Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq
Abstract
:1. Introduction
2. Vulnerability Indicators
2.1. Environment Domain
2.1.1. Class A: High-Polluting Projects
2.1.2. Class B: Moderately Polluting Projects
2.1.3. Class C: Low-Polluting Projects
2.1.4. Effects of Weapons and War
2.2. Building Domain
2.3. Urban Domain
2.4. Social Domain
3. Method
3.1. Study Area
3.2. Data Collection
3.3. GIS Database Design and Management
3.4. Delphi Technique
3.5. Spatial Analysis Processes
3.5.1. Spatial Analysis of Continuous Data
- Euclidean distance function
- 2.
- Fuzzification
3.5.2. Methods for Processing and Analysing Discrete Data
- Rasterisation
- 2.
- Normalisation
3.6. AHP and FL
- Creating a pairwise comparison matrix. A pairwise comparison matrix was prepared based on the questionnaire survey results. Nine experts compared the relevant criteria with vulnerability indicators. The related weights of these criteria based on AHP were computed. To examine the consistency grade between the weighted values of various parameters, CR was calculated using the three formals (5)–(7). The results showed that the CR values were less than 0.1; thus, the pairwise comparison matrices were suitable.
- 2.
- The comparative importance hierarchy values are crisp in AHP. Thus, crisp values were transformed into fuzzy numbers in this step based on the triangular fuzzy membership equation, i.e., Formula (8). Fuzzy value is described by three determinations {a, b, c}, as illustrated in Figure 8.
- 3.
- In this step, the fuzzy geometric mean value () of every criterion was calculated using Formula (9).
- 4.
- The fourth step was the determination of the fuzzy comparative weight of each criterion, as follows:
- 5.
- Determining the weights of the crisp values using the centre of area (COA) method based on Formula (11).
- 6.
- The final step was the standardisation of the relative weights (wi) by applying Formula (12), and lastly, collecting the final weight (Wni). Table 6 provides the results.
3.7. WLC
3.8. Final Fuzzy Map
3.8.1. Aggregated Vulnerability (Va)
3.8.2. Comprehensive Vulnerability Maps (Vt)
3.9. Jenks Optimisation Method
4. Results
4.1. Urban Vulnerability Map
4.2. Social Vulnerability Map
4.3. Building the Vulnerability Map
4.4. Aggregated Vulnerability Map
4.5. Environmental Vulnerability Map (Ve)
4.6. Comprehensive Vulnerability Map
4.7. Validation
4.7.1. Using Machine Learning (ML)
4.7.2. Spatial Analysis Validation
4.7.3. Sensitivity Analysis
5. Discussion
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Appendix A
Neighbourhood Code | Name | Neighbourhood Code | Name |
---|---|---|---|
1 | Aljamaa | 46 | Alaskary_3 |
2 | Sawage | 47 | Alhasan |
3 | Alseray | 48 | Bashaeer |
4 | Syaf | 49 | Rasool_1 |
5 | Sabeah | 50 | Rasool_2-3 |
6 | Alsharqyah_1 | 53 | Feda_2 |
7 | Alsharqyah_2 | 54 | Alamen dakhaly_1 |
8 | AbuJada_1 | 55 | Alamen dakhaly_2 |
9 | AbuJada_2 | 56 | Alamen dakhaly_3 |
10 | Alarooba | 57 | Karama_1 |
11 | AladaraAlmahalyah | 58 | Karama_2 |
12 | Alsalhyah_1 | 59 | Tadahayh_1 |
13 | Alsalhyah_2 | 60 | Tadahayh_2 |
14 | Alsalhyah_3 | 61 | Tadahayh_3 |
15 | Shuhada_1 | 62 | Zahra |
16 | Shuhada_2 | 63 | Beqaa |
17 | Shuhada_3 | 64 | Khadrah |
18 | Shuhada_4 | 65 | old askan_1 |
19 | Shuhada_5 | 67 | Old askan_3 |
20 | Rafedeen | 68 | old askan_4 |
21 | Arido_1 | 69 | Mutanazah |
22 | Arido_2 | 70 | Zauyah_Bs |
23 | Arido_3 | 71 | Alaarja |
24 | Arido_4 | 72 | Mansuryah_1 |
25 | Arido_5 | 73 | Mansuryah_2 |
26 | Ind_n_1 | 74 | Mansuryah_3 |
27 | Ind_n_2 | 75 | Thura_1 |
28 | Sader_1 | 76 | Thura_2 |
29 | Sader_2 | 77 | Thura_3 |
30 | Sader_3 | 78 | Zaaylat |
31 | Sader_4 | 79 | Zaaylat_2 |
32 | Ur_1 | 80 | Zaaylat_3 |
33 | Ur_2 | 81 | Samood_fayth |
34 | Ur_3 | 82 | Samood_2 |
35 | Ur_4 | 84 | Shaalah |
36 | Sumer_1 | 85 | Sakak |
37 | Sumer_2 | 86 | Alaskan_Sanay |
38 | Sumer_3 | 87 | Alhbush |
