Comprehensive Prediction Model for Analysis of Rolling Bearing Ring Waviness
Abstract
1. Introduction
2. Materials and Methods
2.1. Bearing Material
2.2. Sample Preparation
2.3. Measurement Methodology
- Lower limit (1 upr): Eliminates shape deviations and centring errors not relevant to waviness analysis
- Upper limit (500 upr): Retains all relevant waviness information while eliminating surface roughness components and measurement noise
- Wavelength range: For RA-608-338 bearings (Ø22 mm), corresponds to 69 μm–0.14 μm wavelengths
- Implementation: Combined Gaussian and Fourier filtering techniques with smooth transient characteristics
- evaluation length (ln) 4.0 mm;
- sampling length (lr) 0.8 mm;
- number of sampling lengths 5;
- tip speed 0.5 mm/s;
- Gaussian filter according to ISO 11562:1996 [35].
- in the axial direction (parallel to the axis of the ring);
- in the circumferential direction (tangential to the orbit);
- in the radial direction (perpendicular to the surface of the orbit).
- surface grinding to achieve a surface roughness Ra < 0.4 μm;
- acetone cleaning to remove any surface contamination;
- clamping in a rigid fixture to ensure perpendicular loading;
- temperature stabilization of 23 ± 2 °C for a minimum of 30 min.
- preload 98.07 N (10 kgf);
- total load 1471 N (150 kgf);
- load time 2–8 s;
- residence time under total load 2–6 s.
2.4. Mathematical Model
2.4.1. Formulation of the Proposed Model
- C denotes the initial amplitude of the oscillations (C values are approximately 0.050).
- D characterizes the rate of exponential decay, specifically the rate at which the amplitude decreases as n increases (it is maintained at approximately 0.050).
- T represents the period of cyclic fluctuations/oscillations, that is, the net frequency with which cyclic changes occur (a value close to 30, which corresponds to the periodic behaviour of the measured process).
- φ represents a phase shift that enables the model to be precisely synchronized with the actual temporal evolution of the oscillations (the value was set to approximately 0.200).
- Initially, the analysis identified that the measured signal comprises two components: trend and periodic fluctuations.
- A power function was employed for trend analysis, facilitating a flexible description of the fundamental development of the values (A · nβ).
- For periodic oscillations, a cosine function augmented with exponential decay was selected, which accurately represents the gradual decrease in amplitude .
- By combining these two components, we obtained the final model, which was subsequently calibrated using experimental data through optimisation methods.
- This complex model is utilized to accurately predict and analyse the dynamics of the measured values, with each component possessing a clearly defined physical interpretation.
2.4.2. Physical Meaning and Interpretation of Parameters
2.4.3. Identification of Parameters
- system stiffness coefficient (k),
- damping coefficient (c),
- geometric nonlinearity parameter (α),
- coefficient of material properties (β),
- process conditions parameter (γ),
- correction factor for dynamic effects (δ).
2.4.4. Workpiece Trajectory
- initial phase (position −300 to −150 mm), a gradual increase in deflection up to a maximum of 0.06 mm, corresponds to the startup phase of the grinding process,
- middle phase (position −150 to +150 mm)–relatively stable trajectory with a slight decline–optimal process conditions,
- end phase (position +150 to +300 mm), a gradual decrease in deflection towards zero.
- maximum material removal (0.031 mm),
- distribution of harvesting (initial area: gradual increase in harvesting; middle area: maximum harvesting of material; end area: gradual decrease in harvesting).
- inverse correlation (areas with larger trajectory deviation correspond to smaller material removal);
- procedural stability, which is given by the fact that the stable regions of the trajectory correlate with consistent sampling.
2.4.5. Data Acquisition and Pre-Processing
- moving average: The utilization of a moving average with a predefined window (5 to 10 measurements) facilitated the smoothing of random fluctuations and suppression of high-frequency noise.
- frequency filtering: The application of low-pass filtering, wherein frequency components not pertaining to the main dynamics of the measured process were eliminated, and the filter parameters were optimised based on Fourier analysis of the raw data.
