2.1. The Concept of PNP Decomposition and Its Contrast to the Current Practice
Deduction of information about a phenomenon by dimensionless groups and variables consisting of the dependent variables and the time and space coordinates has been a common practice in most fields of engineering, particularly in the thermofluid science field. These dimensionless groups can help extend the experimental results through approximate formulae equipped with sensitivity analysis. To derive nondimensional functionality, three methods are suggested: the Buckingham
theorem, nondimensionalization of the related fundamental conservation laws, and identification of the dimensional relationships by the governing physics. In the V&V study (NUREG-1824) [
22] by the U.S. Nuclear Regulatory Commission (NRC) and Electric Power Research Institute (EPRI), in collaboration with the National Institute of Science and Technology (NIST), a set of six nondimensional parameters were established to easily characterize the scope of the experiments and to judge the applicability of five fire simulation tools and their ability in estimating thirteen physical quantities of interest for fire scenarios in the nuclear industry. These six nondimensional parameters are (1) fire Froude number, (2) flame length ratio, (3) ceiling jet radial distance ratio, (4) equivalence ratio, (5) compartment aspect ratio, and (6) target distance ratio [
22,
23,
24,
25,
26]. These nondimensional parameters are traditionally used in fire modeling applications to determine the applicability of the V&V results from this study (NUREG-1824) to various other scales or other specific NPP fire scenarios [
22]. NUREG-1824, Vol. 5 [
27] provides a more detailed discussion of the V&V of CFAST [
7]. In 2016, the first formal expansion of this V&V study, NUREG-1824, Supplement 1 [
28], was published and the updated validation ranges for some of the nondimensional parameters were included.
The typical method of using PNPs in the V&V of fire models is illustrated in
Figure 1A. Multiple dimensional parameters (
physical quantities,
, in
Figure 1A), with the adequate units of measurement, are grouped through a functional formula to generate a PNP. Given that the input data for these physical quantities (
) are collected, the PNP for the fire scenario being analyzed can be computed. The calculated PNP is used to characterize the similarities between the V&V data and an application-specific case. NUREG-1934 [
29] suggests that the applicability of the V&V study to each specific application case be assessed by comparing the calculated PNPs with the validation range provided for each fire model and physical output quantity of interest. Using PNPs this way, the flow of information is from the physical quantities to the PNP.
In contrast, the proposed PNP decomposition approach (shown in
Figure 1B) aims to generate surrogate values for the input parameters from the PNP. This process reverses the typical process of calculating a PNP from physical quantities. In the proposed PNP decomposition, the PNP is decomposed into its constituent physical parameters (
in
Figure 1B), representing the surrogate values of the required
input parameters for a simulation model.
The PNP decomposition should be conducted by addressing the following guiding principles.
- A.
Balance between the precision of simulation inputs and practical constraints. An analyst should choose the level of precision of the input parameters that is sufficient to fulfill the objective of the risk-informed decision-making, given the resource constraints (e.g., labor costs for data extraction and collection) as well as other practical constraints such as scheduling and radiation dose limits. The purpose of the PNP decomposition is to enable a formalized procedure to address this balance by gradually improving the precision of the simulation input parameters used in PRA instead of resorting to an extreme bounding assumption or attempting to achieve the full precision from the beginning.
- B.
Objective of the risk-informed decision-making of interest. The partial data and logical reasoning used in the PNP decomposition should be consistent with the objective of the intended risk-informed decision-making. For example, when the risk-informed decision-making aims to screen out non-significant scenarios and events from further detailed analysis or to determine whether a decision alternative is acceptable compared to a predefined acceptance criterion, the analyst should use conservative assumptions and approaches such that the assessed outcome is less favorable, or the risk metric is greater than expected or perceived [
30]. The premise is that if the PNP is decomposed into its constituent physical parameters, representing the surrogate values of the input parameters, that would ensure that a certain hazard or event would propagate and develop in a manner harsher than reality; hence, the resultant risk information would be steered toward the safer direction.
- C.
Knowledge about underlying physical phenomena. Physical simulation models are, by nature, the collection of the state of knowledge regarding the underlying physical phenomena in a format of numerical governing equations. In the PNP decomposition, the same knowledge about the physical phenomena should be applied to generate surrogate values of input parameters. As shown in
Section 2.2, there are multiple steps in the PNP decomposition process that need to be informed by physical understanding, such as the selection of the PNP(s) to use and the identification of the justifiable value or range of the PNP.
- D.
Validation range of the simulation model being utilized. Many correlations and computational models establish their applicability using ranges for specific parameters. It is common for these parameters to be PNPs. Typically, such ranges cover most of the potential application areas. For example, the six PNPs in fire PRA are used to check the validity of three fire simulation models to a wide range of fire scenarios in NPPs [
22,
28]. These PNP ranges are not measured or collected from plant-specific operations or design specifications but can be derived from the collective physical knowledge available through relevant literature and expert knowledge; hence, the workload for plant walkdowns and data collections can be reduced. Utilizing the results of validation analysis and experiments as well as PNP ranges would be valuable to guide the PNP decomposition to ensure the generated surrogate values would be applicable to the simulation model being used.
