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Article

Effect of Lubricated Liquid Carbon Dioxide (LCO2 + MQL) on Grinding of AISI 4140 Steel

by
Deepa Kareepadath Santhosh
1,*,
Philipp Hoier
2,
Franci Pušavec
1 and
Peter Krajnik
1,2
1
Faculty of Mechanical Engineering, University of Ljubljana, 1000 Ljubljana, Slovenia
2
Department of Industrial and Materials Science, Chalmers University of Technology, 412 96 Gothenburg, Sweden
*
Author to whom correspondence should be addressed.
J. Manuf. Mater. Process. 2024, 8(5), 230; https://doi.org/10.3390/jmmp8050230
Submission received: 13 August 2024 / Revised: 30 September 2024 / Accepted: 11 October 2024 / Published: 13 October 2024

Abstract

:
This paper investigates the potential of utilizing lubricated liquid carbon dioxide (LCO2 + MQL) as an alternative to conventional flood cooling in grinding operations. This approach could facilitate a transition towards fossil-free production, which is a significant challenge in industry. The alternative cooling–lubrication method relies on pre-mixed LCO2 and oil and a single-channel minimum quantity lubrication (MQL) delivery method, which has already demonstrated potential in machining with geometrically defined cutting edges. However, this method has been less explored in grinding. This study primarily evaluates the grindability of AISI 4140 steel, examining surface roughness, residual stresses, microhardness, grinding forces, and specific energy for different cooling–lubrication methods. The results indicate that LCO2 + MQL is capable of attaining surface roughness and microhardness that is comparable to that of conventional flood cooling, especially in the case of less aggressive, finish grinding. Nevertheless, the presence of higher tensile residual stresses in rough grinding suggests that the cooling capability may be insufficient. While the primary objective was to evaluate the technological viability of LCO2 + MQL in terms of grindability, a supplementary cost-effectiveness analysis (CEA) was also conducted to assess the economic feasibility of LCO2 + MQL in comparison to conventional flood cooling. The CEA showed that the costs of both the cooling–lubrication methods are very similar. In conclusion, this study offers insights into the technological and economic viability of LCO2 + MQL as a sustainable cooling–lubrication method for industrial grinding processes.

1. Introduction

Grinding is one of the most used operations for finishing precision components. The surface finish of a workpiece is influenced by various factors, including the type of grinding wheel, the abrasive grit size, grinding parameters, and dressing, as well as cooling and lubrication [1]. In order to prevent excessive surface temperatures that can damage the workpiece, the use of metalworking fluids (MWFs) is a common practice during grinding [2]. The MWFs used for grinding are often referred to as grinding fluids. It is well known that grinding fluids assist in cooling and reducing friction between the grinding wheel and the workpiece, which results in reduced temperatures and less wheel wear [3]. The use of MWFs has been criticized due to their negative impact on the environment and operational health and safety risks. Additionally, rising manufacturing costs and regulations are forcing the industry to seek alternatives to conventional cooling–lubrication methods. These alternatives include dry machining, cryogenic cooling, environmentally friendly MWFs, and minimum quantity lubrication (MQL) [4]. These methods fulfill the requirements set forth by the three pillars of sustainability (as shown in Figure 1), namely, social, economic, and environmental [5]. These methods aim to reduce the reliance on harmful MWFs, which will consequently result in a reduction in energy and resource consumption, as well as the carbon emissions that are associated with the use and disposal of MWFs [6].
