1. Introduction
The period of transition from intrauterine to extrauterine life is critical to ensure effective pulmonary function in neonates. The early period of neonatal life is marked by rapid and extreme changes in lung ventilation as it transitions from a fluid-filled organ to one filled with air in volumes capable of efficient gas exchange. While this process has been relatively well documented in term neonates (TNs), the pulmonary mechanics of late preterm neonates (LPNs)—born at 34 to 36 weeks of gestation—are poorly understood, despite their increased risk of respiratory morbidity [
1,
2]. Understanding the patterns of lung ventilation in term and late preterm neonates in this time is crucial for the further improvement of neonatal care.
Electrical impedance tomography (EIT) is a recent tool for the instantaneous monitoring of regional pulmonary ventilation in neonates [
3,
4,
5,
6]. EIT is a non-invasive method based on thoracic impedance variation [
7,
8,
9,
10]. Studies using EIT in term infants explore the aspects concerning the regulation of lung ventilation during the early postnatal period [
11]. However, there is little research comparing the patterns of pulmonary ventilation in term and late preterm neonates using EIT.
LPNs are a group of newborns with characteristics that set them apart from full-term neonates. This distinction may raise doubts, as LPNs are considered close to term. However, despite their proximity to term, LPNs are at a higher risk of experiencing conditions like respiratory distress syndrome, transient neonatal tachypnea, and other respiratory illnesses [
12,
13,
14,
15,
16]. These conditions arise from lung immaturity as well as the delayed production of pulmonary surfactant, resulting in four times higher mortality [
17]. Therefore, analyzing the dynamics of pulmonary ventilation in late preterm neonates in the period of early postnatal adaptation can improve the quality of care for this vulnerable group of neonates.
The study aimed to compare the regional lung ventilation of late preterm and term neonates during the early adaptation period using EIT.
4. Discussion
Our study revealed lower lung ventilation in late preterm neonates compared to term neonates. This means that late preterm neonates are at higher risk of having inadequately aerated areas in the lungs during the adaptation period, which may lead to respiratory complications later on. LPNs are at a developmental stage where critical processes, such as alveolarization and surfactant production, remain incomplete. These neonates have not yet achieved full functional maturity of the lungs, resulting in a diminished capacity for effective alveolar fluid clearance and lung expansion. The interstitial matrix, which plays a key role in supporting the structural integrity of the alveoli, is also underdeveloped, contributing to reduced regional lung compliance. Consequently, ventral-dorsal and right-left ventilation disparities are observed, particularly in the basal lung regions, as these areas are more prone to atelectasis and inadequate ventilation in the absence of mature alveolar surfactant (minimal surfactant protein B expression, etc.). Moreover, the absence of sufficient active mechanisms for alveolar fluid reabsorption exacerbates the impaired gas exchange observed in LPNs. These physiopathological factors contribute to the reduced ability of the lungs to expand evenly across regions, which is reflected in the EIT data. The lack of surfactant not only disrupts alveolar stability but also worsens ventilation-perfusion mismatch, leading to greater reliance on mechanical assistance to maintain adequate oxygenation. The preterm transition may be the cause of respiratory distress syndrome (RDS), transient tachypnea of the newborn (TTNs), and other respiratory diseases [
18]. Kalyoncu et al. reported that late preterm neonates have a higher risk of respiratory distress compared to term neonates. The most common conditions observed were transient tachypnea of the newborn, then respiratory distress syndrome (RDS), and pneumonia [
19]. Atasay et al.’s study revealed that 30% of LPNs included experienced respiratory distress [
20]. The functional challenges faced by LPNs include difficulties in maintaining functional residual lung capacity, increased airway resistance, and risk of airway collapse. Additionally, the transition from lung fluid to breathing ambient air is crucial but could be delayed in preterm births due to underdeveloped epithelial sodium channels, especially without the onset of spontaneous labor [
21]. Environmental factors such as maternal smoking, air pollution, and pregnancy-related stress may worsen respiratory problems in this group [
22]. Studies suggest that adapted respiratory support strategies are necessary to reduce the risk of RDS and other complications linked to lung immaturity in late preterm infants. As dependent lung regions are usually posterior, depending on the position of the neonate, they may be more exposed to gravity and have lower ventilation compared to non-dependent regions. The higher number of “silent” spaces in the dependent lung regions of LPNs suggests that these areas could have impaired ventilation/aeration or overdistension, which may lead to a mismatch between ventilation and blood flow and may impair respiratory function. This highlights the importance of close monitoring to ensure adequate ventilation and optimal pulmonary blood flow and to predict respiratory outcomes during early adaptation. The reduced ventilation, especially in the dependent areas of the lungs, aligns with the observed need for specific volume and pressure strategies during resuscitation emphasized in the study by van Vonderen et al., which presented a broad characterization of neonatal transition [
23]. While optimizing the posture may improve respiratory function, evaluated by respiratory inductive plethysmography, as per Gouna et al., EIT could potentially serve as a sensitive method to detect basic pulmonary adaptation challenges in LPNs as early as 30 min post-birth. This convergence of findings implies the possibility of integrating both positional therapy and EIT monitoring in the clinical management of late preterm infants to potentially improve respiratory outcomes [
24].