- E.
Model behavior within the validation range. A critical approach for identifying the impact of the assumptions and utilized values of the input parameters in simulation and modeling is to conduct sensitivity analysis. This will not only substantiate that the simulation output is reasonable relative to the intended decision-making but also allow for providing more quantitative analysis on the specific values of the input parameters.
2.2. Methodological Steps for Operationalizing the Proposed PNP Decomposition Process in Support of PRA
Figure 2 shows methodological steps for operationalizing the PNP decomposition process in support of PRA.
Step 1 selects the input parameters that might impose practical and financial challenges in the data collection, design, or analysis processes for the intended simulation analysis. Principle “A” is the primary consideration in this step. The input parameters selected in this step are referred to as the “input parameters of concern”. The subsequent steps aim to determine surrogate values of these input parameters of concern based on the PNP decomposition. Meanwhile, the values of the input parameters that have not been selected in this step should be directly obtained from available data, such as design information, operational data, or physical constants.
Step 2 identifies the relevant PNP(s), including the input parameters of concern identified in Step 1. The identified PNP(s) should have proper scientific credibility and be well accepted within the scientific community in alignment with Principle “C”, i.e., the state of knowledge in the community provides a proper justification for the identified PNP(s).
It should be noted that Steps 1 and 2 may need to be implemented iteratively. For instance, the outcome of Step 2 may provide additional information that could impact the selection of the input parameters for the PNP decomposition in Step 1, e.g., the availability and characteristics of an applicable PNP identified in this step may alter the selection of input parameters of concern in Step 1.
In Step 3, an analytical formula for the PNP as a function of the input parameters of concern is selected based on credible literature and common practices in the domain of interest, considering Principle “C”.
Step 4 specifies a suitable value or range for the PNP. The proper PNP value or range should be selected considering the PNP range where the simulation model to be used has been validated (in alignment with Principle “D”). The selection of specific PNP values within the validation range can be informed by sensitivity analyses (considering Principle “E”), where the sub-range of the PNP values that result in conservative simulation output can be investigated if the conservative analysis can serve the intended risk-informed decision-making (in alignment with Principle “B”). The PNP values outside of the validation range may also be selected under certain conditions that satisfy two conditions: (i) a compelling justification exists to verify that the underlying physics still hold (considering Principle “C”), and (ii) in the direction of the deviation of the PNP values compared to the validation range, the system being analyzed is exposed to a harsher environment that intensifies or accelerates hazard progression (considering Principle “B”).
In Step 5, the PNP is decomposed to generate the surrogate values of the input parameters of concern. The surrogate values are generated by solving the PNP formula (from Step 3) to obtain the values of the input parameters of concern that result in the suitable value of the PNP specified in Step 4. If a PNP is decomposed into multiple continuous input parameters of concern, infinite combinations of their surrogate values can be identified. In this case, based on Principle “E”, sensitivity analyses can generate further insights as to the impact of the possible combinations of the surrogate input values on the intended decision (considering Principle “B”). If the sensitivity analyses show that the impact of different combinations of the surrogate values on the simulation output is negligible, a representative combination of the surrogate values (for instance, the one chosen based on industry practice) could be utilized. If the sensitivity of the simulation output to different combinations of the surrogate input values is significant, the sensitivity analyses can be used to study which combination of the surrogate input values can generate the most conservative output (i.e., based on Principle “B”, the resultant risk information would be steered toward the safer direction). This insight can help justify the final selection of the surrogate input values.
In Step 6, the simulation model is run utilizing the generated surrogate values of the input parameters to predict the key performance measures of interest. This step also conducts sensitivity analysis to provide insights on the impact of assumptions made in Step 5. The simulation output is then used as input to PRA and risk-informed decision-making.
2.3. Examples of PNPs and Their Decomposition in Fire PRA
In this section, the PNP decomposition process is demonstrated using two representative examples of PNPs commonly used in fire PRA of NPPs: the compartment aspect ratio (CAR) and the equivalence ratio. The decomposition of these two PNPs is operationalized by the computational platform developed in
Section 3.
The CAR represents the dimensions of a specific fire room or compartment. The ratios of the length () and the width () to the ceiling height (), i.e., and , are calculated. This PNP is used as an indication of the general shape of the compartment to judge whether a room is considered a tunnel or corridor, vertical shaft, or a standard/typical room. Typical fire compartments in NPPs do not have an exact rectangular cuboid shape and, in reality, the majority of such compartments are expected to consist of connected smaller sub-rooms, mezzanine areas, buffering zones, or even have large volumes occupied by structures. In such cases, it is a common practice to represent the fire compartment in terms of volume and height (or area).
In the typical V&V practice (
Figure 1A), the dimensions,
,
, and
of a compartment would be obtained from data collection. CARs are then calculated and compared to the validation ranges. If within the validation range, the fire simulation model would be suitable in simulating such a compartment. The NUREG-1824, Supplement 1 shows that the validation range for this PNP is 0.6–8.3 [
28].
In contrast, the PNP decomposition methodology (
Figure 1B) reverses the process. Assume that the data available about a specific compartment is its height,
. Then, the PNP decomposition procedure (
Section 2.2) can be implemented as follows.