Dry grinding does not provide any cooling or lubrication, and MQL has low cooling capability. As a result, the surface integrity of the component deteriorates, and the workpiece is subject to thermal damage [7]. While cryogenic cooling offers superior cooling, its lubrication capability is insufficient [8]. In view of these limitations, cooling–lubrication methods that combine LCO2 and MQL have been proposed and developed by Hanenkamp et al. [9], where LCO2 provides cooling while MQL provides lubrication. In a study by García et al. [10], the efficiency of grinding AISI 4140 steel using the CO2 + MQL method was compared with dry grinding. Although the results demonstrated that CO2 + MQL led to a notable reduction in wear, the relevance of this comparison is limited by the fact that dry grinding is typically not feasible in real-life production due to excessive heat generation. Mahata et al. [11] studied MQL using soap water in combination with LCO2 for grinding titanium alloys. The study showed that the proposed method resulted in a reduction in grinding forces, improved surface finish, and no visible surface damage when compared to dry grinding and grinding with LCO2. Arafat et al. [12] investigated the application of MQL with supercritical carbon dioxide (scCO2) in the grinding of 100Cr6 bearing steel. The MQL + scCO2 method exhibited similar forces to those of conventional flood cooling, accompanied by higher roughness and more wheel clogging. Liu et al. [13] proposed a method that combines cryogenic air with a biolubricant. The grindability of a titanium alloy was evaluated and compared with dry grinding. Their results showed that for the same grinding parameters, normal forces, tangential forces, specific grinding energy, coefficient of friction, and surface roughness were reduced significantly when using cryogenic air with MQL compared to dry grinding. Balan et al. investigated the effects of dry, MQL, and LN2 + MQL in the grinding of Inconel 751. The use of LN2 + MQL was found to result in a reduction in forces, surface roughness, temperature, and specific energy by 50–65% compared to dry and MQL grinding [14]. A recent study by Sharma et al. employed the use of LN2 + MQL for grinding of AISI D2 tool steel. Here, the LN2 + MQL method was observed to reduce grinding forces, temperature, surface roughness, and specific grinding energy in comparison to conventional and MQL grinding [15].
It was observed that most studies on grinding with combined LCO2 + MQL systems use two separate nozzles for fluid supply. However, the use of such two-channel delivery systems may pose a challenge due to the interactions between CO2 and MQL, which can result in inadequate cooling and lubrication. This is due to the expansion of CO2, pressure, and velocity differences in the media [16]. A recently developed single-channel method that uses pre-mixed LCO2 and oil is less complex than existing systems, easy to implement, and requires moderate CO2 consumption [17]. Although this kind of system has been recently employed in the pin-grinding of cemented carbide materials [18], it has not been explored in conventional grinding applications with a large grinding wheel. This paper addresses this gap by evaluating the impact of the LCO2 + MQL on the grindability of AISI 4140 steel, focusing on surface roughness, residual stresses, microhardness, grinding forces, and specific energy. The objective is to investigate the potential for the industrial application of this novel cooling–lubrication method in grinding. In addition to evaluating the technological viability of LCO2 + MQL, a cost-effectiveness analysis was conducted to provide an initial assessment of the financial feasibility of this technology in comparison to conventional flood cooling. The insights gained from both the technological and cost analyses provide valuable guidelines for the industrial adoption of LCO2 + MQL.