39 | Sumer_4 | 88 | Alamarat |
40 | Almulmeen_1 | 89 | Shmukh |
41 | Almulmeen_2 | 90 | Kanzawy |
42 | Almulmeen_3 | 91 | Sader ccomplex |
43 | Almulmeen_4 | 92 | University complex |
44 | Alaskary_1 | 144 | Khatra-2 |
45 | Alaskary_2 |
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Activity Types | Buffer Zone Radius (km) |
---|---|
Dangerous landfill | 15 |
Oil refinery | 10 |
Gas plant | 10 |
Aluminium and cable factories | 10 |
Thermal power station | 5 |
Iron plant | 5 |
Brick factory | 5 |
Protein feed factory | 3 |
Asphalt plant | 5 |
Landfill | 2 |
WWTPs | 2 |
Activity Types | Buffer Zone Radius (m) |
---|---|
Flour mill processing plant | 1000 |
Gas power plant | 1000 |
Wire plant | 1000 |
Poultry industry | 1000 |
Poultry slaughter | 1000 |
Sandwich panel industry | 1000 |
Woolen textile factory | 500 |
Concert plant | 500 |
Plastic and paint plant | 500 |
Activity Types | Buffer Zone Radius (m) |
---|---|
Site of oil stores | 500 |
Vehicle industrial complex | 500 |
Pumping station of wastewater | 20 |
Facility | Maximum Access Distance from Dwellings to Facility (m) | Number of Units/Population |
---|---|---|
Nursery | 300 | 1 per 2400–3600 capita |
Kindergarten | 300 | 1 per 2400–3600 capita |
Primary school | 500 | 1 per 2400–3600 capita |
Intermediate school | 500 | 1 per 9600–14,400 capita |
Secondary school | 800 | 1 per 9600–14,400 capita |
Health centre | 800 | 1 per 9600–14,400 capita |
Open space | / | 6.25 m2 per capita |
Streets | / | 11.6% to 26% from total area |
Population density per hectare | / | 250 persons per hectare (p/h) |
Housing density | / | 42 dwellings per hectare (d/h) |
No. | Data | Description | Source | Accuracy |
---|---|---|---|---|
1 | Sentinel 2 image, October 2021 | It was used to classify the land cover of the study area and extract green space (sub-criteria of the urban domain). | European Union’s Earth observation programme (Copernicus) | 10 m |
2 | Pléiades 1, product name: ORTHO, 2014 | The images were utilised to validate land use classes and the boundary of old neighbourhoods and to increase the resolution of image classification. | Iraqi General Survey Authority | 0.50 m |
3 | Land use—streets, districts and water networks, 2021 | The data were analysed spatially to classify land use classes, street case (asphalt or dusty) and wastewater discharge systems (sewage network systems or home septic tanks). | Office of the Municipality of Nasiriyah City, Iraq | 2 m |
4 | Master plan of Nasiriyah City | The shape files were analysed to compare actual land use with the master plan of the city based on urban planning indicators. | Office of Urban Planning, Nasiriyah City, Iraq | 2 m |
5 | Pipeline wastewater, manhole sewages, pump stations and water treatment stations (WTSs) | They were manipulated spatially to determine the locations of polluted sources (WWTPs) and pump stations of wastewater. Spatial analysis of infrastructure distribution in the city was conducted. | Office of Sewage Department in Dhi Qar | 2 m |
6 | Poultry sites, protein factories and animal feeds | They were treated spatially and then entered within the sub-criteria of the environment domain. | Agriculture Directorate of Dhi Qar, Iraq | 5 m |
7 | Polluted industrial projects | They were analysed spatially and listed under point-source pollution (sub-criteria of the environment domain). | Dhi Qar Investments Office (Iraq) | 5 m |
8 | Polluted sites (2021) | They were manipulated and integrated with spatial data and then organised under point-source pollution. | Dhi Qar Environment Office (Iraq) | 1 m |
9 | Health care centres and hospitals (2021) | The data were analysed spatially and then compared with urban planning indicators before being entered into the sub-criteria of the social domain. | Ministry of Health (Dhi Qar office, Iraq) | 2 m |
