Experimental Design Approaches on Lipid Nanocarriers
The principles of quality by design (QbD) are founded on a comprehensive and deep understanding of the manufacturing process and its influence on the final product. With the QbD process, the quality of the final product is not controlled by simply testing the final result but is implemented in the building process of the material, to further be optimized and modified according to the manufacturer’s needs [
1,
2]. The study of the main factors involved in a production process becomes relevant in nanoparticulate matter production, as small changes in the manufacturing process could result in very different final products. The actual unavailability of pharmaceutical products based on nanoparticulate systems is mainly explained by the manufacturer’s inability to control their quality and safety [
3], as those systems are very susceptible to changes in their production processes. For this reason, is important to apply QbD-oriented approaches from early-stage research, as the identification of critical process parameters and critical material attributes could lead to a successful implementation of the desired product, with a robust production process that can be easily adjusted by identification of the principal factors that influence a certain final product’s property. Nanoparticulate products, in particular, require high standards of uniformity of samples in terms of dimensions and monodispersion of size populations [
4]. In this context, the design of experiments (DoE) is the main statistical approach that leads to the identification of relevant parameters influencing the final product, using an approach that also allows investigating possible antagonism or synergy between the involved relevant factors [
5].
The identification of factors involved in a measured response is conducted by performing a variable number of experiments, which can be modified according to the desired resolution in the tested experimental space. The most basic approach to experimental design consists in performing a full factorial design, in which the number of factors studied is tested at two levels, usually codified as +1 (higher value) and −1 (lower value), for two-level designs, and −1, 0, and +1 for three-level designs [
6,
7]. This implies that the total number of runs to be performed varies as 2
n or 3
n, and, for this reason, full factorial designs are usually implied for screening a minor number of variables. Other experimental designs, with reduced amounts of experimental runs, were created to overcome the exponential growth of samples to be analyzed. Plackett–Burman designs are considered effective screening designs of experiments when a large number of factors is involved, as they require only a number of experiments [
8] that correspond to the first multiple of four higher than the factors to be screened. For this reason, these kinds of designs are also used as preliminary screening for more complete, full factorial designs. In the study performed by Shah et al., a Plackett–Burman design was implemented to study the influence of six parameters on the synthesis of Levofloxacin-loaded solid lipid nanoparticles (SLN), and then a three-level, full factorial design was used to monitor the most relevant factors selected and their influence on the responses with a higher degree of resolution [
9]. Optimization designs, also known as surface response methodologies, are implemented on already consolidated processes or when previous screening on the relevant variables was performed. Each factor to be optimized is studied at least in three levels, allowing the study of quadratic and cubic terms to be included in the polynomial equation used to predict the behavior of a selected response, where a combination of independent factors could contribute in a synergistic (positive sign) or antagonistic way (negative sign) to the response [
10]. The most-used kind of optimization design is the Central Composite Design (CCD), based on a classical full factorial design, with the addition of center points and the so-called
star points, which are intermediate points located at a precise distance, called alpha, from the design center (
Figure 1 [
11]). The alpha value determines the kind of Central Composite Design obtained [
5,
12]. With the use of CCDs, the simultaneous optimization of parameters can be achieved through the use of desirability functions. In this way, a set of possible solutions is proposed in function of the established goal for each response, with an assigned desirability index (DI) from 0 to 1 that provides an overall measure of how well the combination of factors satisfies the desired goals.