2. Materials and Methods

The workpiece material was AISI 4140 (42CrMo4) steel, which was quenched and tempered to achieve a Vickers hardness of 299 HV1. The workpieces used in the experiments were 10 mm wide and 50 mm long. The chemical composition of the steel is given in Table 1 [19]. AISI 4140 steel was selected for its extensive industrial applications, including in crankshafts, camshafts, and gears [20]. This material is known for its excellent abrasion resistance, high toughness, and high torsional and fatigue strength [21].
The grinding experiments were conducted on a Blohm Planomat HP 408 surface grinding machine. The “Norton Quantum Prime” grinding wheel (5NQNX60H 16VS3X) with a diameter of ds = 400 mm and width 30 mm was used. The grinding wheel was dressed before each experiment using a single-point diamond stationary dresser with a dressing depth of a d = 0.025 mm and a dressing overlap ratio of U d = 5.5.
A water-based, solution synthetic fluid (Quakercool 2920 EVC) in 8% concentration was used for conventional flood cooling, which served as a baseline for comparison. Figure 2a shows the experimental setup for flood cooling. The flood cooling was delivered at a pressure of 0.34 MPa (3.4 bar) and a flow rate of 32 L/min. Based on the nozzle geometry, it was estimated that these parameters yielded a fluid velocity of 26 m/s—i.e., 87% of the wheel speed, which is efficient. The two principal methods of conventional grinding fluid delivery are low-pressure (flood) and high-pressure (jet) cooling. The majority of conventional grinders are equipped with low-pressure systems that are relatively simple in design. In contrast, the grinding machine used in this study enables the utilization of higher pressures. Although the employed configuration does not fall into the low-pressure category, it also does not meet the criteria for a high-pressure cooling. Accordingly, the conventional cooling–lubrication method used is designated as “flood cooling”. On the other hand, LCO2 + MQL was supplied using the ArcLubeOne system, a novel cooling–lubrication method using a single-channel supply of pre-mixed LCO2 and oil [22]. The lubricant chosen for MQL was HAROLBIO 0, a (petroleum-free) straight synthetic oil with a viscosity index of 152 (ASTM D 2270). The LCO2 was delivered at a mass flow rate of 170 g/min and the oil was delivered at a MQL flow rate of 35 mL/h. In order to prevent phase change in the liquid carbon dioxide in the pipelines, the LCO2 flow rate was set above 80 g/min. A specially designed nozzle has been used for the delivery of LCO2 + MQL into the grinding zone, as shown in Figure 2b.
Six grinding experiments were conducted, varying the workpiece speeds from V w = 10 mm/s to V = 667 mm/s, resulting in varying aggressiveness numbers from a low of A g g r = 1.7 to a high of A g g r = 112. The depth of cut and the wheel speed were kept constant at a e = 0.01 mm V s = 30 m/s, respectively. The Aggressiveness number ( A g g r ) was calculated as per Equation (1) [23].
A g g r = 10 6 V w V s a e d s
where V w is the workpiece feedrate, V s is the wheel velocity, a e is the depth of cut, and d s is the diameter of the wheel.
The employed grinding parameters and their corresponding aggressiveness numbers are detailed in Table 2.
The dynamometer (Kistler 9139AA) mounted on the machine table was used to measure the tangential grinding forces ( F t ) and normal grinding forces ( F n ).
The portable Mitutoyo surface roughness tester Surftest SJ-210 was used to measure the arithmetic mean height roughness ( R a ) after each experiment for the different grinding conditions. The measurements were conducted in accordance with the ISO 4287:1997 standard [24], employing a long wavelength cut-off length ( λ c ) of 0.8 mm and a short wavelength cut-off length ( λ s ) of 2.5 µm for the Gaussian filter used. However, ISO 21920-2:2022 [25] has replaced ISO 4287:1997 [24], introducing the concept of the nesting index, where the cut-off wavelength is now considered an example of a nesting index. Three measurements were taken at different points on the workpiece and the average was calculated.
Residual stress measurements were conducted on samples with the lowest and highest A g g r using flood and LCO2 + MQL cooling–lubrication methods. The residual stresses were measured at depths of 0, 10, 30, 50, 100, and 150 µm below the surface in accordance with the EN 15305:2008 standard [26]. X-ray diffraction (XRD) measurements were performed using a chromium (Cr) X-ray source. The diffraction peak at a Bragg angle of 156.4° was used, with a collimator (2 mm) and a collimator spacing of 9.85 mm. The Cr tube was operated at 30 kV and 9 mA. The measurements were performed with sin2 ψ in modified χ-mode. Young’s modulus of 211 MPa and Poisson’s ratio of 0.3 were used for the reflection. The full width at half maximum (FWHM) was determined using the cross-correlation peak fitting method.
Microhardness was measured using a Wilson Instruments Tukon 2100B (Instron, USA) Vickers hardness tester in accordance with ISO 6507-1:2018 standard [27]. The load used for the measurements was 50 g. Measurements were taken at a depth ranging from 0 µm to 500 µm from the surface.

3. Results and Discussions

In order to evaluate the efficiency of the two studied cooling–lubrication methods (LCO2 + MQL and flood cooling), it is necessary to distinguish between their respective lubrication and cooling capabilities. Lubrication effectiveness was assessed based on grinding forces, specific energy, and the force ratio. These grindability indicators provide insight into the friction and energy balance within the grinding zone. On the other hand, cooling effectiveness pertains to the efficacy of the methods in removing heat from the grinding zone. This directly impacts the grinding temperature, which can potentially lead to thermal damage, such as softening (a reduction in work material hardness) and the onset of residual tensile stresses. The grindability was therefore evaluated by measuring the grinding forces, calculating the specific grinding energy and force ratios, and assessing the surface integrity through measurements of surface roughness, residual stresses, and microhardness.

