3.2. Constrained Patterns of Tangency to the Foliation and the Classifying Maps to the Spaces
Let
X be a compact topological space. We denote by
the algebra of real continuous functions on
X. Let
be a family of real monic polynomials on
X, where the functional coefficients
. We fix a closed subposet
and assume that, for each point
, the polynomial
has a real zero divisor whose combinatorial pattern
.
Evidently, such polynomial family gives rise to a continuous map , defined by the formula , where the target space is an open subset of . The preimage of -stratification of under produces an interesting stratification of the space X.
When X is a smooth compact manifold, it is possible to perturb the coefficients of P to form a new family so that the perturbed map will be transversal to each pure stratum . If X has a boundary , then we may assume also that is transversal to each pure stratum .
For such a polynomial family , the stratification of X mimics the geometry of the -stratification of the target space and gives rise to a variety of topological invariants of X, generated by the polynomial family.
The polynomial family
as above generates loci
which are mapped on
X by the obvious projection
. The fiber over
of the projection
is the support of a real zero divisor
of
of a degree
. For some
, the
x-fiber may be empty; then the divisor
is equal to zero.
This setting leads to a natural question: “What are the maximal sets (open, closed, any …) which admit a continuous section of the projection ?” In other words, given a particular root of , what is the maximal set over which a global solution of the equation , which extends , exists? The question resembles the question about the maximal domain of an analytic continuation of a given analytic function f (leading to the Riemannian surface associated with f). Perhaps, tackling this question deserves a separate study, dealing with the interplay between the fundamental groups and …
Let denote the space of k times continuously differentiable functions. When X is a -differentiable manifold and all the coefficients of polynomials , then is a -differentiable hypersurface in , since admits the -differentiable parametrization .
Now, given an appropriate hypersurface , we aim to reverse the correspondence by constructing a polynomial family on X that generates .
For a given
d, let us consider the crucial for us
-dimensional domain
Since is a graph of the map , it follows that is diffeomorphic to the half-space , and to the space .
We denote by the obvious projection map. For , its fibers are compact (are finite unions of closed intervals and singletons).
Let Y be a smooth compact manifold, and an immersion. We denote by the one-dimensional oriented foliation, defined by the fibers of the projection map , and by the fiber .
If , we add a collar to Y and denote the resulting manifold by . Similarly, if , we add a collar to M, which results in a new manifold . We still assume that and that . Using that is transversal to , so we may assume that extends to an immersion .
Next, for each point , we introduce a natural number , the multiplicity of tangency between the b-labeled local branch of and the leaf of through the point . If a local branch of is given as the zero set of a locally defined smooth function which has 0 as its regular value, then the multiplicity/order of tangency of the -fiber with at a point is defined as the natural number such that the jet , but . In particular, if the branch is transversal to the leaf, then .
We fix a natural number
d and assume that an immersion
is such that each leaf
hits the image
so that
Note that this assumption rules out the infinite multiplicity tangencies .
We ordered the points
of
by the values of their projections on
and introduce the combinatorial pattern
of
as the ordered sequence of multiplicities
We denote by
the real divisor on
, whose support is
and whose multiplicities are the
.
In particular, the combinatorial type of is sensitive to the points over which the multiple self-intersections of reside. Note also that the definition of the divisor depends only on the image of M.
A special case of the following theorem may be found in [
5], Proposition 3.
Theorem 3. Let M and Y be smooth compact n-manifolds. For any proper (in the sense of Definition 3) immersion which satisfies inequality (16) and the parity condition , there exists a smooth map such that the locus If, for a given pair of closed posets , the immersion β is such that no belongs to Θ and, for , no belongs to Λ, then maps Y to the open subset and to the open subset . Moreover, any two such maps are homotopic as maps of pairs.
Proof. Let us denote by the interior of and by the interior of .
We claim that the set
may be viewed as the solution set of the equations
where
are some smooth functions.
Let us justify this claim. By Lemma 4.1 from [
23] and Morin’s Theorem [
17] (both based on the Malgrange Preparation Lemma), if a particular branch
of
is tangent to the leaf
at a point
with the order of tangency
, then there is a system of local coordinates
in the vicinity of
such that
- (1)
is given by the equation , where and ;
- (2)
Each nearby leaf is given by the equations .
Letting
and writing
’s as smooth functions of
, the same locus
can be given by the following equation:
where
are smooth functions, vanishing at
. Therefore, there exists an open neighborhood
of
in
such that, in
, the locus
is given by the following monic polynomial equation:
of degree
in
u. Here, the finite set
labels the local branches of
that contain the point
.
By multiplying with , we get a polynomial of degree d. For each , shares with the zero set , as well as the divisors .
For each , we consider the space of monic polynomials of degree d such that their real divisors coincide with the -induced divisor . We view as a subspace of . It is equipped with the obvious projection . The smooth sections of the map p are exactly the smooth functions that interest us. By the previous argument, p admits a local smooth section over the vicinity of each .
Evidently, each p-fiber is a convex set. Thus, given finitely many smooth sections of p, we conclude that is again a section of p, provided that the smooth functions have the property . Note that an individual term may not belong to due to the failure of the polynomials to be monic.
Since
Y is compact, it admits a finite cover by the open sets
as above (see Formulas (
17) and (
18)). Let
be a smooth partition of unity, subordinated to this finite cover. Then, the monic
u-polynomial
of degree
d has the desired properties. In particular, its divisor
for each
. Thus, using
, any immersion
, such that
- (i)
is transversal to ;
- (ii)
no belongs to ;
- (iii)
for , no belongs to ,
is realized by a smooth map for which .
If two such maps share the same divisor for each , then the quotients and are strictly positive rational functions and their numerators and denominators are monic non-vanishing polynomials of degree d. Such rational functions form a convex set that retracts to the point-function . Therefore produce a continuous map into a contractible space . As a result, by the linear homotopy , are homotopic maps. □
Definition 6. Let Y be a smooth compact n-manifold and the domain be as in (15). A smooth map is called -regular
if the maps and are transversal to the hypersurface . Thus, for a -regular , the preimage is a compact smooth n-manifold . Of course, if is an immersion, but not an embedding, then any associated map is not -regular.
Figure 1, which illustrates the construction of the classifying map
, reveals an interesting duality: if
is the point of
transversal self-intersection of
, then
is mapped by
to a point where the curve
is
tangent to the discriminant variety
; in contrast, if
is the point of
tangency of
to
, then
is mapped by
to a point where
is
transversal to
. Since the presence of self-intersection point of
is a stable phenomenon with respect to perturbations of
within immersions, the tangency of
to
must be
stable, despite the fact that a perturbation of the loop
can eliminate its tangency to
.
