .
Table 5.
Corresponding scatterers of column 1365 and its correlated column of RSM St at imaging range L = 2.68 m.
Figure 22.
Path length-induced phase difference vector per Equation (24) at L = 2.68 m with cluster near discrete values spaced by , which is determined by the imaging range.
The criterion increases monotonically with the imaging range L. At L = 5.025 m, . For L < 5.025 m with , columns in RSM St corresponding to any two scatterers with the row and column index differences of (m′ = 0, 1, 2, …) on the imaging plane exhibit strong correlations. Consequently, column correlation distributions contain at least three extremal value sets with each set corresponding to a distinct m′, as shown in Figure 13b, degrading the imaging performance characterized by sustained low PSI and high RIE even under successful imaging conditions, as shown in Figure 15. For example, at L = 4.1317 m with and , column correlation extremes remain near unity, as shown in Figure 23, which severely degrades image quality, as shown in Figure 17e. As the imaging range approaches L = 5.025 m, PSI and RIE improve progressively, as shown in Figure 15. This improvement arises because in the imaging range 5.025 m < L < 10.05 m with , only columns in RSM St corresponding to the scatterer pairs with the row and column index differences of either 0 or as on the imaging plane exhibit strong correlations, reducing the probability of strongly correlated columns occurring in the RSM matrix St. Column correlation distributions thus contain only two extremal sets of m′ = 0 and 1, as shown in Figure 6. The transition in the column correlation as the imaging range L crosses the threshold of 5.025 m is depicted in Figure 24. In Figure 24a there are three types of extreme values sets corresponding to m′ = 0, 1 and 2, while in Figure 24b there are only two types of extreme values series corresponding to m′ = 0 and 1. Thus, the number of strongly correlated columns in RSM St decreases as L increases. And the oscillation amplitude of both spatiotemporal independence and effective rank attenuate with the imaging range for L > 2.68 m as shown in Figure 14.
Figure 23.
Column correlation of RSM at L = 2.5 m at L = 4.1317 m with and . Three peak sets of value close to unity correspond to scatterer pairs with row and column index differences for ΔkM and ΔkN of −37, 0, or 37.
Figure 24.
Transition of column correlation of RSM from imaging range (a) L = 4.9133 m to (b) L = 5.1367 m. For L = 4.9133 m with , diagonal and off-diagonal peak sets correspond to scatterer pairs with row and column index differences ΔkM and ΔkN of −22, 0, or 22, while peak sets at two corners correspond to ΔkM and ΔkN of −44, 0, or 44. For L = 5.1367 m with , the diagonal peak set corresponds to scatterer pairs with ΔkM = 0 and ΔkN = −23 or 23, while two off-diagonal peak sets correspond to ΔkM = −23 or 23 and ΔkN = −23, 0 or 23, and peak sets at corners disappear.
At L = 5.025 m with , any two columns of RSM St corresponding to scatterer pairs whose column and row index differences ΔkM and ΔkN on the imaging plane are both around 22.5, i.e., either 22 or 23, are considerably correlated. For example, column 1569 correlates strongly with eight columns, as shown in Table 6, in which ΔkM and ΔkN = −23, −22, or 0. However, the non-integer suppresses column correlation extremes to below 0.41, as shown in Figure 13c. For row correlation, the path length-induced phase vector per Equation (24) is intrinsically periodic over the lattice array with a natural period of ME rows and NE columns of the imaging plane. Meanwhile, the value of also varies periodically with a period of . Given that the relative difference per Equation (25) is , , such harmonized matching between ME = NE and enables to uniformly and exactly cover the full [0, 2π] range twice per row/column, as shown in Figure 25. This diverse distribution of substantially enhances the efficacy of the random discrete phase-encoding, which is evidenced by the low level of the row correlation as shown in Figure 13c. Consequently, reduced spatiotemporal independence γspace and γtime and effective rank occur at L = 5.025 m, as shown in Figure 14, producing a high PSI and low RIE in Figure 15 and indicating superior TwIST reconstruction fidelity, as shown in Figure 17g.
Table 6.
Corresponding scatterers of column 1569 and its correlated column of RSM St at an imaging range L = 5.025 m.
Figure 25.
Path length-induced phase difference vector per Equation (24) at L = 5.025 m with uniformly and exactly covering the full [0, 2π] range.
