Experimental and Numerical Investigation of Seepage and Seismic Dynamics Behavior of Zoned Earth Dams with Subsurface Cavities
Abstract
1. Introduction
- Evaluate dam performance under static and seismic conditions, with and without foundation cavities.
- Investigate the influence of cavity geometry on deformation, pore pressure, and failure mechanisms.
- Validate numerical simulations results against physical model results.
- A 1:25 scale physical model of a zoned earth dam was constructed with a clay core and sandy shell over a gypsum-rich soil foundation, incorporating controllable cavity scenarios. The 1:25 scale was selected based on a balance between experimental feasibility, measurement accuracy, and the need to capture essential geometric and mechanical features of the prototype structure. While there is no single code or standard that prescribes this specific scale, the selection follows widely accepted practices in physical modeling, consistent with similitude principles (e.g., dimensional analysis and dynamic similarity). The model was tested under various seismic excitations using a shaking table, and seepage was monitored during static loading. Parallel simulations using GeoStudio (SEEP/W and QUAKE/W) were calibrated using experimental data. This combined approach provides insights into how subsurface voids affect dam safety and informs design strategies for foundations in karstic terrain.
2. Earth Dam Model Analysis
2.1. Dam Model Scaled Experimental Setup
2.1.1. Description of the Shaking Table and Flume Setup
2.1.2. Scaled Model Specifications (1:25 Scale)
- Instrumentation: accelerometers, LVDTs, pore pressure sensors.
- 2.
- Cavity configurations (locations: upstream, core, downstream, double).
- No cavity (reference condition).
- Cavity beneath the upstream zone.
- Cavity beneath the clay core.
- Cavity beneath the downstream zone.
- Double cavity condition (upstream and downstream).
3. Numerical Modeling
3.1. Use of SEEP/W and QUAKE/W Modules from GeoStudio
3.2. Material Properties, Meshing Strategy, Boundary Conditions
3.3. Input Motion (Earthquakes: 0.1 g, 0.33 g, 0.47 g)
- Simulation of cavity shape, size, and depth variations.
- Cavity locations: beneath the upstream zone, under the core, beneath the downstream zone, and with dual cavities (upstream and downstream).
- Cavity shapes: circular (used in all experimental models), elliptical, and irregular.
- Cavity sizes: diameters of 3 cm, 7 cm, and 10 cm.
- Cavity depths: vertical depths of 0.1 m and 0.3 m below the dam foundation surface.
4. Results and Discussion
4.1. Seepage Behavior Under Static Conditions
4.2. Settlement and Structural Performance
4.3. Dynamic Response Under Seismic Loading
5. Conclusions
- The presence of cavities dramatically altered seepage behavior. In the no-cavity case, flows were minimal and confined beneath the dam due to the impermeable core; introducing an upstream cavity roughly quadrupled flow rates (e.g., from to m3/s at 0.30 m head) and raised the phreatic surface to the downstream slope. A cavity under the core similarly increased flow by routing water through the core and saturating the foundation, whereas a downstream cavity had a much smaller effect, since flow paths remained long. The dual-cavity scenario produced the largest seepage rates and near-full saturation of the dam base. Parametric simulations further showed that larger or irregular cavities amplified these trends, yielding still higher flows and pore pressures.
- Consistent with seepage trends, upstream and multi-void configurations caused the greatest deformation and stability loss: under static saturation the core settlement reached ~2 cm (vs ~1 cm without cavities) and static factors of safety fell markedly. Under seismic shaking, these effects were magnified: the upstream-cavity model exhibited ~0.30 m crest displacement and ~7 cm subsidence at high PGA (versus centimeter-scale shifts in the other cases), with peak pore pressures reaching ~2.7–3.0 kPa (versus ~0.6–1.1 kPa) in upstream/dual void scenarios, triggering localized liquefaction. Consequently, dynamic factors of safety dropped below recommended seismic thresholds (~0.5–0.6 in the upstream and dual-cavity cases). Irregular void geometries further exacerbated these adverse responses, underscoring the critical influence of cavity geometry on dam stability.