Note that, in
Figure 1, we can perturb the map
so that it will become transversal to the discriminant variety. Such a perturbation
may be assumed to be
-regular. It will resolve the image
into a nonsingular manifold
. In general,
N may be topologically different from the original
M. These observations are generalized in the next couple lemmas.
Lemma 3. For a compact smooth manifold Y, the -regular maps form an open and dense set in the space of all smooth maps.
Proof. A smooth map
, given by
d functions coefficients
on
Y, is
-regular if and only if, in any local coordinate system
on
Y, the system
of
equations has no solutions in
for all
u, and a similar property holds for
. Indeed,
is given by the equation
. The pull-back
of
℘ under the map
is the function
on
. So the first equation in (
19) defines the preimage of
under
. The transversality of
to
can be expressed as the non-vanishing of the one-jet of
along the locus
. In local coordinates on
, the vanishing of
is exactly the constraints imposed by (
19).
Note that, for each
, the system (
19) imposes
affine constraints on the functions
and their first derivatives
. Thus for any
u, (
19) defines an affine subbundle
of the jet bundle
. The union
is a ruled variety, residing in
. Since
, the codimension of
in
is
.
Consider the jet map
. By the Thom Transversality Theorem (see [
19], Theorem 4.13), the space of
for which
is transversal to the subvariety
is open and dense (recall that
Y is compact). Since
Y is
n-dimensional, this transversality implies that
for an open and dense set of maps
.
Similar arguments apply to the smooth maps . Thus we may perturb first any given to insure the -regularity of and then perturb to insure its -regularity, while keeping the regularity of .
Therefore, the set of -regular maps is open and dense in . □
Corollary 3. Let be closed subposets. For a compact smooth manifold Y, the -regular maps form an open and dense set in the space of all smooth maps .
Proof. Since Y is compact and the posets are closed, the target spaces are both open in . Therefore the claim follows from Lemma 3. □
Lemma 4. For a compact n-dimensional Y, any -regular smooth map is realized by an embedding , where the smooth manifold M is n-dimensional and . The manifold M is orientable if Y is orientable.
If and , then M is a boundary of a compact (orientable, if Y is orientable) -manifold .
Proof. A -regular smooth map produces the locus which is a smooth manifold by the transversality of to . If Y is orientable, so is . Thus, the pull-back of the normal vector field to in helps to orient the tangent bundle of M.
Given an embedding , , whose tangent patterns belong to and using that , we conclude that when Y is closed, then bounds a compact -manifold . Indeed, for each , we consider the even degree d real monic polynomial whose real divisor is , counted with the multiplicities. Then, we define as the compact set of that satisfies . The Y-family of such inequalities determines L. □
As a result, any closed n-manifold M, which is not (orientably, if Y is orientable) cobordant to ∅, does not arise via -regular maps for any closed Y and .
Consider the tautological function whose value at the point is .
Definition 7. Let Y be a smooth compact n-manifold. Let .
We call a smooth map -regular if the map has the following properties:
The pull-back of the function ℘ in the vicinity of every pointis locally a product of at most smooth functions for each of which 0 is a regular value; There is a natural number q such that the q-jet equivalence classes of the local branches of at a are distinct for all points a, (the branches are q-separable in the sense of Definition 4);
If , the restrictions have 0 as a regular value, and the q-jet equivalence classes of local branches are distinct as well.
Evidently, -regular map is -regular.
Informally, we would like to think of -regular maps as hypersurfaces that divide the space of -regular maps into chambers. Presently, this interpretation is just wishful thinking. What is clear that, if a map is -regular, then there exists its open neighborhood in the space that does not contain any -maps, where .
Lemma 5. If a map is -regular, then the locusis a compact n-dimensional set with singularities of the local types , where , and each has 0 as its regular value. Moreover, is the image of a smooth compact n-manifold M under an immersion .
Proof. The validation of the first claim is on the level of definitions.
Recall that we denote by the fibration over a smooth manifold X, whose fiber over a point is , the space of q-equivalence classes of germs of smooth hypersurfaces in X at x.
It remains to show that, if a map is -regular and, for some , the branches of the locus at their mutual intersections are q-separable, then is the immersed image of some n-manifold M. In fact, there is an obvious canonical resolution of , so that the projection is the desired immersion. We just associate with each point the (unordered) set of distinct points . In this way, each local branch of defines a smooth section . Over the vicinity of a, thanks to the q-separability, all the sections are disjoint. Since , we conclude that is an immersion. □
Definition 8. We say that an immersion is k-flat
, if for all , the reduced multiplicity In particular, if β is k-flat and k-normal, then the k-intersection manifold .
3.3. Quasitopies of Immersions and Embeddings with Constrained Tangencies Against the Background of 1-Foliations : The Case of General Combinatorics
We use the abbreviation “” for immersions and “” for regular embeddings. When the arguments work equally well for both types, we use the abbreviation “”.
Fix two natural numbers
,
and consider the embedding
, defined by the Formula (
8). Recall that it preserves the
-stratifications of the two spaces,
and
, by the combinatorial types
of real divisors
,
.
For a closed profinite (see Definition 2) poset
, the embeddings
make it possible to talk about the stabilization in the homology of spaces
, as
. With the help of
, it also makes sense to introduce the limit spaces
and
[
6].
For a smooth compact connected n-manifold Y, put and . We denote by the 1-dimensional oriented foliation of , produced by the fibers of the obvious projection .
In Definition 9 below, central to our investigation, we start with a quite general set of combinatorial input data:
. We will gradually restrict them, as we develop the theory.
Figure 2 may help the reader to follow our unfortunately cumbersome notations.
Definition 9. Let us fix natural numbers , , and a triple of closed subposets of the universal poset Ω. Let Y be a fixed smooth compact n-manifold and be two smooth compact n-manifolds.
We say that two proper immersions/embeddings,are -quasitopic
, if there exists a compact smooth -manifold N with corners and the boundary , ( is the closure of the complementary to portion of ). And a smooth proper immersion/embedding such that , , and ;
For each , the total multiplicity (see (16)) of with respect to the fiber is such that: , , and the combinatorial tangency pattern of with respect to belongs to the poset ; For each , the total multiplicity of with respect to is such that: , , and the combinatorial tangency pattern of with respect to belongs to the poset ;
For each , the multiplicity of with respect to is such that: , , and the combinatorial tangency pattern of with respect to belongs to the poset .
We denote by the set of quasitopy classes of such immersions .
We use the notation for the set of quasitopy classes of embeddings . Finally, we use the neutral notation for both.
It is possible to build a parallel notion of quasitopies for oriented M’s by insisting that the cobordism N is oriented as well. We use the notation for these oriented quasitopy classes.
