Thermal Runaway in Lithium-Ion Batteries: A Review of Mechanisms, Prediction Approaches, and Mitigation Strategies
Abstract
1. Introduction
2. Thermal Runaway Mechanism of Lithium-Ion Batteries
2.1. Capacity Degradation
2.2. Decomposition of Solid Electrolyte Interface (SEI)
2.3. Negative Electrode-Electrolyte Reaction
2.4. Separator
2.5. Decomposition of Positive Electrode
2.6. Decomposition Reaction of Electrolyte
2.7. Decomposition Reaction of Adhesive
2.8. Electrolyte Combustion
2.9. Kinetic Analysis
3. Prediction of Thermal Runaway
3.1. Characteristic Signal-Based Method
3.1.1. Voltage Signal
3.1.2. Temperature Signal
3.1.3. Mechanical Signal
3.1.4. Gas Signal
3.1.5. Acoustic Signal
3.1.6. Optical Signal
3.1.7. Multidimensional Information Fusion
3.2. Model-Based Methods
3.3. Data-Driven Thermal Runaway Prediction Method
3.3.1. Analysis-Based Method
3.3.2. Machine Learning-Based Methods
3.3.3. Large Model-Driven Method
3.4. Summary of Prediction Strategies
4. Thermal Runaway Suppression Method
4.1. Thermal Management for Suppressing Early Heat Accumulation
- (1)
- Air cooling system
- (2)
- Liquid cooling system
- (3)
- Phase change material
- (4)
- Heat pipe system
- (5)
- Thermoelectric cooler system
- (6)
- Hybrid cooling system

4.2. Material-Based Suppression of Side Reactions
4.2.1. Positive Electrode Improvements
4.2.2. Negative Electrode Improvements
4.2.3. Electrolyte Improvements
4.2.4. Separator Improvements
4.2.5. Synergistic Effects and Full-Cell Performance
4.3. Structural Strategies for Suppressing Late-Stage Deterioration
4.3.1. Positive Temperature Coefficient (PTC) Thermistor
4.3.2. Safety Vent
4.3.3. Current Interruption Device (CID)
5. Future Perspectives and Outlook
6. Conclusions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Category | Test Method | Key Standards | Scenario and Mechanism | Key Refs. |
|---|---|---|---|---|
| Material Characterization | ARC/DSC | ASTM E1981 [15]; UL 2580 [16] | Adiabatic heating to decouple reaction stages and determine intrinsic | [17] |
| Mechanical Abuse | Nail Penetration | SAE J2464 [18]; GB 38031 [19] | Sharp intrusion causing severe internal short circuit and rapid Joule heating | [20] |
| Crush/Indentation | ISO 12405 [21]; UL 2580 [16] | Mechanical stress triggers separator failure and localized ISCs. | [22] | |
| Vibration | UN 38.3 [23]; ISO 16750 [24] | Road fatigue inducing tab tearing or delamination, leading to impedance rise. | [25] | |
| Electrical Abuse | Overcharge | UN 38.3 [23]; IEC 62133 [26] | Induces Li-plating and massive gas generation/swelling prior to thermal runaway. | [27] |
| External Short | IEC 62133 [26]; GB 31485 [28] | High discharge current triggers rapid self-heating and separator melting. | [29] | |
| Over- discharge | GB 31485 [28]; UL 1642 [30] | Cu dissolution forms dendrites, triggering ISC during subsequent recharge. | [31] | |
| Thermal Abuse | Hot Box/Heating | UL 1642 [30]; IEC 62133 [26] | Uniform overheating triggers SEI breakdown and validates thermal limits. | [32] |
| System Level | Thermal Propagation | GB 38031 [19]; GTR 20 [33] | Cell-to-pack spread via heat conduction/convection; tests thermal barrier efficacy. | [34,35] |