Differences in relative stretch and regional ventilation distribution patterns were found between the study and control groups. The increased ventilation distribution towards the ventral (anterior) part of the lung in LPNs probably indicates differences in lung development and breathing mechanics between the two groups. While the overall lung volume distribution in each lung remains relatively consistent over time, there has been a variation in lung volume distribution between the study and control groups, especially in the right lung. Healthcare providers should consider these distinctions when administering support to term and late preterm neonates to prevent issues such as atelectasis or lung injury. Relative stretch is the potential for lung tissue to expand with air intake. It reflects the flexibility or elasticity of the lung tissue and is an important factor in determining lung function. The absence of statistically significant differences in the relative stretch between the quartiles (−) and medians of the two groups of neonates suggests that, overall, the initial lung compliance of the two groups during the adaptation period may be similar. However, the statistically significant differences observed between the quartile (+) values at record III suggest that under certain conditions or at certain stages of lung adaptation, late preterm and term neonates may have different lung compliance levels. The higher relative stretch quartile (+) value observed in the term neonates group at record III suggests that term neonates may have better lung compliance or elasticity in response to increased ventilatory demand at this stage compared to late preterm neonates. LPNs exhibit a higher level of relative stretch in the lower percentage ranges, suggesting differences in lung maturity and flexibility when compared to term neonates. The greater proportion of lung tissue with lower levels of expansion in this group highlights the importance of close monitoring and care to ensure optimal lung aeration and gas exchange, especially during ongoing lung development. On the other hand, the higher stretch level in the higher percentage ranges among term neonates may indicate a better expansion of lung tissue, possibly attributable to increased air intake and a mature respiratory system, resulting in better respiratory function and adaptation after birth. However, in some cases, this could indicate repetitive opening and collapsing of lung areas, which is not necessarily beneficial.
There are a large number of studies assessing the respiratory status and management strategies of preterm and term neonates. Therefore, the comparison of lung ventilation in newborns during the early adaptation period, using electrical impedance tomography, is of great scientific interest. Many studies were focused on very preterm neonates [
25,
26,
27,
28,
29]. While we found that late preterm neonates exhibited lower lung ventilation compared to term neonates, indicating a higher risk of respiratory complications, Gaertner et al. demonstrated the predictive value of EIT parameters for respiratory outcomes in very preterm neonates during the early adaptation period. Analyzing EIT parameters recorded as early as 30 min after birth, the investigators found certain markers of lung aeration, namely a lower percentage of aerated lung volume and a higher aeration homogeneity ratio, which accurately predicted the need for oxygen therapy 28 days after birth. This suggests that EIT may be a useful tool to adapt individual respiratory support strategies for this population and improve outcomes. However, the study has some limitations, such as the small sample size. Moreover, larger prospective studies are needed to confirm these results. Nevertheless, the results point to the need for early screening of lung function in preterm neonates, and in this context, the EIT has a promising role to play. This opens the door for further research and potential clinical application to optimize respiratory care in this vulnerable population [
30]. The research conducted by Bentsen et al. presents longitudinal data on lung function in extremely preterm neonates at birth, which is important for putting our own study results into context. While Bentsen et al.’s study monitored a group of infants over time to evaluate lung function closer to birth, our study specifically focuses on the period after delivery using EIT to track changes in lung ventilation within the first 90 min post birth. Our findings show differences in lung ventilation between LPNs and TNs, with LPNs exhibiting reduced lung ventilation during the early adaptation period. The use of EIT allows us to observe these differences in real time, potentially assisting clinicians with prompt decision-making. In contrast, Bentsen et al.’s study employed electromagnetic inductance plethysmography to understand lung function in preterm infants at a later stage of development providing insights into respiratory maturation over time. Nevertheless, our study highlights the nature of the immediate postnatal period by demonstrating compromised lung ventilation in LPNs, suggesting that early adaptation challenges may stem from incomplete structural and functional maturity of the lungs. While EIT enables real-time assessments, plethysmography offers measurements of thoracic gas volume and functional residual capacity but lacks immediate bedside applicability and temporal resolution. Both EIT and electromagnetic inductance plethysmography work together to enhance our knowledge of newborn lung adaptation and help to improve care in intensive units for better support of LPNs [
31]. In addition, Veneroni et al. conducted a study using the forced oscillation technique (FOT) to monitor real-time lung aeration and mechanics in preterm neonates receiving respiratory support [
32]. Their findings revealed variability in initial lung aeration, impacting the effectiveness of subsequent respiratory interventions. Just like our research, they highlighted the heterogeneity in lung aeration among preterm infants at birth, as well as emphasized the importance of diagnostic approaches to guide respiratory care. There is an agreement on the critical role of lung volume recruitment soon after birth. While Veneroni et al. focused on the ability of FOT to monitor changes in respiratory mechanics during mechanical ventilation, our research using EIT offered a detailed view of the spatial distribution of lung ventilation, highlighting changes in actual lung volume and potential regional vulnerability. Tana et al. conducted a study focusing on preterm neonates with respiratory distress syndrome and analyzed lung volume changes and hemodynamic status during high-frequency ventilation [
33]. In contrast, our research focused on a group of late preterm and term neonates born via normal vaginal delivery who were assessed under spontaneous breathing conditions. Our study findings support Tana et al.’s claim regarding the vulnerability of lung function in preterm neonates. However, we expand on this by examining late preterm neonates. In our research, we used EIT to demonstrate how late preterm babies may have lower lung ventilation as seen in the distinct ventilation patterns across different regions of their lungs. This indicates a vulnerability to respiratory complications. Our results align with Tana et al.’s findings on preterm infants with respiratory distress syndrome and suggest that even without obvious illness late preterm neonates exhibit noticeable variations in lung function that could make them more susceptible to respiratory issues.