When Y is a closed manifold, we get , a simplification of our settings. Also, when , we get another natural simplification: . Both special cases, and , have significant applications.
Remark 2. If in Definition 9 we would require that the pair is diffeomorphic to the pair , then a more recognizable definition of pseudo-isotopy would emerge. So the notion of quasitopy is more flexible than the one of pseudo-isotopy. It is closer to the notion of bordisms.
Remark 3. The quasitopy is covarientely functorial under the regular embeddings of equidimentional manifolds . At the same time, is contravariantly functorial under submersions , provided that the fibers of g are closed manifolds. The contravariance is delivered via the pull back construction which involves and .
Consider the group of smooth diffeomorphisms of that preserve the 1-foliation and its orientation. We denote by its subgroup, generated by the diffeomorphisms that are isotopic to the identity. Similar groups, and are available for the foliation on . Note that the group is, in the obvious way, a subgroup of , and the group is a subgroup of .
If is a proper immersion/embedding as in Definition 9, then, for any , the immersion/embedding is -quasitopic to . In a similar way, acts on quasitopies of immersion/embedding. Therefore, in what follows, we may ignore the dependence of our constructions on the isotopies of the base manifold Y.
Definition 10. For a given closed poset , we denote by the maximum of entries for all .
Proposition 7. We adopt the notations of Corollary 2. Any proper immersion , as in Definition 9, which is k-normal for all k in the interval , generates canonically smooth mapswhere is the self-intersection manifold of β. The relative non-oriented bordism classes of these maps are invariants of the -quasitopy class of β. If are oriented, then oriented bordism classes are invariants of the oriented -quasitopy class of β. In particular, if Y is closed, then the Pontryagin numbers of the manifold are invariants of the quasitopy class of β.
Proof. If
is an immersion as in Definition 9, then its sufficiently small perturbation still has combinatorial tangency patterns which belong to
, since
is a closed poset in
. This claim is based on the behavior of real divisors of real polynomials under their perturbations [
24]. Similarly, a sufficiently small perturbation of any cobordism
B between such immersions, still will have combinatorial tangency patterns which belong to
, since
is a closed poset in
. Therefore, according to [
20], we may assume that
, within its
-quasitopy class, is
k-normal for all
and
B is
k-normal for all
. Revisiting Definition 10, we notice that also
by the very definition of quasitopies. Now the claim follows directly from Corollary 2. □
We are interested in two
special cases of Definition 9 to be referred in what follows as the
-condition:
Case (1) forces ; so must be closed and . This is evidently the case when . Case (2) forces to be transversal to the foliation ; so we get diffeomorphisms and .
Given two compact connected n-manifolds with boundaries, let denote their connected sum and their boundary connected sum. The 1-handle that participates in the connected sum operation is attached to . In the special case , the manifolds are closed segments and is understood as a new segment, obtained by attaching one end of to an end of .
If the boundaries of and are connected, the smooth topological type of does not depend on how the 1-handle H is attached to to form . In general, to avoid ambiguity of the operation , we pick some elements and .
Definition 11. Under the
-condition (
21), we simplify our notations as follows:
where stands for the standard n-ball. Assuming the
-condition (
21), for any the choice of
and
, let us introduce an operation
Let
be a 1-handle attached to
, to the preferred connected components
and
of
and
. The result is the connected sum
. From now on, we assume that the handles are attached so that the corners are smoothened and the resulting manifold has a smooth boundary. Different attachments of
H produce diffeomorphic connected sums, provided that the disks
and
are placed in the same connected components
and
of the boundaries
and
.
In case (
1) from (
21),
, thus forcing the two immersions
(
) to be immersions of
closed manifolds. With
and
being fixed, the map
is a well-defined immersion within its quasitopy class. Note that by (
1) from (
21),
is disjoint from
. Thus we put
.
In the case (
2) from (
21),
, by an action of a diffeomorphism from
, we insure that
, where
and
. The
-action does not change the quasitopy classes of
.
As we attach a 1-handle H to to form , we simultaneously attach the 1-handle to to form and extend across to a new map . On the handle , the map is a regular embedding and the obvious projection is an immersion.
The transversality of
to
, together with the property (
2) from (
21), allows us to smoothen the immersed manifold
in the neighborhood of
. This smoothing construction is again well-defined within the relative quasitopy classes of
. Thus, we put
.
However, in the case (
2) from (
21), when dealing with the
oriented quasitopies, we face a problem. If
and
are oriented, the handle
must be attached so that the preferred orientations extend across the handle. In “half” of the cases (when the orientations of
and
) is “incoherent”), the obvious projection
will fail to have tangency patterns of finite multiplicity, which violates our basic requirement in (
16).
To summarize, the operation ⊎ is well-defined for the elements of the sets and , where , and for the elements of the set , where .
In particular, by fixing a diffeomorphism
, we get two interesting special cases of the operation
⊎:
provided that, in the last formula,
.
Proposition 8. Consider two closed subposets , where for , and for .
For , the operation ⊎ introduces a group structure to the sets and .
For , the operation ⊎ introduces a group structure to the sets .
For , all these groups are abelian.
Proof. In this proof, for a given map of a topological space X, we denote by the product map .
In the case of , the following arguments work equally well for and for , the oriented and non-oriented quasitopies over the n-ball .
Let be a n-ball, represented as a connected sum of two standard balls . Let be the 1-handle that participates in the construction of the ball as a connected sum: . We fix a diffeomorphism , which identifies the ball with the first ball in the connected sum , and a diffeomorphism . Consider an isotopy that starts with the identity map and terminates with the diffeomorphism whose image is . With the help of , we transfer the isotopy to an isotopy . The isotopy lifts to the isotopy of , and the isotopy lifts to the isotopy of .
For , the neutral element is represented by (by the “empty” cylinder). For , the neutral element is represented by the obvious embedding .
We use to show that, for any immersion and , the immersion is isotopic (and thus quasitopic) to . We identify with M with the help of a diffeomorphism . For and any immersion , with the help of , the immersion is isotopic to . This validates the existence of the neutral element for the operation ⊎ within the -quasitopy classes. Of course, any -quasitopy is automatically a -quasitopy.
Consider an involution
that flips the two copies of
in
and has the ball
in the middle of 1-handle
as its fixed point set. Then, for any immersion
, the immersion
plays the role of the inverse
with respect to
⊎. Indeed, consider the unit half-disk
and the unit half-cylinder
, inscribed in the cylinder
,
. We will use the rotations
of
around the axis
at the angles
, so that
. Let
. In the case
, we form an immersion
defined by the formula
.