3.1. Grinding Forces

The grinding forces are directly related to the grinding performance, grinding parameters, energy consumption, dressing procedure, and the cooling–lubrication methods used [28]. As noted earlier, the tangential ( F t ) and normal ( F n ) components of the grinding forces were measured for different grinding conditions (refer to Table 2) under both flood cooling and LCO2 + MQL. The measured grinding force represents the total forces exerted by the active grits on the workpiece.
Figure 3a,b show the variation in normal and tangential forces in relation to different A g g r . The normal grinding forces in LCO2 + MQL grinding ranged from 13.5 N to 166.7 N, while in flood grinding conditions, they ranged from 7.3 N to 124.3 N. Additionally, the tangential grinding forces in LCO2 + MQL grinding ranged from 3.3 N to 74.3 N, and in flood grinding, they ranged from 3.7 N to 59.5 N. Under higher aggressiveness conditions, both the normal and tangential grinding forces were found to be larger in LCO2 + MQL grinding than in flood grinding. This may be due to the inability of the gaseous LCO2 + MQL to effectively break the air barrier around the grinding wheel periphery and penetrate the grinding zone. Furthermore, the frozen oil layer generated by LCO2 + MQL may exacerbate the issue by obstructing the coolant-lubricant flow, further increasing the grinding forces [29].
The measured tangential force component was used to calculate the specific grinding energy, which is the amount of energy required to remove a unit volume of material. The latter parameter is a crucial parameter for evaluating the grinding process efficiency and is a widely used grindability metric [30,31]. It can be calculated as follows [2]:
e c = F t × V s V w × a e × b D
where b D is the grinding width.
Figure 4 shows the specific energy versus A g g r for the flood and LCO2 + MQL grinding conditions. The specific energy at lower A g g r is higher due to higher sliding and plowing energies, a phenomenon known as the size effect [32]. Flood cooling results in the highest specific energy (112.1 J/mm3) at the lowest A g g r , but at higher A g g r , it exhibits the lowest specific energy of 26.9 J/mm3, which falls within the typical range for the production grinding of steels, generally between 30 and 60 J/mm3. The obtained specific energy curves depend on the tangential grinding forces, and the higher tangential forces observed with LCO2 + MQL compared to flood cooling suggest that LCO2 + MQL may provide insufficient lubrication. The increased normal forces also result in higher contact pressure, which could indirectly lead to higher specific energy. According to Malkin [33], lubrication decreases both the cutting energy (expanded for plowing and chip formation) and the sliding energy in grinding (by reducing attritious wear). Although no-dress tests were not performed in this study to observe the wear flat formation, additional insights can be gained by analyzing the force ratio.
The grinding force ratio ( F t / F n ) can be interpreted as an indicator of the balance between the cutting forces and sliding forces within the grinding zone [33]. Figure 5 shows the variation in the force ratio as a function of A g g r for both flood cooling and LCO2 + MQL grinding conditions. At lower A g g r values, LCO2 + MQL grinding yielded a much lower force ratio of 0.24 compared to flood cooling, which exhibited a significantly higher ratio of 0.51. This indicates that under low A g g r conditions, the normal force in LCO2 + MQL is about four times larger than the tangential force. In contrast, with flood cooling, the normal force is only about twice as large, implying more efficient cutting with less sliding. As the grinding aggressiveness increased, the force ratio for LCO2 + MQL also increased, reaching 0.44 at the highest A g g r , while flood cooling remained relatively stable at 0.47. The rise in force ratio for LCO2 + MQL with increasing A g g r reflects a shift from sliding to more efficient chip formation as cutting becomes more dominant. However, the force ratio for LCO2 + MQL remained lower than for flood cooling, where consistent lubrication allowed for a more balanced force distribution.

3.2. Surface Roughness

Given that lubrication improves the surface finish of ground workpieces, the arithmetic mean height roughness ( R a ) was measured to further determine which method provides better lubrication. Figure 6 illustrates the relationship between R a and different A g g r under the two studied cooling–lubrication conditions. The results indicate that the surface roughness is lower at the lowest A g g r for both cooling–lubrication methods, which was expected. This occurs because the grits of the grinding wheel penetrate less deep into the workpiece at lower aggressiveness, and because in surface grinding, the surface roughness increases with V w V s , especially when the depth of cut is constant. The average R a value for LCO2 + MQL was 0.38 µm at the lowest A g g r , while for flood cooling, it was 0.44 µm. This finding is important, as grinding is typically employed for the final finishing of components (i.e., grinding with low A g g r ). At the highest A g g r tested, the obtained surface finish is nearly the same—flood cooling results in an average Ra of 0.80 µm, while LCO2 + MQL results in an average R a  of 0.82 µm. The dependence of surface roughness on grit sharpness and grit fracture has been reported in several studies. The retention of grit sharpness can be achieved by cryogenic cooling [29,34,35,36,37,38,39] and the formation of boundary lubrication by MQL [40] may be responsible for a comparable surface finish.
Under all tested conditions, LCO2 + MQL achieved surface roughness values comparable to those of flood cooling. One should note also that the relatively large variation in R a  measurements makes it difficult to draw definitive conclusions about the superiority of either cooling–lubrication method in terms of providing a smoother surface finish.