At the critical imaging range L = 8.71 m, a key transition occurs. implies that columns in RSM St corresponding to scatterer pairs with the row and column index differences 0 or 39 exhibit near-unity correlation, as shown in Figure 26. However, the 16 dominant scatterers with σ′ = 1 are constrained to the column and row index range of [7, 39] on the imaging plane, as shown in Figure 3. Given and , columns corresponding to scatterers with σ′ = 1 are never considerably correlated with others. Strong correlations exist only among dummy scatterers with σ′ = 0. This potentially enables dominant scatterer discrimination without interference from other scatterers in the target reconstruction process. Consequently, imaging results obtained via LSM, SBL, and Tikhonov regularization significantly degrade as shown in Figure 27a–c due to the presence of strongly correlated columns in RSM St, while TwIST maintains superior quality as shown in Figure 17i. Thus, the strong correlation between columns of RSM St corresponding to dummy scatterers with σ′ = 0 never impairs TwIST’s performance, whereas that corresponding to dominant scatterers with σ′ = 1 compromises it. The abrupt disappearance of strong correlation between the RSM’s columns corresponding to scatterers with σ′ = 1 renders the imaging quality at L = 8.71 m an extremum in Figure 15. For L > 8.71 m, the columns of RSM St corresponding to the dominant scatterers with σ′ = 1 on the imaging plane are no longer strongly correlated, yielding PSI >1 and consistently low RIE for TwIST, as shown in Figure 15. As a result, for this L > 8.71 m, TwIST outperforms LSM, SBL, and Tikhonov regularization as shown in Figure 28.
Figure 26.
Column correlation of RSM St at imaging range L = 8.71 m. All peak sets of value close to unity are caused by strong column correlations involving dominant scatterers (σ′ = 1).
Figure 27.
Imaging results obtained by 3 reconstruction algorithms at an imaging range of L = 8.71 m: (a) LSM; (b) SBL; (c) Tikhonov regularization, indicating that strong column correlations, even those involving dummy scatterers (σ′ = 0), can adversely affect imaging quality. Brighter colors represent larger magnitudes, while darker areas represent values closer to zero.

Figure 28.
Comparison of imaging results obtained by LSM, SBL, Tikhonov regularization and TwIST: (a) At L = 8.9333 m with ; (b) at L = 9.8267 m with ; and (c) at . Imaging results of LSM, SBL, and Tikhonov regularization are highly consistent with each other, yet all are inferior to those of TwIST. Brighter colors represent larger magnitudes, while darker areas represent values closer to zero.
As imaging range L increases, the phase difference vector ϕa(k, k + 1) per Equation (19) between wavefronts from each coding element of the coded aperture to the directly adjacent scatterers on the imaging plane decreases, where 1 < k < K − 1. This results in enhanced correlation between their corresponding columns in RSM St. At with , the imaging plane comprising ME × NE = 45 × 45 scatterers contains no scatterers with the column and row index differences of . Consequently, the column correlation remains below 0.37 as Figure 13d, in which column 1012, for example, correlates significantly with eight columns as demonstrated in Figure 29. Their corresponding scatterers on the imaging plane are all directly adjacent to those corresponding to column 1012, as illustrated in Table 7. The row correlation analysis at L = 10.05 m is similar to that at L = 5.025 m. The relative difference per Equation (25) is with . For the path length-induced phase difference vector per Equation (24), this harmonized matching enables the uniform and exact coverage of the full [0, 2π] range as shown in Figure 30, which results in low row correlation, as shown in Figure 13d. Thus, TwIST achieves excellent reconstruction quality, as shown in Figure 17j.
Figure 29.
Correlation of column 1012 in RSM at L = 10.05 m. All columns significantly correlated with column 1012 correspond to scatterers directly adjacent to those corresponding to column 1012 (Table 7). Thus, columns significantly correlated with column 1012 are in close proximity and indistinguishable.
Table 7.
Corresponding scatterers of column 1012 and its correlated column of RSM St at imaging range L = 10.05 m.
Figure 30.
Path length-induced phase difference vector per Equation (24) at L = 10.05 m uniformly and exactly cover the full [0, 2π] range.