Let
denote the origin. In the case
, to satisfy Definition 9 for
, we need to insure that
Therefore, we further isotop
Aradially in each of the multipliers
onto the rectangle
. The result is an isotopy of
A inside the cylinder
.
Since preserve the combinatorial -tangency patterns of within to the ambient foliation on , we conclude that the cobordism delivers -quasitopy between and the neutral element , provided that is as in the hypotheses of the proposition.
Next, we need to verify the associativity of the operation ⊎. The argument is similar to the one that has validated that is -quasitopic to . It uses diffeomorphisms and , embeddings on the first and the second ball, and the embeddings on the first and the second ball and on the second and third ball in , respectively. We leave the rest of the argument to the reader.
The validation of the fact that
⊎ is commutative for
is a bit more involved and similar to the classical proof of the fact that the homotopy groups
of spaces are commutative for
(see
Figure 3). Let us sketch this validation.
As before, put
. We start with the case
and two immersions
(
) such that the image of
belongs to the cylinder
. Consider an equatorial hyperplane
(the horizontal punctured line in
Figure 3), transversal to the ball
and such that
is the fixed point set of another involution
on
. So the pair of
-balls
and
divide
in the four regions (“quadrants”):
, ordered counterclockwise around the axle
. Each of these regions is homeomorphic to a
n-ball.
First, we choose an isotopy to compress in the interior of the region and an isotopy to compress in the interior of the region . We may assume that these isotopies are smooth in the interior of the relevant regions. We lift to an isotopy and compose it with . We lift to an isotopy and compose it with . Let us denote these compositions by and , respectively. Next, we choose an isotopy to compress in the interior of , and an isotopy to compress in the interior of . The composition places the image of over the quadrant and composition places the image over the quadrant . To complete the cycle that “switches” and , it remains to expand the image into and the image into .
In the case , more careful arguments are needed to insure that is -quasitopic to . They are similar to the ones we used to prove that is -quasitopic to the neutral element . □
Remark 4. We stress that the “1-dimensional” groups
typically are
not commutative. There are quite a few examples (see Corollary 13 and
Figure 3) where, for
and
, they are free groups with the number of free generators being bounded from above by some quadratic functions in
d. In general, these groups form an interesting class, whose presentations are well-understood [
5] and whose group theoretical properties deserve a study.
For a given group , we denote by its r-fold direct product.
Corollary 4. Let be two closed subposets, where for and for . Let .
For any compact connected smooth n-dimensional manifold Y with boundaries that has r connected components, the group acts, with the help of the operation ⊎, on the set . Similarly, the group acts on , provided .
Proof. Let
. By Proposition 8,
is a group with respect to the
⊎ operation. By the arguments that follow (
26), for each choice of a connected component
of
, the group
acts via Formula (
26) on the set
. In the case of an even
d and
, for a pair
, and
, the action is defined by the formula
, where
is the boundary connected sum that employs the connected component
. In the case of an odd
d and
, for a given pair
and
, the action is defined by the formula
, where
is a boundary connected sum using the single component of
, embedded by
in
, and the single component of
, embedded by
in
.
For different choices of elements , these -actions evidently commute. Thus acts on , where . Similar arguments work for the oriented case, provided . □
Remark 5. We will see soon that the group’s may have elements of infinite order, as well as some torsion, as complex as the torsion of the homotopy groups of spheres. As a result, the -orbits in may have complex and diverse periods. We have a limited understanding of the orbit-space of this action; however, for embeddings, this problem is reduced to the homotopy theory of the spaces of real polynomials with constrained real divisors. In some cases (see Proposition 18 and Example 6), we can estimate the “size” of the orbit-space .
Definition 12. as followed.
Given two pairs of spaces and , we denote by the set of homotopy classes of continuous maps such that .
Given three pairs of spaces , , and and a fixed continuous map , we denote bythe set of homotopy classes of continuous maps , modulo the following equivalence relation: , where and , if the compositions and are homotopic as maps from to .
If all the spaces above are locally compact
-complexes, then the set in (
28) is countable or finite.
The next two propositions deliver new characteristic homotopy classes of immersions/embeddings against a fixed background of 1-foliations of the product type.
Proposition 9. Let be closed subposets. Let M, Y be smooth compact n-manifolds.
Any proper immersion/embedding , such that
(see (16)) and for all ; The combinatorial patterns belong to ;
The combinatorial patterns , belong to ,
generates a continuous map , whose homotopy class depends on β only.
Moreover, any such pairof -quasitopic immersions/embeddings generates homotopic composit maps Thus we get a well-defined surjective mapfrom the (oriented) quasitopies of immersions/embeddings to the homotopy classes of triples of spaces, as introduced in Definition 12.
Proof. The two claims follow from Theorem 3, being applied first to proper immersions and , and then to the proper immersion of a relative cobordism N between and . There is only one technical wrinkle in this application: N is a compact manifold with corners ; so Theorem 3 must be adjusted to such a situation. Note that B is transversal to both hypersurfaces, and to . This fact allows to add a collar to and to extend the arguments of Theorem 3 to a new enlarged -manifold whose interior contains .
Thus, the map
delivers a homotopy between the maps
and
. Revisiting Definition 12, this implies that (
29) is a well-defined map. In fact, similar map may be defined from the oriented quasitopies.
It will follow from Formula (
37) below that the map in (
29) is
surjective. □
Corollary 5. Under the hypotheses of Proposition 9 and assuming the Λ-condition (21), we get a well-defined mapwhere the base point and . Similarly, a map from to the same target is available. Proof. If or , then the spaces and are contractible. So the corollary follows from Proposition 9. □
Let Y be a connected n-dimensional manifold with boundary. Let us pick a preferred component of . Then, the group acts naturally on the set by forming the connected sum of maps and . As a result, we get an action of on , where . Let us denote this action by , where , , and stands for forming a boundary connected sum map with h by using the component of .
Assuming the
-condition (
21), in what follows, we use the abbreviation
Combining Proposition 8 with Proposition 9, leads to the following result.
Proposition 10. Under the Λ-condition (21), The map in (29) generates a group homomorphismwhere the group operation in is “ ⊎”. By Corollary 7, is an isomorphism, and is an epimorphism. For , the base points resides in the chamber of positive monic polynomials, and for , in the chamber of monic polynomials with a single simple real root. Similar choices of the base point are made for .
Let . The power of the homomorphism from (31) generates a representation of the group in the group With the help of this representation, the map in (29) is equivariant
with respect to the -action on the set and with respect to the on the set . Similar claims hold for the oriented quasitopies and the -action on them, provided .
Proof. By Proposition 9, we get a group representation
from (
31). By Corollary 4, the group
acts on
. Employing Corollary 5, we get a well-defined map
from (
29).