10 | Schools (2021) | The same processes in Item (9) were performed. | Ministry of Education (Dhi Qar office, Iraq) | 2 m |
11 | Unemployment rate (2021) | Data were entered into the sub-criteria of the social domain. | Iraqi Ministry of Planning, Department of Statistics | Neighbourhood scale |
12 | Paper maps (2020) | They were converted into raster form and then utilised to validate the image classification and spatial distribution pattern digitisation of missed geographic features. | Office of Urban Planning, Nasiriyah City, Iraq | 1/25,000 1/10,000 1/2500 |
13 | Population housing census (2021) | Data were entered as sub-criteria of the urban domain. | Ministry of Planning/Statistics Office | Neighbourhood scale |
14 | Site survey using GPS (2022) | The work was required to validate data, increase the resolution of the geographic features of locations and complete missing data. | Author | 2 m |
15 | Site survey using drone images (February 2021) | They were used for the digitalisation of informal settlements. | Author | 2 m |
Major Criteria | Major Weight | Sub-Criteria | Sub-Weight | Partial Weight = Sub-Weight × Major Weight |
---|---|---|---|---|
Environment domain (A) | 0.441 | Class A (c1) | 0.221 | 0.097 |
Class B (c2) | 0.128 | 0.057 | ||
Class C (c3) | 0.076 | 0.034 | ||
Weapon effects (c4) | 0.575 | 0.254 | ||
Subtotal | 1.000 | 0.441 | ||
Building domain (B) | 271 | Informal settlements (c5) | 0.644 | 0.175 |
Lack of infrastructure (c6) | 0.356 | 0.097 | ||
Subtotal | 1.000 | 0.271 | ||
Urban domain (C) | 0.144 | Population density (c7) | 0.491 | 0.071 |
Housing density (c8) | 0.255 | 0.037 | ||
Green space (c9) | 0.255 | 0.037 | ||
Subtotal | 1.000 | 0.144 | ||
Social domain (D) | 0.144 | Health services (c10) | 0.255 | 0.037 |
Educational services (c11) | 0.255 | 0.037 | ||
Unemployment rate (c12) | 0.491 | 0.071 | ||
Subtotal | 1.000 | 0.144 | ||
Total | ∑ = 1 | ∑ = 1 | 1.000 |
Vulnerability Indicators | Number of Neighbourhoods | Neighbourhood Code | Population | Ratio from the Total Population | Area (Hectares) |
---|---|---|---|---|---|
Very high | 6 | 38, 53, 56, 57, 62 and 79 | 106,809 | 15% | 267 |
High | 17 | 204,762 | 29% | 557 | |
Medium | 14 | 119,185 | 17% | 433 | |
Low | 11 | 77,596 | 11% | 329 | |
Very low | 13 | 61,194 | 9% | 366 |
Vulnerability Indicators | Number of Neighbourhoods | Neighbourhood Code | Population | Ratio from the Total Population | Area (Hectares) |
---|---|---|---|---|---|
Very high | 11 | 6, 38, 53, 54, 55, 56, 57, 61, 76, 79, 85 | 175,678 | 25% | 431 |
High | 12 | 115,841 | 16% | 336 | |
Medium | 14 | 145,345 | 21% | 503 | |
Low | 13 | 93,033 | 13% | 388 | |
Very low | 11 | 39,649 | 6% | 293 |
Vulnerability Indictors | Number of Neighbourhoods | Neighbourhood Code | Population | Ratio from the Total Population | Area (Hectares) |
---|---|---|---|---|---|
Very high | 5 | 38, 53, 54, 56, 61 | 104,844 | 15% | 255 |
High | 15 | 202,208 | 29% | 509 | |
Medium | 15 | 120,049 | 17% | 484 | |
Low | 30 | 107,780 | 15% | 430 | |
Very low | 11 | 34,665 | 5% | 302 |
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Hanoon, S.K.; Abdullah, A.F.; Shafri, H.Z.M.; Wayayok, A. Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq. Earth 2022, 3, 699-732. https://doi.org/10.3390/earth3020040
Hanoon SK, Abdullah AF, Shafri HZM, Wayayok A. Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq. Earth. 2022; 3(2):699-732. https://doi.org/10.3390/earth3020040
Chicago/Turabian StyleHanoon, Sadeq Khaleefah, Ahmad Fikri Abdullah, Helmi Z. M. Shafri, and Aimrun Wayayok. 2022. "Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq" Earth 3, no. 2: 699-732. https://doi.org/10.3390/earth3020040
APA StyleHanoon, S. K., Abdullah, A. F., Shafri, H. Z. M., & Wayayok, A. (2022). Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq. Earth, 3(2), 699-732. https://doi.org/10.3390/earth3020040