| Material | ΔH (J.g−1) | Tonset (°C) |
|---|---|---|
| Li0.37[Ni1/3Co1/3Mn1/3]O2 | 512.5 | 300 |
| Li0.34[Ni0.5Co0.2Mn0.3]O2 | 605.7 | 285 |
| Li0.30[Ni0.6Co0.2Mn0.2]O2 | 721.4 | 251 |
| Li0.26[Ni0.7Co0.15Mn0.15]O2 | 826.3 | 230 |
| Li0.23[Ni0.8Co0.1Mn0.1]O2 | 904.8 | 220 |
| Li0.21[Ni0.85Co0.075Mn0.075]O2 | 971.5 | 215 |
| Methodology | Principle | Key Advantages | Key Disadvantages | Typical Lead Time | Cost | Recommended Application Scenario |
|---|---|---|---|---|---|---|
| Voltage | Terminal voltage drop | No extra sensors; High maturity | Insensitive to micro-shorts | Short (<1 min) | Low | All Scenarios |
| Temperature | Surface/Tab heat generation | Direct indicator; Simple | Thermal lag; Surface ≠ Core | Short (<1 min) | Low | All Scenarios |
| Gas | Venting gas detection | Earliest warning capability | Sensor poisoning; Diffusion delay | Long (5–15 min) | Medium | Large-scale ESS; Enclosed battery rooms |
| Mechanical | Cell expansion/Strain | High sensitivity to gas | Hysteresis; Hard to integrate | Medium (2–10 min) | High | Lab Testing; High-end EVs with rigid frames |
| Acoustic | Venting sound emission | Non-contact; Fault localization | Background noise interference | Medium | Medium | Stationary ESS; Closed compartments |
| Optical | Visual/IR imaging | Intuitive location | Line-of-sight required | Varies | High | Lab Testing; Open-rack storage systems |
| Feature/Metric | Signal-Based (Voltage, Temp, Gas) | Model-Based (ECM, Electrochemical) | Data-Driven (ML, Big Data) |
|---|---|---|---|
| Typical Lead Time | Varies | Real-time Estimation | Predictive |
| Detection Accuracy | Moderate to High | High | Very High |
| Industrial Maturity | High | Medium | Low |
| Deployment Cost | Low to High | Low | High |
| Primary Advantages | Direct measurement; High reliability; Simple implementation | Internal state visibility; Mechanism-based | Handles complex non-linearities; Proactive life-cycle warning |
| Key Limitations | Single-source blind spots; Thermal lag (Temp); Sensor stability issues (Gas) | High computational load; Parameter identification difficulty | Heavy dependence on high-quality labeled data; Poor interpretability |
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Chen, Z.; Zhang, J.; Liu, C.; Yang, C.; Chen, S. Thermal Runaway in Lithium-Ion Batteries: A Review of Mechanisms, Prediction Approaches, and Mitigation Strategies. Batteries 2026, 12, 88. https://doi.org/10.3390/batteries12030088
Chen Z, Zhang J, Liu C, Yang C, Chen S. Thermal Runaway in Lithium-Ion Batteries: A Review of Mechanisms, Prediction Approaches, and Mitigation Strategies. Batteries. 2026; 12(3):88. https://doi.org/10.3390/batteries12030088
Chicago/Turabian StyleChen, Zeyu, Jiakai Zhang, Chengxin Liu, Chengyan Yang, and Shuxian Chen. 2026. "Thermal Runaway in Lithium-Ion Batteries: A Review of Mechanisms, Prediction Approaches, and Mitigation Strategies" Batteries 12, no. 3: 88. https://doi.org/10.3390/batteries12030088
APA StyleChen, Z., Zhang, J., Liu, C., Yang, C., & Chen, S. (2026). Thermal Runaway in Lithium-Ion Batteries: A Review of Mechanisms, Prediction Approaches, and Mitigation Strategies. Batteries, 12(3), 88. https://doi.org/10.3390/batteries12030088
