Born’s Rule from Contextual Relative-Entropy Minimization
Abstract
1. Introduction
2. Mathematical Preliminaries
2.1. Hilbert Space, Contexts, and Empirical Models
2.2. Umegaki Relative Entropy as Divergence Measure
2.3. Sheaf-Theoretic View of Noncontextuality and Divergence
2.4. Categorical Framework and Classical Structures
2.4.1. Commutative Frobenius Algebra
2.4.2. States and Effects as Morphisms
2.4.3. Unified Effect
2.4.4. Categorical Consistency Check
3. Quantifying Contextuality Locally and Globally
3.1. Optimal Classical Approximations in a Single Context
3.1.1. Setup and Notation
3.1.2. Conditional Expectation (Dephasing) onto C
3.1.3. The Pythagorean Identity (Petz)
3.1.4. Consequences of Equation (5)
3.1.5. Interpretation
3.1.6. Remarks on Degeneracy, Support, and Uniqueness
- Degenerate outcomes. When , every is block-constant, , and with . In this case Equation (6) holds verbatim and the proof does not change.
- Support. If some then the minimizer need not be unique on the face , but is always a minimizer. If for all i (equivalently, has full support in ) then the minimizer is unique.
- No “chain-rule” needed. The argument uses only the Pythagorean identity Equation (5) for the conditional expectation ; it does not assume Born weights in advance and it avoids ill-defined terms such as .
3.2. Consistency on Overlaps and the Contextual Obstruction
3.2.1. Local Compatibility from Dephasing
3.2.2. Global Sections and Noncontextual Models
3.2.3. Cohomological Witness (Čech Obstruction)
3.2.4. Quantifying the Obstruction by an Optimal Global Glue
3.2.5. Properties of the Optimization
- Existence. is a compact polytope and the objective is lower-semicontinuous on its relative interior; hence a minimizer exists.
- Convexity and (near) uniqueness. The map is linear, and is strictly convex in its second argument on the simplex interior. Thus the objective in Equation (7) is convex in g. If all have full support and the cover separates global assignments (so that the linear map is injective on the face touched by ), then the minimizer is unique. In degenerate/boundary cases, the set of minimizers is a face; a canonical choice is the maximum-entropy point on that face.
- KKT (I-projection) form. Writing for the marginalization matrix onto C, the objective is At an interior optimum , there exist Lagrange multipliers for the affine constraints ( and ) such that
3.2.6. Two Payoffs
- Optimal local shadows. Each is the unique (full-support) minimizer of in the classical face , so every context reproduces the Born statistics while discarding undetectable phases.
- Quantitative global glue. measures the minimal total information loss required to reconcile all contexts within . When is noncontextual, and the unique minimizer satisfies for all C. When is contextual, and deviates from only insofar as needed to satisfy the global linear constraints coupling the contexts.
3.2.7. Technical Remarks
- Boundary behavior. If some , KL imposes at the minimizer, which can generate flat directions. Working on the common support or adding an -smoothing yields stable numerics; the limit recovers the exact value.
- Choice of weights. Uniform captures symmetry; other choices can encode experimental frequencies or confidence levels. All results above hold for any strictly positive weights summing to 1.
- Alternatives and cross-checks. Other quantitative notions include the contextual fraction and the relative entropy of contextuality; our fits the same resource-theoretic template and can be compared empirically across scenarios.
3.3. Born Rule as the Unique Variational Solution
3.3.1. Synthesis
- (i)
- For every C, the unique minimizer in the first sum is (full-support case), hence the only context-wise probabilities that can occur at any global optimum are the Born weights .
- (ii)
- With fixed, the second sum reduces to Equation (8) and attains its minimum at a unique (on the appropriate face when supports are not full). Consequently,with the pair optimal.
3.3.2. Meaning and Consequences
- Local uniqueness. The Born weights are the only per-context probabilities compatible with any global variational optimum; any attempt to alter the context-wise diagonals increases the first term in Equation (9) and cannot improve the second, so total cost rises.
- Global projection. The second stage projects the Born bundle onto in KL geometry: is the classical I-projection of , and measures “how far” is from noncontextuality for the chosen cover and weights.
- Noncontextual vs. contextual cases. If is noncontextual then for all C and . If is contextual, necessarily deviates from Born on at least one context and .
4. Transition and Update Rules for Changing Contexts
- 1.
- Overlap consistency: .
- 2.
- Minimal perturbation: deviates as little as possible from ρ.
5. Multi-Observer Coordination via Shared Contexts
5.1. Setting and Compatibility Criterion
- (i)
- There exists a joint distribution g on whose marginals are and (i.e., the model is noncontextual for the cover ).
- (ii)
- Overlap agreement: .
- (iii)
- The linear feasibility problem “find , with and ” is feasible.
5.2. Entropic Consensus: The Constrained Minimizer
- 1.
- (there exists a unique minimizing F;
- 2.
- satisfiesfor the unique solving the linear system .