Solid lipid nanoparticles are nanocarriers with a core-shell structure. The inner core is mainly composed of a lipid, solid at room and body temperature, while the protective shell consists of a single surfactant layer or a mixture of ionic and nonionic surfactants that stabilizes the nanoparticulate matter and reduces interfacial energy of those dispersion in water environments [
13,
14]. The main choices for the shell layer consist in a mixture of ionic and nonionic surfactants, with the most used being natural gums, polysaccharides such as chitosan [
15], that could provide also a Zeta potential, or synthetical molecules, such as Tween, combined with different ionic surfactants. When used as stabilizer of nanoparticles, Tween has also shown reduced cytotoxicity [
16] compared to its free form. SLNs have shown great encapsulation efficiency of lipophilic compounds [
17,
18], as well as the ability to modulate drug kinetics and improved physical stability during storage [
19,
20]. Among the lipids, fatty acids or esters with long saturated chains are usually preferred in the synthesis of solid lipid nanoparticles as they satisfy the high melting point requirement and for their greater mobility, which could lead to more imperfections in the crystal lattice, where lipophilic active ingredients are encapsulated. The actual localization of the payload depends on the active molecule’s nature. As solid lipid nanoparticles are able to encapsulate both hydrophobic and water-soluble compounds [
21,
22], three different models are proposed: a homogeneous distribution of drugs, a drug-enriched shell (for hydrophilic molecules), and a drug-enriched core for lipophilic compounds [
23]. The transition of the crystalline lipidic phase to a lower energy state that consists of a more packed and ordered crystal lattice causes the release of active compounds from solid lipid nanoparticles [
24,
25], as well as precipitation and agglomeration of the nanoparticulate matter and the consequent progressive destruction of the system. SLNs are demonstrated to be versatile drug carriers for targeting various organs, and treat different diseases, such as cancer, pulmonary diseases, and ocular disfunctions and infections, targeting mainly the cornea and posterior eye segments [
26]. Different examples of SLN delivering ocular drugs can be found in the literature, encapsulating natamycin, amphotericin B, and levofloxacin, also using design of experiments to optimize the synthetical process in terms of size, Zeta potential, and entrapment efficiency [
27,
28,
29,
30].
Many different synthetical routes can be used to synthetize solid lipid nanoparticles with different characteristics. Ultrasonic-assisted methods are among the most common routes, together with hot and cold homogenizations, double emulsions, solvent evaporation, and coacervation by precipitation of fatty acid salts [
31,
32]. Further functionalization of lipid nanoparticles can be implemented on the surface with other polymers to enhance biocompatibility, such as hyaluronic acid, polyethylene glycol, and chitosan, or single molecules such as folic acid [
26,
33,
34]. More complex functionalization of the nanoparticles’ surfaces can also be achieved using antibodies [
35].
SLNs are proposed as substitutes for conventional colloidal systems for their good biocompatibility and biodegradability and for their advantage over other lipidic nanoparticles of being synthesized without using organic solvents. Furthermore, the overall encapsulation efficiency of SLNs is higher compared to other lipidic nanocarriers capable of delivering lipophilic compounds, such as quercetin [
18,
36], and solid lipid nanoparticles are demonstrated to be resistant to freeze-drying and spray-drying processes, enhancing their shelf-life [
37]. In the field of SLNs, Central Composite Designs have been widely used to optimize the physiochemical characteristics of those nanosystems, as they play a major role in the loading and stability of dispersions.
Triamcinolone Acetonide (TA) is an angiostatic corticosteroid that can be used against neovascularization in different environments, including eye segments [
38,
39,
40], and it is also a lipophilic molecule with low solubility in water (21 µg/mL at 28 °C) [
41]. Its low water solubility causes low bioavailability and permeation of biological membranes or mucosa [
42], and delivery systems or permeation enhancer systems are usually required for subministration of Triamcinolone Acetonide.
Although the synthesis of solid lipid nanoparticles using Stearic Acid/Tween 80 is already reported and demonstrated to permeate membranes [
43], fewer studies are focused on the optimization of the synthetical procedure and the exploration of experimental space with QbD approaches. Presented in this work is an optimized formulation of solid lipid nanoparticles loaded with Triamcinolone Acetonide (TA-SLN) prepared with hot oil in water emulsions exclusively assisted by ultrasonication and studied by means of quality by design and design of experiment (DoE) principles applying a Circumscribed Central Composite Design to key factors such as lipid quantity, surfactant quantity, and sonication power and exploring their influences on particle size and Zeta potential. The optimized formulation within the tested experimental space has the goal of minimizing dimensions and maximizing the Zeta potential of TA-SLN. The optimized formulation’s encapsulation efficiency is reported after purification via Size Exclusion Chromatography.