If a map
, being composed with
, becomes null-homotopic in
, then for any map
such that
is null-homotopic in
, the map
is null-homotopic in
as well. Thus, the action of the group
on the set
is well-defined. Now, thanks to Theorem 3, it is on the level of definitions to verify the equivariant property of
, namely, that
where
and
, or
and
. □
Definition 13. Let be closed subposets.
Consider the obvious map .
We denote by its image. It is represented by immersions/embeddings , whose combinatorial tangency patterns to the foliation belong to the open subposet . We call such elements combinatorially trivial.
Then, we introduce the quotient set by the formula: Under the
-condition (
21), we get
since
is represented by a single element, an empty embedding or the embedding
. In particular, if
, then we get the bijection (
34). When
Y is
orientable, similar definitions/constructions of
are available for the oriented quasitopies, provided
.
Lemma 6. Let be closed subposets, and let Y be a compact manifold. We pick a pair of natural numbers of the same parity.
Any smooth -regular map produces a proper regular embedding of some compact n-manifold M. The combinatorial patterns of , relative to the foliation , belong to and of its restriction to belong to . Moreover, .
Any pair of -regular maps such that and are linked by a smooth -regular homotopygives rise to a -quasitopy between and . Moreover, . If Y is orientable, then so are M and N.
Proof. The first claim of the lemma follows from Definition 6, since for a -regular map, the preimage of the hypersurface under is a regularly embedded codimension 1 submanifold M of , and the preimage of under the map , where is a -regular map, is the boundary , regularly embedded in . Recall that the map pulls back the universal function to the function on for which 0 is a regular value. Using this function , the arguments from Theorem 3 imply that .
Let us validate the second claim. Recall that , since preserves the combinatorial types of real divisors of real polynomials.
By definition of
, we get
. Thus
where
is a smooth positive function. So the zero loci
coincide. Moreover, using that
, if the 1-jet of
does not vanish along
, then the 1-jet of
does not vanish along the shared locus. Therefore, if
has 0 is a regular value, then
has 0 as a regular value as well.
Now, given two
-regular maps
such that
and
are linked by a smooth
-regular homotopy
we conclude that the preimage of
under
is a regularly embedded codimension 1 submanifold
with corners
. Its boundary
, where
. Moreover, for
, the transversality of
to
implies the transversality of
to
, and the transversality of
to
. Using the pull-back
, again by the arguments from Theorem 3, we get that
.
Finally, if Y is oriented, then so are and . Then, the pull-backs under or of the normal fields or help to orient M or N. □
Lemma 7 below is a natural generalization of Lemma 6 from the case to the case of a general k. It is based on Lemma 5. We skip the proof of Lemma 7, since we will not rely on it. However, its formulation may give a bit wider perspective of our effort.
Lemma 7. Let be closed sub-posets, and Y a compact manifold. Let , , , , and .
Any smooth -regular map produces a proper immersion of some compact n-manifold M. The combinatorial patterns of , relative to the foliation , belong to and of its restriction to to . Moreover, .
Any pair of -regular maps such that and are linked by a smooth -regular homotopywhere , gives rise to a -quasitopy between the immersions and . Moreover, .
The next theorem provides homotopy theoretical invariants of the quasitopy classes of immersions and embeddings into . For embeddings, they compute the quasitopies.
Theorem 4. Let be closed subposets, and Y be a smooth compact manifold. Assume that and .
Assuming the Λ-condition (21), we get a bijection
and a surjectionBy Proposition 11 below, admits a right inverse. Proof. By Proposition 9, the map
from (
36) is well-defined.
First, we show that the map is surjective. Recall that both are open subspaces of , and are open subspaces of . Thus any continuous map may be approximated by a smooth map in the relative homotopy class of h. Similarly, any continuous map may be approximated by a smooth map which shares with H its relative homotopy class.
By Corollary 3, may be approximated further by a -regular map which is in the relative homotopy class of h. By Lemma 6, is realized by a proper embedding of some compact n-manifold whose tangency to patterns belong to , while the tangency patterns of belong to . Since the target set of the map is a quotient of the set by an equivalence relation, we conclude that is surjective.
Now we show that the map
from (
35) is well-defined and injective. Consider some proper
-regular embedding
such that the map
is homotopic to a map
whose image is contained in
. Again, by Corollary 3, this homotopy
can be approximated by a
-regular homotopy
which coincides with
on
. Let
. By Lemma 6,
is produced by a cobordism
whose other end
has tangency patters (to the fibration
) that belong
. In other words,
, which represents the trivial element of the quotient
. Thus, we get the bijection (
35).
When
, the set
consists of a single element. Hence, we get the bijection in (
36).
Finally, by Proposition 9, the map
in (
37) is surjective, since the map
factors through it.
Assuming that Y is oriented, the preimages of the loci and under regular maps are oriented manifolds. This remark validates the last claim. □
Corollary 6. Under the hypotheses of Theorem 4, including the Λ-condition (21), the quasitopy set depends only on the homotopy type
of the pair . If Y is orientable, then the orientation forgetting mapis a surjection. In particular, is a group epimorphism. Proof. The first claim of the corollary follows instantly from Formula (
36) and its analog for the oriented quasitopies.
The rest of the claims can be derived from the following already familiar observation. Since any element is represented by a map which is transversal to , the manifold has a trivial normal bundle in . Thus, M is orientable, when Y is present. The same argument applies to the cobordisms that connect quasitopic ’s. Therefore, when Y is orientable, the orientation forgetful map from the second claim is onto. □
Remark 6. The first claim of Corollary 6 is a bit surprising, since not any homotopy equivalence of smooth n-dimensional pairs may be homotoped to a diffeomorphism. Thus it is not clear how to transfer directly a regular embedding to a regular embedding without using the bijection . Similarly, it is unclear whether depends only on the homotopy type of the pair . Conjecturally, it does.
Corollary 7. Assume that , , and the Λ-condition (21) is in place. Then, the group homomorphism in (31) is a group isomorphism
for embeddings and a split epimorphism
for the immersions. With the help of this group isomorphism (and by Theorem 10), the map in (36) is equivariant, and so is the map in (37) with the help of the epimorhism of the corresponding groups. Proof. By Theorem 4, the map in (
36) is bijective and the map in (
37) is split surjective for any
Y; in particular, this is the case for
. By Theorem 10, all these maps are group homomorphisms. By Proposition 11 below, the map in (
37) is a split epimorphism. □
Letting and in Theorem 4, we obtain the following two corollaries.
Corollary 8. Let be a pair of closed subposets, and Y be a compact manifold.