3. Processing of the Proposed Model
3.1. Descriptive Statistical Analysis of Bearing Ring Parameters
3.2. Statistical Summary
- Surface roughness (Ra): 0.787 μm
- Waviness height (Wt): 2.405 μm
- Roundness deviation (RONt): 1119 μm
3.3. Parameter Optimization, Model Calibration, and Evaluation Metrics
- Initialization: Initial parameter values are determined based on previous experimental knowledge and theoretical assumptions.
- Iterative optimization: At each step, the parameters are adjusted according to the gradient of the objective function until the changes cease to be statistically significant (i.e., tolerance is reached).
- Cross-validation. After convergence has been achieved, data partitioning (e.g., 10-fold cross-validation) is performed to verify the generalization capability of the model and avoid overfitting.
- coefficient of determination (R2), which is defined as Equation (3):
- The root-mean-square error (RMSE) is defined by Equation (4):
3.4. Comparison of Models
- Model 1 (trend only) is defined by Equation (5):
- Model 2 (our proposed model), described by Equation (1).
- Model 3 (extended Fourier series):
4. Experimental Results
4.1. Illustration of the Results Obtained
- mean R2: >0.98 (indicating that the model accounts for more than 98% of the variability in the measured values);
- Mean RMSE: These values are substantially lower than those of the alternative models (Models 1 and 3), which demonstrates the superior predictive accuracy of the proposed model.
- Comparison of real and predicted values (Figure 4). The graphical representations illustrate the convergence of the model values (λmodel) towards the real values (λreal) as a function of the measurement index. The plots demonstrate that the deviations are minimal, and that the model accurately replicates the trend and periodic oscillations.
- Logarithmic display (Figure 5). The data were also plotted on a logarithmic scale, which facilitated the effective visualization of differences, particularly when there was a substantial range of values between the initial and final measurements. This approach enhances the clarity of the rings, wherein oscillations decay more rapidly.
4.2. Model Comparison—Experimental Overview
- Model 1 (trend only).
- ○
- Using only the trend component, R2 values of approximately 0.90 were obtained, indicating the inability of the model to capture the periodic fluctuations present in the measured data.
- Model 2 (our proposed model).
- ○
- The integration of trend and periodic components with exponential decay resulted in the model achieving R2 values exceeding 0.98, demonstrating a remarkably low RMSE. The experimental results across all rings consistently corroborated the high accuracy of this model.
- Model 3 (extended Fourier series).
- ○
- Although this model demonstrates a marginally higher R2 value (approximately 0.99), the increased complexity and larger number of parameters present a potential risk of overfitting. The experimental data indicate that the differences in RMSE values between Models 2 and 3 are minimal; however, the interpretation of physical phenomena is more complex in Model 3.
5. Discussion
- high predictive accuracy with statistical robustness substantiated by R2 values > 0.98; and clear physical interpretability of individual parameters, which facilitates practical implementation and model calibration.
- adaptability and integration into real control systems with continuous monitoring of production processes.
5.1. Cost Analysis Related to Bearing Corrugation
- emergency maintenance costs: 3–5 times higher than planned maintenance.
- spare parts costs for emergency replacement: 2–3 times higher than for a planned order (for the bearing manufacturing plant considered from the perspective of the end car manufacturer, not from the perspective of the supplier for the end customer).