3.3. Residual Stresses

In grinding, temperatures and the energy partition to the workpiece are key indicators of cooling effectiveness. However, since direct temperature measurements were not taken in this study, the most reliable indirect method of assessing cooling efficiency is through the evaluation of residual stresses. Figure 7 illustrates the residual stress profiles in transverse and longitudinal directions relative to the grinding direction for the different cooling–lubrication methods used. It can be observed that the surface residual stresses in both directions tend to be tensile at higher A g g r and compressive at lower A g g r . These results are logical, as grinding at higher A g g r is associated with higher temperatures, which can lead to thermally induced tensile stresses. However, at lower A g g r , thermal loads are reduced, and the residual compressive stresses are primarily caused by mechanical action between the grits and the workpiece.
In the transverse direction, LCO2 + MQL exhibits a maximum tensile residual stress of 451.9 MPa and the flood cooling has a value of 66.7 MPa at higher aggressiveness on the ground surface. In the longitudinal direction, the maximum tensile residual stress is 681.2 MPa for LCO2 + MQL and 293 MPa for flood cooling on the ground surface. These observations align with previous research, suggesting that residual tensile stresses along the grinding direction are predominant [2]. The highest surface compressive stresses were found for LCO2 + MQL grinding at the lowest A g g r , i.e., in the transverse direction with a value of—282.9 MPa and in the longitudinal direction with a value of −106.9 MPa.
At lower A g g r , grinding with LCO2 + MQL results in higher compressive stresses; this is likely because heat is dissipated more effectively and also due to mechanical action, as material removal is mostly due to shearing and plowing effects rather than sliding [41]. This suggests that the combination of low A g g r and a potentially larger area of successful heat evacuation around the grinding zone, facilitated by the vaporization and expansion of LCO2 upon exiting the nozzle, helped to prevent the onset of thermally induced residual tensile stresses. When LCO2 is employed, several critical effects may come into play, influencing the resulting residual stresses. As the grinding zone and its vicinity are exposed to lower temperatures due to the LCO2 environment, the thermal expansion of the hotter material near the surface becomes less pronounced. This likely mitigates the constraint on expansion, allowing the material to experience reduced thermal expansion, which can contribute to a more favorable stress distribution. Here, it should be clarified that upon exiting the nozzle, LCO2 vaporizes and expands, absorbing heat from the surroundings through mechanisms such as evaporation, Joule–Thompson cooling, and sublimation [42]. This exposes not only the immediate grinding zone but also a larger area around the workpiece to lower temperatures. The temperature in this region reaches −78.5 °C (194.65 K), the boiling point of CO2, facilitating heat evacuation and reducing the onset of residual tensile stresses. Beyond a depth of 0.05 mm, both compressive and tensile residual stress start to decrease.
The formation of residual tensile stresses at higher A g g r is due to higher heat generation in the grinding zone, which causes thermal stress [43]. LCO2 + MQL grinding exhibits higher residual tensile stresses at higher A g g r than flood grinding, owing to the limitations in heat dissipation due to the rapid evaporation of LCO2. While the MWF in flood cooling is in a liquid form, allowing it to stay in contact with the workpiece surface for a longer duration and continuously evacuate heat, LCO2, which transitions to a gaseous state upon exiting the nozzle, may not be as effective in maintaining contact with the workpiece surface and removing heat. This prolonged contact in flood cooling improves its heat dissipation capabilities at higher A g g r , whereas LCO2 + MQL struggles to dissipate heat as effectively in these conditions. Hence, LCO2 + MQL grinding at high A g g r reveals worse results (higher tensile stresses).
To further characterize the ground subsurface, the FWHM (full width at half maximum) values at the lowest and highest A g g r for flood cooling and LCO2 + MQL cooling are plotted in Figure 8. The FWHM values are related to various surface distortions caused by the grinding process [44]. The FWHM values are higher for LCO2 + MQL in both the transverse and longitudinal directions compared to flood cooling. In both directions, the FWHM values range from 1.9° to 3.1°. The higher FWHM values at the surface are likely due to plastic deformation causing crystal lattice distortions, leading to the broadening of the diffraction peaks caused by the rubbing of the wheel on the surface [45]. As reported by Pušavec et al. [45], the FWHM values are related to the plastic work, which depends on the mechanical loadings, whereas residual stress depends on both mechanical and thermal effects. Even though LCO2 + MQL has higher tensile residual stresses compared to flood cooling, higher FWHM values indicate a higher amount of plastic work in the case of LCO2 + MQL grinding process. This is logical, as the lower force ratio in LCO2 + MQL grinding means more plowing and less efficient chip formation, contributing to greater plastic deformation.

3.4. Microhardness Measurements

Microhardness profiles were measured for the lowest and highest A g g r values for the different grinding conditions, as shown in Figure 9. The resulting microhardness across various depths maintained a consistent level of approximately 350 HV for all conditions, indicating no significant difference in microhardness between flood and LCO2 + MQL grinding. This consistency suggests that the cooling–lubrication method does not significantly influence the subsurface hardness of the material. The highest microhardness values were observed between depths of 200 µm and 400 µm. Under the highest A g g r conditions, flood grinding exhibited a microhardness of 349 HV0.05, while LCO2 + MQL grinding showed a value of 346 HV0.05. Conversely, at the lowest A g g r conditions, flood grinding recorded a microhardness of 331 HV0.05, and LCO2 + MQL showed a value of 349 HV0.05.
A slight reduction in hardness was observed on the surface of the workpiece up to a depth of 50 µm, likely due to the influence of grinding temperature, which causes the tempering of martensite that leads to a slight decrease in hardness [46]. Both cooling–lubrication methods appear to effectively mitigate the thermal softening typically caused by the heat generated during grinding.