Assuming the Λ-condition (21), we get a bijection
Corollary 9. Let be a pair of closed sub-posets. There exists a group isomorphism (abelian for ) Assuming the Λ-condition (21), we get a group epimorphism Proof. The claim follows instantly from Theorem 4 and Proposition 8. □
The next proposition is an attempt “to reverse the direction” of the maps in (
29) and (
31).
Proposition 11. Let be closed subposets, and Y be a smooth compact manifold. Assume that and .
Then, the obvious mapis injective. That is, if two embeddings and are quaitopic via immersions, then they are quaitopic via embeddings. Moreover, there exists a surjective “resolution map”that serves as the right inverse
of . In other words, there exists a canonical resolution
of any such immersion into an embedding, well-defined within the relevant quasitopy classes. Proof. In the proof, to simplify the notations further, put
Using the map (
29), we see that the map
is a composition of the map
and the map
However, by Formula (
36) from Theorem 4, we have a bijective map
Hence, we define the desired surjective map by the formula . It is on the level of definitions to check that . □
Remark 7. Of course, applying the resolution to an immersion produces an embedding , where the topology of is quite different from the topology of M. However, the sets and can be assumed to be arbitrary close in the Hausdorff distance in .
Corollary 10. Each fiber of the resolution map consists of the elements that share the same -value in .
In particular, for , we get a splittable groups’ extensionwhose kernel consists of quasitopies of immersions that belong to the kernel of the map in (30) with . Via the operation ⊎, the subgroup acts on the fibers of the map from (44). Proof. We use the notations from the previous proof. By Proposition 11, each fiber of consists of the elements that share the same -value in . For , this implies that the group is a semidirect product of the groups and . Again, is characterized by the property of having trivial values.
Since, for and , we have , we conclude that . Therefore acts on fibers of the map . □
Since and share the same invariants , we should be looking for new invariants that distinguish between and .
Relying on Proposition 7, we may use the bordism classes (or when Y is oriented) of the k-self-intersection manifolds of to produce the desired distinguishing invariants. In a sense, these quasitopy invariants “ignore” the foliations . Evidently, they vanish on the set .
Therefore, for
, assuming that
(see Definition 10), the correspondence
produces a map
which has a potential to discriminate between
and
. Lemma 8 provides the simplest example where it does.
Next, we “mix” the tangency patterns of immersions to with the self-intersections of (which also influence the -tangency patterns). For simplicity, we assume the -condition and that Y is oriented.
Let be an immersion whose quasitopy class belongs to . Let be an abelian group. We pick a cohomology class and evaluate its pull-back on the relative fundamental class . This construction leads to the following proposition.
Proposition 12. Let be closed posets. We assume the Λ-condition. Let Y be an oriented smooth compact manifold. Pick a positive integer .
For any cohomology class , the evaluationis an invariant of the quasitopy class . If β is an embedding, then for .
Proof. By Corollary 2, the bordism class of is invariant under a change of within its quasitopy class. By Theorem 3, the cocycle is an invariant of the quasitopy class of . By the topological Stokes’ Theorem, the cocycle , being evaluated on the cycle is an invariant of . □
Here, is the simplest example of an invariant
, delivered by
from (
46), which does discriminate between the quasitopies of embeddings and immersions.
Lemma 8. Let and let be the number of points in Y where exactly branches of meet transversally in . If , then is nontrivial, provided .
Proof. Let denote the finite set of points, where exactly branches of meet transversally in . Assume that be quasitopic to trivial immersion with the help of a cobordism . Then, in general, may have points where exactly branches of meet transversally. Let denote their set and let . The points, where exactly branches of meet transversally, form a graph . If , then has univalent vertices and vertices of valency . Every edge of that does not terminate at a valency one vertex from is attached to . Thus counting the edges of we get . Therefore, when , we get a contradiction with the assumption that is quasitopic to trivial immersion. As a result, any immersion with an odd number is nontrivial in , provided . □
Example 2. Pick , . Let consist of such that all their entries are 1’s and 2’s and a single 2 is present at most. Put . Then, . By [5], Theorem 2.4, the latter group is a free group in 6 generators (see Figure 4). The group extension in (45) reduces toThe figure ∞, placed “horizontally” in ( being the horizontal direction) represents an immersion . We claim that β belongs to the kernel from (45). Indeed, consider a flip whose fixed point set is the vertical line through the singularity of figure ∞. Due to the symmetry of ∞ with respect to τ, the path is relatively contractible. Thus, ∞ is indeed in the kernel . By Lemma 8, β is nontrivial in . By the same lemma, the quasitopy class of any collection of smooth curves with an odd
number of crossings is nontrivial in . At the same time, the immersion is trivial in since it is the boundary of a horseshoe surface with the -tangency patterns that belong to . So the immersion β, such that , is an element of order two in the kernel . However, if we orient , then ∞ becomes an element of infinite order in . In fact, any collection of curves in with the tangency patterns in , with an odd number of transversal crossings, and which is symmetric under an involution which preserves the oriented foliation , belongs to and has order 2 there. Based on a sparse evidence, we conjecture that . If this is true, then is a semi-direct product .
Figure 4.
Six generators (a–f) of the free group , where is the closed poset generated by the elements with two 2’s or one 3. The vertical lines mark crossing the walls of the 6-dimensional chambers in .
Figure 4.
Six generators (a–f) of the free group , where is the closed poset generated by the elements with two 2’s or one 3. The vertical lines mark crossing the walls of the 6-dimensional chambers in .
The next theorem describes one very general mechanism for generating characteristic cohomology classes for immersions/embeddings with -restricted tangency patterns to .
Theorem 5. For a compact manifold Y, , and , assuming the Λ-condition, any immersion/embedding as in Proposition 9 induces a characteristic homomorphism from the (co)homology of the differential complex in (6) to the cohomology . Quasitopic immersions/embeddings induce the same characteristic homomorphisms.
Proof. For any closed poset
, by Corollary 2.6 and Theorem 2.2 ([
6]), the homology of the differential complex in (
6) is isomorphic to
. By Proposition 9, any immersion
whose tangency patterns belong to
and the ones of
to
, produces a map
whose homotopy class is determined by
. This
induces a natural map
in cohomology, and therefore, a characteristic homomorphism
.
By Proposition 9, -quasitopic immersions/embeddings induce homotopic maps and hence the same characteristic homomorphisms . □
Thus various homomorphisms may distinguish between different quasitopy classes of immersions . We will soon exhibit multiple examples, where they do.
3.4. Quasitopies of Immersions/Embeddings with Special Forbidden Combinatorics and the Stabilization by d
In this subsection, we take advantage of a few results from [
4,
6], as formulated in
Section 2, to advance computations of quasitopies of embeddings with special combinatorial patterns
and
of tangency to the foliations
and
, respectively.