- Overall, this combined experimental–numerical investigation demonstrates that subsurface cavities—especially larger, irregular, or upstream-located voids—substantially compromise dam performance. By quantifying the coupled effects on seepage, deformation, pore pressure, and stability, the study enhances understanding of how hidden foundation voids undermine dam safety. The validated methodology provides a reliable basis for assessing dam behavior in karstic settings, contributing valuable insights for the safety evaluation of earth dams.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
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Soil Type | Clay Soil | Silty Sand | Sand | Units |
---|---|---|---|---|
Hydraulic conductivity, K | 5.5 × 10−5 | m/s | ||
Specific gravity, GS | 2.53 | 2.75 | 2.67 | - |
Moisture content, θm | 2.24 | 13.6 | 3.78 | % |
Cohesion () Angle of internal friction, () | 7.6 33 | 131 16 | 0 32 | KN/m2 |
Min. dry Unit weight | 12.54 | 13.67 | 12.12 | KN/m3 |
Max. dry unit weight | 17.2 | 18.63 | 17.08 | KN/m3 |
Mass-proportional damping (α) | 0.2 | 0.16 | 0.032 | S |
Stiffness-proportional damping (β) | 0.0001 | 0.015 | 0.003 | S−1 |
Maximum Shear Modulus (Gmax) | 125 | 189 | 352 | MPa |
Damping Ratio | 5 | 3 | 2 | (%) |
Case | Water Table | Numerical Q (m3/s) | Experimental Q (m3/s) | Q Difference Percent (%) |
---|---|---|---|---|
Without cavity | 15 cm | 3.4048 × 10−8 | 3.1270 × 10−8 | 8 |
30 cm | 1.636 × 10−7 | 1.601 × 10−7 | 2 | |
Upstream cavity | 15 cm | 8.6836 × 10−8 | 8.467 × 10−8 | 2 |
30 cm | 6.455 × 10−7 | 6.477 × 10−7 | 1 | |
Core cavity | 15 cm | 6.1869 × 10−8 | 5.884 × 10−8 | 4 |
30 cm | 5.038 × 10−7 | 4.745 × 10−7 | 5 | |
Downstream cavity | 15 cm | 2.0879 × 10−8 | 1.954 × 10−8 | 6 |
30 cm | 2.598 × 10−7 | 2.487 × 10−7 | 4 | |
Double cavity | 15 cm | 2.188 × 10−7 | 1.972 × 10−7 | 9 |
30 cm | 8.291 × 10−7 | 8117 × 10−7 | 2 |
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Hameed, I.H.; Al-Shukur, A.H.K.; Jafer, H.M. Experimental and Numerical Investigation of Seepage and Seismic Dynamics Behavior of Zoned Earth Dams with Subsurface Cavities. GeoHazards 2025, 6, 37. https://doi.org/10.3390/geohazards6030037
Hameed IH, Al-Shukur AHK, Jafer HM. Experimental and Numerical Investigation of Seepage and Seismic Dynamics Behavior of Zoned Earth Dams with Subsurface Cavities. GeoHazards. 2025; 6(3):37. https://doi.org/10.3390/geohazards6030037
Chicago/Turabian StyleHameed, Iman Hani, Abdul Hassan K. Al-Shukur, and Hassnen Mosa Jafer. 2025. "Experimental and Numerical Investigation of Seepage and Seismic Dynamics Behavior of Zoned Earth Dams with Subsurface Cavities" GeoHazards 6, no. 3: 37. https://doi.org/10.3390/geohazards6030037
APA StyleHameed, I. H., Al-Shukur, A. H. K., & Jafer, H. M. (2025). Experimental and Numerical Investigation of Seepage and Seismic Dynamics Behavior of Zoned Earth Dams with Subsurface Cavities. GeoHazards, 6(3), 37. https://doi.org/10.3390/geohazards6030037