3.5. Cost-Effectiveness Analysis

Following the detailed assessment of the technological viability of LCO2 + MQL in terms of grindability, a supplementary cost-effectiveness analysis (CEA) will be conducted to assess its economic feasibility in comparison to conventional flood cooling. Conventional flood cooling remains the most widely used method in industrial grinding due to its practical advantages, such as cleaning the grinding wheel during the process (reducing clogging), effectively flushing chips from the machine’s work area, and the ability to install large central MWF reservoirs that serve multiple machine tools simultaneously. These benefits, coupled with the perception of lower operating costs, make it the standard choice for most end users. Based on the CEA presented below, the preliminary results show that the alternative cooling–lubrication method using LCO2 + MQL is not only technically feasible and provides comparable grindability results but is also comparable in terms of cost.
For a single machine tool used in this study, the total annual cost of LCO2 + MQL, including equipment depreciation over 5 years, is 41,580 EUR/year (Table 3). In comparison, the cost of conventional flood cooling is 42,329 EUR/year (Table 4). The CEA assumes that the machine operates three shifts per day, with an overage operational time of 20.4 h per day (at an Overall Equipment Effectiveness (OEE) of 85%), and runs for 250 days per year. This analysis shows that even on the level of a single machine (with a 1400 L reservoir), conventional flood cooling can incur significant costs due to the need to replenish lost grinding fluid (Table 4). In real-world production scenarios, these costs are magnified. For example, in large industrial environments such as automotive (engine, transmission) plants, a central MWF system for a grinding production line may hold up to 100,000 L of water-based MWF and experience a 10% daily fluid loss due to high temperatures, evaporation and ventilation requirements (to keep aerosol levels on the shopfloor below regulatory thresholds). In contrast, the LCO2 + MQL system benefits from a more controlled and efficient use of resources, as LCO2 + MQL can be precisely applied only when the grinding wheel is engaged, minimizing consumption during non-cutting phases (“air grinding”). In addition, the LCO2 used was sourced as “green CO2”—captured as a by-product of bioethanol production. Such recycled CO2 does not add additional greenhouse gasses to the atmosphere, making the environmental impact of LCO2 + MQL much lower in terms of CO2 emissions. In addition, the LCO2 + MQL system completely eliminates the need for (i) the cleaning of components after grinding, and (ii) water—reducing costs associated with water consumption and wastewater management challenges.
While the LCO2 + MQL system demonstrates comparable cost and more favorable environmental benefits for a single machine tool, these impacts may not be directly scalable to larger production lines. In an 8–10 machine tool/line scenario, the cost of implementing LCO2 + MQL could increase due to the need for either more single LCO2 + MQL units or the development of a more complex centralized system capable of serving multiple machines. Scaling such a system would require additional ancillary equipment, including larger CO2 storage tanks, distribution infrastructure, and controllers. This additional infrastructure could reduce the overall cost parity observed at the single machine level, making scaling LCO2 + MQL more challenging and potentially more expensive. However, as the industry is increasingly shifting towards fossil-free production, environmental regulations tighten, and the costs of water treatment and hazardous waste disposal from conventional flood cooling increase, the long-term advantages of LCO2 + MQL may become more pronounced. Future technological advances could further reduce the cost of LCO2 + MQL equipment, making it an even more attractive option for wider applications. It is important to note here, however, that this is not a comprehensive cost–benefit analysis, but a simplified comparative analysis to highlight major costs associated with both systems. A more formal analysis would need to be incorporated into a Life Cycle Assessment (LCA) framework to capture broader sustainability impacts, such as Scope 1, 2, and 3 emissions. In the case of conventional metalworking fluids (MWFs), as much as 96% of the associated emissions are indirect (Scope 3), resulting from activities such as the procurement of raw materials. While the methodology for calculating Product Carbon Footprints (PCFs) for MWFs is available, a full analysis is beyond the scope of this work. The main objective of this work is to investigate the technical feasibility of implementing LCO2 + MQL as a cooling–lubrication method in an industrial grinding machine tool.