5.2. Application of Artificial Intelligence in Bearing Ring Analysis
6. Conclusions
- A reduction in downtime through timely monitoring of abnormal deviations;
- An improvement in product quality due to more precise parameter control;
- The optimization of predictive maintenance, which contributes to energy and time conservation.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Statistic | Ring ID | Ra (µm) | Wt (µm) | Roundness Error | Peak Count (µm) | Material Hardness (HRC) |
---|---|---|---|---|---|---|
count | 17.0 | 17.0 | 17.0 | 17.0 | 17.0 | 17.0 |
mean | 9.0 | 0.787 | 2.405 | 1.119 | 7.647 | 61.944 |
std | 5.05 | 0.146 | 0.365 | 0.235 | 1.32 | 2.256 |
min | 1.0 | 0.513 | 1.93 | 0.71 | 6.0 | 56.761 |
25% | 5.0 | 0.73 | 2.137 | 0.895 | 7.0 | 60.963 |
50% | 9.0 | 0.765 | 2.383 | 1.171 | 7.0 | 62.174 |
75% | 13.0 | 0.881 | 2.544 | 1.281 | 9.0 | 62.723 |
max | 17.0 | 1.037 | 3.241 | 1.464 | 10.0 | 65.129 |
n | Real Values λreal(n) | Limit Values λlimit(n) | Predicted Values λmodel(n) |
---|---|---|---|
1 | 0.098 | 2.90 | 0.095 |
2 | 0.094 | 2.79 | 0.092 |
3 | 0.090 | 2.70 | 0.089 |
4 | 0.087 | 2.62 | 0.086 |
5 | 0.085 | 2.55 | 0.083 |
6 | 0.082 | 2.48 | 0.080 |
7 | 0.080 | 2.42 | 0.078 |
8 | 0.078 | 2.36 | 0.076 |
9 | 0.076 | 2.31 | 0.073 |
10 | 0.074 | 2.26 | 0.071 |
Ring | A | β | C | D | T | φ |
---|---|---|---|---|---|---|
1 | 0.100 | −0.020 | 0.050 | 0.050 | 30.00 | 0.200 |
2 | 0.102 | −0.019 | 0.049 | 0.051 | 30.10 | 0.198 |
3 | 0.098 | −0.021 | 0.051 | 0.050 | 29.90 | 0.202 |
4 | 0.101 | −0.020 | 0.050 | 0.050 | 30.00 | 0.199 |
5 | 0.099 | −0.019 | 0.052 | 0.052 | 30.20 | 0.201 |
6 | 0.100 | −0.020 | 0.049 | 0.050 | 29.80 | 0.200 |
7 | 0.102 | −0.021 | 0.050 | 0.051 | 30.10 | 0.198 |
8 | 0.097 | −0.020 | 0.051 | 0.050 | 30.00 | 0.202 |
9 | 0.101 | −0.019 | 0.049 | 0.050 | 29.90 | 0.200 |
10 | 0.100 | −0.020 | 0.050 | 0.049 | 30.00 | 0.203 |
11 | 0.099 | −0.020 | 0.051 | 0.051 | 30.20 | 0.200 |
12 | 0.101 | −0.021 | 0.050 | 0.050 | 30.00 | 0.199 |
13 | 0.100 | −0.019 | 0.050 | 0.052 | 30.10 | 0.201 |
14 | 0.102 | −0.020 | 0.049 | 0.050 | 30.00 | 0.200 |
15 | 0.099 | −0.021 | 0.051 | 0.051 | 29.90 | 0.200 |
16 | 0.101 | −0.020 | 0.050 | 0.050 | 30.20 | 0.202 |
17 | 0.100 | −0.019 | 0.050 | 0.050 | 30.00 | 0.200 |
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Šafář, M.; Dütsch, L.; Harničárová, M.; Valíček, J.; Kušnerová, M.; Tozan, H.; Kopal, I.; Falta, K.; Borzan, C.; Palková, Z. Comprehensive Prediction Model for Analysis of Rolling Bearing Ring Waviness. J. Manuf. Mater. Process. 2025, 9, 220. https://doi.org/10.3390/jmmp9070220
Šafář M, Dütsch L, Harničárová M, Valíček J, Kušnerová M, Tozan H, Kopal I, Falta K, Borzan C, Palková Z. Comprehensive Prediction Model for Analysis of Rolling Bearing Ring Waviness. Journal of Manufacturing and Materials Processing. 2025; 9(7):220. https://doi.org/10.3390/jmmp9070220
Chicago/Turabian StyleŠafář, Marek, Leonard Dütsch, Marta Harničárová, Jan Valíček, Milena Kušnerová, Hakan Tozan, Ivan Kopal, Karel Falta, Cristina Borzan, and Zuzana Palková. 2025. "Comprehensive Prediction Model for Analysis of Rolling Bearing Ring Waviness" Journal of Manufacturing and Materials Processing 9, no. 7: 220. https://doi.org/10.3390/jmmp9070220
APA StyleŠafář, M., Dütsch, L., Harničárová, M., Valíček, J., Kušnerová, M., Tozan, H., Kopal, I., Falta, K., Borzan, C., & Palková, Z. (2025). Comprehensive Prediction Model for Analysis of Rolling Bearing Ring Waviness. Journal of Manufacturing and Materials Processing, 9(7), 220. https://doi.org/10.3390/jmmp9070220