5.3. Structural Properties
- Associativity or independence. The map
- Cohomology is preserved. The barycentre does not alter the Čech class; if the original cover is contextual, no sequence of pairwise barycentres can remove the obstruction. Conversely, if iterative gluing cancels every cocycle the resulting global state witnesses non-contextuality (Abramsky hierarchy) [21].
5.4. Algorithmic Note
6. Worked Analytical Examples
6.1. Single Qubit in Complementary Contexts
6.1.1. Contexts
6.1.2. Local Petz Projections
6.1.3. Born Weights Recovered
6.1.4. Gluing Check
6.1.5. Jensen–Shannon Cost
6.2. Two-Qubit Mermin–Peres Magic Square
6.2.1. Contexts
6.2.2. Local Minimizers
6.2.3. Čech Cocycle
6.2.4. Resource Cost
6.3. Qutrit Kochen–Specker (18-Vector) Set
6.3.1. Local Born Weights
6.3.2. Gluing Obstruction
6.3.3. Analytic Metric Gap
6.4. Three-Qubit GHZ Paradox
6.4.1. Local Projections
6.4.2. Čech Obstruction & No-Sign Problem
6.4.3. Quantitative Contextuality
6.5. Numerical Illustration: Contextuality vs. Entanglement in the Magic-Square Cover
6.5.1. Procedure
- Contexts. We use the standard Mermin–Peres square: three “row” MASAs , , and three “column” MASAs , , .
- Joint probabilities. For each context C and each , we compute
- Contextuality proxy. As a proof-of-concept, we define
- Sweep and plot. We sampled at 60 evenly spaced points in , computed and , and plotted one against the other.
6.5.2. Results
6.5.3. Discussion
- Although is only a proxy for the true global cost , it already captures the hallmark trend: no entanglement ⇒ no contextual correlations; more entanglement ⇒ more contextuality cost.
- Replacing the product-of-marginals by the exact noncontextual assignments (via a small convex program) yields the rigorous , which will follow the same monotonic shape but sit uniformly above .
- This numerical demonstration reinforces our variational framework: entanglement is a resource for contextuality, with the latter rising smoothly as one “turns on” quantum correlations in the magic-square cover.
6.6. Take-Aways
- Complementarity (Section 6.1) shows that the variational principle reduces to ordinary dephasing when contexts do not overlap.
- Magic-square contextuality (Section 6.2) demonstrates how Born-rule weights can be locally optimal yet globally obstructed.
- State-independent KS (Section 6.3) underlines that the obstruction can survive every possible state, emphasizing the lattice, not the state.
- GHZ paradox (Section 6.4) illustrates maximal contextual “distance” and provides a benchmark where the entropy-of-contextuality attains its upper bound.
- Two-qubit magic-square simulation (Section 6.5) tracks a proxy contextuality cost versus entanglement, confirming that contextual divergence grows monotonically with entanglement.
7. Philosophical Reverberations
- From axiom to rule-of-reason. Elevating the Born formula from a postulate to the unique minimizer of an information-geometric variational problem anchors quantum probability in the same rational-update logic that underlies classical Bayesian inference. As with Jaynes’ maximum-entropy principle, the “dice” nature seems to disappear; we merely adopt the least-disturbing classical portrait that any context allows. In this light the trace rule becomes a normative prescription on agents confronted with incompatible frames, resonating with the subjective-Bayesian spirit of QBism yet grounded in an objective optimization over state space [46].
- Relational ontology made precise. Rovelli’s relational quantum mechanics asserts that physical quantities obtain values only relative to an interaction, not in vacuo [28]. Our framework realises that creed mathematically: a density matrix has meaning only inside a maximal abelian sub-algebra; probabilities are coordinates in that chart. No “view from nowhere” survives, because a global, chart-independent distribution is blocked by the Čech cocycle of contextuality.
- Relational perspectivalism made quantitative. The sheaf-theoretic obstruction already denies a view-from-nowhere: there need not exist a single global section compatible with all contexts. The divergence strengthens this statement by assigning a magnitude to that failure. Relationality thus becomes a quantitative law: how far one must move to glue all local perspectives into a single classical narrative.
- Contextuality as intrinsic curvature. Abramsky and Brandenburger first cast contextuality as the obstruction to a global section of a measurement sheaf [19]. We show that this obstruction is not merely logical but metric: the bundle of classical charts is twisted in such a way that any attempt to flatten it incurs a strictly positive entropy cost. In analogy with gauge theory, where curvature measures the failure of local trivializations to mesh, contextuality is the “field strength” of quantum probability. Philosophers who argue that gauge potentials encode real holism rather than surplus structure will recognise the parallel [47,48].
- Epistemic–ontic unification. The same relative-entropy functional that tells an observer how to compress her expectations also quantifies the ontic impossibility of a non-contextual hidden-variable model. Hence the epistemic (agent-centred) and ontic (world-centred) aspects of quantum theory are not two realms but two facets of one geometric object. Spekkens’ operational contextuality criterion—originally couched in ontological-model language—fits seamlessly into this picture when rephrased as a distance to the non-contextual polytope [49].