We start with the Arnold–Vassiliev case of real polynomials with, so called, moderate singularities [
1,
4]. Let
be the closed poset consisting of
’s with the maximal entry
. For
, the cohomology
is isomorphic to
in each dimension
j of the form
, where the integer
, and vanishes otherwise [
1].
Based on Vassiliev’s computation of the cohomology ring
(see [
4], Theorem 1 on page 87), consider the graded ring
, multiplicatively generated over
by the elements
of the degrees
, subject to the relations
Guided by Theorem 5 and employing Theorem 3, we get the following claim.
Proposition 13. Let . Consider an immersion whose tangency patterns to the foliation belong to and the ones of either form an empty set when , or the set when .
Then, β generates a characteristic ring homomorphism . The homomorphism is an invariant of the quasitopy class of β. In other words, we get a map
Remark 8. Note that if some generator is mapped by to zero in , then the images of all with must be torsion elements. Thus some cohomology rings may not be able to accommodate nontrivial images of the Vassiliev ring in positive degrees.
In contrast, here is a case when the accommodation seems possible: take , , and . Consider 9-dimensional variety , its compliment , and the cohomology ring . Then, the ring homomorphism that sends , , and embeds as a subring of . We speculate that there is an embedding that induces that .
Propositions 12 and 13 lead to the following corollary.
Corollary 11. Let be compact oriented smooth n-manifolds. For any generator of degree and an immersion with k-moderate tangency patterns to , the integeris an invariant of the quasitopy class . The invariant when β is an embedding and , or when . The next proposition is a stabilization result by the increasing for the embeddings with moderate tangencies to the foliation on .
Proposition 14. Let . If , then the classifying mapis a bijection, and the classifying mapis a surjection for any , . In particular, for a given Y, stabilizes for all , a linear function in .
Proof. Let
. By [
4], Theorem 3 on page 88, the
-induced homomorhpism
of homotopy groups is an isomorphism for all
. Thus the two spaces
q-connected. Therefore, if
, then no element of
becomes, under the composition with
, nill-homotopic. Hence,
In particular, if
, then
is stable in
d, provided
. Therefore, by Theorem 4, all the claims of the proposition are validated. □
Example 3. Let
. By Proposition 14 and Formula (
49), for any compact connected surface
Y, we get bijections:
whose target is the second cohomotopy group
, the latter isomorphism being generated by the degree of maps to
.
Let
Z be a simply connected
-complex whose cohomology ring, truncated in dimensions
, is isomorphic to
, where
. Then, by Proposition 14, for any compact smooth manifold
Y of dimension
, we get bijections:
Corollary 12. Let be the closed poset of ω’s with at least one entry . Assume that .
Then, there is a group epimorphism In other words, the quasitopy group of non-oriented embeddings into the cylinder with no vertical tangencies of to of the order and with the total multiplicities is isomorphic to the group , provided that .
As a result, in this range of d’s and for , all the groups are finite abelian, except for and , where they are infinite of rank one.
Proof. According to Arnold’s theorem [
1], for
,
. Applying Corollary 7, the claim follows by examining the tables of homotopy groups of spheres. □
Example 4. For
,
, and all
n, we get a group isomorphism
In particular, for
, visiting the table of homotopy groups of spheres, we get:
It would be very interesting to understand and describe, in the sprit of the Arnold’s “kidneys” in
Figure 3 (see [
1]),
the shapes of embeddings
that produce such mysterious periods… In principle, Theorem 4 contains the instructions for such attempts. Perhaps, at least for
, one has a fighting chance…
Let be two groups, and their group of homomorphisms. Then, G acts on by the conjugation: for any , , and , we define by the formula . We denote by the quotient .
The next corollary deals with special
’s for which
is a
-space [
5].
Corollary 13. Let consist of all ω’s with entries 1 and 2 only and no more than a single entry 2. Put for , and for . Let be the free group in generators.
Assume that either Y is a closed manifold, or and the Λ-condition is in place.
If , then there is a bijectionand a surjection When Y is closed, then similar claims hold with the targets of and being replaced by the set .
In particular, , the free group of cyclic words in letters (see Figure 3). Thus, if has no nontrivial free images, then the group is trivial.
Proof. By Theorem 2.4, [
5], for such a
, the space
is of the homotopy type of
. Thus, when
Y is closed, by the obstruction theory,
(see [
25], Section VI, F). When
, the boundary of
Y is mapped by
to the preferred point
. This makes it possible to consider the based loops in
Y, the base point
b being chosen in
, and the based loops in
, the base point
being the apex ★ of the bouquet. Again, by the standard obstruction theory, we get
.
Now, by Corollary 9, the claim follows. In particular, if has no nontrivial free images (say, is a finite group), the group is trivial.
See
Figure 3 and [
5,
26] for more illustrations of the cases when
is a
-space. □
Proposition 15. Let , and , .
Then, assuming the Λ-condition (21), we get a group homomorphismwhich is an isomorphism for the embeddings and an epimorphism for immersions. The homomorphism in (51) is induced by the embedding . The number has been introduced in (12). For , the group is trivial.
Proof. By Formula (
31) from Theorem 10, we produce the map
. By Corollary 9, it is a group epimomorphism for immersions and an isomorphism for the embeddings.
By Proposition 5 and the Alexander duality, the spaces
and
have the homology types of bouquets of
-spheres. Recall that a simply connected
-complex whose torsion-free
-homology is concentrated in a single dimension
q is homotopy equivalent to a bouquet of
q-spheres (see [
27], Theorem 4C.1). Therefore the spaces
and
have the homotopy types of bouquets of
-spheres, provided
. With the help of these homotopy equivalences, the homomorphism
is induced by the embedding
. This validates the first claim.
The last claim follows from the cellular approximation of a continuous map in its homotopy class. □
For , we are able to compute the quasitopy classes of k-flat (see Definition 8) embeddings into . They correspond to the case in the following proposition.
Proposition 16. For and , consider the closed subposet . Assume the Λ-condition (21). Then, for a compact smooth n-manifold Y with a boundary, the quasitopy set of embeddings is described by the formulawhere ★ is the apex of the bouquet, and the integer is defined by (12). In particular, the quasitopic classes of embeddings in the cylinder with the combinatorial patterns ω such that and are described by the group isomorphism Proof. The arguments are similar to the ones used in the proof of Proposition 15. To simplify notations, temporarily, put .