Furthermore, studies highlight the vulnerability of late preterm neonates, often referred to as “near-term”, due to their immature respiratory system and higher risk of respiratory diseases compared to term neonates [
34]. The study by Blank et al., which compared the dynamics of pulmonary aeration in late preterm and term neonates during the early adaptation period, resonates with our findings and reveals significant differences in pulmonary aeration rate and volume. Using lung ultrasound, the researchers found that during the first 24 h after birth, late preterm neonates had later and slower lung aeration compared to term neonates [
35]. Our research similarly demonstrates lower lung ventilation in late preterm neonates compared to term neonates, suggesting a potential link between delayed lung ventilation and respiratory complications. Late preterm neonates are likely more susceptible to respiratory adaptation because they have not had the opportunity to practice the breathing skill that is required during the crucial transition period. The application of EIT provides a continuous picture of regional lung ventilation and allows us to understand the dynamic changes in neonatal ventilation that occur during the transition. When compared to the study conducted by McEvoy et al., which focused on assessing respiratory function in late preterm neonates using traditional spirometry methods, the EIT results provide a more nuanced perspective. McEvoy et al.’s research emphasized a decreased ratio of time to peak expiratory flow to total expiratory time (TPTEF:TE), increased respiratory resistance, and variations in tidal volume, indicating potential limitations in expiratory airflow. The differences observed in lung aeration and mechanical characteristics highlighted in this study could help to explain the findings concerning challenges among late preterm infants, as indicated by McEvoy et al. [
36]. The ability of EIT to assess lung ventilation offers additional insights beyond what conventional respiratory tests can reveal, providing an alternative viewpoint on the potential factors contributing to the pulmonary susceptibility observed in late preterm infants.
The literature emphasizes the importance of understanding long-term respiratory outcomes associated with prematurity [
37]. Rose et al. provided insights into the long-term respiratory consequences of late preterm birth, aligning with our findings on neonatal pulmonary ventilation dynamics. This correlation underscores the need for customized interventions and follow-up care to ensure lifelong respiratory health. Late preterm neonates, often requiring treatment for acute respiratory distress, remain at higher risk of respiratory diseases like asthma and respiratory infections later in life [
38]. Pike et al. highlighted the challenges faced by neonates born between 34 and 37 weeks, emphasizing the impact of prenatal and postnatal factors on respiratory development. Their findings support the importance of identifying early markers of respiratory risk and implementing intervention strategies such as antenatal corticosteroids [
39]. Natarajan et al. reported that respiratory problems in moderately or late preterm neonates can persist until mid-childhood, necessitating continuous monitoring and intervention strategies [
40]. Our study adds to this knowledge by providing data on neonatal pulmonary ventilation dynamics in the postnatal period.
Strengths and Limitations
The strength of our study is the detailed assessment of pulmonary ventilation dynamics during the early adaptation period using EIT in both late preterm and term neonates. Comparative analysis of late preterm and term neonates revealed significant differences in lung ventilation—relative stretch, center of ventilation, and tidal volume distribution—which provide important information for a better understanding of impaired early postnatal adaptation. The results have clinical implications for optimizing respiratory care strategies in this population, adapting appropriate interventions to ensure lung ventilation, and managing health outcomes. However, the study has some limitations. First of all, it is a single-center study, and this may affect the generalizability of the findings. The short-term follow-up does not allow us to assess the long-term consequences for the respiratory system.