4. Conclusions

Due to the limited investigations of the LCO2 + MQL cooling–lubrication method in grinding, this study focused on evaluating its effects on the grindability of AISI 4140 steel. Comparisons were made against conventional flood cooling across key grindability indicators, including grinding forces, specific energy, force ratio, surface roughness, residual stresses, and microhardness profiles. The findings lead to the following conclusions:
  • The normal grinding forces were 25% higher, tangential normal forces were 20% higher, and specific energies were 10–20% higher for LCO2 + MQL grinding at higher A g g r values. This increase can primarily be attributed to the inefficient cooling capability of LCO2 + MQL during rough grinding, likely due to the limited cooling capability of LCO2 + MQL, as the gaseous LCO2 is less effective at maintaining contact with the workpiece and evacuating heat, unlike the liquid MWF in flood cooling, which remains in contact longer and improves heat dissipation.
  • The force ratio was significantly lower for LCO2 + MQL at lower A g g r , indicating insufficient lubrication. As A g g r increased, the force ratio for LCO2 + MQL improved, but it remained consistently lower than that of flood cooling, which provided better lubrication across all conditions.
  • The study found that the average surface roughness achieved with LCO2 + MQL was comparable to that achieved with conventional flood cooling.
  • Both cooling–lubrication methods resulted in residual tensile stresses at higher A g g r (rough grinding) and residual compressive stresses at lower A g g r (finish grinding). LCO2 + MQL induced more pronounced residual tensile stresses at higher A g g r , while at lower A g g r , more favorable residual stresses were observed. The analysis of the full width at half maximum (FWHM) profiles indicated higher values for LCO2 + MQL at higher A g g r , suggesting greater plastic deformation. At lower A g g r , LCO2 + MQL exhibited comparable FWHM results to flood cooling, likely due to the mechanical effects dominating over thermal ones.
  • Microhardness measurements revealed negligible differences between the LCO2 + MQL and flood cooling, indicating similar effects on the workpiece subsurface. LCO2 + MQL proved effective in preventing the tempering (softening) of the work material under all of the grinding conditions tested.
  • The preliminary cost-effectiveness analysis suggests that LCO2 + MQL is not only technologically feasible in terms of delivering comparable grindability results, but also demonstrates cost effectiveness.
While previous studies have often demonstrated that MQL, sometimes combined with cryogenic coolant, generally outperforms conventional flood cooling in terms of reducing specific energy, achieving smoother surface finishes, and improving the G-ratio, this was not observed in the present study. The likely reason is that the nozzle configuration was not optimized, and further investigation is needed to determine if gaseous LCO2 + MQL can penetrate the air barrier around the wheel periphery. Moreover, without investigating wheel wear progression (e.g., attritious dulling of the grits), it was not possible to fully evaluate how LCO2 + MQL impacts chip formation and plowing energies during grinding. Additionally, to better investigate the cooling capabilities of LCO2 + MQL, temperature measurements should be considered in future work.

Author Contributions

Conceptualization, P.K., P.H., and D.K.S.; methodology, P.H. and D.K.S. software, validation, P.H. and D.K.S.; formal analysis, P.K.; writing—original draft preparation, D.K.S.; writing—review and editing, P.K., F.P., and P.H. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the Slovenian Research Agency under Grant: L2-50079: Research on near-dry cryogenic shearing to achieve cleaner production with less waste in the serial automotive industry and P2-0266: Advanced manufacturing technologies for high-quality and sustainable production and partially supported by the EIT Manufacturing Programme under the project Transitioning to a Waste-free Production—International Cryogenic + MQL Machining Activity (number - 21193).

Data Availability Statement

The datasets presented in this study are available on request from the corresponding author; they are not publicly available as they form part of ongoing research.

Acknowledgments

The authors would like to thank Jonas Holmberg, Research Institutes of Sweden (RISE), for their help with the residual stress measurements and Borut Žužek, Institute of Metals and Technology, Slovenia, for their help with the microhardness measurements.

Conflicts of Interest

The authors declare no conflicts of interest.