By Theorem 5,
has the integral homology type of a bouquet of
many
-dimensional spheres ([
6]). Since the space
is
-dimensional
-complex [
5], for
, the space
is simply connected. By the Alexander duality, its integral homology is concentrated in the dimension
and is isomorphic to
. By Proposition 4C.1 from [
27],
has the homotopy type of the bouquet
. Now, by Theorem 4, the claim follows. □
Theorem 6. Let Y be either a closed smooth n-manifold or a manifold with boundary, in which case, we assume the Λ-condition. We denote by the closed subposet of , consisting of elements .
Then, for all and all ω such that , the quasitopy either is trivial (consists of single element), or is isomorphic to the cohomotopy set , where .
For , the List A1 in Appendix A lists all ω and the corresponding for which is non-contractible (in fact, a homology k-sphere). Proof. The claim follows by combining Theorem 4 with the List
A1 in
Appendix A. □
Example 5. Let
and
. Then, for any closed
Y, using the List
A1 in
Appendix A, we get a bijection
, the 4-cohomotopy set of
Y. In particular, the we get the following group isomorphism:
Let
and
. Then, for any closed
Y, by (
A1), we get a bijection
In particular, we get an isomorphism
.
3.5. Relation Between Quasitopies and Inner Framed Cobordisms
For a compact smooth Y of dimension , Proposition 16 below points to a peculiar connection between the quasitopies of embeddings and the inner framed cobordisms of Y (see the definition below).
Definition 14. The cobordisms are based on codimension smooth closed submanifolds Z of Y of the form . The normal bundle is framed. The disjoint “components” of Z are marked with different colors σ from a palletΞ of cardinality .
Two such submanifolds are said to be inner cobordant if there exist codimension submanifold of , such that ; moreover, for each color . The normal bundle is framed, the restrictions , , and the framing of ν extends the framings of and .
As with quasitopies of immersions, for any pair
,
of compact smooth manifolds with boundary and any choice of
,
, an operation
may be defined in an obvious way as
. This operation
converts the inner framed cobordisms
into a group. Choosing
, we get a group action
Proposition 17. Let a pallet Ξ be of the cardinality . For a compact smooth manifold Y of dimension , where , there is a bijectiondelivered by the Thom construction on the trivialized normal bundle , where . The bijection respects the operations and ⊎ in framed inner bordisms and in the quasitopies: Proof. Given a framed embedding of a closed smooth Z of codimension , the Thom construction on produces a continuous map to the bouquet. Since Z is closed, is mapped to the base point ★ of the bouquet. The homotopy class of depends only on the inner cobordism class of in .
Let us fix a homotopy equivalence . By Corollary 8, the homotopy class of the map determines the quasitopy class of some embedding , whose combinatorial tangency patterns to belong to the poset and the tangency patterns of to the poset . Thus the map is well-defined.
To show that is onto, we take any embedding of a n-manifold M, whose tangency patterns reside in and such that the tangency patterns of reside in as above. We use to produce a map . Composing with the homotopy equivalence , we get a map from Y to the bouquet such that is mapped to the base point ★ of the bouquet. For each sphere from the bouquet, we fix a point , different from ★, and a -frame at . Perturbing within its homotopy class, we may assume that is transversal to each . Then, the closed framed submanifold is an element of . Moreover, for a given , the map is in the homotopy class of .
The injectivity of has a similar validation, using the -dimensional cobordism that bounds an embedding which is quasitopic to the trivial embedding. Again, we perturb to make it transversal to , thus producing a framed cobordism W in which bounds .
Finally, the validation of the property is on the level of definitions. □
For and an oriented n-dimensional Y, where , Proposition 17 gives a limited insight into the actions of the (abelian when ) group on the set .
Here, is one useful observation: if is represented, via , by a closed normally framed submanifold , then the fundamental homology classes are constant along the -orbit through . Indeed, using the property , all the changes of , produced by the -action, are incapsulated in a ball , and thus their fundamental classes are null-homologous in Y.
For a pallet of cardinality , consider the subset of the group that is realized by disjoint distinctly colored and normally framed closed submanifolds of Y, . For , by a general position argument, is a subgroup of .
Using Proposition 17 and tracing the correspondence , validates instantly to the following claim.
Proposition 18. Let Y be a compact smooth oriented n-manifold Y, where and . Assume that . Then, the orbit-space of the -action on the set admits a surjection on the set .
Example 6. Take , , , and . Then, and . Thus, we get a homotopy equivalence . For a compact oriented 3-manifold Y, any normally framed 1-dimensional submanifold Z acquires an orientation. Using the isomorphismfrom Proposition 17, any collection of at most ten disjoint framed closed 1-dimensional submanifolds (that is, any framed link
, colored with 10 distinct colors at most) produces a quasitopy class of an embedding , where M is closed. Its tangency patterns ω, with the exception of , have only entries from the list so that no more than one 3 and no more than two 2’s are present in ω, while . For an orientable Y, the orbit-space of the -action on admits a surjection onto the group . For example, for , where is the 3-torus, the orbit-space is mapped onto the lattice .
Corollary 14. We adopt the hypotheses of Proposition 16.
For and any choice of , the group acts freely and transitively on the set . Thus both sets are in a 1-to-1 correspondence.
For a simply connected Y, , the group acts freely and transitively on the set . Again, both sets are in a 1-to-1 correspondence.
Proof. By Proposition 18, there exists a bijection
When
, the elements of
are represented by finite sets
Z of framed oriented singletons, marked with
colors at most. (We may assume that no two singletons of the same color have opposite orientations.) Evidently, any such finite set
Z can be incapsulated into a standard smooth ball
such that
, a standard
-ball. Therefore
Z belongs to the
-orbit of the empty collection
. By (
54),
belongs to the
-orbit of the trivial embedding (the empty one for
and the embedding
for
). This validates the first claim.
For a simply connected
Y,
, again by Proposition 18, any element of
is represented by a framed collection
Z of disjoint loops in
Y, colored with
colors at most. Using that
and
, we can bound each loop
by a regularly embedded smooth 2-disk
so that all
’s are disjoint. Therefore, each loop
is contained in a standard ball
, the regular neighborhood of
. By performing 1-surgeries on
, we construct a
k-ball
that contains all
’s. Adding a 1-handle
that connects
with
, we exhibit a ball
which contains all the loops and such that
is a
-dimensional ball. Therefore,
Z is, once more, in the orbit of the empty collection
of loops. By (
54),
belongs to the
-orbit of the trivial embedding.
In fact, this conclusion is also valid for 3-manifolds
Y with a
spherical boundary, but its validation is not as direct as for the case
. If
, by the Perelman’s solution of the Poincaré Conjecture [
28,
29,
30], we conclude that
Y is the standard ball
. Thus any
-colored and framed link
is obviously contained in
.
As usual, the case seems to be challenging. □