For imaging ranges L > 10.05 m, the mutual correlation between RSM′s columns corresponding to adjacent scatterer pairs progressively increases. Concurrently, the relative difference per Equation (25) becomes too small, such that . This mismatch prevents the path length-induced phase difference vector per Equation (24) from spanning the full [0, 2π] range, creating a pronounced phase deficit. At L = 17 m, the column correlation extrema rise close to 0.7 as shown in Figure 13e, which is significantly higher than that at L = 10.05 m. The distribution of per Equation (25) exhibits a distinct void as shown in Figure 31. This void serves as a fixed phase-encoding imparted from the specific coding element of the coded aperture to the particular scatterer on the imaging plane, thereby diminishing the efficacy of the random discrete phase-encoding. Consequently, the row correlation of RSM St at L = 17 m as shown in Figure 13e is much greater than that at L = 10.05 m, as shown in Figure 13d. TwIST reconstruction at L = 17 m as shown in Figure 17k demonstrates the 1-cm feature resolvability threshold, while the imaging result at L = 18 m yields insufficient resolution, as shown in Figure 17l.
Figure 31.
Path length-induced phase difference vector per Equation (24) at L = 17 m failed to span [0, 2π] due to a too small per Equation (25), creating a pronounced phase deficit.
5. Conclusions
This study employs TwIST to analyze the effect of the imaging range on TCAI performance, revealing that TCAI performance varies non-monotonically with the imaging range L. The spatiotemporal independence of RSM St is fundamentally governed by the phase relationships from the coding elements of the coded aperture to the scatterers on the imaging plane determined by the criterion , exhibiting strong coupling between the column and row correlations. Columns in RSM St corresponding to scatterer pairs with row and column index differences near integer multiples (including 0) of show non-negligible mutual correlation, peaking when is a precise integer. For row correlation, in the case with an integer, the path length-induced phase difference vector from all adjacent coding element pairs of the coded aperture to each scatterer clusters at sparsely spaced discrete values, thus undermining random phase-encoding efficacy and impairing temporal independence. Therefore, the image quality deteriorates notably when is a precise integer. However, a slight change in L, sufficient to make a non-integer, immediately restores high-fidelity imaging.
As L increases, two degradation mechanisms emerge: diminished phase differences between directly adjacent scatterers amplify column correlations, while developing phase voids of further compromise random discrete phase-encoding efficacy. These jointly drive a monotonic deterioration in spatiotemporal independence and a corresponding monotonic degradation of imaging quality for the imaging range . Crucially, strong correlations between columns corresponding to dominant scatterers with σ′ = 1, rather than dummy scatterers with σ′ = 0, critically impair reconstruction. TwIST outperforms LSM, SBL and Tikhonov regularization precisely when strong correlations occur among RSM’s columns exclusively corresponding to dummy scatterers.
In theory, the azimuth resolution of SAR is independent of the imaging range, achieved through the synthetic aperture formed by platform motion. In stark contrast, azimuth resolution in TCAI exhibits a strong and non-monotonic dependence on the imaging range L. This behavior is governed by the phase relationship determined by . This phenomenon, arising from the wavefront coding principles inherent to a static aperture, underscores a unique physical mechanism in TCAI that has no counterpart in conventional SAR imaging. These findings highlight that reducing column and row correlations in RSM St is essential for enhancing TCAI performance. Practical approaches include increasing signal bandwidth (e.g., linear frequency modulation and stepped-frequency continuous wave techniques widely used in conventional radar technology) and optimized coding strategies promoted by dynamically programmable metasurfaces.
Building upon the findings of this study, several promising directions emerge for future research on TCAI. First, employing deep learning and AI technologies, such as convolutional neural networks (CNNs) and generative adversarial networks (GANs), could significantly enhance image reconstruction quality and efficiency. Optimized coding strategies and adaptive algorithms could be integrated to mitigate performance degradation at critical ranges. Second, further advances in sparse reconstruction and compressed sensing could improve performance in complex scenarios, including multi-scattering and absorptive media. Moreover, it is imperative to perform experimental validation to corroborate these findings in the next phase of research.
Author Contributions
Conceptualization, Y.T. and H.Y.; methodology, Y.T., H.Y. and X.C.; software, Y.T. and H.Y.; validation, Y.T., H.Y., X.C., X.L. and Y.S.; formal analysis, H.Y.; investigation, Y.T. and H.Y.; resources, Y.T.; data curation, Y.T.; writing—original draft preparation, Y.T.; writing—review and editing, H.Y. and Y.S.; visualization, Y.S.; supervision, Y.T.; project administration, Y.T.; funding acquisition, Y.T. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by National Natural Science Foundation of China, grant number 12175182.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Research data in this study is contained within the article. Further inquiries can be directed to the corresponding author.
Acknowledgments
The authors gratefully acknowledge Jun Sun of Northwest Institute of Nuclear Technology (NINT) for his substantial guidance on theoretical modeling and essential administrative coordination throughout this study.
Conflicts of Interest
The authors declare no conflicts of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.
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