For Step 1 (select the input parameters), the input parameters of interest are the room width, , and length, . For Step 2 (identify the relevant PNP), CAR is used as the PNP. For Step 3 (determine an analytical formula for the PNP), to formulate the problem in terms of the total room area, , the two aspect ratios are multiplied to generate a single equivalent one, .
For Step 4 (specify the suitable value or range for the PNP), the lower and upper validation bounds of
can be obtained from the original validation range of the aspect ratio PNP (0.6–8.3 [
28]): from 0.36 (=0.6
2) to 68.89 (=8.3
2). Within this validation range, the CAR of unity, CAR
1, is chosen to avoid extreme corridor or shaft characteristics. The specific choice of the CAR value should also consider the actual characteristics of the compartment of interest and the suitability of the fire model. The actual compartment characteristics should be justified based on the existing information and knowledge (without conducting additional data collection efforts), for instance, observations from the previous plant walkdown and expert opinion from the plant field operators. Regarding the model suitability perspective, for larger CAR values (CAR
1), the characteristics of a corridor would be significant (which will require special treatment of the transport time of the combustion products and the expected non-uniform layer). In the case of lower CAR values (CAR ≪ 1), the compartment would take on the characteristics of a long shaft (which will require the consideration of parameters such as the stratification of the combustion products, the interaction of the fire plume and the enclosure boundaries, and choked flow) [
22,
31].
For Step 5 (decompose the PNP to generate the surrogate values of the input parameters), the two compartment dimensions are calculated by assuming a square area, i.e., . This leads to the following formulation: . It is also assumed that the height of the compartment is already established as . Assuming that the compartment represents a typical compartment, i.e., closer to a cube than a corridor or a shaft, a value of 1 is chosen (CAR 1). Therefore, the area can then be calculated as . The input parameters required are the length, , and width, , which can be calculated as follows: .
For Step 6 (run the simulation model utilizing the generated surrogate values of the input parameters), based on the above decomposition, this illustrative case can be simulated as a by by compartment (i.e., as a cube).
The equivalence ratio,
, relates the energy release rate to the amount of energy release that can be supported by the mass flow rate of oxygen into the compartment. When these two quantities are equal, i.e.,
, the fire combustion process is provided with the exact amount of oxygen required for complete combustion. Under this condition, the flame temperature is maximized adiabatically. If the ratio is greater than one (
), the fire is under-ventilated, and the fire conditions are said to be rich with fuel. If the ratio is less than one (
), the fire is over-ventilated and lean with fuel. The equivalence ratio (
) is calculated using Equations (1) and (2).
where
is the Heat Release Rate (HRR),
is the heat of combustion for oxygen (
), and
is the mass flow rate of oxygen into the compartment estimated using Equation (2).
where
is the effective area of the natural openings [
],
is the effective height of the natural openings [
,
is the density of ambient air (
at room temperature), and
is the volumetric flowrate of air into the enclosure (
). For a compartment with multiple natural vents, the effective area,
, is calculated by summing all the vent areas, i.e.,
, where
is the total number of vents and
is the area of each individual vent. The effective height,
, is calculated by weighting the height to the total vent areas, i.e.,
, where
is the height of each vent [
29,
32].
In the common V&V practice (
Figure 1A), the ventilation-related input variables,
and
, would be obtained from data collection. Then, the equivalence ratio is calculated using Equations (1) and (2) and compared to the validation range. If within the validation range, the fire simulation model would be suitable for simulating such a compartment. The NUREG-1824, Supplement 1 shows that the validation range for
is 0.0–0.6 [
28].
In contrast, the PNP decomposition procedure (
Figure 1B) for the equivalence ratio is implemented as follows.
For Step 1 (select the input parameters), assuming the compartment only has natural openings, the input parameters of concern are the effective vent area, , and the effective vent height, . For Step 2 (identify the relevant PNP), the equivalence ratio, , is selected. For Step 3 (determine an analytical formula for the PNP), Equations (1) and (2) are utilized.
For Step 4 (specify the suitable value or range for the PNP), assuming the maximized adiabatic conditions, is used. The choice to assign unity to the equivalence ratio is to avoid under- or over-ventilation conditions for the fire while attempting to ensure that the HGL temperature is maximized conservatively.
For Step 5 (decompose the PNP to generate the surrogate values of the input parameters of concern), by reorganizing Equations (1) and (2), the two input parameters of concern identified in Step 1 can be formulated as follows: . Since there are two unknowns in this equation ( and ), there are infinite combinations that can satisfy this relationship. In this example, based on expert opinion from the plant crew, the height of the natural vent is assumed to be 1 . The equation is simplified as . By setting , the effective vent area is then obtained as . If there is significant uncertainty about the proper value of , sensitivity analysis should be conducted to assess the impact of such uncertainty and justify the choice of the specific value by either showing the uncertainty is not influential or by choosing the conservative value by taking the input value leading to the harshest condition.
For Step 6 (run the simulation model utilizing the generated surrogate values of the input parameters), based on the above decomposition, the natural vent can be modeled as a 0.266 by 1 opening.