- Non-classicality hierarchies converge. Work equating Wigner-function negativity with contextuality suggests that many signatures of “quantumness” are different cuts of the same topological cloth [50]. By deriving probabilities from a divergence to the non-contextual set, our framework subsumes negativity, entanglement phases and measurement incompatibility into a single resource metric—hinting at a unified taxonomy of quantum resources.
- Rehabilitating structural realism. If properties exist only as chart-dependent relational structures, then what is real are precisely those structural relations—class-to-class transition maps and their curvature. This echoes the structural realist stance that takes morphisms, not objects, as primitive. Quantum foundations thus align with modern philosophy of science, where laws manifest as constraints on possible relational structures rather than as intrinsic traits of isolated systems.
- Prospects for a gauge-theoretic language of measurement. Viewing Born-rule assignment as a choice of local gauge, while contextuality plays the role of curvature, opens the door to exporting the rich toolkit of fibre-bundle mathematics into quantum foundations. Categories, connections and holonomies may become the natural dialect for future debates about “where the weirdness lives,” replacing the venerable but limited particle–wave and ontology–epistemology binaries.
8. Conclusions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
CPTP | Completely positive, trace-preserving map (quantum channel) |
POVM | Positive operator-valued measure |
MASA | Maximal abelian self-adjoint algebra (projective measurement context) |
RQM | Relational quantum mechanics |
RQD | Relational quantum dynamics |
Umegaki relative entropy (quantum KL; strictly convex in first argument) | |
Classical Kullback–Leibler divergence | |
Quantum Jensen–Shannon divergence (symmetric; is a metric) | |
Classical state space for context C (states diagonal in ) | |
Conditional expectation (dephasing) of onto context C | |
Conditional expectation map onto algebra C (pinching operator) | |
Contextual divergence (min. weighted KL to ; iff noncontextual) | |
Positive weight for context C in the sum defining () | |
Born probabilities ; model marginals in context C | |
Noncontextual polytope (empirical models admitting a global joint/section) | |
Measurement cover (family of contexts ) | |
Marginalization map from global g to (so ) | |
Overlap algebra generated by POVMs E and F | |
Classical measurement channel of POVM E (outputs on basis ) |
Appendix A. Degenerate & POVM Contexts Survive Naimark Dilation
Appendix A.1. Preliminaries and Notation
Appendix A.2. KL Projection with Fixed POVM Statistics
Appendix A.2.1. Problem
Appendix A.2.2. Remark (Instruments vs. Variational Projection)
Appendix A.3. Quantum Jeffrey Updates Between Contexts
- (A)
- Preserve all expectations on the overlap algebra. Minimize subject to for all X in a generating set of . Then
- (B)
- Preserve the F–POVM outcome distribution. Minimize subject to for all j. The solution is the exponential family Equation (A5) with replaced by .
Appendix A.4. Global Contextuality Divergence Is Naimark-Stable
Appendix A.5. Degenerate Projectors
Appendix A.6. Illustrative Toy Example: Qubit Tetrahedral SIC
Appendix B. Rigorous Variational Proof (Finite-Context Setting)
Appendix B.1. Setting and Notation
- Hilbert space: ; density matrix .
- Context cover: , each a rank-1 PVM with .
- Born (context-wise) distributions: .
- Deterministic global assignments: let be the (finite) set of functions that assign to each context precisely one outcome index and are context-consistent on overlaps (if , then iff ). (This is the usual “global section” set in the sheaf model; may be empty in strongly contextual scenarios. In that case, one can enlarge the cover (e.g., add symmetric white-noise coarse-graining) to restore feasibility; here we assume so the noncontextual set is nonempty.)
- Noncontextual polytope (global variable): .
- Context-wise marginals of g: for each j and i,Here is the marginalization matrix from to .
- Weights: with .
- Objective (global “glue” cost):
Appendix B.2. Existence of a Minimizer
Appendix B.3. Uniqueness of Optimal Marginals via Strict Convexity
Appendix B.4. KKT Characterization with Zeros on the Support
- Stationarity
Appendix B.4.1. Complementary Slackness and Feasibility
Appendix B.4.2. Interpretation (Csiszár I-Projection)
Appendix B.5. When Does the Minimizer Equal the Born Distributions?
- (a)
- for all j (the optimal marginals equal the Born distributions in every context).
- (b)
- , i.e., the Born bundle is noncontextual (admits a global joint ).
Appendix B.6. Informational Completeness and Reconstruction of ρ
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Zaghi, A. Born’s Rule from Contextual Relative-Entropy Minimization. Entropy 2025, 27, 898. https://doi.org/10.3390/e27090898
Zaghi A. Born’s Rule from Contextual Relative-Entropy Minimization. Entropy. 2025; 27(9):898. https://doi.org/10.3390/e27090898
Chicago/Turabian StyleZaghi, Arash. 2025. "Born’s Rule from Contextual Relative-Entropy Minimization" Entropy 27, no. 9: 898. https://doi.org/10.3390/e27090898
APA StyleZaghi, A. (2025). Born’s Rule from Contextual Relative-Entropy Minimization. Entropy, 27(9), 898. https://doi.org/10.3390/e27090898