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Figure 1. Three pillars of sustainability.
Figure 1. Three pillars of sustainability.
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Figure 2. Experimental setup. (a) Flood-cooling method; (b) LCO2 + MQL method.
Figure 2. Experimental setup. (a) Flood-cooling method; (b) LCO2 + MQL method.
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Figure 3. (a) Normal grinding forces vs. A g g r ; (b) tangential forces vs. A g g r .
Figure 3. (a) Normal grinding forces vs. A g g r ; (b) tangential forces vs. A g g r .
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Figure 4. Specific energy vs. A g g r .
Figure 4. Specific energy vs. A g g r .
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Figure 5. Force ratio vs. A g g r for different grinding conditions.
Figure 5. Force ratio vs. A g g r for different grinding conditions.
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Figure 6. Arithmetic mean height roughness ( R a ) vs. A g g r .
Figure 6. Arithmetic mean height roughness ( R a ) vs. A g g r .
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Figure 7. Grinding-induced residual stress profiles measured in (a) transverse direction, (b) longitudinal direction.
Figure 7. Grinding-induced residual stress profiles measured in (a) transverse direction, (b) longitudinal direction.
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Figure 8. (a) FWHM values (transverse) direction; (b) FWHM values (longitudinal) direction.
Figure 8. (a) FWHM values (transverse) direction; (b) FWHM values (longitudinal) direction.
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Figure 9. Microhardness vs. depth beneath surface for different grinding conditions.
Figure 9. Microhardness vs. depth beneath surface for different grinding conditions.
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Table 1. Chemical composition of AISI 4140 (42CrMo4) steel.
Table 1. Chemical composition of AISI 4140 (42CrMo4) steel.
Chemical Composition (Weight %)
CSiMnPSCrMoNi
0.4480.2640.7350.0120.0021.090.2440.2
Table 2. Grinding parameters used.
Table 2. Grinding parameters used.
Experiment No.Feed Rate (mm/s)Wheel Speed (m/s)Depth of Cut (mm) A g g r
-
Q’w (mm3/mm/s)
110300.011.70.1
250300.018.40.5
3100300.0116.81
4300300.0150.43
5500300.01845
6667300.011126.7
Table 3. Cost analysis: LCO2 + MQL method.
Table 3. Cost analysis: LCO2 + MQL method.
InputsValueOutputsValue
Mass flow rate of CO2170 g/minConsumption of CO226,010 kg/year
Cost of CO21 EUR/kgAnnual cost of CO226,010 EUR/year
MQL flow rate35 mL/hAnnual MQL consumption179 L/year
Cost of MQL oil20 EUR/LAnnual cost of MQL oil3570 EUR/year
Utilization of LCO2-MQL50%
LCO2-MQL equipment investment60,000 EUR
Equipment cost (5-year depreciation)12,000 EUR/year
Total for LCO2-MQL→41,580 EUR/year
Table 4. Cost analysis: conventional flood cooling.
Table 4. Cost analysis: conventional flood cooling.
InputsValueOutputsValue
Grinding fluid volume1400 LDaily MWF loss140 L/day
Solution concentration8%Annual MWF loss35,000 L/year
Cost of grinding fluid15 EUR/LVolume of MWF loss2800 L/year
Cost of water1.7 EUR/1000 LVolume of water lost32,200 L/year
Electricity cost0.03 EUR/kWhCost of lost MWF42,000 EUR/year
Daily MWF loss10%Cost of lost water55 EUR/year
Pump power1.3 kWAnnual energy use (pump)6630 kWh
Electricity emissions factor0.09 kg CO2/kWhPump energy cost199 EUR/year
CO2 emission cost122 EUR/tonCO2 emissions from electricity 597 kg CO2/year
Annual CO2 emission cost73 EUR/year
Water cost for conventional cooling57 EUR/year
Total for flood cooling→42,329 EUR/year
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MDPI and ACS Style

Kareepadath Santhosh, D.; Hoier, P.; Pušavec, F.; Krajnik, P. Effect of Lubricated Liquid Carbon Dioxide (LCO2 + MQL) on Grinding of AISI 4140 Steel. J. Manuf. Mater. Process. 2024, 8, 230. https://doi.org/10.3390/jmmp8050230

AMA Style

Kareepadath Santhosh D, Hoier P, Pušavec F, Krajnik P. Effect of Lubricated Liquid Carbon Dioxide (LCO2 + MQL) on Grinding of AISI 4140 Steel. Journal of Manufacturing and Materials Processing. 2024; 8(5):230. https://doi.org/10.3390/jmmp8050230

Chicago/Turabian Style

Kareepadath Santhosh, Deepa, Philipp Hoier, Franci Pušavec, and Peter Krajnik. 2024. "Effect of Lubricated Liquid Carbon Dioxide (LCO2 + MQL) on Grinding of AISI 4140 Steel" Journal of Manufacturing and Materials Processing 8, no. 5: 230. https://doi.org/10.3390/jmmp8050230

APA Style

Kareepadath Santhosh, D., Hoier, P., Pušavec, F., & Krajnik, P. (2024). Effect of Lubricated Liquid Carbon Dioxide (LCO2 + MQL) on Grinding of AISI 4140 Steel. Journal of Manufacturing and Materials Processing, 8(5), 230. https://doi.org/10.3390/jmmp8050230

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